Northeast Financial Group, Inc.
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 10, 2025), Northeast Financial Group, Inc. reported 84 stock positions worth $401.6 million. Its top holding was Schwab US Large-Cap ETF (SCHX) at 12.6% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 7.2%) and Schwab US Mid Cap ETF (SCHM, 6.3%). Compared with Q2 2025, it opened 7 new positions, sold out of 5, added to 44 and reduced 26. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +254%) and the biggest sale Schwab US DVD Equity ETF (SCHD, shares −48%).
- Most Recent 13F
- Q1 2026
- Location
- Allentown, PA
- CIK
- 0001965773
- Portfolio Value
- $401.6M (Q3 2025)
- SEC Filing
- 0001172661-25-004650 ↗ filed Nov 10, 2025
Holdings Value
Holdings 84 stocks · $401.6M
| SCHX Schwab US Large-Cap ETF | 12.63% | 1,926,244 | $50.7M | Add +7.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 7.23% | 43,602 | $29.0M | Add +254.4% |
| SCHM Schwab US Mid Cap ETF | 6.27% | 850,051 | $25.2M | Add +0.7% |
| SCHG Schwab US Large-Cap Growth | 5.72% | 719,262 | $23.0M | Add +39.1% |
| SCHF Schwab Intl Equity ETF | 5.21% | 898,460 | $20.9M | Add +1.9% |
| SCHV Schwab US Large-Cap Value | 4.28% | 590,599 | $17.2M | Add +114.4% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 3.72% | 286,368 | $15.0M | Add +150.0% |
| USHY iShares Broad Usd High Yield | 3.67% | 390,232 | $14.7M | Add +20.4% |
| MUB iShares National Muni Bond E | 3.66% | 137,990 | $14.7M | Add +18.4% |
| SCHO Schwab Short-Term US Treas | 3.35% | 552,024 | $13.5M | Add +7.1% |
| VWO Vanguard Ftse Emerging Marke | 3.21% | 237,916 | $12.9M | Add +0.5% |
| VCLT Vanguard Long-Term Corp. Bond | 2.85% | 147,325 | $11.4M | Add +5.9% |
| VNQ Vanguard Real Estate ETF | 2.73% | 120,006 | $11.0M | Add +159.5% |
| IWM iShares Russell 2000 ETF | 2.67% | 44,293 | $10.7M | Add +322.1% |
| JEPI JPMorgan Equity Premium Inco | 2.34% | 164,645 | $9.4M | Reduce -23.6% |
| SPAB SS SPDR P Agg Bond ETF | 2.12% | 330,033 | $8.5M | Add +1.3% |
| SUB iShares Short-Term National | 2.06% | 77,288 | $8.3M | Add +2.5% |
| TLT iShares 20+ Year Treasury BD | 2.01% | 90,217 | $8.1M | Add +7.2% |
| JAAA Janus Henderson Aaa Clo ETF | 1.89% | 149,483 | $7.6M | Add +23.7% |
| SCHD Schwab US DVD Equity ETF | 1.83% | 269,607 | $7.4M | Reduce -48.0% |
| AGG iShares Core U.S. Aggregate | 1.75% | 70,132 | $7.0M | Add +6.3% |
| PDBC Invesco Optimum Yield Divers | 1.67% | 500,687 | $6.7M | Add +56.6% |
| SPHY SS SPDR P High Yield ETF | 1.47% | 246,526 | $5.9M | Add +1616.3% |
| SCHZ Schwab US Aggregate Bond ETF | 1.45% | 248,673 | $5.8M | Add +8.2% |
| TSLA Tesla Inc. | 1.40% | 12,628 | $5.6M | Add +53.5% |
| AAPL Apple Inc. | 1.24% | 19,552 | $5.0M | Add +74.7% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.90% | 79,157 | $3.6M | Add +2.6% |
| GLD SPDR Gold Shares | 0.85% | 9,632 | $3.4M | Add +1.4% |
| NVDA Nvidia Corp. | 0.70% | 15,027 | $2.8M | Add +0.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.67% | 8,240 | $2.7M | Reduce -0.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.63% | 31,746 | $2.5M | Add +6.0% |
| SCHA Schwab US Small-Cap ETF | 0.55% | 79,335 | $2.2M | Reduce -14.0% |
| PZA Invesco National Amt-Free Mu | 0.48% | 83,480 | $1.9M | Add +7.5% |
| GOOGL Alphabet Inc. Class A | 0.47% | 7,762 | $1.9M | Reduce -48.4% |
| MSTR Strategy Inc. | 0.43% | 5,300 | $1.7M | Add +51.4% |
| MSFT Microsoft Corp. | 0.35% | 2,694 | $1.4M | Reduce -47.1% |
| VOO Vanguard S&P 500 ETF | 0.29% | 1,894 | $1.2M | Add +0.1% |
| SCMB Schwab Municipal Bond ETF | 0.28% | 44,142 | $1.1M | Reduce -14.6% |
| DFAC Dimensional US Core Equity 2 | 0.28% | 29,074 | $1.1M | Reduce 0.0% |
| AMZN Amazon.com Inc. | 0.27% | 5,009 | $1.1M | Reduce -67.3% |
| SPEM State Street SP PTF Em ETF | 0.24% | 20,318 | $951K | Reduce -6.8% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.23% | 17,478 | $927K | Reduce -1.6% |
| NPKI NPK International Inc. | 0.19% | 66,810 | $756K | Reduce -28.8% |
| GOOG Alphabet Inc. Class C | 0.17% | 2,753 | $670K | New |
| XLK SS Technology Select Sector | 0.16% | 2,278 | $642K | Reduce -1.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.15% | 7,103 | $621K | Reduce -5.8% |
| WMT Walmart Inc. | 0.15% | 6,014 | $619K | Add +90.1% |
| CMF iShares California Muni Bond | 0.14% | 10,060 | $574K | Add +7.3% |
| HD Home Depot Inc. | 0.14% | 1,407 | $570K | Add +55.8% |
| PPL PPL Corp. | 0.14% | 14,806 | $550K | No change |
| LLY Eli Lilly & Co. | 0.12% | 648 | $494K | Add +4.0% |
| BND Vanguard Total Bond Market | 0.12% | 6,559 | $488K | Reduce -3.6% |
| ORCL Oracle Corp. | 0.11% | 1,595 | $449K | Add +0.4% |
| ESGV Vanguard ESG US Stock ETF | 0.11% | 3,663 | $434K | New |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.11% | 1,436 | $422K | Reduce -1.4% |
| COST Costco Wholesale Corp. | 0.10% | 440 | $408K | Add +37.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.10% | 809 | $407K | Add +7.7% |
| JNJ Johnson & Johnson | 0.10% | 2,131 | $395K | Add +1.8% |
| NFLX Netflix Inc. | 0.09% | 314 | $376K | No change |
| AMP Ameriprise Financial Inc. | 0.09% | 734 | $361K | Reduce -2.3% |
| HSY The Hershey Co. | 0.09% | 1,918 | $359K | Add +26.4% |
| VOOG Vanguard S&P 500 Growth ETF | 0.09% | 817 | $356K | Reduce -2.6% |
| PNC PNC Financial Services Group | 0.09% | 1,769 | $356K | Reduce -0.2% |
| SGOL Abrdn Physical Gold Shares | 0.08% | 9,094 | $335K | Add +3.3% |
| DGRO iShares Core Dividend Growth | 0.08% | 4,885 | $333K | Reduce -60.1% |
| CCNE CNB Financial Corp. | 0.08% | 13,284 | $321K | New |
| SHY iShares 1-3 Year Treasury Bo | 0.08% | 3,763 | $312K | Reduce -1.5% |
| AVGO Broadcom Inc. | 0.08% | 926 | $305K | Reduce -2.6% |
| NYF iShares New York Muni Bond E | 0.07% | 5,456 | $291K | Add +0.8% |
| META Meta Platforms Inc. Class A | 0.07% | 380 | $279K | Add +8.6% |
| VGSH Vanguard Short-Term Treasury | 0.07% | 4,698 | $276K | Reduce -8.3% |
| EUSB Ishr ESG Advn Universal BD-$ | 0.07% | 6,144 | $270K | New |
| DLR Digital Realty Trust Inc. | 0.07% | 1,514 | $262K | No change |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.06% | 9,509 | $256K | Reduce -4.3% |
| KO The Coca-Cola Co. | 0.06% | 3,853 | $256K | Add +3.4% |
| PG The Procter & Gamble Co. | 0.06% | 1,654 | $254K | Reduce -0.4% |
| MPC Marathon Petroleum Corp. | 0.06% | 1,308 | $252K | No change |
| DFAX Dimensional World Ex US Core | 0.06% | 7,797 | $245K | No change |
| VXUS Vanguard Total Intl Stock | 0.06% | 3,285 | $241K | No change |
| MCD McDonald's Corp. | 0.06% | 770 | $234K | Reduce -1.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.05% | 361 | $217K | New |
| MO Altria Group Inc. | 0.05% | 3,277 | $216K | New |
| NAD Nuveen Quality Municipal Inc. | 0.04% | 12,462 | $146K | New |
| BBDC Barings BDC Inc. | 0.03% | 14,686 | $129K | No change |
Portfolio Sells Q2 2025 → Q3 2025
| SCHD Schwab US DVD Equity ETF | Reduce -48.0% | 1.83% | −2.52 |
| JEPI JPMorgan Equity Premium Inco | Reduce -23.6% | 2.34% | −1.54 |
| AMZN Amazon.com Inc. | Reduce -67.3% | 0.27% | −0.79 |
| MSFT Microsoft Corp. | Reduce -47.1% | 0.35% | −0.46 |
| GOOGL Alphabet Inc. Class A | Reduce -48.4% | 0.47% | −0.37 |
| CI The Cigna Group | Sold out | 0.00% | −0.37 |
| V Visa Inc. Class A | Sold out | 0.00% | −0.33 |
| WM Waste Management Inc. | Sold out | 0.00% | −0.26 |
| SJM The JM Smucker Co. | Sold out | 0.00% | −0.25 |
| SCHA Schwab US Small-Cap ETF | Reduce -14.0% | 0.55% | −0.19 |
| DGRO iShares Core Dividend Growth | Reduce -60.1% | 0.08% | −0.17 |
| SCMB Schwab Municipal Bond ETF | Reduce -14.6% | 0.28% | −0.13 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -0.2% | 0.67% | −0.12 |
| ESSA Essa Bancorp Inc. | Sold out | 0.00% | −0.10 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -1.6% | 0.23% | −0.07 |
| NPKI NPK International Inc. | Reduce -28.8% | 0.19% | −0.06 |
| SPEM State Street SP PTF Em ETF | Reduce -6.8% | 0.24% | −0.06 |
| DFAC Dimensional US Core Equity 2 | Reduce 0.0% | 0.28% | −0.05 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -5.8% | 0.15% | −0.04 |
| BND Vanguard Total Bond Market | Reduce -3.6% | 0.12% | −0.04 |
| AMP Ameriprise Financial Inc. | Reduce -2.3% | 0.09% | −0.04 |
| VGSH Vanguard Short-Term Treasury | Reduce -8.3% | 0.07% | −0.03 |
| XLK SS Technology Select Sector | Reduce -1.5% | 0.16% | −0.03 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -1.4% | 0.11% | −0.02 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -1.5% | 0.08% | −0.02 |
| PG The Procter & Gamble Co. | Reduce -0.4% | 0.06% | −0.02 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -4.3% | 0.06% | −0.02 |
| VOOG Vanguard S&P 500 Growth ETF | Reduce -2.6% | 0.09% | −0.02 |
| PNC PNC Financial Services Group | Reduce -0.2% | 0.09% | −0.02 |
| MCD McDonald's Corp. | Reduce -1.4% | 0.06% | −0.01 |
| AVGO Broadcom Inc. | Reduce -2.6% | 0.08% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| SPY SS SPDR S&P 500 ETF Trust-US | Add +254.4% | 7.23% | +4.82 |
| IWM iShares Russell 2000 ETF | Add +322.1% | 2.67% | +1.95 |
| GPIX GLDM SA S&P 500 PR in ETF-US | Add +150.0% | 3.72% | +1.92 |
| SCHV Schwab US Large-Cap Value | Add +114.4% | 4.28% | +1.87 |
| VNQ Vanguard Real Estate ETF | Add +159.5% | 2.73% | +1.43 |
| SPHY SS SPDR P High Yield ETF | Add +1616.3% | 1.47% | +1.36 |
| SCHG Schwab US Large-Cap Growth | Add +39.1% | 5.72% | +0.93 |
| TSLA Tesla Inc. | Add +53.5% | 1.40% | +0.57 |
| AAPL Apple Inc. | Add +74.7% | 1.24% | +0.51 |
| PDBC Invesco Optimum Yield Divers | Add +56.6% | 1.67% | +0.35 |
| GOOG Alphabet Inc. Class C | New | 0.17% | +0.17 |
| ESGV Vanguard ESG US Stock ETF | New | 0.11% | +0.11 |
| CCNE CNB Financial Corp. | New | 0.08% | +0.08 |
| EUSB Ishr ESG Advn Universal BD-$ | New | 0.07% | +0.07 |
| WMT Walmart Inc. | Add +90.1% | 0.15% | +0.06 |
| QQQ Invesco QQQ Trust Series 1 | New | 0.05% | +0.05 |
| MO Altria Group Inc. | New | 0.05% | +0.05 |
| HD Home Depot Inc. | Add +55.8% | 0.14% | +0.04 |
| NAD Nuveen Quality Municipal Inc. | New | 0.04% | +0.04 |
| HSY The Hershey Co. | Add +26.4% | 0.09% | +0.01 |
| ORCL Oracle Corp. | Add +0.4% | 0.11% | +0.00 |
| COST Costco Wholesale Corp. | Add +37.1% | 0.10% | +0.00 |
| JNJ Johnson & Johnson | Add +1.8% | 0.10% | −0.00 |
| SGOL Abrdn Physical Gold Shares | Add +3.3% | 0.08% | −0.00 |
| META Meta Platforms Inc. Class A | Add +8.6% | 0.07% | −0.01 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +7.7% | 0.10% | −0.01 |
| NYF iShares New York Muni Bond E | Add +0.8% | 0.07% | −0.02 |
| KO The Coca-Cola Co. | Add +3.4% | 0.06% | −0.02 |
| CMF iShares California Muni Bond | Add +7.3% | 0.14% | −0.02 |
| MSTR Strategy Inc. | Add +51.4% | 0.43% | −0.02 |
| LLY Eli Lilly & Co. | Add +4.0% | 0.12% | −0.03 |
| NVDA Nvidia Corp. | Add +0.4% | 0.70% | −0.05 |
| VOO Vanguard S&P 500 ETF | Add +0.1% | 0.29% | −0.05 |
| JAAA Janus Henderson Aaa Clo ETF | Add +23.7% | 1.89% | −0.05 |
| GLD SPDR Gold Shares | Add +1.4% | 0.85% | −0.06 |
| PZA Invesco National Amt-Free Mu | Add +7.5% | 0.48% | −0.07 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +6.0% | 0.63% | −0.12 |
| USHY iShares Broad Usd High Yield | Add +20.4% | 3.67% | −0.18 |
| TFI SS SPDR N Ice Muni Bond ETF | Add +2.6% | 0.90% | −0.19 |
| MUB iShares National Muni Bond E | Add +18.4% | 3.66% | −0.20 |
| SCHZ Schwab US Aggregate Bond ETF | Add +8.2% | 1.45% | −0.24 |
| AGG iShares Core U.S. Aggregate | Add +6.3% | 1.75% | −0.32 |
| TLT iShares 20+ Year Treasury BD | Add +7.2% | 2.01% | −0.35 |
| SUB iShares Short-Term National | Add +2.5% | 2.06% | −0.49 |
| VCLT Vanguard Long-Term Corp. Bond | Add +5.9% | 2.85% | −0.49 |
| VWO Vanguard Ftse Emerging Marke | Add +0.5% | 3.21% | −0.50 |
| SPAB SS SPDR P Agg Bond ETF | Add +1.3% | 2.12% | −0.52 |
| SCHO Schwab Short-Term US Treas | Add +7.1% | 3.35% | −0.63 |
| SCHF Schwab Intl Equity ETF | Add +1.9% | 5.21% | −0.97 |
| SCHM Schwab US Mid Cap ETF | Add +0.7% | 6.27% | −1.23 |
Options Activity Q2 2025 → Q3 2025
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 27,600 | $17.1Mbefore exit |
| IWM iShares Russell 2000 ETF | put | Sold out | 27,900 | $6.0Mbefore exit |
| TSLA Tesla Inc. | put | Sold out | 3,800 | $1.2Mbefore exit |
| NVDA Nvidia Corp. | put | Sold out | 5,000 | $790Kbefore exit |
| MSTR Strategy Inc. | put | Sold out | 1,800 | $728Kbefore exit |
| XLK SS Technology Select Sector | put | Sold out | 2,100 | $532Kbefore exit |
| AAPL Apple Inc. | put | Sold out | 2,400 | $492Kbefore exit |
| WMT Walmart Inc. | put | Sold out | 2,600 | $254Kbefore exit |
| HD Home Depot Inc. | put | Sold out | 500 | $183Kbefore exit |
| HSY The Hershey Co. | put | Sold out | 400 | $66Kbefore exit |
| AMZN Amazon.com Inc. | put | Sold out | 300 | $66Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2026 | 76 | $375.8M | SCHX, SCHM, SCHG, SCHF, SCHV |
| Q4 2025 | 84 | $398.6M | SCHX, SCHM, SCHG, SCHF, SCHV |
| Q3 2025 | 84 | $401.6M | SCHX, SPY, SCHM, SCHG, SCHF |
| Q2 2025 | 82 | $315.6M | SCHX, SCHM, SCHF, SCHG, SCHD |
| Q1 2025 | 83 | $268.1M | SCHX, SCHM, SCHF, SCHD, MUB |
| Q4 2024 | 81 | $261.8M | SCHX, SCHM, SCHF, SCHD, SCHG |
| Q3 2024 | 79 | $259.7M | SCHX, SCHM, SCHF, SCHD, SCHG |
| Q2 2024 | 75 | $233.4M | SCHX, SCHM, SCHO, SCHF, SCHD |
| Q1 2024 | 74 | $226.0M | SCHX, SCHM, SCHO, SCHD, SCHF |