Northeast Financial Group, Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Northeast Financial Group, Inc. reported 76 stock positions worth $375.8 million. Its top holding was Schwab US Large-Cap ETF (SCHX) at 14.6% of the portfolio, followed by Schwab US Mid Cap ETF (SCHM, 6.7%) and Schwab US Large-Cap Growth (SCHG, 5.8%). Compared with Q4 2025, it opened 4 new positions, sold out of 12, added to 12 and reduced 53. The biggest buy was a new position in Neos Nasdaq-100 High Inc. ETF (QQQI) and the biggest sale GLDM SA S&P 500 PR in ETF-US (GPIX, shares −71%).
- Most Recent 13F
- Q1 2026
- Location
- Allentown, PA
- CIK
- 0001965773
- Portfolio Value
- $375.8M (Q1 2026)
- SEC Filing
- 0001172661-26-002401 ↗ filed May 15, 2026
Holdings Value
Holdings 76 stocks · $375.8M
| SCHX Schwab US Large-Cap ETF | 14.61% | 2,141,313 | $54.9M | Add +8.0% |
| SCHM Schwab US Mid Cap ETF | 6.66% | 807,726 | $25.0M | Reduce -9.3% |
| SCHG Schwab US Large-Cap Growth | 5.83% | 752,372 | $21.9M | Add +2.4% |
| SCHF Schwab Intl Equity ETF | 5.35% | 811,818 | $20.1M | Reduce -10.9% |
| SCHV Schwab US Large-Cap Value | 4.46% | 549,657 | $16.8M | Reduce -9.4% |
| USHY iShares Broad Usd High Yield | 3.66% | 373,064 | $13.7M | Reduce -13.1% |
| MUB iShares National Muni Bond E | 3.44% | 121,903 | $12.9M | Reduce -19.5% |
| SCHO Schwab Short-Term US Treas | 3.38% | 522,603 | $12.7M | Reduce -12.1% |
| VNQ Vanguard Real Estate ETF | 3.16% | 133,902 | $11.9M | Add +2.7% |
| VWO Vanguard Ftse Emerging Marke | 3.13% | 217,180 | $11.7M | Reduce -9.5% |
| VCLT Vanguard Long-Term Corp. Bond | 2.86% | 143,713 | $10.7M | Reduce -9.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.81% | 16,234 | $10.6M | Reduce -24.8% |
| JAAA Janus Henderson Aaa Clo ETF | 2.69% | 200,651 | $10.1M | Add +15.4% |
| SCHP Schwab U.S. Tips ETF | 2.69% | 379,803 | $10.1M | Add +186.1% |
| SPHY SS SPDR P High Yield ETF | 2.67% | 429,967 | $10.0M | Add +34.2% |
| PDBC Invesco Optimum Yield Divers | 2.36% | 512,673 | $8.9M | Reduce -3.8% |
| JEPI JPMorgan Equity Premium Inco | 2.27% | 150,184 | $8.5M | Reduce -16.7% |
| SPAB SS SPDR P Agg Bond ETF | 2.12% | 310,565 | $8.0M | Reduce -5.0% |
| SCHD Schwab US DVD Equity ETF | 2.12% | 258,864 | $8.0M | Reduce -8.8% |
| TLT iShares 20+ Year Treasury BD | 2.03% | 87,919 | $7.6M | Reduce -8.5% |
| QQQI Neos Nasdaq-100 High Inc. ETF | 2.03% | 153,434 | $7.6M | New |
| SUB iShares Short-Term National | 1.90% | 66,914 | $7.1M | Reduce -20.9% |
| SCHZ Schwab US Aggregate Bond ETF | 1.79% | 290,058 | $6.7M | Add +14.7% |
| AGG iShares Core U.S. Aggregate | 1.68% | 63,628 | $6.3M | Reduce -9.8% |
| SPYI Neos S&P 500 High Income ETF | 1.56% | 118,594 | $5.9M | New |
| GPIX GLDM SA S&P 500 PR in ETF-US | 1.24% | 93,037 | $4.7M | Reduce -71.2% |
| IWM iShares Russell 2000 ETF | 1.13% | 17,048 | $4.2M | Reduce -18.8% |
| GLD SPDR Gold Shares | 1.01% | 8,847 | $3.8M | Reduce -6.5% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.82% | 67,845 | $3.1M | Reduce -22.8% |
| TSLA Tesla Inc. | 0.81% | 8,201 | $3.0M | Reduce -0.3% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.79% | 37,341 | $3.0M | Add +15.2% |
| AAPL Apple Inc. | 0.73% | 10,863 | $2.8M | Reduce -8.7% |
| SCHA Schwab US Small-Cap ETF | 0.73% | 94,042 | $2.7M | Add +3.9% |
| PZA Invesco National Amt-Free Mu | 0.40% | 65,599 | $1.5M | Reduce -28.1% |
| NVDA Nvidia Corp. | 0.40% | 8,581 | $1.5M | Reduce -8.1% |
| GOOGL Alphabet Inc. Class A | 0.30% | 3,864 | $1.1M | Reduce -12.0% |
| SCMB Schwab Municipal Bond ETF | 0.26% | 38,390 | $978K | Reduce -4.1% |
| VOO Vanguard S&P 500 ETF | 0.24% | 1,486 | $888K | Reduce -21.5% |
| SPEM State Street SP PTF Em ETF | 0.22% | 17,620 | $827K | Reduce -10.8% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.22% | 15,467 | $813K | Reduce -8.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.20% | 2,338 | $750K | Reduce -71.1% |
| AMZN Amazon.com Inc. | 0.20% | 3,559 | $741K | Reduce -24.4% |
| GOOG Alphabet Inc. Class C | 0.19% | 2,522 | $723K | Reduce -8.1% |
| MSFT Microsoft Corp. | 0.15% | 1,564 | $580K | Reduce -30.5% |
| PPL PPL Corp. | 0.15% | 14,806 | $566K | No change |
| LLY Eli Lilly & Co. | 0.14% | 573 | $527K | Reduce -8.0% |
| JNJ Johnson & Johnson | 0.12% | 1,863 | $456K | Reduce -12.6% |
| BND Vanguard Total Bond Market | 0.12% | 5,993 | $441K | Reduce -5.1% |
| MSTR Strategy Inc. | 0.12% | 3,500 | $437K | No change |
| SGOL Abrdn Physical Gold Shares | 0.11% | 9,670 | $431K | Add +8.0% |
| COST Costco Wholesale Corp. | 0.11% | 415 | $414K | Reduce -4.8% |
| ESGV Vanguard ESG US Stock ETF | 0.10% | 3,474 | $390K | No change |
| WMT Walmart Inc. | 0.10% | 3,135 | $390K | Reduce -8.2% |
| CCNE CNB Financial Corp. | 0.10% | 13,284 | $385K | No change |
| PNC PNC Financial Services Group | 0.09% | 1,708 | $356K | Reduce -3.5% |
| NFLX Netflix Inc. | 0.09% | 3,637 | $350K | Add +0.5% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.09% | 1,165 | $335K | Reduce -18.3% |
| DFAC Dimensional US Core Equity 2 | 0.09% | 8,344 | $324K | Reduce -71.3% |
| VOOG Vanguard S&P 500 Growth ETF | 0.09% | 784 | $320K | Reduce -1.8% |
| MPC Marathon Petroleum Corp. | 0.09% | 1,308 | $319K | No change |
| HSY The Hershey Co. | 0.08% | 1,518 | $316K | No change |
| KO The Coca-Cola Co. | 0.08% | 3,726 | $283K | Reduce -3.3% |
| SHY iShares 1-3 Year Treasury Bo | 0.07% | 3,326 | $275K | Reduce -8.3% |
| DLR Digital Realty Trust Inc. | 0.07% | 1,500 | $270K | Reduce -0.9% |
| BSCS Invesco Bulletshares 2028 CB | 0.07% | 13,170 | $269K | New |
| EUSB Ishr ESG Advn Universal BD-$ | 0.07% | 6,027 | $262K | No change |
| DGRO iShares Core Dividend Growth | 0.07% | 3,552 | $250K | Reduce -24.3% |
| HD Home Depot Inc. | 0.06% | 740 | $244K | Reduce -18.4% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.06% | 9,005 | $237K | Reduce -2.5% |
| MCD McDonald's Corp. | 0.06% | 760 | $236K | Reduce -1.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.06% | 484 | $232K | Reduce -33.6% |
| META Meta Platforms Inc. Class A | 0.06% | 377 | $216K | Reduce -6.5% |
| ORCL Oracle Corp. | 0.06% | 1,428 | $210K | Reduce -10.1% |
| PEP Pepsico Inc. | 0.05% | 1,327 | $206K | New |
| VXUS Vanguard Total Intl Stock | 0.05% | 2,635 | $203K | Reduce -19.8% |
| ALT Altimmune Inc. | 0.01% | 13,641 | $42K | Add +1.9% |
Options reported separately and not counted above: SPY puts ($14.8M), IWM puts ($6.6M), AAPL puts ($1.9M), TSLA puts ($1.6M), NVDA puts ($872K), GOOGL puts ($604K), GOOG puts ($488K), WMT puts ($323K), SPY calls ($260K), MSTR puts ($225K), HD puts ($164K), MSFT puts ($148K), and 2 more.
Portfolio Sells Q4 2025 → Q1 2026
| GPIX GLDM SA S&P 500 PR in ETF-US | Reduce -71.2% | 1.24% | −3.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -24.8% | 2.81% | −0.88 |
| MUB iShares National Muni Bond E | Reduce -19.5% | 3.44% | −0.63 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -71.1% | 0.20% | −0.48 |
| USHY iShares Broad Usd High Yield | Reduce -13.1% | 3.66% | −0.37 |
| SUB iShares Short-Term National | Reduce -20.9% | 1.90% | −0.37 |
| JEPI JPMorgan Equity Premium Inco | Reduce -16.7% | 2.27% | −0.32 |
| SCHO Schwab Short-Term US Treas | Reduce -12.1% | 3.38% | −0.26 |
| DFAC Dimensional US Core Equity 2 | Reduce -71.3% | 0.09% | −0.20 |
| NPKI NPK International Inc. | Sold out | 0.00% | −0.20 |
| TFI SS SPDR N Ice Muni Bond ETF | Reduce -22.8% | 0.82% | −0.19 |
| IWM iShares Russell 2000 ETF | Reduce -18.8% | 1.13% | −0.17 |
| XLK SS Technology Select Sector | Sold out | 0.00% | −0.16 |
| IEFA iShares Core MSCI Eafe ETF | Sold out | 0.00% | −0.16 |
| SCHF Schwab Intl Equity ETF | Reduce -10.9% | 5.35% | −0.15 |
| VCLT Vanguard Long-Term Corp. Bond | Reduce -9.0% | 2.86% | −0.15 |
| PZA Invesco National Amt-Free Mu | Reduce -28.1% | 0.40% | −0.13 |
| CMF iShares California Muni Bond | Sold out | 0.00% | −0.13 |
| MSFT Microsoft Corp. | Reduce -30.5% | 0.15% | −0.12 |
| TSLA Tesla Inc. | Reduce -0.3% | 0.81% | −0.12 |
| VWO Vanguard Ftse Emerging Marke | Reduce -9.5% | 3.13% | −0.11 |
| AMP Ameriprise Financial Inc. | Sold out | 0.00% | −0.09 |
| AGG iShares Core U.S. Aggregate | Reduce -9.8% | 1.68% | −0.09 |
| AVGO Broadcom Inc. | Sold out | 0.00% | −0.08 |
| AAPL Apple Inc. | Reduce -8.7% | 0.73% | −0.08 |
| AMZN Amazon.com Inc. | Reduce -24.4% | 0.20% | −0.08 |
| NYF iShares New York Muni Bond E | Sold out | 0.00% | −0.07 |
| TLT iShares 20+ Year Treasury BD | Reduce -8.5% | 2.03% | −0.07 |
| VGSH Vanguard Short-Term Treasury | Sold out | 0.00% | −0.07 |
| DFAX Dimensional World Ex US Core | Sold out | 0.00% | −0.06 |
| SCHM Schwab US Mid Cap ETF | Reduce -9.3% | 6.66% | −0.06 |
| VOO Vanguard S&P 500 ETF | Reduce -21.5% | 0.24% | −0.06 |
| PG The Procter & Gamble Co. | Sold out | 0.00% | −0.06 |
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −0.06 |
| GOOGL Alphabet Inc. Class A | Reduce -12.0% | 0.30% | −0.05 |
| SCHV Schwab US Large-Cap Value | Reduce -9.4% | 4.46% | −0.04 |
| NVDA Nvidia Corp. | Reduce -8.1% | 0.40% | −0.04 |
| BBDC Barings BDC Inc. | Sold out | 0.00% | −0.03 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -33.6% | 0.06% | −0.03 |
| LLY Eli Lilly & Co. | Reduce -8.0% | 0.14% | −0.03 |
| GOOG Alphabet Inc. Class C | Reduce -8.1% | 0.19% | −0.02 |
| ORCL Oracle Corp. | Reduce -10.1% | 0.06% | −0.02 |
| DGRO iShares Core Dividend Growth | Reduce -24.3% | 0.07% | −0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -18.3% | 0.09% | −0.01 |
| HD Home Depot Inc. | Reduce -18.4% | 0.06% | −0.01 |
| SPEM State Street SP PTF Em ETF | Reduce -10.8% | 0.22% | −0.01 |
| META Meta Platforms Inc. Class A | Reduce -6.5% | 0.06% | −0.01 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -8.7% | 0.22% | −0.01 |
| VXUS Vanguard Total Intl Stock | Reduce -19.8% | 0.05% | −0.01 |
| VOOG Vanguard S&P 500 Growth ETF | Reduce -1.8% | 0.09% | −0.00 |
Portfolio Buys Q4 2025 → Q1 2026
| QQQI Neos Nasdaq-100 High Inc. ETF | New | 2.03% | +2.03 |
| SCHP Schwab U.S. Tips ETF | Add +186.1% | 2.69% | +1.81 |
| SPYI Neos S&P 500 High Income ETF | New | 1.56% | +1.56 |
| SCHX Schwab US Large-Cap ETF | Add +8.0% | 14.61% | +1.22 |
| SPHY SS SPDR P High Yield ETF | Add +34.2% | 2.67% | +0.77 |
| JAAA Janus Henderson Aaa Clo ETF | Add +15.4% | 2.69% | +0.48 |
| SCHZ Schwab US Aggregate Bond ETF | Add +14.7% | 1.79% | +0.31 |
| VNQ Vanguard Real Estate ETF | Add +2.7% | 3.16% | +0.27 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +15.2% | 0.79% | +0.14 |
| SCHA Schwab US Small-Cap ETF | Add +3.9% | 0.73% | +0.08 |
| BSCS Invesco Bulletshares 2028 CB | New | 0.07% | +0.07 |
| PEP Pepsico Inc. | New | 0.05% | +0.05 |
| SGOL Abrdn Physical Gold Shares | Add +8.0% | 0.11% | +0.02 |
| NFLX Netflix Inc. | Add +0.5% | 0.09% | +0.01 |
| ALT Altimmune Inc. | Add +1.9% | 0.01% | −0.00 |
| SCHG Schwab US Large-Cap Growth | Add +2.4% | 5.83% | −0.18 |
Options Activity Q4 2025 → Q1 2026
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -38.7% | 22,800 | $14.8M |
| IWM iShares Russell 2000 ETF | put | Reduce -35.1% | 26,800 | $6.6M |
| XLK SS Technology Select Sector | put | Sold out | 4,200 | $605Kbefore exit |
| WMT Walmart Inc. | put | Reduce -50.0% | 2,600 | $323K |
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 400 | $260K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2026 | 76 | $375.8M | SCHX, SCHM, SCHG, SCHF, SCHV |
| Q4 2025 | 84 | $398.6M | SCHX, SCHM, SCHG, SCHF, SCHV |
| Q3 2025 | 84 | $401.6M | SCHX, SPY, SCHM, SCHG, SCHF |
| Q2 2025 | 82 | $315.6M | SCHX, SCHM, SCHF, SCHG, SCHD |
| Q1 2025 | 83 | $268.1M | SCHX, SCHM, SCHF, SCHD, MUB |
| Q4 2024 | 81 | $261.8M | SCHX, SCHM, SCHF, SCHD, SCHG |
| Q3 2024 | 79 | $259.7M | SCHX, SCHM, SCHF, SCHD, SCHG |
| Q2 2024 | 75 | $233.4M | SCHX, SCHM, SCHO, SCHF, SCHD |
| Q1 2024 | 74 | $226.0M | SCHX, SCHM, SCHO, SCHD, SCHF |