Northeast Financial Group, Inc.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 23, 2025), Northeast Financial Group, Inc. reported 81 stock positions worth $261.8 million. Its top holding was Schwab US Large-Cap ETF (SCHX) at 15.4% of the portfolio, followed by Schwab US Mid Cap ETF (SCHM, 8.2%) and Schwab Intl Equity ETF (SCHF, 6.6%). Compared with Q3 2024, it opened 6 new positions, sold out of 4, added to 38 and reduced 26. The biggest buy was a new position in Schwab Municipal Bond ETF (SCMB) and the biggest sale Vanguard Ftse Emerging Marke (VWO, shares −8%).
- Most Recent 13F
- Q1 2026
- Location
- Allentown, PA
- CIK
- 0001965773
- Portfolio Value
- $261.8M (Q4 2024)
- SEC Filing
- 0001172661-25-000324 ↗ filed Jan 23, 2025
Holdings Value
Holdings 81 stocks · $261.8M
| SCHX Schwab US Large-Cap ETF | 15.39% | 1,738,584 | $40.3M | Reduce -1.2% |
| SCHM Schwab US Mid Cap ETF | 8.23% | 777,252 | $21.5M | Reduce -1.0% |
| SCHF Schwab Intl Equity ETF | 6.63% | 938,768 | $17.4M | Add +6.8% |
| SCHD Schwab US DVD Equity ETF | 5.01% | 480,454 | $13.1M | Reduce -6.2% |
| SCHG Schwab US Large-Cap Growth | 4.55% | 427,306 | $11.9M | Reduce -13.8% |
| SCHO Schwab Short-Term US Treas | 4.45% | 484,650 | $11.7M | Add +5.9% |
| JEPI JPMorgan Equity Premium Inco | 3.95% | 179,617 | $10.3M | Reduce -2.5% |
| MUB iShares National Muni Bond E | 3.57% | 87,715 | $9.3M | Reduce -4.5% |
| VCLT Vanguard Long-Term Corp. Bond | 3.55% | 124,348 | $9.3M | Add +0.9% |
| SPAB SS SPDR P Agg Bond ETF | 3.53% | 369,518 | $9.2M | Add +6.9% |
| VWO Vanguard Ftse Emerging Marke | 3.18% | 188,775 | $8.3M | Reduce -8.1% |
| USHY iShares Broad Usd High Yield | 3.04% | 216,357 | $8.0M | Add +4.8% |
| SUB iShares Short-Term National | 2.95% | 73,334 | $7.7M | Add +7.0% |
| TLT iShares 20+ Year Treasury BD | 2.40% | 71,843 | $6.3M | Add +32.0% |
| AGG iShares Core U.S. Aggregate | 2.26% | 61,152 | $5.9M | Add +33.1% |
| SCHZ Schwab US Aggregate Bond ETF | 1.92% | 221,093 | $5.0M | Add +5.9% |
| SCHV Schwab US Large-Cap Value | 1.78% | 178,639 | $4.7M | Add +14.1% |
| GOOGL Alphabet Inc. Class A | 1.51% | 20,914 | $4.0M | Add +34.6% |
| PDBC Invesco Optimum Yield Divers | 1.44% | 289,789 | $3.8M | Add +9.9% |
| GLD SPDR Gold Shares | 1.38% | 14,966 | $3.6M | Add +0.1% |
| SCHA Schwab US Small-Cap ETF | 1.17% | 118,178 | $3.1M | Add +7.3% |
| AMZN Amazon.com Inc. | 1.06% | 12,655 | $2.8M | Reduce -11.7% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.99% | 57,064 | $2.6M | Add +2.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.99% | 4,405 | $2.6M | Add +42.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.93% | 8,379 | $2.4M | Add +2.0% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.90% | 30,133 | $2.4M | Add +5.9% |
| MSFT Microsoft Corp. | 0.89% | 5,550 | $2.3M | Add +1.7% |
| AAPL Apple Inc. | 0.81% | 8,421 | $2.1M | Reduce -1.6% |
| UNH Unitedhealth Group Inc. | 0.70% | 3,607 | $1.8M | Add +6.0% |
| PK Park Hotels & Resorts Inc. | 0.67% | 124,674 | $1.8M | Add +34.4% |
| SCMB Schwab Municipal Bond ETF | 0.64% | 65,185 | $1.7M | New |
| TGT Target Corp. | 0.60% | 11,581 | $1.6M | New |
| VOO Vanguard S&P 500 ETF | 0.51% | 2,472 | $1.3M | Reduce -0.9% |
| PZA Invesco National Amt-Free Mu | 0.46% | 51,323 | $1.2M | Add +5.0% |
| DGRO iShares Core Dividend Growth | 0.44% | 18,607 | $1.1M | Reduce -27.5% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.42% | 21,422 | $1.1M | Add +0.1% |
| NVDA Nvidia Corp. | 0.42% | 8,181 | $1.1M | Add +7.0% |
| DFAC Dimensional US Core Equity 2 | 0.39% | 29,412 | $1.0M | Reduce -6.5% |
| SPEM State Street SP PTF Em ETF | 0.37% | 24,969 | $958K | Reduce -1.2% |
| V Visa Inc. Class A | 0.35% | 2,908 | $919K | Reduce -64.7% |
| WM Waste Management Inc. | 0.28% | 3,682 | $743K | Add +2.4% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.28% | 27,847 | $729K | Add +12.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.28% | 10,249 | $720K | Add +75.2% |
| BND Vanguard Total Bond Market | 0.22% | 7,886 | $567K | Reduce -4.9% |
| XLK SS Technology Select Sector | 0.20% | 2,226 | $518K | Reduce -8.4% |
| NPKI NPK International Inc. | 0.19% | 65,902 | $505K | No change |
| CMF iShares California Muni Bond | 0.19% | 8,675 | $497K | Add +7.9% |
| LLY Eli Lilly & Co. | 0.18% | 618 | $477K | No change |
| ITM Vaneck Intermediate Muni ETF | 0.17% | 9,874 | $455K | New |
| VGSH Vanguard Short-Term Treasury | 0.17% | 7,629 | $444K | Reduce -7.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.15% | 1,533 | $405K | Reduce -17.4% |
| VOOG Vanguard S&P 500 Growth ETF | 0.15% | 1,090 | $399K | Reduce -43.6% |
| SGOL Abrdn Physical Gold Shares | 0.15% | 15,693 | $393K | Reduce -1.4% |
| PM Philip Morris International | 0.15% | 3,196 | $385K | No change |
| JNJ Johnson & Johnson | 0.14% | 2,541 | $368K | Add +0.5% |
| HD Home Depot Inc. | 0.14% | 915 | $356K | Add +7.5% |
| HSY The Hershey Co. | 0.13% | 2,051 | $348K | Add +0.2% |
| IWM iShares Russell 2000 ETF | 0.13% | 1,545 | $341K | Add +41.4% |
| SHY iShares 1-3 Year Treasury Bo | 0.13% | 4,073 | $334K | Reduce -9.6% |
| PNC PNC Financial Services Group | 0.13% | 1,727 | $333K | Reduce -2.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.12% | 714 | $324K | No change |
| MO Altria Group Inc. | 0.12% | 6,103 | $319K | Reduce -0.5% |
| NYF iShares New York Muni Bond E | 0.12% | 5,951 | $317K | Add +0.2% |
| ESSA Essa Bancorp Inc. | 0.12% | 15,646 | $305K | Reduce -4.3% |
| COST Costco Wholesale Corp. | 0.12% | 331 | $304K | No change |
| MDLZ Mondelez International Inc. Class A | 0.11% | 4,753 | $284K | No change |
| WMT Walmart Inc. | 0.10% | 2,990 | $270K | Add +1.0% |
| DLR Digital Realty Trust Inc. | 0.10% | 1,500 | $266K | No change |
| TT Trane Technologies PLC | 0.10% | 717 | $265K | Add +18.9% |
| NFLX Netflix Inc. | 0.10% | 296 | $264K | No change |
| TSLA Tesla Inc. | 0.10% | 627 | $253K | New |
| VGLT Vanguard Long-Term Treasury | 0.09% | 4,425 | $245K | New |
| MCD McDonald's Corp. | 0.09% | 831 | $241K | Add +2.1% |
| UPS United Parcel Service Class B | 0.09% | 1,897 | $239K | Reduce -1.7% |
| ORCL Oracle Corp. | 0.09% | 1,429 | $238K | No change |
| PG The Procter & Gamble Co. | 0.09% | 1,408 | $236K | Add +0.3% |
| FDBC Fidelity D&D Bancorp Inc. | 0.09% | 4,810 | $235K | No change |
| VXUS Vanguard Total Intl Stock | 0.09% | 3,873 | $228K | Add +1.5% |
| DFAX Dimensional World Ex US Core | 0.08% | 8,674 | $216K | Reduce -2.4% |
| KO The Coca-Cola Co. | 0.08% | 3,289 | $205K | No change |
| WGHTQ WW International Inc. filed as WW INTL INC | 0.01% | 13,666 | $17K | New |
Options reported separately and not counted above: SPY puts ($6.7M), IWM puts ($2.4M), NVDA puts ($577K), XLK puts ($488K), AAPL puts ($351K), WMT puts ($235K), HD puts ($194K).
Portfolio Sells Q3 2024 → Q4 2024
| VWO Vanguard Ftse Emerging Marke | Reduce -8.1% | 3.18% | −0.61 |
| SCHD Schwab US DVD Equity ETF | Reduce -6.2% | 5.01% | −0.54 |
| V Visa Inc. Class A | Reduce -64.7% | 0.35% | −0.52 |
| SCHG Schwab US Large-Cap Growth | Reduce -13.8% | 4.55% | −0.42 |
| XOM Exxon Mobil Corp. | Sold out | 0.00% | −0.37 |
| JEPI JPMorgan Equity Premium Inco | Reduce -2.5% | 3.95% | −0.28 |
| MUB iShares National Muni Bond E | Reduce -4.5% | 3.57% | −0.27 |
| DGRO iShares Core Dividend Growth | Reduce -27.5% | 0.44% | −0.18 |
| SCHM Schwab US Mid Cap ETF | Reduce -1.0% | 8.23% | −0.14 |
| VOOG Vanguard S&P 500 Growth ETF | Reduce -43.6% | 0.15% | −0.10 |
| PEP Pepsico Inc. | Sold out | 0.00% | −0.08 |
| SPEM State Street SP PTF Em ETF | Reduce -1.2% | 0.37% | −0.04 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -17.4% | 0.15% | −0.03 |
| NXGL Nexgel Inc. | Sold out | 0.00% | −0.03 |
| DFAC Dimensional US Core Equity 2 | Reduce -6.5% | 0.39% | −0.03 |
| BND Vanguard Total Bond Market | Reduce -4.9% | 0.22% | −0.02 |
| VGSH Vanguard Short-Term Treasury | Reduce -7.4% | 0.17% | −0.02 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -9.6% | 0.13% | −0.02 |
| XLK SS Technology Select Sector | Reduce -8.4% | 0.20% | −0.01 |
| DFAX Dimensional World Ex US Core | Reduce -2.4% | 0.08% | −0.01 |
| UPS United Parcel Service Class B | Reduce -1.7% | 0.09% | −0.01 |
| EAF Graftech International Ltd. | Sold out | 0.00% | −0.01 |
| ESSA Essa Bancorp Inc. | Reduce -4.3% | 0.12% | −0.00 |
| SGOL Abrdn Physical Gold Shares | Reduce -1.4% | 0.15% | −0.00 |
| MO Altria Group Inc. | Reduce -0.5% | 0.12% | +0.00 |
| PNC PNC Financial Services Group | Reduce -2.0% | 0.13% | +0.00 |
| VOO Vanguard S&P 500 ETF | Reduce -0.9% | 0.51% | +0.00 |
| AMZN Amazon.com Inc. | Reduce -11.7% | 1.06% | +0.03 |
| AAPL Apple Inc. | Reduce -1.6% | 0.81% | +0.04 |
| SCHX Schwab US Large-Cap ETF | Reduce -1.2% | 15.39% | +0.07 |
Portfolio Buys Q3 2024 → Q4 2024
| SCMB Schwab Municipal Bond ETF | New | 0.64% | +0.64 |
| TGT Target Corp. | New | 0.60% | +0.60 |
| GOOGL Alphabet Inc. Class A | Add +34.6% | 1.51% | +0.52 |
| AGG iShares Core U.S. Aggregate | Add +33.1% | 2.26% | +0.47 |
| TLT iShares 20+ Year Treasury BD | Add +32.0% | 2.40% | +0.34 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +42.8% | 0.99% | +0.30 |
| ITM Vaneck Intermediate Muni ETF | New | 0.17% | +0.17 |
| PK Park Hotels & Resorts Inc. | Add +34.4% | 0.67% | +0.17 |
| SCHV Schwab US Large-Cap Value | Add +14.1% | 1.78% | +0.16 |
| SUB iShares Short-Term National | Add +7.0% | 2.95% | +0.15 |
| SCHO Schwab Short-Term US Treas | Add +5.9% | 4.45% | +0.14 |
| IEFA iShares Core MSCI Eafe ETF | Add +75.2% | 0.28% | +0.10 |
| TSLA Tesla Inc. | New | 0.10% | +0.10 |
| VGLT Vanguard Long-Term Treasury | New | 0.09% | +0.09 |
| SCHA Schwab US Small-Cap ETF | Add +7.3% | 1.17% | +0.08 |
| PDBC Invesco Optimum Yield Divers | Add +9.9% | 1.44% | +0.07 |
| NVDA Nvidia Corp. | Add +7.0% | 0.42% | +0.06 |
| USHY iShares Broad Usd High Yield | Add +4.8% | 3.04% | +0.05 |
| SPAB SS SPDR P Agg Bond ETF | Add +6.9% | 3.53% | +0.05 |
| IWM iShares Russell 2000 ETF | Add +41.4% | 0.13% | +0.04 |
| VTI VG Morningstar TS MKT ETF-US | Add +2.0% | 0.93% | +0.03 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +5.9% | 0.90% | +0.03 |
| WMT Walmart Inc. | Add +1.0% | 0.10% | +0.01 |
| TT Trane Technologies PLC | Add +18.9% | 0.10% | +0.01 |
| CMF iShares California Muni Bond | Add +7.9% | 0.19% | +0.01 |
| PZA Invesco National Amt-Free Mu | Add +5.0% | 0.46% | +0.01 |
| SCHZ Schwab US Aggregate Bond ETF | Add +5.9% | 1.92% | +0.01 |
| WGHTQ WW International Inc. | New | 0.01% | +0.01 |
| HD Home Depot Inc. | Add +7.5% | 0.14% | +0.00 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Add +12.3% | 0.28% | +0.00 |
| NYF iShares New York Muni Bond E | Add +0.2% | 0.12% | −0.00 |
| MCD McDonald's Corp. | Add +2.1% | 0.09% | −0.00 |
| PG The Procter & Gamble Co. | Add +0.3% | 0.09% | −0.00 |
| WM Waste Management Inc. | Add +2.4% | 0.28% | −0.00 |
| VXUS Vanguard Total Intl Stock | Add +1.5% | 0.09% | −0.01 |
| TFI SS SPDR N Ice Muni Bond ETF | Add +2.5% | 0.99% | −0.01 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +0.1% | 0.42% | −0.01 |
| MSFT Microsoft Corp. | Add +1.7% | 0.89% | −0.01 |
| GLD SPDR Gold Shares | Add +0.1% | 1.38% | −0.01 |
| JNJ Johnson & Johnson | Add +0.5% | 0.14% | −0.02 |
| HSY The Hershey Co. | Add +0.2% | 0.13% | −0.02 |
| UNH Unitedhealth Group Inc. | Add +6.0% | 0.70% | −0.07 |
| VCLT Vanguard Long-Term Corp. Bond | Add +0.9% | 3.55% | −0.30 |
| SCHF Schwab Intl Equity ETF | Add +6.8% | 6.63% | −0.32 |
Options Activity Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +18.8% | 11,400 | $6.7M |
| IWM iShares Russell 2000 ETF | put | Add +4.9% | 10,700 | $2.4M |
| XLK SS Technology Select Sector | put | New | 2,100 | $488K |
| AAPL Apple Inc. | put | Add +100.0% | 1,400 | $351K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2026 | 76 | $375.8M | SCHX, SCHM, SCHG, SCHF, SCHV |
| Q4 2025 | 84 | $398.6M | SCHX, SCHM, SCHG, SCHF, SCHV |
| Q3 2025 | 84 | $401.6M | SCHX, SPY, SCHM, SCHG, SCHF |
| Q2 2025 | 82 | $315.6M | SCHX, SCHM, SCHF, SCHG, SCHD |
| Q1 2025 | 83 | $268.1M | SCHX, SCHM, SCHF, SCHD, MUB |
| Q4 2024 | 81 | $261.8M | SCHX, SCHM, SCHF, SCHD, SCHG |
| Q3 2024 | 79 | $259.7M | SCHX, SCHM, SCHF, SCHD, SCHG |
| Q2 2024 | 75 | $233.4M | SCHX, SCHM, SCHO, SCHF, SCHD |
| Q1 2024 | 74 | $226.0M | SCHX, SCHM, SCHO, SCHD, SCHF |