Occidental Asset Management, LLC

Name: Occidental Asset Management, LLC 13F holdings, Q3 2024
Creator: Occidental Asset Management, LLC
Published: 2024-10-15

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q2 2024Q1 2024

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 15, 2024), Occidental Asset Management, LLC reported 215 stock positions worth $619.7 million. Its top holding was Nvidia (NVDA) at 5.7% of the portfolio, followed by Apple (AAPL, 5.5%) and SS SPDR P Int C Corp. ETF (SPIB, 3.6%). Compared with Q2 2024, it opened 21 new positions, sold out of 14, added to 132 and reduced 41. The biggest buy was a new position in SS SPDR BB 1-3M T-Bill ETF (BIL) and the biggest sale Nvidia (NVDA, shares −3%).

Most Recent 13F: Q2 2026
Location: Burlingame, CA
CIK: 0001770994
Portfolio Value: $619.7M (Q3 2024)
SEC Filing: 0001214659-24-017492 ↗ filed Oct 15, 2024

Holdings Value

Holdings 215 stocks · $619.7M


NVDA Nvidia Corp.	5.75%	293,250	$35.6M	Reduce -3.3%
AAPL Apple Inc.	5.50%	146,301	$34.1M	Add +3.1%
SPIB SS SPDR P Int C Corp. ETF	3.63%	666,795	$22.5M	Add +4.8%
SPSB SS SPDR P St C Corp. ETF	3.02%	617,366	$18.7M	Add +4.8%
MSFT Microsoft Corp.	2.77%	39,910	$17.2M	Add +7.2%
IWF iShares Russell 1000 Growth	2.75%	45,410	$17.0M	Reduce -0.1%
BNDC NT Core Bond ETF	2.66%	723,454	$16.5M	Add +5.1%
FBND Fidelity Total Bond ETF	2.60%	344,405	$16.1M	Add +5.4%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui	2.60%	200,387	$16.1M	Add +6.2%
META Meta Platforms Inc. Class A	2.23%	24,129	$13.8M	Add +1.0%
IVE iShares S&P 500 Value ETF	2.16%	67,897	$13.4M	Add +0.3%
GOVT iShares US Treasury Bond ETF	2.13%	564,121	$13.2M	Add +6.7%
FLOT iShares Floating Rate Bond E	2.09%	254,162	$13.0M	Add +4.0%
IWS iShares Russell Mid-Cap Valu	1.88%	88,027	$11.6M	Add +0.0%
BIL SS SPDR BB 1-3M T-Bill ETF	1.88%	126,578	$11.6M	New
IWP iShares Russell Mid-Cap Grow	1.77%	93,375	$11.0M	Add +0.3%
IAGG iShares Intl Aggregate Bond	1.56%	186,301	$9.7M	Add +6.0%
EMB iShares JP Morgan Usd Emergi	1.39%	92,188	$8.6M	Add +3.2%
ANGL Vaneck Fallen Angel High YLD	1.26%	265,820	$7.8M	Add +6.9%
XLF SS Financial Select Sector	1.22%	166,920	$7.6M	Reduce -1.3%
SPYG SS SPDR P S&P 500 Growth ETF	1.19%	88,660	$7.4M	Add +1.1%
SPYV SS SPDR P S&P 500 Value ETF	0.97%	113,323	$6.0M	Add +3.0%
IWO iShares Russell 2000 Growth	0.96%	20,876	$5.9M	Reduce -0.7%
IJS iShares S&P Small-Cap 600 Va	0.93%	53,607	$5.8M	Reduce -0.6%
HD Home Depot Inc.	0.92%	14,074	$5.7M	Add +4.3%
WMT Walmart Inc.	0.90%	69,085	$5.6M	Add +5.0%
AMZN Amazon.com Inc.	0.82%	27,413	$5.1M	Add +4.0%
JPM JPMorgan Chase & Co.	0.79%	23,190	$4.9M	Add +6.2%
HUBB Hubbell Inc.	0.78%	11,244	$4.8M	Add +2.3%
NTAP Netapp Inc.	0.77%	38,540	$4.8M	Add +1.8%
RS Reliance Inc.	0.73%	15,596	$4.5M	Add +1.9%
QCOM Qualcomm Inc.	0.72%	26,136	$4.4M	Add +5.6%
V Visa Inc. Class A	0.70%	15,702	$4.3M	Add +3.7%
CMI Cummins Inc.	0.69%	13,209	$4.3M	Add +3.8%
CAT Caterpillar Inc.	0.69%	10,920	$4.3M	Add +5.7%
SCCO Southern Copper Corp.	0.69%	36,770	$4.3M	Add +5.5%
AMAT Applied Materials Inc.	0.68%	20,895	$4.2M	Add +7.5%
MS Morgan Stanley	0.66%	39,361	$4.1M	Add +5.1%
UNH Unitedhealth Group Inc.	0.66%	6,997	$4.1M	Add +4.9%
WMB Williams Cos Inc.	0.65%	88,594	$4.0M	Add +3.3%
D Dominion Energy Inc.	0.65%	69,976	$4.0M	New
DUK Duke Energy Corp.	0.64%	34,485	$4.0M	Add +4.3%
MRSH Marsh & McLennan Cos	0.64%	17,804	$4.0M	Add +3.5%
BR Broadridge Financial Solutio	0.63%	18,053	$3.9M	Add +5.0%
AMGN Amgen Inc.	0.62%	11,899	$3.8M	Add +5.7%
SPDW Ste STR SPDR PT DW Eu ETF	0.61%	101,445	$3.8M	Add +3.5%
PEP Pepsico Inc.	0.60%	21,975	$3.7M	Add +12.6%
COR Cencora Inc.	0.59%	16,193	$3.6M	Add +4.3%
EMR Emerson Electric Co.	0.59%	33,205	$3.6M	Add +5.1%
DGX Quest Diagnostics Inc.	0.56%	22,540	$3.5M	Add +4.9%
CAH Cardinal Health Inc.	0.55%	30,771	$3.4M	Add +8.6%
ITW Illinois Tool Works	0.54%	12,759	$3.3M	Add +10.8%
CB Chubb Ltd.	0.53%	11,342	$3.3M	Add +5.8%
GOOG Alphabet Inc. Class C	0.53%	19,475	$3.3M	Add +1.8%
AMT American Tower Corp.	0.52%	13,977	$3.3M	Add +5.9%
DELL Dell Technologies -C	0.52%	26,943	$3.2M	New
A Agilent Technologies Inc.	0.51%	21,214	$3.1M	Add +3.9%
STZ Constellation Brands Inc. Class A	0.50%	12,071	$3.1M	Add +1.8%
T AT&T Inc.	0.49%	138,044	$3.0M	Add +3.7%
J Jacobs Solutions Inc.	0.47%	22,426	$2.9M	Add +7.8%
GILD Gilead Sciences Inc.	0.47%	34,636	$2.9M	Add +9.3%
TGT Target Corp.	0.46%	18,459	$2.9M	Add +5.8%
COM Direxion Auspice BRD Cmdty	0.46%	100,073	$2.9M	Reduce -49.2%
OMC Omnicom Group	0.46%	27,294	$2.8M	Add +8.5%
IMTM iShares MSCI Intl Momentum F	0.45%	69,399	$2.8M	Add +0.1%
FNDF Schwab Fndmn Intl LRG Co. ETF	0.44%	72,268	$2.7M	Add +0.3%
IQDG Wisdomtree Intl QLTY DVD GRW	0.43%	68,801	$2.7M	Add +0.1%
DDWM Wisdomtree DY Inter Eq FD-US	0.43%	74,422	$2.7M	Add +0.0%
CMCSA Comcast Corp. Class A	0.42%	62,938	$2.6M	Add +10.4%
XLU St Sr Utl SL SE SPDR ETF-Usd	0.42%	32,502	$2.6M	New
MTH Meritage Homes Corp.	0.40%	12,167	$2.5M	Add +4.9%
OKTA Okta Inc.	0.40%	33,501	$2.5M	No change
AGG iShares Core U.S. Aggregate	0.39%	23,952	$2.4M	Reduce -2.3%
SDY SS SPDR S&P Dividend ETF	0.37%	16,226	$2.3M	No change
BKR Baker Hughes Co.	0.37%	63,433	$2.3M	Add +5.8%
IEFA iShares Core MSCI Eafe ETF	0.35%	27,584	$2.2M	Add +21.3%
MDYV SS SPDR S&P 400 MC Val ETF	0.33%	25,693	$2.0M	Add +3.2%
MDYG SS SPDR S&P 400 MC GR ETF	0.32%	22,851	$2.0M	Add +3.0%
VOO Vanguard S&P 500 ETF	0.32%	3,725	$2.0M	Reduce -28.9%
SPEM State Street SP PTF Em ETF	0.31%	46,102	$1.9M	Add +1.8%
EBAY eBay Inc.	0.30%	29,010	$1.9M	Add +6.0%
IUSV iShares Core S&P U.S. Value	0.30%	19,651	$1.9M	Add +111.1%
TSLA Tesla Inc.	0.30%	7,069	$1.8M	Reduce -4.3%
DLR Digital Realty Trust Inc.	0.29%	11,228	$1.8M	Add +8.7%
NXPI NXP Semiconductors NV	0.29%	7,396	$1.8M	Add +6.0%
IEMG iShares Core MSCI Emerging	0.28%	30,525	$1.8M	Reduce -6.5%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.28%	18,072	$1.7M	Add +15.5%
BRK.B Berkshire Hathaway Inc. Class B	0.27%	3,657	$1.7M	Reduce -22.5%
XLK SS Technology Select Sector	0.27%	7,402	$1.7M	Reduce -9.5%
VUG Vanguard Mrngstar GR ETF-Sui	0.26%	4,153	$1.6M	Reduce -42.3%
FNDE Schwab Fndmntl Em MRK Eq ETF	0.26%	49,192	$1.6M	Add +0.6%
SPY SS SPDR S&P 500 ETF Trust-US	0.26%	2,766	$1.6M	Add +5.6%
ABBV Abbvie Inc.	0.25%	7,990	$1.6M	Add +7.2%
DGRE Wisdomtree Emerging Markets	0.24%	53,801	$1.5M	Add +0.1%
MRK Merck & Co. Inc.	0.24%	12,920	$1.5M	Add +0.3%
XOM Exxon Mobil Corp.	0.22%	11,631	$1.4M	Add +9.5%
DGS Wisdomtree Em Small Cap	0.21%	24,699	$1.3M	Reduce -0.1%
DGRO iShares Core Dividend Growth	0.21%	20,966	$1.3M	No change
JPEM JPM Diversified Ret Em Equit filed as J P MORGAN EXCHANGE TRADED F	0.21%	23,071	$1.3M	Add +0.3%
RGA Reinsurance Group of America	0.21%	5,960	$1.3M	New
LLY Eli Lilly & Co.	0.21%	1,457	$1.3M	Reduce -2.0%
DVY iShares Select Dividend ETF	0.21%	9,494	$1.3M	Add +1.1%
GM General Motors Co.	0.20%	27,628	$1.2M	New
CRM Salesforce Inc.	0.20%	4,522	$1.2M	Reduce -8.8%
XLV SS Health Care Select Sector	0.19%	7,508	$1.2M	Add +23.7%
VZ Verizon Communications Inc.	0.18%	25,302	$1.1M	Add +4.3%
IWR iShares Russell Mid-Cap ETF	0.18%	12,737	$1.1M	No change
CHD Church & Dwight Co. Inc.	0.18%	10,590	$1.1M	Reduce -16.9%
CWB SS SPDR BB Conv Sec ETF	0.17%	13,979	$1.1M	Add +4.6%
CSCO Cisco Systems Inc.	0.16%	18,340	$976K	Add +7.2%
GOOGL Alphabet Inc. Class A	0.15%	5,787	$960K	Add +10.3%
ORCL Oracle Corp.	0.15%	5,617	$957K	Add +8.0%
VIG Vanguard Dividend Apprec ETF	0.15%	4,740	$939K	Add +0.0%
SLYG SS SPDR S&P 600 SC GR ETF	0.15%	9,790	$912K	Add +3.1%
SLYV SS SPDR S&P 600 SC Val ETF	0.15%	10,428	$905K	Add +2.3%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO	0.13%	2,969	$835K	Add +3.9%
BRO Brown & Brown Inc.	0.13%	8,060	$835K	Reduce -3.5%
CSD Invesco S&P Spin-Off ETF	0.13%	10,000	$803K	No change
FSMB First Trust Short Dur Manag	0.13%	38,786	$776K	Add +2.0%
IWD iShares Russell 1000 Value E	0.12%	3,939	$748K	No change
IWM iShares Russell 2000 ETF	0.12%	3,345	$739K	No change
IYW iShares Ustechnology ETF	0.12%	4,849	$735K	Reduce -0.3%
KO The Coca-Cola Co.	0.12%	10,116	$727K	Add +7.3%
AMTM Amentum Holdings Inc.	0.12%	22,426	$723K	Add +7.8%
PG The Procter & Gamble Co.	0.11%	4,067	$704K	Add +31.7%
COP Conocophillips	0.11%	6,684	$704K	Add +38.0%
CVX Chevron Corp.	0.11%	4,760	$701K	Add +27.7%
AVGO Broadcom Inc.	0.10%	3,571	$616K	Add +33.8%
PYPL PayPal Holdings Inc.	0.10%	7,698	$601K	Add +1.0%
JNJ Johnson & Johnson	0.10%	3,705	$600K	Add +8.5%
SHYD Vaneck SH Hi YLD Muni	0.10%	26,419	$600K	No change
BNDX Vanguard Total Intl Bond ETF	0.09%	11,379	$572K	New
XLC SS Comm Select Sector SPDR	0.09%	6,240	$564K	Reduce -88.2%
DEO Diageo PLC-Sponsored ADR	0.09%	3,977	$558K	Reduce -10.7%
FMB First Trust Managed Municipa	0.09%	10,543	$548K	Add +1.0%
LMT Lockheed Martin Corp.	0.09%	932	$545K	Add +21.8%
YUM Yum! Brands Inc.	0.09%	3,880	$542K	Add +2.5%
XLI SS Industrial Select Sector	0.09%	3,978	$539K	Reduce -1.1%
PHAT Phathom Pharmaceuticals Inc.	0.09%	29,672	$536K	No change
NFLX Netflix Inc.	0.09%	751	$533K	Reduce -2.2%
AMD Advanced Micro Devices	0.08%	3,161	$519K	Reduce -1.2%
BMY Bristol-Myers Squibb Co.	0.08%	10,021	$518K	Add +9.7%
XLY SS Consumer Disc Select Sect	0.08%	2,564	$514K	Reduce -2.3%
GBIL Goldman Sachs Access Treasur	0.08%	5,117	$513K	No change
IJR iShares Core S&P Small-Cap E	0.08%	4,326	$506K	New
F Ford Motor Co. filed as FORD MTR CO	0.08%	46,394	$490K	Reduce -3.2%
MCD McDonald's Corp.	0.08%	1,592	$485K	Add +14.5%
VNQ Vanguard Real Estate ETF	0.08%	4,781	$466K	Add +4.5%
IJH iShares Core S&P Midcap ETF	0.07%	6,882	$429K	Reduce -0.9%
XLP SS Consumer Staples Sel Sect	0.07%	4,966	$412K	Add +33.9%
MU Micron Technology Inc.	0.07%	3,960	$411K	Add +65.6%
VEA Vanguard Ftse Developed ETF	0.07%	7,649	$404K	Add +3.4%
QQQ Invesco QQQ Trust Series 1	0.07%	825	$403K	Reduce -2.0%
PFE Pfizer Inc.	0.06%	13,774	$399K	Add +4.1%
MA Mastercard Inc. Class A	0.06%	799	$394K	Add +1.5%
FUMB First Trust Ultra Short Dur	0.06%	19,450	$391K	No change
VCIT Vanguard Int-Term Corporate	0.06%	4,662	$390K	Add +23.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.06%	9,787	$388K	Add +13.8%
CL Colgate-Palmolive Co.	0.06%	3,579	$372K	Add +25.1%
VTI VG Morningstar TS MKT ETF-US	0.06%	1,291	$366K	Add +61.4%
ROST Ross Stores Inc.	0.06%	2,408	$362K	Add +53.3%
WFC Wells Fargo & Co.	0.06%	6,360	$359K	Reduce -1.9%
VTEB Vanguard Tax-Exempt Bond ETF	0.06%	6,934	$354K	Add +20.6%
USHY iShares Broad Usd High Yield	0.06%	9,350	$352K	Reduce -46.1%
XLE SS Energy Select Sector	0.05%	3,826	$336K	Add +1.9%
SYK Stryker Corp.	0.05%	924	$334K	Reduce -1.0%
VRTX Vertex Pharmaceuticals Inc.	0.05%	695	$323K	Add +51.8%
PM Philip Morris International	0.05%	2,585	$314K	Add +13.0%
CMG Chipotle Mexican Grill Inc.	0.05%	5,400	$311K	No change
NVS Novartis AG-Sponsored ADR	0.05%	2,690	$309K	Add +8.0%
COST Costco Wholesale Corp.	0.05%	348	$309K	Reduce -9.1%
ITOT iShares Core S&P Total U.S.	0.05%	2,320	$291K	Add +0.3%
HSY The Hershey Co.	0.05%	1,504	$288K	Reduce -17.9%
GLD SPDR Gold Shares	0.05%	1,165	$283K	Reduce -4.8%
MPC Marathon Petroleum Corp.	0.05%	1,716	$280K	Add +42.3%
VIGI Vanguard Int Div App Indx FD	0.04%	3,124	$276K	No change
VEU Vanguard Ftse All-World Ex-U	0.04%	4,364	$275K	Add +0.1%
TGTX TG Therapeutics Inc.	0.04%	11,623	$272K	No change
SUSC iShares ESG Aware Usd Corpor	0.04%	11,409	$271K	Add +0.1%
EFA iShares MSCI Eafe ETF	0.04%	3,183	$266K	Add +7.2%
RSPH Invesco S&P 500 Equal Weight	0.04%	8,148	$263K	No change
SHY iShares 1-3 Year Treasury Bo	0.04%	3,140	$261K	New
TBIL F/M US Treasury 3 Month Bill	0.04%	5,000	$250K	No change
HYGV NT HY Val-SCRD BD ETF	0.04%	6,000	$250K	No change
CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC	0.04%	2,900	$249K	No change
XAODX Abrdn Total Dynamic Dividend	0.04%	27,305	$248K	Add +8.9%
HYD Vaneck High Yield Muni ETF	0.04%	4,672	$248K	No change
BND Vanguard Total Bond Market	0.04%	3,296	$248K	New
NVR NVR Inc.	0.04%	25	$245K	New
TJX TJX Companies Inc. filed as TJX COS INC NEW	0.04%	2,037	$239K	New
SHOP Shopify Inc. Class A	0.04%	2,929	$235K	Reduce -11.1%
UVE Universal Insurance Holdings	0.04%	10,450	$232K	No change
TFC Truist Financial Corp.	0.04%	5,350	$229K	New
NULV Nuveen ESG Large-Cap Val ETF	0.04%	5,452	$227K	Add +0.1%
NULG Nuveen ESG LRG-Cap GRW ETF	0.04%	2,727	$225K	Add +0.5%
IT Gartner Inc.	0.04%	441	$223K	New
SYY Sysco Corp.	0.04%	2,858	$223K	Add +0.9%
FTNT Fortinet Inc.	0.04%	2,860	$222K	New
ABT Abbott Laboratories	0.04%	1,921	$219K	New
NFJ Virtus DVD Intrst & PRM STR	0.04%	16,766	$219K	Add +8.4%
UMAR Innovator U.S. Equity Ultra	0.04%	6,218	$217K	No change
PSTP Innovator PWR Buff Su St ETF	0.03%	6,750	$213K	New
MUB iShares National Muni Bond E	0.03%	1,895	$206K	Reduce -12.0%
BLK BlackRock Finance Inc.	0.03%	215	$204K	New
VONG Vanguard Russell 1000 Growth	0.03%	2,090	$202K	New
MAR Marriott International Class A	0.03%	808	$201K	New
NAD Nuveen Quality Municipal Inc.	0.03%	13,933	$172K	Reduce -0.2%
XNEAX Nuveen Amt-FR QLTY Muni Inc.	0.03%	14,034	$168K	Reduce -11.1%
NZF Nuveen Municipal Credit Inc.	0.03%	12,497	$164K	New
CBRE GBL REAL ESTATE INC FD	0.02%	17,592	$116K	Reduce -6.7%
XEMDX Western Asset Emrg MRKT DBT	0.02%	10,949	$111K	Add +3.0%
JPC Nuveen Prefered & Income Opp	0.02%	12,524	$101K	Reduce -6.6%
XJQCX Nuveen Credit Strategies Inc.	0.01%	15,498	$90K	Reduce -9.4%
NCZ Virtus Convertible & Inc. FD	0.01%	17,737	$55K	Add +13.7%
NCV Virtus Convertible & Income	0.01%	12,928	$45K	Add +5.6%

Options reported separately and not counted above: SPY puts ($65K), CRWD calls ($15K), MSFT puts ($7K), HD puts ($3K), VZ puts ($751).

Portfolio Sells Q2 2024 → Q3 2024


NVDA Nvidia Corp.	Reduce -3.3%	5.75%	−0.83
XLC SS Comm Select Sector SPDR	Reduce -88.2%	0.09%	−0.70
USB US Bancorp	Sold out	0.00%	−0.55
COM Direxion Auspice BRD Cmdty	Reduce -49.2%	0.46%	−0.54
TROW T Rowe Price Group Inc.	Sold out	0.00%	−0.53
HST Host Hotels & Resorts Inc.	Sold out	0.00%	−0.46
WSM Williams-Sonoma Inc.	Sold out	0.00%	−0.43
AEO American Eagle Outfitters	Sold out	0.00%	−0.29
UGI Ugi Corp.	Sold out	0.00%	−0.27
VUG Vanguard Mrngstar GR ETF-Sui	Reduce -42.3%	0.26%	−0.22
GAP The Gap Inc.	Sold out	0.00%	−0.19
IWF iShares Russell 1000 Growth	Reduce -0.1%	2.75%	−0.16
VOO Vanguard S&P 500 ETF	Reduce -28.9%	0.32%	−0.14
BRK.B Berkshire Hathaway Inc. Class B	Reduce -22.5%	0.27%	−0.07
MINT PIMCO Enhanced Short Maturit	Sold out	0.00%	−0.06
XLK SS Technology Select Sector	Reduce -9.5%	0.27%	−0.06
USHY iShares Broad Usd High Yield	Reduce -46.1%	0.06%	−0.05
CHD Church & Dwight Co. Inc.	Reduce -16.9%	0.18%	−0.05
INTC Intel Corp.	Sold out	0.00%	−0.04
RCL Royal Caribbean Cruises Ltd.	Sold out	0.00%	−0.04
BA The Boeing Co.	Sold out	0.00%	−0.04
ABNB Airbnb Inc. Class A	Sold out	0.00%	−0.04
VTV Vanguard Mrngstr Val ETF-Aui	Sold out	0.00%	−0.04
LLY Eli Lilly & Co.	Reduce -2.0%	0.21%	−0.03
F Ford Motor Co.	Reduce -3.2%	0.08%	−0.03
AGG iShares Core U.S. Aggregate	Reduce -2.3%	0.39%	−0.03
IEMG iShares Core MSCI Emerging	Reduce -6.5%	0.28%	−0.02
CRM Salesforce Inc.	Reduce -8.8%	0.20%	−0.02
HSY The Hershey Co.	Reduce -17.9%	0.05%	−0.01
IWO iShares Russell 2000 Growth	Reduce -0.7%	0.96%	−0.01
IYW iShares Ustechnology ETF	Reduce -0.3%	0.12%	−0.01
WFC Wells Fargo & Co.	Reduce -1.9%	0.06%	−0.01
DGS Wisdomtree Em Small Cap	Reduce -0.1%	0.21%	−0.01
DEO Diageo PLC-Sponsored ADR	Reduce -10.7%	0.09%	−0.01
AMD Advanced Micro Devices	Reduce -1.2%	0.08%	−0.01
COST Costco Wholesale Corp.	Reduce -9.1%	0.05%	−0.01
MUB iShares National Muni Bond E	Reduce -12.0%	0.03%	−0.01
NOK Nokia Corp.-Spon ADR	Sold out	0.00%	−0.01
QQQ Invesco QQQ Trust Series 1	Reduce -2.0%	0.07%	−0.01
NFLX Netflix Inc.	Reduce -2.2%	0.09%	−0.01
XNEAX Nuveen Amt-FR QLTY Muni Inc.	Reduce -11.1%	0.03%	−0.00
XJQCX Nuveen Credit Strategies Inc.	Reduce -9.4%	0.01%	−0.00
IJH iShares Core S&P Midcap ETF	Reduce -0.9%	0.07%	−0.00
SYK Stryker Corp.	Reduce -1.0%	0.05%	−0.00
JPC Nuveen Prefered & Income Opp	Reduce -6.6%	0.02%	−0.00
XLY SS Consumer Disc Select Sect	Reduce -2.3%	0.08%	−0.00
NAD Nuveen Quality Municipal Inc.	Reduce -0.2%	0.03%	−0.00
GLD SPDR Gold Shares	Reduce -4.8%	0.05%	−0.00
SHOP Shopify Inc. Class A	Reduce -11.1%	0.04%	−0.00
XLI SS Industrial Select Sector	Reduce -1.1%	0.09%	+0.00

Portfolio Buys Q2 2024 → Q3 2024


BIL SS SPDR BB 1-3M T-Bill ETF	New	1.88%	+1.88
D Dominion Energy Inc.	New	0.65%	+0.65
DELL Dell Technologies -C	New	0.52%	+0.52
XLU St Sr Utl SL SE SPDR ETF-Usd	New	0.42%	+0.42
AAPL Apple Inc.	Add +3.1%	5.50%	+0.25
RGA Reinsurance Group of America	New	0.21%	+0.21
GM General Motors Co.	New	0.20%	+0.20
IUSV iShares Core S&P U.S. Value	Add +111.1%	0.30%	+0.16
WMT Walmart Inc.	Add +5.0%	0.90%	+0.12
META Meta Platforms Inc. Class A	Add +1.0%	2.23%	+0.12
HD Home Depot Inc.	Add +4.3%	0.92%	+0.10
BNDX Vanguard Total Intl Bond ETF	New	0.09%	+0.09
GILD Gilead Sciences Inc.	Add +9.3%	0.47%	+0.09
CAT Caterpillar Inc.	Add +5.7%	0.69%	+0.09
IJR iShares Core S&P Small-Cap E	New	0.08%	+0.08
AMT American Tower Corp.	Add +5.9%	0.52%	+0.07
MTH Meritage Homes Corp.	Add +4.9%	0.40%	+0.07
HUBB Hubbell Inc.	Add +2.3%	0.78%	+0.07
CMI Cummins Inc.	Add +3.8%	0.69%	+0.07
UNH Unitedhealth Group Inc.	Add +4.9%	0.66%	+0.06
ITW Illinois Tool Works	Add +10.8%	0.54%	+0.06
DUK Duke Energy Corp.	Add +4.3%	0.64%	+0.06
CAH Cardinal Health Inc.	Add +8.6%	0.55%	+0.06
OMC Omnicom Group	Add +8.5%	0.46%	+0.06
IEFA iShares Core MSCI Eafe ETF	Add +21.3%	0.35%	+0.06
DGX Quest Diagnostics Inc.	Add +4.9%	0.56%	+0.05
CB Chubb Ltd.	Add +5.8%	0.53%	+0.05
EBAY eBay Inc.	Add +6.0%	0.30%	+0.05
A Agilent Technologies Inc.	Add +3.9%	0.51%	+0.04
T AT&T Inc.	Add +3.7%	0.49%	+0.04
HYG Ishr Ibx Usd Hiyld CB ETF-Ui	Add +6.2%	2.60%	+0.04
SHY iShares 1-3 Year Treasury Bo	New	0.04%	+0.04
BND Vanguard Total Bond Market	New	0.04%	+0.04
GOVT iShares US Treasury Bond ETF	Add +6.7%	2.13%	+0.04
NVR NVR Inc.	New	0.04%	+0.04
TJX TJX Companies Inc.	New	0.04%	+0.04
PEP Pepsico Inc.	Add +12.6%	0.60%	+0.04
TFC Truist Financial Corp.	New	0.04%	+0.04
IT Gartner Inc.	New	0.04%	+0.04
FTNT Fortinet Inc.	New	0.04%	+0.04
ABT Abbott Laboratories	New	0.04%	+0.04
PSTP Innovator PWR Buff Su St ETF	New	0.03%	+0.03
BLK BlackRock Finance Inc.	New	0.03%	+0.03
VONG Vanguard Russell 1000 Growth	New	0.03%	+0.03
CMCSA Comcast Corp. Class A	Add +10.4%	0.42%	+0.03
MAR Marriott International Class A	New	0.03%	+0.03
BR Broadridge Financial Solutio	Add +5.0%	0.63%	+0.03
XLV SS Health Care Select Sector	Add +23.7%	0.19%	+0.03
ABBV Abbvie Inc.	Add +7.2%	0.25%	+0.03
SCCO Southern Copper Corp.	Add +5.5%	0.69%	+0.03

Options Activity Q2 2024 → Q3 2024


SPY SS SPDR S&P 500 ETF Trust-US	put	New	3,000	$65K
CRWD CrowdStrike Holdings Inc. Class A	call	New	200	$15K
MSFT Microsoft Corp.	put	New	800	$7K
HD Home Depot Inc.	put	New	500	$3K
VZ Verizon Communications Inc.	put	New	8,000	$751

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	325	$1.0B	NVDA, AAPL, MSFT, SPIB, FLOT
Q1 2026	282	$844.1M	NVDA, AAPL, SPIB, FLOT, SPSB
Q4 2025	292	$832.2M	NVDA, AAPL, FLOT, MSFT, SPIB
Q3 2025	272	$796.7M	NVDA, AAPL, FLOT, MSFT, SPIB
Q2 2025	259	$724.5M	NVDA, AAPL, MSFT, FLOT, SPIB
Q1 2025	246	$662.3M	NVDA, AAPL, FLOT, SPSB, SPIB
Q4 2024	213	$640.6M	NVDA, AAPL, SPIB, SPSB, MSFT
Q3 2024	215	$619.7M	NVDA, AAPL, SPIB, SPSB, MSFT
Q2 2024	207	$569.8M	NVDA, AAPL, SPIB, SPSB, MSFT
Q1 2024	202	$535.0M	NVDA, AAPL, SPIB, IWF, SPSB