Occidental Asset Management, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 16, 2026), Occidental Asset Management, LLC reported 282 stock positions worth $844.1 million. Its top holding was Nvidia (NVDA) at 6.7% of the portfolio, followed by Apple (AAPL, 5.4%) and SS SPDR P Int C Corp. ETF (SPIB, 3.3%). Compared with Q4 2025, it opened 33 new positions, sold out of 43, added to 156 and reduced 68. The biggest buy was a new position in iShares 0-3 Month Treasury B (SGOV) and the biggest sale Applied Materials (AMAT, shares −97%).
- Most Recent 13F
- Q2 2026
- Location
- Burlingame, CA
- CIK
- 0001770994
- Portfolio Value
- $844.1M (Q1 2026)
- SEC Filing
- 0001214659-26-004706 ↗ filed Apr 16, 2026
Holdings Value
Holdings 282 stocks · $844.1M
| NVDA Nvidia Corp. | 6.71% | 324,760 | $56.6M | Add +2.5% |
| AAPL Apple Inc. | 5.43% | 180,729 | $45.9M | Add +1.4% |
| SPIB SS SPDR P Int C Corp. ETF | 3.29% | 828,966 | $27.8M | Add +6.0% |
| FLOT iShares Floating Rate Bond E | 3.25% | 538,962 | $27.5M | Reduce -3.1% |
| SPSB SS SPDR P St C Corp. ETF | 3.04% | 854,373 | $25.7M | Add +6.6% |
| MSFT Microsoft Corp. | 2.61% | 59,618 | $22.1M | Add +4.8% |
| SGOV iShares 0-3 Month Treasury B | 2.52% | 211,303 | $21.3M | New |
| BNDC NT Core Bond ETF | 2.32% | 881,157 | $19.6M | Add +5.5% |
| FBND Fidelity Total Bond ETF | 2.28% | 421,133 | $19.2M | Add +6.6% |
| GOOG Alphabet Inc. Class C | 2.06% | 60,478 | $17.3M | Add +6.7% |
| TLT iShares 20+ Year Treasury BD | 1.87% | 182,470 | $15.8M | Add +6.2% |
| IWF iShares Russell 1000 Growth | 1.80% | 35,659 | $15.2M | Reduce -16.0% |
| IVE iShares S&P 500 Value ETF | 1.70% | 68,122 | $14.4M | Add +1.0% |
| IWS iShares Russell Mid-Cap Valu | 1.61% | 93,493 | $13.6M | Add +2.4% |
| IAGG iShares Intl Aggregate Bond | 1.59% | 268,046 | $13.4M | Add +18.8% |
| META Meta Platforms Inc. Class A | 1.53% | 22,631 | $12.9M | Reduce -0.8% |
| EMB iShares JP Morgan Usd Emergi | 1.47% | 132,371 | $12.4M | Add +16.6% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 1.38% | 145,921 | $11.6M | Add +22.0% |
| EMCB Wisdomtree Em Corp. Bond | 1.32% | 170,657 | $11.2M | Add +23.1% |
| AMZN Amazon.com Inc. | 1.23% | 49,730 | $10.4M | Add +44.5% |
| IWP iShares Russell Mid-Cap Grow | 1.23% | 80,800 | $10.4M | Reduce -10.0% |
| JPM JPMorgan Chase & Co. | 1.16% | 33,285 | $9.8M | Add +1.2% |
| WMT Walmart Inc. | 1.14% | 77,250 | $9.6M | Add +3.3% |
| IJS iShares S&P Small-Cap 600 Va | 0.98% | 69,653 | $8.3M | Add +11.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.89% | 77,060 | $7.5M | Add +1.3% |
| MS Morgan Stanley | 0.87% | 44,436 | $7.3M | Add +1.9% |
| CAT Caterpillar Inc. | 0.85% | 10,090 | $7.1M | Reduce -21.7% |
| XLK SS Technology Select Sector | 0.81% | 51,576 | $6.9M | Reduce -20.4% |
| DELL Dell Technologies -C | 0.77% | 39,356 | $6.5M | Add +4.6% |
| BKR Baker Hughes Co. | 0.76% | 105,294 | $6.4M | Add +3.0% |
| HUBB Hubbell Inc. | 0.76% | 13,080 | $6.4M | Add +2.9% |
| IWO iShares Russell 2000 Growth | 0.76% | 20,356 | $6.4M | Reduce -6.9% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.74% | 128,462 | $6.3M | Add +13.1% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.74% | 110,878 | $6.3M | Add +2.6% |
| CMI Cummins Inc. | 0.73% | 11,512 | $6.2M | Reduce -23.4% |
| SCCO Southern Copper Corp. | 0.72% | 35,437 | $6.1M | Reduce -23.8% |
| COR Cencora Inc. | 0.72% | 19,357 | $6.1M | Add +1.5% |
| AMGN Amgen Inc. | 0.70% | 16,786 | $5.9M | Add +5.0% |
| V Visa Inc. Class A | 0.70% | 19,422 | $5.9M | Add +4.6% |
| CAH Cardinal Health Inc. | 0.69% | 27,759 | $5.9M | Reduce -23.3% |
| ALB Albemarle Corp. | 0.69% | 32,610 | $5.9M | Reduce -23.3% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.69% | 127,626 | $5.8M | Add +5.3% |
| IMTM iShares MSCI Intl Momentum F | 0.69% | 121,278 | $5.8M | Add +28.8% |
| RS Reliance Inc. | 0.69% | 19,077 | $5.8M | Add +3.3% |
| T AT&T Inc. | 0.68% | 199,032 | $5.8M | Add +6.8% |
| D Dominion Energy Inc. | 0.67% | 91,476 | $5.7M | Add +3.5% |
| DUK Duke Energy Corp. | 0.67% | 43,166 | $5.7M | Add +3.7% |
| MRK Merck & Co. Inc. | 0.65% | 45,775 | $5.5M | Reduce -13.2% |
| CRM Salesforce Inc. | 0.64% | 29,083 | $5.4M | Add +7.0% |
| DGX Quest Diagnostics Inc. | 0.64% | 27,692 | $5.4M | Add +2.9% |
| HD Home Depot Inc. | 0.64% | 16,423 | $5.4M | Add +7.3% |
| NTAP Netapp Inc. | 0.62% | 51,462 | $5.3M | Add +5.4% |
| QCOM Qualcomm Inc. | 0.57% | 37,362 | $4.8M | Add +8.4% |
| XLC SS Comm Select Sector SPDR | 0.56% | 42,917 | $4.8M | Reduce -39.1% |
| GILD Gilead Sciences Inc. | 0.55% | 33,376 | $4.7M | Reduce -20.1% |
| MRSH Marsh & McLennan Cos | 0.53% | 25,805 | $4.5M | Add +11.3% |
| HSY The Hershey Co. | 0.51% | 20,852 | $4.3M | Add +7.6% |
| AMD Advanced Micro Devices | 0.50% | 20,949 | $4.3M | Reduce -10.4% |
| GOOGL Alphabet Inc. Class A | 0.49% | 14,488 | $4.2M | Add +3.0% |
| J Jacobs Solutions Inc. | 0.49% | 32,424 | $4.1M | Add +5.5% |
| EMR Emerson Electric Co. | 0.48% | 31,157 | $4.1M | Reduce -22.1% |
| CB Chubb Ltd. | 0.47% | 12,057 | $3.9M | Reduce -21.0% |
| DDWM Wisdomtree DY Inter Eq FD-US | 0.46% | 87,109 | $3.8M | Reduce -12.8% |
| BR Broadridge Financial Solutio | 0.45% | 23,371 | $3.8M | Add +7.2% |
| ITW Illinois Tool Works | 0.42% | 13,670 | $3.6M | Reduce -20.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.40% | 13,886 | $3.4M | Add +6.9% |
| DLR Digital Realty Trust Inc. | 0.38% | 17,637 | $3.2M | Add +6.5% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.37% | 32,293 | $3.1M | Add +2.8% |
| TSLA Tesla Inc. | 0.36% | 8,170 | $3.0M | Add +3.5% |
| MDYV SS SPDR S&P 400 MC Val ETF | 0.36% | 35,379 | $3.0M | Add +2.5% |
| CLX Clorox Company | 0.35% | 28,709 | $3.0M | Add +47.4% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.34% | 4 | $2.9M | No change |
| DKS Dick's Sporting Goods Inc. | 0.34% | 14,361 | $2.8M | Add +7.6% |
| DGS Wisdomtree Em Small Cap | 0.33% | 46,337 | $2.8M | Add +10.7% |
| DGRE Wisdomtree Emerging Markets | 0.33% | 83,737 | $2.8M | Add +1.5% |
| SPEM State Street SP PTF Em ETF | 0.32% | 57,809 | $2.7M | Add +5.2% |
| KMB Kimberly-Clark Corp. | 0.32% | 28,050 | $2.7M | Add +58.3% |
| CSCO Cisco Systems Inc. | 0.32% | 34,747 | $2.7M | Add +5.8% |
| AGG iShares Core U.S. Aggregate | 0.31% | 26,378 | $2.6M | Add +3.8% |
| OKTA Okta Inc. | 0.31% | 33,169 | $2.6M | Add +0.2% |
| VOO Vanguard S&P 500 ETF | 0.30% | 4,227 | $2.5M | Add +1.9% |
| ABBV Abbvie Inc. | 0.29% | 11,067 | $2.4M | Add +5.1% |
| XOM Exxon Mobil Corp. | 0.28% | 14,066 | $2.4M | Add +8.7% |
| SDY SS SPDR S&P Dividend ETF | 0.28% | 16,227 | $2.4M | No change |
| MU Micron Technology Inc. | 0.26% | 6,587 | $2.2M | Add +1.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.25% | 4,408 | $2.1M | Add +4.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.25% | 4,822 | $2.1M | Add +0.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.25% | 3,230 | $2.1M | Add +18.5% |
| LLY Eli Lilly & Co. | 0.24% | 2,189 | $2.0M | Add +3.5% |
| IUSV iShares Core S&P U.S. Value | 0.23% | 19,304 | $2.0M | Reduce -0.3% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.23% | 50,761 | $1.9M | Add +2.3% |
| IEMG iShares Core MSCI Emerging | 0.22% | 26,316 | $1.8M | Reduce -1.0% |
| VIGI Vanguard Int Div App Indx FD | 0.19% | 18,600 | $1.6M | Add +53.3% |
| VWO Vanguard Ftse Emerging Marke | 0.19% | 29,276 | $1.6M | Add +65.1% |
| NFLX Netflix Inc. | 0.18% | 16,210 | $1.6M | Add +27.0% |
| AVGO Broadcom Inc. | 0.18% | 4,933 | $1.5M | Add +15.5% |
| DGRO iShares Core Dividend Growth | 0.17% | 20,888 | $1.5M | No change |
| DVY iShares Select Dividend ETF | 0.17% | 9,395 | $1.4M | No change |
| QQQ Invesco QQQ Trust Series 1 | 0.16% | 2,388 | $1.4M | Add +45.2% |
| CVX Chevron Corp. | 0.16% | 6,542 | $1.4M | Add +13.0% |
Options reported separately and not counted above: WMB calls ($30K), AMZN calls ($214).
Portfolio Sells Q4 2025 → Q1 2026
| AMAT Applied Materials Inc. | Reduce -96.9% | 0.03% | −0.77 |
| IWF iShares Russell 1000 Growth | Reduce -16.0% | 1.80% | −0.61 |
| XLC SS Comm Select Sector SPDR | Reduce -39.1% | 0.56% | −0.43 |
| XLK SS Technology Select Sector | Reduce -20.4% | 0.81% | −0.31 |
| META Meta Platforms Inc. Class A | Reduce -0.8% | 1.53% | −0.28 |
| IWP iShares Russell Mid-Cap Grow | Reduce -10.0% | 1.23% | −0.25 |
| CAH Cardinal Health Inc. | Reduce -23.3% | 0.69% | −0.20 |
| CMI Cummins Inc. | Reduce -23.4% | 0.73% | −0.19 |
| EMR Emerson Electric Co. | Reduce -22.1% | 0.48% | −0.15 |
| FLOT iShares Floating Rate Bond E | Reduce -3.1% | 3.25% | −0.15 |
| CB Chubb Ltd. | Reduce -21.0% | 0.47% | −0.11 |
| AMD Advanced Micro Devices | Reduce -10.4% | 0.50% | −0.10 |
| IWO iShares Russell 2000 Growth | Reduce -6.9% | 0.76% | −0.09 |
| ITW Illinois Tool Works | Reduce -20.5% | 0.42% | −0.09 |
| SCCO Southern Copper Corp. | Reduce -23.8% | 0.72% | −0.08 |
| DDWM Wisdomtree DY Inter Eq FD-US | Reduce -12.8% | 0.46% | −0.07 |
| GILD Gilead Sciences Inc. | Reduce -20.1% | 0.55% | −0.07 |
| PHAT Phathom Pharmaceuticals Inc. | Sold out | 0.00% | −0.06 |
| WPC WP Carey Inc. | Sold out | 0.00% | −0.05 |
| TPR Tapestry Inc. | Sold out | 0.00% | −0.04 |
| ILMN Illumina Inc. | Sold out | 0.00% | −0.04 |
| UTHR United Therapeutics Corp. | Sold out | 0.00% | −0.04 |
| FICO Fair Isaac Corp. | Sold out | 0.00% | −0.04 |
| CAT Caterpillar Inc. | Reduce -21.7% | 0.85% | −0.04 |
| EXPE Expedia Group Inc. | Sold out | 0.00% | −0.04 |
| ORCL Oracle Corp. | Reduce -1.0% | 0.10% | −0.04 |
| CARG Cargurus Inc. | Sold out | 0.00% | −0.04 |
| EXEL Exelixis Inc. | Sold out | 0.00% | −0.04 |
| DIS The Walt Disney Co. | Sold out | 0.00% | −0.04 |
| TDC Teradata Corp. | Sold out | 0.00% | −0.04 |
| INCY Incyte Corp. | Sold out | 0.00% | −0.03 |
| MEDP Medpace Holdings Inc. | Sold out | 0.00% | −0.03 |
| BKNG Booking Holdings Inc. | Sold out | 0.00% | −0.03 |
| ISRG Intuitive Surgical Inc. | Reduce -18.6% | 0.06% | −0.03 |
| PEGA Pegasystems Inc. | Sold out | 0.00% | −0.03 |
| QLYS Qualys Inc. | Sold out | 0.00% | −0.03 |
| RL Ralph Lauren Corp. | Sold out | 0.00% | −0.03 |
| MPWR Monolithic Power Systems Inc. | Sold out | 0.00% | −0.03 |
| PGNY Progyny Inc. | Sold out | 0.00% | −0.03 |
| ARES Ares Management Corp. Class A | Sold out | 0.00% | −0.03 |
| ALB Albemarle Corp. | Reduce -23.3% | 0.69% | −0.03 |
| YETI Yeti Holdings Inc. | Sold out | 0.00% | −0.03 |
| BOX Box Inc. Class A | Sold out | 0.00% | −0.03 |
| CVCO Cavco Industries Inc. | Sold out | 0.00% | −0.03 |
| YOU Clear Secure Inc. Class A | Sold out | 0.00% | −0.03 |
| CL Colgate-Palmolive Co. | Sold out | 0.00% | −0.03 |
| CRUS Cirrus Logic Inc. | Sold out | 0.00% | −0.03 |
| SKY Champion Homes Inc. | Sold out | 0.00% | −0.03 |
| ACLS Axcelis Technologies Inc. | Sold out | 0.00% | −0.03 |
| CSGS CSG Systems Intl Inc. | Sold out | 0.00% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| SGOV iShares 0-3 Month Treasury B | New | 2.52% | +2.52 |
| AMZN Amazon.com Inc. | Add +44.5% | 1.23% | +0.27 |
| IAGG iShares Intl Aggregate Bond | Add +18.8% | 1.59% | +0.23 |
| EMCB Wisdomtree Em Corp. Bond | Add +23.1% | 1.32% | +0.22 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +22.0% | 1.38% | +0.22 |
| BKR Baker Hughes Co. | Add +3.0% | 0.76% | +0.20 |
| DELL Dell Technologies -C | Add +4.6% | 0.77% | +0.20 |
| EMB iShares JP Morgan Usd Emergi | Add +16.6% | 1.47% | +0.16 |
| IMTM iShares MSCI Intl Momentum F | Add +28.8% | 0.69% | +0.15 |
| WMT Walmart Inc. | Add +3.3% | 1.14% | +0.14 |
| SPSB SS SPDR P St C Corp. ETF | Add +6.6% | 3.04% | +0.13 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Add +13.1% | 0.74% | +0.13 |
| T AT&T Inc. | Add +6.8% | 0.68% | +0.13 |
| IJS iShares S&P Small-Cap 600 Va | Add +11.4% | 0.98% | +0.12 |
| CLX Clorox Company | Add +47.4% | 0.35% | +0.12 |
| SPIB SS SPDR P Int C Corp. ETF | Add +6.0% | 3.29% | +0.12 |
| KMB Kimberly-Clark Corp. | Add +58.3% | 0.32% | +0.11 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +214.2% | 0.15% | +0.10 |
| XOM Exxon Mobil Corp. | Add +8.7% | 0.28% | +0.10 |
| FBND Fidelity Total Bond ETF | Add +6.6% | 2.28% | +0.09 |
| HSY The Hershey Co. | Add +7.6% | 0.51% | +0.09 |
| DUK Duke Energy Corp. | Add +3.7% | 0.67% | +0.08 |
| HUBB Hubbell Inc. | Add +2.9% | 0.76% | +0.08 |
| DGX Quest Diagnostics Inc. | Add +2.9% | 0.64% | +0.08 |
| BNDC NT Core Bond ETF | Add +5.5% | 2.32% | +0.08 |
| TLT iShares 20+ Year Treasury BD | Add +6.2% | 1.87% | +0.07 |
| VWO Vanguard Ftse Emerging Marke | Add +65.1% | 0.19% | +0.07 |
| AMGN Amgen Inc. | Add +5.0% | 0.70% | +0.07 |
| DLR Digital Realty Trust Inc. | Add +6.5% | 0.38% | +0.07 |
| IWS iShares Russell Mid-Cap Valu | Add +2.4% | 1.61% | +0.07 |
| VIGI Vanguard Int Div App Indx FD | Add +53.3% | 0.19% | +0.06 |
| IFEB Innovator Intl D PB ETF-Feb | New | 0.06% | +0.06 |
| JMST JPM Ultra-Short Muni Income | New | 0.06% | +0.06 |
| SCHF Schwab Intl Equity ETF | New | 0.06% | +0.06 |
| CVX Chevron Corp. | Add +13.0% | 0.16% | +0.05 |
| CSHI Neos Enhanced Income 1-3 Mon | New | 0.05% | +0.05 |
| LNG Cheniere Energy Inc. | New | 0.05% | +0.05 |
| EJAN Innovator Emerging Markets P | New | 0.05% | +0.05 |
| XBJA Innovator US Eq Ac 9 Buff-J | New | 0.05% | +0.05 |
| D Dominion Energy Inc. | Add +3.5% | 0.67% | +0.05 |
| MPC Marathon Petroleum Corp. | Add +14.2% | 0.11% | +0.05 |
| RS Reliance Inc. | Add +3.3% | 0.69% | +0.05 |
| VLO Valero Energy Corp. | Add +18.7% | 0.10% | +0.05 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +5.3% | 0.69% | +0.04 |
| QQQ Invesco QQQ Trust Series 1 | Add +45.2% | 0.16% | +0.04 |
| DGS Wisdomtree Em Small Cap | Add +10.7% | 0.33% | +0.04 |
| MU Micron Technology Inc. | Add +1.8% | 0.26% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.04% | +0.04 |
| NFLX Netflix Inc. | Add +27.0% | 0.18% | +0.04 |
| VCSH Vanguard S/T Corp. Bond ETF | New | 0.04% | +0.04 |
Options Activity Q4 2025 → Q1 2026
| LNG Cheniere Energy Inc. | call | Sold out | 400 | $6Kbefore exit |
| NVDA Nvidia Corp. | put | Sold out | 800 | $304before exit |
| AMZN Amazon.com Inc. | call | New | 200 | $214 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 325 | $1.0B | NVDA, AAPL, MSFT, SPIB, FLOT |
| Q1 2026 | 282 | $844.1M | NVDA, AAPL, SPIB, FLOT, SPSB |
| Q4 2025 | 292 | $832.2M | NVDA, AAPL, FLOT, MSFT, SPIB |
| Q3 2025 | 272 | $796.7M | NVDA, AAPL, FLOT, MSFT, SPIB |
| Q2 2025 | 259 | $724.5M | NVDA, AAPL, MSFT, FLOT, SPIB |
| Q1 2025 | 246 | $662.3M | NVDA, AAPL, FLOT, SPSB, SPIB |
| Q4 2024 | 213 | $640.6M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q3 2024 | 215 | $619.7M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q2 2024 | 207 | $569.8M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q1 2024 | 202 | $535.0M | NVDA, AAPL, SPIB, IWF, SPSB |