Occidental Asset Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 15, 2024), Occidental Asset Management, LLC reported 215 stock positions worth $619.7 million. Its top holding was Nvidia (NVDA) at 5.7% of the portfolio, followed by Apple (AAPL, 5.5%) and SS SPDR P Int C Corp. ETF (SPIB, 3.6%). Compared with Q2 2024, it opened 21 new positions, sold out of 14, added to 132 and reduced 41. The biggest buy was a new position in SS SPDR BB 1-3M T-Bill ETF (BIL) and the biggest sale Nvidia (NVDA, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- Burlingame, CA
- CIK
- 0001770994
- Portfolio Value
- $619.7M (Q3 2024)
- SEC Filing
- 0001214659-24-017492 ↗ filed Oct 15, 2024
Holdings Value
Holdings 215 stocks · $619.7M
| NVDA Nvidia Corp. | 5.75% | 293,250 | $35.6M | Reduce -3.3% |
| AAPL Apple Inc. | 5.50% | 146,301 | $34.1M | Add +3.1% |
| SPIB SS SPDR P Int C Corp. ETF | 3.63% | 666,795 | $22.5M | Add +4.8% |
| SPSB SS SPDR P St C Corp. ETF | 3.02% | 617,366 | $18.7M | Add +4.8% |
| MSFT Microsoft Corp. | 2.77% | 39,910 | $17.2M | Add +7.2% |
| IWF iShares Russell 1000 Growth | 2.75% | 45,410 | $17.0M | Reduce -0.1% |
| BNDC NT Core Bond ETF | 2.66% | 723,454 | $16.5M | Add +5.1% |
| FBND Fidelity Total Bond ETF | 2.60% | 344,405 | $16.1M | Add +5.4% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 2.60% | 200,387 | $16.1M | Add +6.2% |
| META Meta Platforms Inc. Class A | 2.23% | 24,129 | $13.8M | Add +1.0% |
| IVE iShares S&P 500 Value ETF | 2.16% | 67,897 | $13.4M | Add +0.3% |
| GOVT iShares US Treasury Bond ETF | 2.13% | 564,121 | $13.2M | Add +6.7% |
| FLOT iShares Floating Rate Bond E | 2.09% | 254,162 | $13.0M | Add +4.0% |
| IWS iShares Russell Mid-Cap Valu | 1.88% | 88,027 | $11.6M | Add +0.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.88% | 126,578 | $11.6M | New |
| IWP iShares Russell Mid-Cap Grow | 1.77% | 93,375 | $11.0M | Add +0.3% |
| IAGG iShares Intl Aggregate Bond | 1.56% | 186,301 | $9.7M | Add +6.0% |
| EMB iShares JP Morgan Usd Emergi | 1.39% | 92,188 | $8.6M | Add +3.2% |
| ANGL Vaneck Fallen Angel High YLD | 1.26% | 265,820 | $7.8M | Add +6.9% |
| XLF SS Financial Select Sector | 1.22% | 166,920 | $7.6M | Reduce -1.3% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.19% | 88,660 | $7.4M | Add +1.1% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.97% | 113,323 | $6.0M | Add +3.0% |
| IWO iShares Russell 2000 Growth | 0.96% | 20,876 | $5.9M | Reduce -0.7% |
| IJS iShares S&P Small-Cap 600 Va | 0.93% | 53,607 | $5.8M | Reduce -0.6% |
| HD Home Depot Inc. | 0.92% | 14,074 | $5.7M | Add +4.3% |
| WMT Walmart Inc. | 0.90% | 69,085 | $5.6M | Add +5.0% |
| AMZN Amazon.com Inc. | 0.82% | 27,413 | $5.1M | Add +4.0% |
| JPM JPMorgan Chase & Co. | 0.79% | 23,190 | $4.9M | Add +6.2% |
| HUBB Hubbell Inc. | 0.78% | 11,244 | $4.8M | Add +2.3% |
| NTAP Netapp Inc. | 0.77% | 38,540 | $4.8M | Add +1.8% |
| RS Reliance Inc. | 0.73% | 15,596 | $4.5M | Add +1.9% |
| QCOM Qualcomm Inc. | 0.72% | 26,136 | $4.4M | Add +5.6% |
| V Visa Inc. Class A | 0.70% | 15,702 | $4.3M | Add +3.7% |
| CMI Cummins Inc. | 0.69% | 13,209 | $4.3M | Add +3.8% |
| CAT Caterpillar Inc. | 0.69% | 10,920 | $4.3M | Add +5.7% |
| SCCO Southern Copper Corp. | 0.69% | 36,770 | $4.3M | Add +5.5% |
| AMAT Applied Materials Inc. | 0.68% | 20,895 | $4.2M | Add +7.5% |
| MS Morgan Stanley | 0.66% | 39,361 | $4.1M | Add +5.1% |
| UNH Unitedhealth Group Inc. | 0.66% | 6,997 | $4.1M | Add +4.9% |
| WMB Williams Cos Inc. | 0.65% | 88,594 | $4.0M | Add +3.3% |
| D Dominion Energy Inc. | 0.65% | 69,976 | $4.0M | New |
| DUK Duke Energy Corp. | 0.64% | 34,485 | $4.0M | Add +4.3% |
| MRSH Marsh & McLennan Cos | 0.64% | 17,804 | $4.0M | Add +3.5% |
| BR Broadridge Financial Solutio | 0.63% | 18,053 | $3.9M | Add +5.0% |
| AMGN Amgen Inc. | 0.62% | 11,899 | $3.8M | Add +5.7% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.61% | 101,445 | $3.8M | Add +3.5% |
| PEP Pepsico Inc. | 0.60% | 21,975 | $3.7M | Add +12.6% |
| COR Cencora Inc. | 0.59% | 16,193 | $3.6M | Add +4.3% |
| EMR Emerson Electric Co. | 0.59% | 33,205 | $3.6M | Add +5.1% |
| DGX Quest Diagnostics Inc. | 0.56% | 22,540 | $3.5M | Add +4.9% |
| CAH Cardinal Health Inc. | 0.55% | 30,771 | $3.4M | Add +8.6% |
| ITW Illinois Tool Works | 0.54% | 12,759 | $3.3M | Add +10.8% |
| CB Chubb Ltd. | 0.53% | 11,342 | $3.3M | Add +5.8% |
| GOOG Alphabet Inc. Class C | 0.53% | 19,475 | $3.3M | Add +1.8% |
| AMT American Tower Corp. | 0.52% | 13,977 | $3.3M | Add +5.9% |
| DELL Dell Technologies -C | 0.52% | 26,943 | $3.2M | New |
| A Agilent Technologies Inc. | 0.51% | 21,214 | $3.1M | Add +3.9% |
| STZ Constellation Brands Inc. Class A | 0.50% | 12,071 | $3.1M | Add +1.8% |
| T AT&T Inc. | 0.49% | 138,044 | $3.0M | Add +3.7% |
| J Jacobs Solutions Inc. | 0.47% | 22,426 | $2.9M | Add +7.8% |
| GILD Gilead Sciences Inc. | 0.47% | 34,636 | $2.9M | Add +9.3% |
| TGT Target Corp. | 0.46% | 18,459 | $2.9M | Add +5.8% |
| COM Direxion Auspice BRD Cmdty | 0.46% | 100,073 | $2.9M | Reduce -49.2% |
| OMC Omnicom Group | 0.46% | 27,294 | $2.8M | Add +8.5% |
| IMTM iShares MSCI Intl Momentum F | 0.45% | 69,399 | $2.8M | Add +0.1% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.44% | 72,268 | $2.7M | Add +0.3% |
| IQDG Wisdomtree Intl QLTY DVD GRW | 0.43% | 68,801 | $2.7M | Add +0.1% |
| DDWM Wisdomtree DY Inter Eq FD-US | 0.43% | 74,422 | $2.7M | Add +0.0% |
| CMCSA Comcast Corp. Class A | 0.42% | 62,938 | $2.6M | Add +10.4% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.42% | 32,502 | $2.6M | New |
| MTH Meritage Homes Corp. | 0.40% | 12,167 | $2.5M | Add +4.9% |
| OKTA Okta Inc. | 0.40% | 33,501 | $2.5M | No change |
| AGG iShares Core U.S. Aggregate | 0.39% | 23,952 | $2.4M | Reduce -2.3% |
| SDY SS SPDR S&P Dividend ETF | 0.37% | 16,226 | $2.3M | No change |
| BKR Baker Hughes Co. | 0.37% | 63,433 | $2.3M | Add +5.8% |
| IEFA iShares Core MSCI Eafe ETF | 0.35% | 27,584 | $2.2M | Add +21.3% |
| MDYV SS SPDR S&P 400 MC Val ETF | 0.33% | 25,693 | $2.0M | Add +3.2% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.32% | 22,851 | $2.0M | Add +3.0% |
| VOO Vanguard S&P 500 ETF | 0.32% | 3,725 | $2.0M | Reduce -28.9% |
| SPEM State Street SP PTF Em ETF | 0.31% | 46,102 | $1.9M | Add +1.8% |
| EBAY eBay Inc. | 0.30% | 29,010 | $1.9M | Add +6.0% |
| IUSV iShares Core S&P U.S. Value | 0.30% | 19,651 | $1.9M | Add +111.1% |
| TSLA Tesla Inc. | 0.30% | 7,069 | $1.8M | Reduce -4.3% |
| DLR Digital Realty Trust Inc. | 0.29% | 11,228 | $1.8M | Add +8.7% |
| NXPI NXP Semiconductors NV | 0.29% | 7,396 | $1.8M | Add +6.0% |
| IEMG iShares Core MSCI Emerging | 0.28% | 30,525 | $1.8M | Reduce -6.5% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.28% | 18,072 | $1.7M | Add +15.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.27% | 3,657 | $1.7M | Reduce -22.5% |
| XLK SS Technology Select Sector | 0.27% | 7,402 | $1.7M | Reduce -9.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.26% | 4,153 | $1.6M | Reduce -42.3% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.26% | 49,192 | $1.6M | Add +0.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.26% | 2,766 | $1.6M | Add +5.6% |
| ABBV Abbvie Inc. | 0.25% | 7,990 | $1.6M | Add +7.2% |
| DGRE Wisdomtree Emerging Markets | 0.24% | 53,801 | $1.5M | Add +0.1% |
| MRK Merck & Co. Inc. | 0.24% | 12,920 | $1.5M | Add +0.3% |
| XOM Exxon Mobil Corp. | 0.22% | 11,631 | $1.4M | Add +9.5% |
| DGS Wisdomtree Em Small Cap | 0.21% | 24,699 | $1.3M | Reduce -0.1% |
| DGRO iShares Core Dividend Growth | 0.21% | 20,966 | $1.3M | No change |
| JPEM JPM Diversified Ret Em Equit filed as J P MORGAN EXCHANGE TRADED F | 0.21% | 23,071 | $1.3M | Add +0.3% |
| RGA Reinsurance Group of America | 0.21% | 5,960 | $1.3M | New |
Options reported separately and not counted above: SPY puts ($65K), CRWD calls ($15K), MSFT puts ($7K), HD puts ($3K), VZ puts ($751).
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -3.3% | 5.75% | −0.83 |
| XLC SS Comm Select Sector SPDR | Reduce -88.2% | 0.09% | −0.70 |
| USB US Bancorp | Sold out | 0.00% | −0.55 |
| COM Direxion Auspice BRD Cmdty | Reduce -49.2% | 0.46% | −0.54 |
| TROW T Rowe Price Group Inc. | Sold out | 0.00% | −0.53 |
| HST Host Hotels & Resorts Inc. | Sold out | 0.00% | −0.46 |
| WSM Williams-Sonoma Inc. | Sold out | 0.00% | −0.43 |
| AEO American Eagle Outfitters | Sold out | 0.00% | −0.29 |
| UGI Ugi Corp. | Sold out | 0.00% | −0.27 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -42.3% | 0.26% | −0.22 |
| GAP The Gap Inc. | Sold out | 0.00% | −0.19 |
| IWF iShares Russell 1000 Growth | Reduce -0.1% | 2.75% | −0.16 |
| VOO Vanguard S&P 500 ETF | Reduce -28.9% | 0.32% | −0.14 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -22.5% | 0.27% | −0.07 |
| MINT PIMCO Enhanced Short Maturit | Sold out | 0.00% | −0.06 |
| XLK SS Technology Select Sector | Reduce -9.5% | 0.27% | −0.06 |
| USHY iShares Broad Usd High Yield | Reduce -46.1% | 0.06% | −0.05 |
| CHD Church & Dwight Co. Inc. | Reduce -16.9% | 0.18% | −0.05 |
| INTC Intel Corp. | Sold out | 0.00% | −0.04 |
| RCL Royal Caribbean Cruises Ltd. | Sold out | 0.00% | −0.04 |
| BA The Boeing Co. | Sold out | 0.00% | −0.04 |
| ABNB Airbnb Inc. Class A | Sold out | 0.00% | −0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Sold out | 0.00% | −0.04 |
| LLY Eli Lilly & Co. | Reduce -2.0% | 0.21% | −0.03 |
| F Ford Motor Co. | Reduce -3.2% | 0.08% | −0.03 |
| AGG iShares Core U.S. Aggregate | Reduce -2.3% | 0.39% | −0.03 |
| IEMG iShares Core MSCI Emerging | Reduce -6.5% | 0.28% | −0.02 |
| CRM Salesforce Inc. | Reduce -8.8% | 0.20% | −0.02 |
| HSY The Hershey Co. | Reduce -17.9% | 0.05% | −0.01 |
| IWO iShares Russell 2000 Growth | Reduce -0.7% | 0.96% | −0.01 |
| IYW iShares Ustechnology ETF | Reduce -0.3% | 0.12% | −0.01 |
| WFC Wells Fargo & Co. | Reduce -1.9% | 0.06% | −0.01 |
| DGS Wisdomtree Em Small Cap | Reduce -0.1% | 0.21% | −0.01 |
| DEO Diageo PLC-Sponsored ADR | Reduce -10.7% | 0.09% | −0.01 |
| AMD Advanced Micro Devices | Reduce -1.2% | 0.08% | −0.01 |
| COST Costco Wholesale Corp. | Reduce -9.1% | 0.05% | −0.01 |
| MUB iShares National Muni Bond E | Reduce -12.0% | 0.03% | −0.01 |
| NOK Nokia Corp.-Spon ADR | Sold out | 0.00% | −0.01 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -2.0% | 0.07% | −0.01 |
| NFLX Netflix Inc. | Reduce -2.2% | 0.09% | −0.01 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Reduce -11.1% | 0.03% | −0.00 |
| XJQCX Nuveen Credit Strategies Inc. | Reduce -9.4% | 0.01% | −0.00 |
| IJH iShares Core S&P Midcap ETF | Reduce -0.9% | 0.07% | −0.00 |
| SYK Stryker Corp. | Reduce -1.0% | 0.05% | −0.00 |
| JPC Nuveen Prefered & Income Opp | Reduce -6.6% | 0.02% | −0.00 |
| XLY SS Consumer Disc Select Sect | Reduce -2.3% | 0.08% | −0.00 |
| NAD Nuveen Quality Municipal Inc. | Reduce -0.2% | 0.03% | −0.00 |
| GLD SPDR Gold Shares | Reduce -4.8% | 0.05% | −0.00 |
| SHOP Shopify Inc. Class A | Reduce -11.1% | 0.04% | −0.00 |
| XLI SS Industrial Select Sector | Reduce -1.1% | 0.09% | +0.00 |
Portfolio Buys Q2 2024 → Q3 2024
| BIL SS SPDR BB 1-3M T-Bill ETF | New | 1.88% | +1.88 |
| D Dominion Energy Inc. | New | 0.65% | +0.65 |
| DELL Dell Technologies -C | New | 0.52% | +0.52 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | New | 0.42% | +0.42 |
| AAPL Apple Inc. | Add +3.1% | 5.50% | +0.25 |
| RGA Reinsurance Group of America | New | 0.21% | +0.21 |
| GM General Motors Co. | New | 0.20% | +0.20 |
| IUSV iShares Core S&P U.S. Value | Add +111.1% | 0.30% | +0.16 |
| WMT Walmart Inc. | Add +5.0% | 0.90% | +0.12 |
| META Meta Platforms Inc. Class A | Add +1.0% | 2.23% | +0.12 |
| HD Home Depot Inc. | Add +4.3% | 0.92% | +0.10 |
| BNDX Vanguard Total Intl Bond ETF | New | 0.09% | +0.09 |
| GILD Gilead Sciences Inc. | Add +9.3% | 0.47% | +0.09 |
| CAT Caterpillar Inc. | Add +5.7% | 0.69% | +0.09 |
| IJR iShares Core S&P Small-Cap E | New | 0.08% | +0.08 |
| AMT American Tower Corp. | Add +5.9% | 0.52% | +0.07 |
| MTH Meritage Homes Corp. | Add +4.9% | 0.40% | +0.07 |
| HUBB Hubbell Inc. | Add +2.3% | 0.78% | +0.07 |
| CMI Cummins Inc. | Add +3.8% | 0.69% | +0.07 |
| UNH Unitedhealth Group Inc. | Add +4.9% | 0.66% | +0.06 |
| ITW Illinois Tool Works | Add +10.8% | 0.54% | +0.06 |
| DUK Duke Energy Corp. | Add +4.3% | 0.64% | +0.06 |
| CAH Cardinal Health Inc. | Add +8.6% | 0.55% | +0.06 |
| OMC Omnicom Group | Add +8.5% | 0.46% | +0.06 |
| IEFA iShares Core MSCI Eafe ETF | Add +21.3% | 0.35% | +0.06 |
| DGX Quest Diagnostics Inc. | Add +4.9% | 0.56% | +0.05 |
| CB Chubb Ltd. | Add +5.8% | 0.53% | +0.05 |
| EBAY eBay Inc. | Add +6.0% | 0.30% | +0.05 |
| A Agilent Technologies Inc. | Add +3.9% | 0.51% | +0.04 |
| T AT&T Inc. | Add +3.7% | 0.49% | +0.04 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +6.2% | 2.60% | +0.04 |
| SHY iShares 1-3 Year Treasury Bo | New | 0.04% | +0.04 |
| BND Vanguard Total Bond Market | New | 0.04% | +0.04 |
| GOVT iShares US Treasury Bond ETF | Add +6.7% | 2.13% | +0.04 |
| NVR NVR Inc. | New | 0.04% | +0.04 |
| TJX TJX Companies Inc. | New | 0.04% | +0.04 |
| PEP Pepsico Inc. | Add +12.6% | 0.60% | +0.04 |
| TFC Truist Financial Corp. | New | 0.04% | +0.04 |
| IT Gartner Inc. | New | 0.04% | +0.04 |
| FTNT Fortinet Inc. | New | 0.04% | +0.04 |
| ABT Abbott Laboratories | New | 0.04% | +0.04 |
| PSTP Innovator PWR Buff Su St ETF | New | 0.03% | +0.03 |
| BLK BlackRock Finance Inc. | New | 0.03% | +0.03 |
| VONG Vanguard Russell 1000 Growth | New | 0.03% | +0.03 |
| CMCSA Comcast Corp. Class A | Add +10.4% | 0.42% | +0.03 |
| MAR Marriott International Class A | New | 0.03% | +0.03 |
| BR Broadridge Financial Solutio | Add +5.0% | 0.63% | +0.03 |
| XLV SS Health Care Select Sector | Add +23.7% | 0.19% | +0.03 |
| ABBV Abbvie Inc. | Add +7.2% | 0.25% | +0.03 |
| SCCO Southern Copper Corp. | Add +5.5% | 0.69% | +0.03 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 3,000 | $65K |
| CRWD CrowdStrike Holdings Inc. Class A | call | New | 200 | $15K |
| MSFT Microsoft Corp. | put | New | 800 | $7K |
| HD Home Depot Inc. | put | New | 500 | $3K |
| VZ Verizon Communications Inc. | put | New | 8,000 | $751 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 325 | $1.0B | NVDA, AAPL, MSFT, SPIB, FLOT |
| Q1 2026 | 282 | $844.1M | NVDA, AAPL, SPIB, FLOT, SPSB |
| Q4 2025 | 292 | $832.2M | NVDA, AAPL, FLOT, MSFT, SPIB |
| Q3 2025 | 272 | $796.7M | NVDA, AAPL, FLOT, MSFT, SPIB |
| Q2 2025 | 259 | $724.5M | NVDA, AAPL, MSFT, FLOT, SPIB |
| Q1 2025 | 246 | $662.3M | NVDA, AAPL, FLOT, SPSB, SPIB |
| Q4 2024 | 213 | $640.6M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q3 2024 | 215 | $619.7M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q2 2024 | 207 | $569.8M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q1 2024 | 202 | $535.0M | NVDA, AAPL, SPIB, IWF, SPSB |