Occidental Asset Management, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 15, 2025), Occidental Asset Management, LLC reported 246 stock positions worth $662.3 million. Its top holding was Nvidia (NVDA) at 5.4% of the portfolio, followed by Apple (AAPL, 5.3%) and iShares Floating Rate Bond E (FLOT, 4.2%). Compared with Q4 2024, it opened 50 new positions, sold out of 17, added to 138 and reduced 42. The biggest buy was iShares Floating Rate Bond E (FLOT, shares +92%) and the biggest sale an exit from SS SPDR BB 1-3M T-Bill ETF (BIL).
- Most Recent 13F
- Q2 2026
- Location
- Burlingame, CA
- CIK
- 0001770994
- Portfolio Value
- $662.3M (Q1 2025)
- SEC Filing
- 0001214659-25-007758 ↗ filed May 15, 2025
Holdings Value
Holdings 246 stocks · $662.3M
| NVDA Nvidia Corp. | 5.41% | 330,768 | $35.8M | Add +11.0% |
| AAPL Apple Inc. | 5.26% | 156,767 | $34.8M | Add +5.9% |
| FLOT iShares Floating Rate Bond E | 4.22% | 547,540 | $28.0M | Add +91.7% |
| SPSB SS SPDR P St C Corp. ETF | 3.75% | 824,840 | $24.8M | Add +27.0% |
| SPIB SS SPDR P Int C Corp. ETF | 3.58% | 713,905 | $23.7M | Add +1.3% |
| MSFT Microsoft Corp. | 2.86% | 50,453 | $18.9M | Add +15.4% |
| BNDC NT Core Bond ETF | 2.57% | 766,701 | $17.0M | Add +1.1% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 2.52% | 211,669 | $16.7M | Add +0.9% |
| FBND Fidelity Total Bond ETF | 2.49% | 361,602 | $16.5M | Add +1.1% |
| IWF iShares Russell 1000 Growth | 2.34% | 42,901 | $15.5M | Reduce -0.7% |
| META Meta Platforms Inc. Class A | 2.15% | 24,707 | $14.2M | Add +4.1% |
| GOVT iShares US Treasury Bond ETF | 2.03% | 586,250 | $13.5M | Add +0.8% |
| IVE iShares S&P 500 Value ETF | 1.93% | 67,054 | $12.8M | Add +0.0% |
| IWS iShares Russell Mid-Cap Valu | 1.75% | 91,818 | $11.6M | Reduce -0.1% |
| IWP iShares Russell Mid-Cap Grow | 1.63% | 91,812 | $10.8M | Reduce -0.7% |
| IAGG iShares Intl Aggregate Bond | 1.49% | 197,297 | $9.9M | Add +2.2% |
| EMB iShares JP Morgan Usd Emergi | 1.36% | 99,597 | $9.0M | Reduce -2.0% |
| ANGL Vaneck Fallen Angel High YLD | 1.23% | 281,365 | $8.1M | Add +1.4% |
| XLC SS Comm Select Sector SPDR | 1.13% | 77,640 | $7.5M | Add +1128.5% |
| GOOG Alphabet Inc. Class C | 0.98% | 41,585 | $6.5M | Add +12.8% |
| WMT Walmart Inc. | 0.98% | 73,929 | $6.5M | Add +5.5% |
| AMZN Amazon.com Inc. | 0.98% | 34,108 | $6.5M | Add +16.1% |
| JPM JPMorgan Chase & Co. | 0.97% | 26,233 | $6.4M | Add +9.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.94% | 77,852 | $6.3M | Add +0.7% |
| V Visa Inc. Class A | 0.94% | 17,782 | $6.2M | Add +7.1% |
| HD Home Depot Inc. | 0.83% | 14,965 | $5.5M | Add +1.9% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.80% | 103,730 | $5.3M | Add +1.5% |
| IWO iShares Russell 2000 Growth | 0.78% | 20,254 | $5.2M | Reduce -0.3% |
| IJS iShares S&P Small-Cap 600 Va | 0.78% | 52,827 | $5.1M | No change |
| COR Cencora Inc. | 0.77% | 18,421 | $5.1M | Add +5.4% |
| RS Reliance Inc. | 0.76% | 17,426 | $5.0M | Add +5.7% |
| MRSH Marsh & McLennan Cos | 0.75% | 20,472 | $5.0M | Add +5.8% |
| BR Broadridge Financial Solutio | 0.75% | 20,453 | $5.0M | Add +6.1% |
| MS Morgan Stanley | 0.74% | 42,186 | $4.9M | Add +3.7% |
| CAH Cardinal Health Inc. | 0.74% | 35,613 | $4.9M | Add +5.1% |
| MINT PIMCO Enhanced Short Maturit | 0.74% | 48,749 | $4.9M | Add +559.8% |
| DUK Duke Energy Corp. | 0.73% | 39,640 | $4.8M | Add +7.2% |
| T AT&T Inc. | 0.70% | 164,050 | $4.6M | Add +6.7% |
| QCOM Qualcomm Inc. | 0.70% | 30,171 | $4.6M | Add +6.5% |
| CMI Cummins Inc. | 0.69% | 14,543 | $4.6M | Add +4.9% |
| GILD Gilead Sciences Inc. | 0.68% | 40,119 | $4.5M | Add +3.9% |
| D Dominion Energy Inc. | 0.67% | 78,739 | $4.4M | Add +6.5% |
| UNH Unitedhealth Group Inc. | 0.66% | 8,358 | $4.4M | Add +10.4% |
| AMGN Amgen Inc. | 0.66% | 13,987 | $4.4M | Add +7.8% |
| DGX Quest Diagnostics Inc. | 0.65% | 25,350 | $4.3M | Add +4.2% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.64% | 116,650 | $4.2M | Add +19.0% |
| CAT Caterpillar Inc. | 0.64% | 12,769 | $4.2M | Add +10.7% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.63% | 114,883 | $4.2M | Add +43.7% |
| EMR Emerson Electric Co. | 0.62% | 37,461 | $4.1M | Add +5.5% |
| CB Chubb Ltd. | 0.61% | 13,392 | $4.0M | Add +8.3% |
| SCCO Southern Copper Corp. | 0.61% | 42,906 | $4.0M | Add +8.7% |
| PEP Pepsico Inc. | 0.59% | 26,257 | $3.9M | Add +8.9% |
| BKR Baker Hughes Co. | 0.59% | 89,408 | $3.9M | Add +6.3% |
| HUBB Hubbell Inc. | 0.59% | 11,810 | $3.9M | Add +4.3% |
| DDWM Wisdomtree DY Inter Eq FD-US | 0.57% | 102,797 | $3.8M | Add +29.2% |
| ITW Illinois Tool Works | 0.57% | 15,209 | $3.8M | Add +8.5% |
| NTAP Netapp Inc. | 0.57% | 42,733 | $3.8M | Add +5.5% |
| IMTM iShares MSCI Intl Momentum F | 0.56% | 92,996 | $3.7M | Add +31.4% |
| AMAT Applied Materials Inc. | 0.53% | 24,128 | $3.5M | Add +9.3% |
| OKTA Okta Inc. | 0.53% | 33,105 | $3.5M | Reduce -1.2% |
| J Jacobs Solutions Inc. | 0.50% | 27,459 | $3.3M | Add +9.6% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.48% | 4 | $3.2M | New |
| CRM Salesforce Inc. | 0.48% | 11,851 | $3.2M | Add +6.2% |
| DELL Dell Technologies -C | 0.46% | 33,550 | $3.1M | Add +12.3% |
| A Agilent Technologies Inc. | 0.45% | 25,416 | $3.0M | Add +11.0% |
| STZ Constellation Brands Inc. Class A | 0.43% | 15,442 | $2.8M | Add +15.3% |
| XLF SS Financial Select Sector | 0.43% | 56,564 | $2.8M | Reduce -65.5% |
| OMC Omnicom Group | 0.41% | 32,658 | $2.7M | Add +10.1% |
| AGG iShares Core U.S. Aggregate | 0.39% | 26,040 | $2.6M | Add +3.9% |
| MDYV SS SPDR S&P 400 MC Val ETF | 0.37% | 31,932 | $2.5M | Add +3.5% |
| HSY The Hershey Co. | 0.37% | 14,256 | $2.4M | Add +952.9% |
| GIS General Mills Inc. | 0.36% | 40,416 | $2.4M | New |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.35% | 29,355 | $2.3M | Add +3.5% |
| TGT Target Corp. | 0.35% | 22,120 | $2.3M | Add +8.3% |
| SDY SS SPDR S&P Dividend ETF | 0.33% | 16,227 | $2.2M | Add +0.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.31% | 3,914 | $2.1M | Add +11.3% |
| SPEM State Street SP PTF Em ETF | 0.31% | 52,804 | $2.1M | Add +13.8% |
| DGS Wisdomtree Em Small Cap | 0.31% | 42,710 | $2.1M | Add +54.1% |
| DGRE Wisdomtree Emerging Markets | 0.31% | 83,812 | $2.0M | Add +46.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.30% | 5,377 | $2.0M | Reduce -0.8% |
| DLR Digital Realty Trust Inc. | 0.29% | 13,555 | $1.9M | Add +13.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.28% | 24,582 | $1.9M | Add +483.6% |
| VOO Vanguard S&P 500 ETF | 0.26% | 3,302 | $1.7M | Reduce -33.9% |
| TSLA Tesla Inc. | 0.26% | 6,518 | $1.7M | Reduce -5.5% |
| ABBV Abbvie Inc. | 0.25% | 7,954 | $1.7M | Add +8.3% |
| IUSV iShares Core S&P U.S. Value | 0.25% | 17,745 | $1.6M | Add +47.1% |
| LLY Eli Lilly & Co. | 0.24% | 1,953 | $1.6M | Add +32.4% |
| CSCO Cisco Systems Inc. | 0.24% | 25,547 | $1.6M | Add +47.8% |
| XOM Exxon Mobil Corp. | 0.24% | 13,165 | $1.6M | Add +14.1% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.23% | 49,593 | $1.5M | Add +0.3% |
| XLK SS Technology Select Sector | 0.22% | 7,198 | $1.5M | Add +13.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.22% | 2,655 | $1.5M | Reduce -4.0% |
| GOOGL Alphabet Inc. Class A | 0.21% | 8,847 | $1.4M | Add +41.0% |
| MRK Merck & Co. Inc. | 0.20% | 14,654 | $1.3M | Add +3.5% |
| DGRO iShares Core Dividend Growth | 0.20% | 20,966 | $1.3M | No change |
| DVY iShares Select Dividend ETF | 0.19% | 9,494 | $1.3M | No change |
| BRO Brown & Brown Inc. | 0.18% | 9,534 | $1.2M | Add +20.2% |
| VZ Verizon Communications Inc. | 0.17% | 24,206 | $1.1M | Reduce -1.9% |
| IWR iShares Russell Mid-Cap ETF | 0.16% | 12,737 | $1.1M | No change |
| CHD Church & Dwight Co. Inc. | 0.16% | 9,795 | $1.1M | Reduce -2.5% |
Options reported separately and not counted above: NVDA puts ($25K), CRWD calls ($24K), AMZN puts ($11K), AAPL puts ($8K), MSFT puts ($7K), HD puts ($3K), VZ puts ($591).
Portfolio Sells Q4 2024 → Q1 2025
| BIL SS SPDR BB 1-3M T-Bill ETF | Sold out | 0.00% | −1.29 |
| XLY SS Consumer Disc Select Sect | Reduce -93.9% | 0.07% | −1.22 |
| XLF SS Financial Select Sector | Reduce -65.5% | 0.43% | −0.81 |
| WMB Williams Cos Inc. | Reduce -95.0% | 0.04% | −0.74 |
| IQDG Wisdomtree Intl QLTY DVD GRW | Sold out | 0.00% | −0.43 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.40 |
| IWF iShares Russell 1000 Growth | Reduce -0.7% | 2.34% | −0.37 |
| MTH Meritage Homes Corp. | Sold out | 0.00% | −0.32 |
| DIS The Walt Disney Co. | Reduce -85.2% | 0.04% | −0.30 |
| NXPI NXP Semiconductors NV | Sold out | 0.00% | −0.27 |
| GM General Motors Co. | Sold out | 0.00% | −0.25 |
| IJR iShares Core S&P Small-Cap E | Sold out | 0.00% | −0.24 |
| RGA Reinsurance Group of America | Sold out | 0.00% | −0.22 |
| JPEM JPM Diversified Ret Em Equit | Sold out | 0.00% | −0.21 |
| IWP iShares Russell Mid-Cap Grow | Reduce -0.7% | 1.63% | −0.20 |
| TSLA Tesla Inc. | Reduce -5.5% | 0.26% | −0.18 |
| VOO Vanguard S&P 500 ETF | Reduce -33.9% | 0.26% | −0.16 |
| IWO iShares Russell 2000 Growth | Reduce -0.3% | 0.78% | −0.13 |
| IWS iShares Russell Mid-Cap Valu | Reduce -0.1% | 1.75% | −0.11 |
| USHY iShares Broad Usd High Yield | Reduce -57.3% | 0.06% | −0.09 |
| SLYV SS SPDR S&P 600 SC Val ETF | Reduce -27.1% | 0.13% | −0.07 |
| SLYG SS SPDR S&P 600 SC GR ETF | Reduce -26.4% | 0.13% | −0.07 |
| EMB iShares JP Morgan Usd Emergi | Reduce -2.0% | 1.36% | −0.05 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -0.8% | 0.30% | −0.05 |
| NULG Nuveen ESG LRG-Cap GRW ETF | Sold out | 0.00% | −0.04 |
| MAR Marriott International Class A | Sold out | 0.00% | −0.04 |
| VONG Vanguard Russell 1000 Growth | Sold out | 0.00% | −0.03 |
| NVR NVR Inc. | Sold out | 0.00% | −0.03 |
| MUB iShares National Muni Bond E | Sold out | 0.00% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -4.0% | 0.22% | −0.03 |
| CWB SS SPDR BB Conv Sec ETF | Reduce -11.1% | 0.14% | −0.02 |
| NZF Nuveen Municipal Credit Inc. | Sold out | 0.00% | −0.02 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -26.4% | 0.06% | −0.02 |
| DEO Diageo PLC-Sponsored ADR | Reduce -4.1% | 0.06% | −0.02 |
| IYW iShares Ustechnology ETF | Reduce -0.5% | 0.10% | −0.02 |
| CL Colgate-Palmolive Co. | Reduce -25.7% | 0.04% | −0.01 |
| AMD Advanced Micro Devices | Reduce -1.9% | 0.05% | −0.01 |
| BMY Bristol-Myers Squibb Co. | Reduce -15.9% | 0.08% | −0.01 |
| LMT Lockheed Martin Corp. | Reduce -4.7% | 0.05% | −0.01 |
| NCZ Virtus Convertible & Inc. FD | Sold out | 0.00% | −0.01 |
| NCV Virtus Convertible & Income | Sold out | 0.00% | −0.01 |
| VIG Vanguard Dividend Apprec ETF | Reduce -0.7% | 0.14% | −0.01 |
| YUM Yum! Brands Inc. | Reduce -20.3% | 0.06% | −0.01 |
| PFE Pfizer Inc. | Reduce -5.7% | 0.04% | −0.01 |
| ITOT iShares Core S&P Total U.S. | Reduce -2.7% | 0.04% | −0.00 |
| NULV Nuveen ESG Large-Cap Val ETF | Reduce -8.0% | 0.03% | −0.00 |
| NFJ Virtus DVD Intrst & PRM STR | Reduce -0.2% | 0.03% | −0.00 |
| SUSC iShares ESG Aware Usd Corpor | Reduce -1.7% | 0.05% | −0.00 |
| XJQCX Nuveen Credit Strategies Inc. | Reduce -4.1% | 0.01% | −0.00 |
| XAODX Abrdn Total Dynamic Dividend | Reduce -0.1% | 0.04% | −0.00 |
Portfolio Buys Q4 2024 → Q1 2025
| FLOT iShares Floating Rate Bond E | Add +91.7% | 4.22% | +1.95 |
| XLC SS Comm Select Sector SPDR | Add +1128.5% | 1.13% | +1.04 |
| SPSB SS SPDR P St C Corp. ETF | Add +27.0% | 3.75% | +0.72 |
| MINT PIMCO Enhanced Short Maturit | Add +559.8% | 0.74% | +0.62 |
| BRK.A Berkshire Hathaway Inc. Class A | New | 0.48% | +0.48 |
| GIS General Mills Inc. | New | 0.36% | +0.36 |
| HSY The Hershey Co. | Add +952.9% | 0.37% | +0.33 |
| IEFA iShares Core MSCI Eafe ETF | Add +483.6% | 0.28% | +0.23 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Add +43.7% | 0.63% | +0.21 |
| COR Cencora Inc. | Add +5.4% | 0.77% | +0.16 |
| T AT&T Inc. | Add +6.7% | 0.70% | +0.15 |
| IEMG iShares Core MSCI Emerging | New | 0.15% | +0.15 |
| IMTM iShares MSCI Intl Momentum F | Add +31.4% | 0.56% | +0.15 |
| DDWM Wisdomtree DY Inter Eq FD-US | Add +29.2% | 0.57% | +0.14 |
| AMGN Amgen Inc. | Add +7.8% | 0.66% | +0.13 |
| GILD Gilead Sciences Inc. | Add +3.9% | 0.68% | +0.12 |
| V Visa Inc. Class A | Add +7.1% | 0.94% | +0.12 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +19.0% | 0.64% | +0.12 |
| CAH Cardinal Health Inc. | Add +5.1% | 0.74% | +0.12 |
| MRSH Marsh & McLennan Cos | Add +5.8% | 0.75% | +0.11 |
| DUK Duke Energy Corp. | Add +7.2% | 0.73% | +0.11 |
| DGS Wisdomtree Em Small Cap | Add +54.1% | 0.31% | +0.10 |
| DGRE Wisdomtree Emerging Markets | Add +46.4% | 0.31% | +0.08 |
| ABT Abbott Laboratories | New | 0.08% | +0.08 |
| CSCO Cisco Systems Inc. | Add +47.8% | 0.24% | +0.08 |
| CB Chubb Ltd. | Add +8.3% | 0.61% | +0.08 |
| BX Blackstone Inc. | New | 0.08% | +0.08 |
| PM Philip Morris International | Add +115.0% | 0.12% | +0.07 |
| JPM JPMorgan Chase & Co. | Add +9.4% | 0.97% | +0.07 |
| DGX Quest Diagnostics Inc. | Add +4.2% | 0.65% | +0.07 |
| IUSV iShares Core S&P U.S. Value | Add +47.1% | 0.25% | +0.07 |
| BNDX Vanguard Total Intl Bond ETF | New | 0.07% | +0.07 |
| BR Broadridge Financial Solutio | Add +6.1% | 0.75% | +0.07 |
| RS Reliance Inc. | Add +5.7% | 0.76% | +0.07 |
| MO Altria Group Inc. | New | 0.07% | +0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +11.3% | 0.31% | +0.07 |
| LLY Eli Lilly & Co. | Add +32.4% | 0.24% | +0.07 |
| UNH Unitedhealth Group Inc. | Add +10.4% | 0.66% | +0.06 |
| VWO Vanguard Ftse Emerging Marke | New | 0.06% | +0.06 |
| MNST Monster Beverage Corp. | New | 0.06% | +0.06 |
| HALO Halozyme Therapeutics Inc. | New | 0.06% | +0.06 |
| IJH iShares Core S&P Midcap ETF | Add +106.2% | 0.13% | +0.06 |
| MELI MercadoLibre Inc. | New | 0.06% | +0.06 |
| BKR Baker Hughes Co. | Add +6.3% | 0.59% | +0.05 |
| IBM Intl Business Machines Corp. | New | 0.05% | +0.05 |
| VRTX Vertex Pharmaceuticals Inc. | New | 0.05% | +0.05 |
| BRO Brown & Brown Inc. | Add +20.2% | 0.18% | +0.05 |
| HWM Howmet Aerospace Inc. | New | 0.05% | +0.05 |
| FOUR SHIFT4 Payments Inc. Class A | New | 0.05% | +0.05 |
| OKE Oneok Inc. | New | 0.05% | +0.05 |
Options Activity Q4 2024 → Q1 2025
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 2,700 | $43Kbefore exit |
| AMZN Amazon.com Inc. | put | New | 2,000 | $11K |
| AAPL Apple Inc. | put | New | 2,000 | $8K |
| MSFT Microsoft Corp. | put | Reduce -50.0% | 400 | $7K |
| HD Home Depot Inc. | put | Reduce -40.0% | 300 | $3K |
| VZ Verizon Communications Inc. | put | Reduce -25.0% | 6,000 | $591 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 325 | $1.0B | NVDA, AAPL, MSFT, SPIB, FLOT |
| Q1 2026 | 282 | $844.1M | NVDA, AAPL, SPIB, FLOT, SPSB |
| Q4 2025 | 292 | $832.2M | NVDA, AAPL, FLOT, MSFT, SPIB |
| Q3 2025 | 272 | $796.7M | NVDA, AAPL, FLOT, MSFT, SPIB |
| Q2 2025 | 259 | $724.5M | NVDA, AAPL, MSFT, FLOT, SPIB |
| Q1 2025 | 246 | $662.3M | NVDA, AAPL, FLOT, SPSB, SPIB |
| Q4 2024 | 213 | $640.6M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q3 2024 | 215 | $619.7M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q2 2024 | 207 | $569.8M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q1 2024 | 202 | $535.0M | NVDA, AAPL, SPIB, IWF, SPSB |