Occidental Asset Management, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 29, 2025), Occidental Asset Management, LLC reported 272 stock positions worth $796.7 million. Its top holding was Nvidia (NVDA) at 7.8% of the portfolio, followed by Apple (AAPL, 5.2%) and iShares Floating Rate Bond E (FLOT, 3.8%). Compared with Q2 2025, it opened 22 new positions, sold out of 9, added to 171 and reduced 52. The biggest buy was a new position in Wisdomtree Em Corp. Bond (EMCB) and the biggest sale Ishr Ibx Usd Hiyld CB ETF-Ui (HYG, shares −47%).
- Most Recent 13F
- Q2 2026
- Location
- Burlingame, CA
- CIK
- 0001770994
- Portfolio Value
- $796.7M (Q3 2025)
- SEC Filing
- 0001214659-25-015461 ↗ filed Oct 29, 2025
Holdings Value
Holdings 272 stocks · $796.7M
| NVDA Nvidia Corp. | 7.81% | 333,527 | $62.2M | Reduce -0.4% |
| AAPL Apple Inc. | 5.23% | 163,600 | $41.7M | Add +3.4% |
| FLOT iShares Floating Rate Bond E | 3.83% | 596,689 | $30.5M | Add +18.9% |
| MSFT Microsoft Corp. | 3.67% | 56,474 | $29.3M | Add +6.9% |
| SPIB SS SPDR P Int C Corp. ETF | 3.28% | 772,102 | $26.2M | Add +6.5% |
| SPSB SS SPDR P St C Corp. ETF | 3.04% | 799,016 | $24.2M | Add +1.1% |
| IWF iShares Russell 1000 Growth | 2.50% | 42,499 | $19.9M | Add +0.3% |
| BNDC NT Core Bond ETF | 2.28% | 806,141 | $18.1M | Add +3.4% |
| FBND Fidelity Total Bond ETF | 2.22% | 381,824 | $17.7M | Add +4.3% |
| META Meta Platforms Inc. Class A | 2.16% | 23,458 | $17.2M | Reduce -6.0% |
| TLT iShares 20+ Year Treasury BD | 1.85% | 164,764 | $14.7M | Add +9.3% |
| IVE iShares S&P 500 Value ETF | 1.75% | 67,484 | $13.9M | Reduce -0.3% |
| GOOG Alphabet Inc. Class C | 1.72% | 56,419 | $13.7M | Add +0.5% |
| IWS iShares Russell Mid-Cap Valu | 1.59% | 90,874 | $12.7M | Reduce -1.8% |
| IWP iShares Russell Mid-Cap Grow | 1.59% | 89,016 | $12.7M | Reduce -1.7% |
| IAGG iShares Intl Aggregate Bond | 1.36% | 211,982 | $10.9M | Add +6.3% |
| EMB iShares JP Morgan Usd Emergi | 1.27% | 106,546 | $10.1M | Reduce -2.5% |
| JPM JPMorgan Chase & Co. | 1.22% | 30,710 | $9.7M | Add +11.9% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 1.13% | 110,529 | $9.0M | Reduce -47.0% |
| EMCB Wisdomtree Em Corp. Bond | 1.08% | 128,712 | $8.6M | New |
| XLC SS Comm Select Sector SPDR | 1.07% | 72,163 | $8.5M | Reduce -1.3% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.05% | 79,950 | $8.4M | Add +1.9% |
| AMZN Amazon.com Inc. | 1.00% | 36,427 | $8.0M | Add +3.8% |
| WMT Walmart Inc. | 0.96% | 74,101 | $7.6M | Add +0.4% |
| XLP SS Consumer Staples Sel Sect | 0.87% | 88,875 | $7.0M | Reduce -0.5% |
| IWO iShares Russell 2000 Growth | 0.86% | 21,465 | $6.9M | Add +7.3% |
| IJS iShares S&P Small-Cap 600 Va | 0.86% | 61,692 | $6.8M | Add +1.5% |
| MS Morgan Stanley | 0.85% | 42,798 | $6.8M | Add +0.1% |
| CMI Cummins Inc. | 0.79% | 14,806 | $6.3M | Add +0.3% |
| V Visa Inc. Class A | 0.77% | 18,058 | $6.2M | Add +1.6% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.77% | 111,063 | $6.1M | Add +4.2% |
| HD Home Depot Inc. | 0.77% | 15,138 | $6.1M | Reduce -1.7% |
| CRM Salesforce Inc. | 0.76% | 25,708 | $6.1M | Add +80.5% |
| CAT Caterpillar Inc. | 0.76% | 12,752 | $6.1M | Add +1.3% |
| COR Cencora Inc. | 0.74% | 18,759 | $5.9M | Add +1.2% |
| CAH Cardinal Health Inc. | 0.71% | 35,865 | $5.6M | Add +0.7% |
| NTAP Netapp Inc. | 0.70% | 47,356 | $5.6M | Add +1.3% |
| SCCO Southern Copper Corp. | 0.70% | 45,837 | $5.6M | Add +3.1% |
| QCOM Qualcomm Inc. | 0.68% | 32,359 | $5.4M | Add +1.8% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.67% | 124,643 | $5.3M | Add +4.6% |
| HUBB Hubbell Inc. | 0.66% | 12,225 | $5.3M | Add +1.7% |
| D Dominion Energy Inc. | 0.66% | 85,846 | $5.3M | Add +1.1% |
| AMAT Applied Materials Inc. | 0.66% | 25,559 | $5.2M | Add +3.3% |
| DELL Dell Technologies -C | 0.65% | 36,752 | $5.2M | Add +0.7% |
| EMR Emerson Electric Co. | 0.63% | 38,539 | $5.1M | Add +0.6% |
| T AT&T Inc. | 0.63% | 176,648 | $5.0M | Add +3.7% |
| RS Reliance Inc. | 0.62% | 17,722 | $5.0M | Add +0.4% |
| BR Broadridge Financial Solutio | 0.62% | 20,882 | $5.0M | Add +1.1% |
| DGX Quest Diagnostics Inc. | 0.62% | 26,040 | $5.0M | Add +1.1% |
| DUK Duke Energy Corp. | 0.62% | 40,051 | $5.0M | Add +0.3% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.60% | 112,103 | $4.8M | Reduce -1.1% |
| BKR Baker Hughes Co. | 0.59% | 96,954 | $4.7M | Add +4.0% |
| GILD Gilead Sciences Inc. | 0.57% | 41,118 | $4.6M | Add +1.1% |
| IMTM iShares MSCI Intl Momentum F | 0.55% | 92,038 | $4.4M | Add +0.3% |
| J Jacobs Solutions Inc. | 0.55% | 29,319 | $4.4M | Add +3.0% |
| AMGN Amgen Inc. | 0.55% | 15,499 | $4.4M | Add +2.2% |
| MRSH Marsh & McLennan Cos | 0.55% | 21,606 | $4.4M | Add +4.0% |
| ITW Illinois Tool Works | 0.53% | 16,299 | $4.3M | Add +3.1% |
| MRK Merck & Co. Inc. | 0.53% | 49,912 | $4.2M | Add +3.0% |
| DDWM Wisdomtree DY Inter Eq FD-US | 0.52% | 99,667 | $4.2M | Reduce -1.5% |
| CB Chubb Ltd. | 0.52% | 14,556 | $4.1M | Add +5.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.45% | 12,604 | $3.6M | Add +903.5% |
| HSY The Hershey Co. | 0.43% | 18,153 | $3.4M | Add +8.2% |
| ALB Albemarle Corp. | 0.42% | 40,861 | $3.3M | New |
| TSLA Tesla Inc. | 0.41% | 7,423 | $3.3M | Add +11.9% |
| XLK SS Technology Select Sector | 0.41% | 11,653 | $3.3M | Add +26.9% |
| OKTA Okta Inc. | 0.38% | 33,108 | $3.0M | Add +0.0% |
| GOOGL Alphabet Inc. Class A | 0.38% | 12,467 | $3.0M | Add +47.1% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.38% | 4 | $3.0M | No change |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.37% | 32,284 | $3.0M | Add +4.2% |
| MDYV SS SPDR S&P 400 MC Val ETF | 0.37% | 35,288 | $2.9M | Add +4.4% |
| DKS Dick's Sporting Goods Inc. | 0.35% | 12,612 | $2.8M | Add +6.7% |
| AGG iShares Core U.S. Aggregate | 0.33% | 26,507 | $2.7M | Add +1.9% |
| SPEM State Street SP PTF Em ETF | 0.33% | 56,488 | $2.6M | Add +3.7% |
| DLR Digital Realty Trust Inc. | 0.33% | 15,222 | $2.6M | Add +7.3% |
| DGS Wisdomtree Em Small Cap | 0.30% | 41,438 | $2.4M | Reduce -1.4% |
| DGRE Wisdomtree Emerging Markets | 0.30% | 81,987 | $2.4M | Reduce -0.4% |
| VOO Vanguard S&P 500 ETF | 0.29% | 3,802 | $2.3M | Add +28.3% |
| SDY SS SPDR S&P Dividend ETF | 0.29% | 16,227 | $2.3M | No change |
| CSCO Cisco Systems Inc. | 0.28% | 32,623 | $2.2M | Add +13.1% |
| ABBV Abbvie Inc. | 0.28% | 9,544 | $2.2M | Add +18.4% |
| CLX Clorox Company | 0.27% | 17,155 | $2.1M | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.26% | 4,191 | $2.1M | Add +14.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.25% | 4,134 | $2.0M | Add +16.3% |
| KMB Kimberly-Clark Corp. | 0.24% | 15,675 | $1.9M | New |
| ORCL Oracle Corp. | 0.23% | 6,531 | $1.8M | Add +14.5% |
| IEMG iShares Core MSCI Emerging | 0.23% | 27,850 | $1.8M | Add +17.5% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.23% | 49,841 | $1.8M | Add +1.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.22% | 2,664 | $1.8M | Reduce -0.4% |
| IEFA iShares Core MSCI Eafe ETF | 0.22% | 19,830 | $1.7M | Add +20.8% |
| XOM Exxon Mobil Corp. | 0.20% | 13,895 | $1.6M | Add +7.6% |
| LLY Eli Lilly & Co. | 0.19% | 2,031 | $1.5M | Add +3.3% |
| APP AppLovin Corp. Class A | 0.18% | 1,993 | $1.4M | Add +7.2% |
| DGRO iShares Core Dividend Growth | 0.18% | 20,966 | $1.4M | No change |
| NFLX Netflix Inc. | 0.17% | 1,122 | $1.3M | Add +3.6% |
| DVY iShares Select Dividend ETF | 0.17% | 9,395 | $1.3M | No change |
| IWR iShares Russell Mid-Cap ETF | 0.16% | 12,961 | $1.3M | Add +1.0% |
| XLV SS Health Care Select Sector | 0.14% | 8,033 | $1.1M | Add +21.1% |
| SLYV SS SPDR S&P 600 SC Val ETF | 0.14% | 12,418 | $1.1M | Add +1.4% |
| SLYG SS SPDR S&P 600 SC GR ETF | 0.14% | 11,553 | $1.1M | Add +2.9% |
Options reported separately and not counted above: WMB calls ($18K), LNG calls ($17K), NVDA puts ($5K).
Portfolio Sells Q2 2025 → Q3 2025
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -47.0% | 1.13% | −1.20 |
| MINT PIMCO Enhanced Short Maturit | Reduce -91.3% | 0.07% | −0.77 |
| A Agilent Technologies Inc. | Sold out | 0.00% | −0.44 |
| PEP Pepsico Inc. | Reduce -84.4% | 0.08% | −0.43 |
| META Meta Platforms Inc. Class A | Reduce -6.0% | 2.16% | −0.38 |
| STZ Constellation Brands Inc. Class A | Sold out | 0.00% | −0.36 |
| OMC Omnicom Group | Sold out | 0.00% | −0.34 |
| IWP iShares Russell Mid-Cap Grow | Reduce -1.7% | 1.59% | −0.14 |
| XLP SS Consumer Staples Sel Sect | Reduce -0.5% | 0.87% | −0.12 |
| EMB iShares JP Morgan Usd Emergi | Reduce -2.5% | 1.27% | −0.12 |
| VZ Verizon Communications Inc. | Reduce -53.0% | 0.08% | −0.10 |
| IWS iShares Russell Mid-Cap Valu | Reduce -1.8% | 1.59% | −0.09 |
| IVE iShares S&P 500 Value ETF | Reduce -0.3% | 1.75% | −0.08 |
| VCIT Vanguard Int-Term Corporate | Reduce -42.5% | 0.07% | −0.06 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -28.5% | 0.08% | −0.05 |
| GOVT iShares US Treasury Bond ETF | Sold out | 0.00% | −0.04 |
| TTD Trade Desk Inc./the Class A | Sold out | 0.00% | −0.03 |
| CME Cme Group Inc. | Sold out | 0.00% | −0.03 |
| CL Colgate-Palmolive Co. | Sold out | 0.00% | −0.03 |
| RSP Invesco S&P 500 Equal Weight | Sold out | 0.00% | −0.03 |
| DDWM Wisdomtree DY Inter Eq FD-US | Reduce -1.5% | 0.52% | −0.03 |
| TMUS T-Mobile US Inc. | Sold out | 0.00% | −0.03 |
| PM Philip Morris International | Reduce -0.4% | 0.12% | −0.03 |
| CMG Chipotle Mexican Grill Inc. | Reduce -20.9% | 0.03% | −0.03 |
| CHD Church & Dwight Co. Inc. | Reduce -2.4% | 0.10% | −0.02 |
| USHY iShares Broad Usd High Yield | Reduce -12.9% | 0.09% | −0.02 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -22.3% | 0.06% | −0.02 |
| DGS Wisdomtree Em Small Cap | Reduce -1.4% | 0.30% | −0.02 |
| XLC SS Comm Select Sector SPDR | Reduce -1.3% | 1.07% | −0.02 |
| MCD McDonald's Corp. | Reduce -25.6% | 0.05% | −0.02 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Reduce -1.1% | 0.60% | −0.02 |
| YUM Yum! Brands Inc. | Reduce -29.8% | 0.03% | −0.02 |
| DGRE Wisdomtree Emerging Markets | Reduce -0.4% | 0.30% | −0.02 |
| HYD Vaneck High Yield Muni ETF | Reduce -32.8% | 0.03% | −0.02 |
| AJG Arthur J Gallagher & Co. | Reduce -0.2% | 0.11% | −0.02 |
| WFC Wells Fargo & Co. | Reduce -13.2% | 0.07% | −0.01 |
| ED Consolidated Edison Inc. | Reduce -0.4% | 0.12% | −0.01 |
| XLY SS Consumer Disc Select Sect | Reduce -11.0% | 0.10% | −0.01 |
| DIS The Walt Disney Co. | Reduce -7.8% | 0.04% | −0.01 |
| IGRO iShares Intl Div Growth ETF | Reduce -15.1% | 0.04% | −0.01 |
| HD Home Depot Inc. | Reduce -1.7% | 0.77% | −0.01 |
| DEO Diageo PLC-Sponsored ADR | Reduce -3.5% | 0.04% | −0.01 |
| TDG Transdigm Group Inc. | Reduce -3.0% | 0.03% | −0.01 |
| VIG Vanguard Dividend Apprec ETF | Reduce -1.3% | 0.13% | −0.01 |
| BAC Bank of America Corp. | Reduce -8.4% | 0.07% | −0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.4% | 0.22% | −0.01 |
| TGTX TG Therapeutics Inc. | Reduce -0.0% | 0.05% | −0.01 |
| LMT Lockheed Martin Corp. | Reduce -8.0% | 0.05% | −0.00 |
| HIO Western Asset Hi Inc. Opport | Reduce -37.6% | 0.01% | −0.00 |
| HWM Howmet Aerospace Inc. | Reduce -1.6% | 0.07% | −0.00 |
Portfolio Buys Q2 2025 → Q3 2025
| EMCB Wisdomtree Em Corp. Bond | New | 1.08% | +1.08 |
| AAPL Apple Inc. | Add +3.4% | 5.23% | +0.75 |
| ALB Albemarle Corp. | New | 0.42% | +0.42 |
| IBM Intl Business Machines Corp. | Add +903.5% | 0.45% | +0.40 |
| GOOG Alphabet Inc. Class C | Add +0.5% | 1.72% | +0.35 |
| FLOT iShares Floating Rate Bond E | Add +18.9% | 3.83% | +0.29 |
| CLX Clorox Company | New | 0.27% | +0.27 |
| KMB Kimberly-Clark Corp. | New | 0.24% | +0.24 |
| CRM Salesforce Inc. | Add +80.5% | 0.76% | +0.23 |
| GOOGL Alphabet Inc. Class A | Add +47.1% | 0.38% | +0.17 |
| TSLA Tesla Inc. | Add +11.9% | 0.41% | +0.12 |
| JPM JPMorgan Chase & Co. | Add +11.9% | 1.22% | +0.12 |
| CMI Cummins Inc. | Add +0.3% | 0.79% | +0.12 |
| BKR Baker Hughes Co. | Add +4.0% | 0.59% | +0.10 |
| XLK SS Technology Select Sector | Add +26.9% | 0.41% | +0.09 |
| APP AppLovin Corp. Class A | Add +7.2% | 0.18% | +0.09 |
| CAT Caterpillar Inc. | Add +1.3% | 0.76% | +0.09 |
| SCCO Southern Copper Corp. | Add +3.1% | 0.70% | +0.08 |
| IWO iShares Russell 2000 Growth | Add +7.3% | 0.86% | +0.07 |
| ABBV Abbvie Inc. | Add +18.4% | 0.28% | +0.07 |
| SYK Stryker Corp. | Add +179.6% | 0.11% | +0.06 |
| VOO Vanguard S&P 500 ETF | Add +28.3% | 0.29% | +0.06 |
| ORCL Oracle Corp. | Add +14.5% | 0.23% | +0.06 |
| MSFT Microsoft Corp. | Add +6.9% | 3.67% | +0.05 |
| HSY The Hershey Co. | Add +8.2% | 0.43% | +0.04 |
| NOC Northrop Grumman Corp. | New | 0.04% | +0.04 |
| DELL Dell Technologies -C | Add +0.7% | 0.65% | +0.04 |
| JNJ Johnson & Johnson | Add +29.4% | 0.12% | +0.04 |
| PFE Pfizer Inc. | New | 0.04% | +0.04 |
| J Jacobs Solutions Inc. | Add +3.0% | 0.55% | +0.04 |
| IEMG iShares Core MSCI Emerging | Add +17.5% | 0.23% | +0.03 |
| RTX RTX Corp. | Add +95.5% | 0.07% | +0.03 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +16.3% | 0.25% | +0.03 |
| AXP American Express Co. | New | 0.03% | +0.03 |
| ABT Abbott Laboratories | Add +60.5% | 0.11% | +0.03 |
| AEM Agnico Eagle Mines Ltd. | New | 0.03% | +0.03 |
| AMAT Applied Materials Inc. | Add +3.3% | 0.66% | +0.03 |
| GLD SPDR Gold Shares | Add +44.5% | 0.09% | +0.03 |
| SCHB Schwab US Broad Market ETF | New | 0.03% | +0.03 |
| PFF iShares Preferred & Income S | New | 0.03% | +0.03 |
| GS Goldman Sachs Group Inc. | New | 0.03% | +0.03 |
| VEU Vanguard Ftse All-World Ex-U | Add +71.2% | 0.08% | +0.03 |
| AVGO Broadcom Inc. | Add +16.8% | 0.14% | +0.03 |
| INCY Incyte Corp. | New | 0.03% | +0.03 |
| DKS Dick's Sporting Goods Inc. | Add +6.7% | 0.35% | +0.03 |
| UNH Unitedhealth Group Inc. | New | 0.03% | +0.03 |
| IEFA iShares Core MSCI Eafe ETF | Add +20.8% | 0.22% | +0.03 |
| CEF Sprott Physical Gold and Sil | New | 0.03% | +0.03 |
| VOOG Vanguard S&P 500 Growth ETF | New | 0.03% | +0.03 |
| DDTL Invtr Eq D Di 10 B ETF - Jul | New | 0.03% | +0.03 |
Options Activity Q2 2025 → Q3 2025
| CRWD CrowdStrike Holdings Inc. Class A | call | Sold out | 200 | $52Kbefore exit |
| AAPL Apple Inc. | put | Sold out | 4,700 | $15Kbefore exit |
| NVDA Nvidia Corp. | put | Reduce -52.9% | 800 | $5K |
| AMZN Amazon.com Inc. | put | Sold out | 4,600 | $4Kbefore exit |
| HD Home Depot Inc. | put | Sold out | 300 | $999before exit |
| VZ Verizon Communications Inc. | put | Sold out | 2,000 | $301before exit |
| MSFT Microsoft Corp. | put | Sold out | 400 | $278before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 325 | $1.0B | NVDA, AAPL, MSFT, SPIB, FLOT |
| Q1 2026 | 282 | $844.1M | NVDA, AAPL, SPIB, FLOT, SPSB |
| Q4 2025 | 292 | $832.2M | NVDA, AAPL, FLOT, MSFT, SPIB |
| Q3 2025 | 272 | $796.7M | NVDA, AAPL, FLOT, MSFT, SPIB |
| Q2 2025 | 259 | $724.5M | NVDA, AAPL, MSFT, FLOT, SPIB |
| Q1 2025 | 246 | $662.3M | NVDA, AAPL, FLOT, SPSB, SPIB |
| Q4 2024 | 213 | $640.6M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q3 2024 | 215 | $619.7M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q2 2024 | 207 | $569.8M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q1 2024 | 202 | $535.0M | NVDA, AAPL, SPIB, IWF, SPSB |