Occidental Asset Management, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 15, 2025), Occidental Asset Management, LLC reported 213 stock positions worth $640.6 million. Its top holding was Nvidia (NVDA) at 6.2% of the portfolio, followed by Apple (AAPL, 5.8%) and SS SPDR P Int C Corp. ETF (SPIB, 3.6%). Compared with Q3 2024, it opened 11 new positions, sold out of 13, added to 119 and reduced 57. The biggest buy was SS Consumer Disc Select Sect (XLY, shares +1331%) and the biggest sale SS SPDR BB 1-3M T-Bill ETF (BIL, shares −29%).
- Most Recent 13F
- Q2 2026
- Location
- Burlingame, CA
- CIK
- 0001770994
- Portfolio Value
- $640.6M (Q4 2024)
- SEC Filing
- 0001214659-25-000577 ↗ filed Jan 15, 2025
Holdings Value
Holdings 213 stocks · $640.6M
| NVDA Nvidia Corp. | 6.25% | 297,962 | $40.0M | Add +1.6% |
| AAPL Apple Inc. | 5.79% | 148,084 | $37.1M | Add +1.2% |
| SPIB SS SPDR P Int C Corp. ETF | 3.61% | 705,092 | $23.1M | Add +5.7% |
| SPSB SS SPDR P St C Corp. ETF | 3.03% | 649,321 | $19.4M | Add +5.2% |
| MSFT Microsoft Corp. | 2.88% | 43,714 | $18.4M | Add +9.5% |
| IWF iShares Russell 1000 Growth | 2.71% | 43,185 | $17.3M | Reduce -4.9% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 2.58% | 209,874 | $16.5M | Add +4.7% |
| BNDC NT Core Bond ETF | 2.57% | 758,738 | $16.5M | Add +4.9% |
| FBND Fidelity Total Bond ETF | 2.50% | 357,644 | $16.0M | Add +3.8% |
| FLOT iShares Floating Rate Bond E | 2.27% | 285,683 | $14.5M | Add +12.4% |
| META Meta Platforms Inc. Class A | 2.17% | 23,743 | $13.9M | Reduce -1.6% |
| GOVT iShares US Treasury Bond ETF | 2.09% | 581,635 | $13.4M | Add +3.1% |
| IVE iShares S&P 500 Value ETF | 2.00% | 67,036 | $12.8M | Reduce -1.3% |
| IWS iShares Russell Mid-Cap Valu | 1.86% | 91,916 | $11.9M | Add +4.4% |
| IWP iShares Russell Mid-Cap Grow | 1.83% | 92,438 | $11.7M | Reduce -1.0% |
| IAGG iShares Intl Aggregate Bond | 1.50% | 193,026 | $9.6M | Add +3.6% |
| EMB iShares JP Morgan Usd Emergi | 1.41% | 101,651 | $9.1M | Add +10.3% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.29% | 90,143 | $8.2M | Reduce -28.8% |
| XLY SS Consumer Disc Select Sect | 1.29% | 36,697 | $8.2M | Add +1331.2% |
| ANGL Vaneck Fallen Angel High YLD | 1.24% | 277,557 | $8.0M | Add +4.4% |
| XLF SS Financial Select Sector | 1.24% | 164,073 | $7.9M | Reduce -1.7% |
| GOOG Alphabet Inc. Class C | 1.10% | 36,856 | $7.0M | Add +89.3% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.06% | 77,319 | $6.8M | Reduce -12.8% |
| AMZN Amazon.com Inc. | 1.01% | 29,378 | $6.4M | Add +7.2% |
| WMT Walmart Inc. | 0.99% | 70,057 | $6.3M | Add +1.4% |
| IWO iShares Russell 2000 Growth | 0.91% | 20,308 | $5.8M | Reduce -2.7% |
| JPM JPMorgan Chase & Co. | 0.90% | 23,977 | $5.7M | Add +3.4% |
| IJS iShares S&P Small-Cap 600 Va | 0.90% | 52,827 | $5.7M | Reduce -1.5% |
| HD Home Depot Inc. | 0.89% | 14,686 | $5.7M | Add +4.3% |
| V Visa Inc. Class A | 0.82% | 16,604 | $5.2M | Add +5.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.82% | 102,163 | $5.2M | Reduce -9.8% |
| MS Morgan Stanley | 0.80% | 40,671 | $5.1M | Add +3.3% |
| WMB Williams Cos Inc. | 0.78% | 92,229 | $5.0M | Add +4.1% |
| CMI Cummins Inc. | 0.75% | 13,863 | $4.8M | Add +5.0% |
| HUBB Hubbell Inc. | 0.74% | 11,325 | $4.7M | Add +0.7% |
| NTAP Netapp Inc. | 0.73% | 40,524 | $4.7M | Add +5.2% |
| RS Reliance Inc. | 0.69% | 16,494 | $4.4M | Add +5.8% |
| EMR Emerson Electric Co. | 0.69% | 35,515 | $4.4M | Add +7.0% |
| BR Broadridge Financial Solutio | 0.68% | 19,276 | $4.4M | Add +6.8% |
| QCOM Qualcomm Inc. | 0.68% | 28,319 | $4.4M | Add +8.3% |
| CAT Caterpillar Inc. | 0.65% | 11,535 | $4.2M | Add +5.6% |
| MRSH Marsh & McLennan Cos | 0.64% | 19,359 | $4.1M | Add +8.7% |
| CAH Cardinal Health Inc. | 0.63% | 33,873 | $4.0M | Add +10.1% |
| DUK Duke Energy Corp. | 0.62% | 36,965 | $4.0M | Add +7.2% |
| D Dominion Energy Inc. | 0.62% | 73,924 | $4.0M | Add +5.6% |
| COR Cencora Inc. | 0.61% | 17,473 | $3.9M | Add +7.9% |
| UNH Unitedhealth Group Inc. | 0.60% | 7,571 | $3.8M | Add +8.2% |
| CRM Salesforce Inc. | 0.58% | 11,160 | $3.7M | Add +146.8% |
| DGX Quest Diagnostics Inc. | 0.57% | 24,339 | $3.7M | Add +8.0% |
| PEP Pepsico Inc. | 0.57% | 24,108 | $3.7M | Add +9.7% |
| SCCO Southern Copper Corp. | 0.56% | 39,459 | $3.6M | Add +7.3% |
| AMAT Applied Materials Inc. | 0.56% | 22,085 | $3.6M | Add +5.7% |
| GILD Gilead Sciences Inc. | 0.56% | 38,616 | $3.6M | Add +11.5% |
| ITW Illinois Tool Works | 0.55% | 14,016 | $3.6M | Add +9.8% |
| T AT&T Inc. | 0.55% | 153,697 | $3.5M | Add +11.3% |
| BKR Baker Hughes Co. | 0.54% | 84,116 | $3.5M | Add +32.6% |
| DELL Dell Technologies -C | 0.54% | 29,885 | $3.4M | Add +10.9% |
| CB Chubb Ltd. | 0.53% | 12,361 | $3.4M | Add +9.0% |
| AMGN Amgen Inc. | 0.53% | 12,973 | $3.4M | Add +9.0% |
| J Jacobs Solutions Inc. | 0.52% | 25,045 | $3.3M | Add +11.7% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.52% | 97,997 | $3.3M | Reduce -3.4% |
| A Agilent Technologies Inc. | 0.48% | 22,899 | $3.1M | Add +7.9% |
| STZ Constellation Brands Inc. Class A | 0.46% | 13,394 | $3.0M | Add +11.0% |
| TSLA Tesla Inc. | 0.43% | 6,900 | $2.8M | Reduce -2.4% |
| TGT Target Corp. | 0.43% | 20,431 | $2.8M | Add +10.7% |
| DDWM Wisdomtree DY Inter Eq FD-US | 0.43% | 79,579 | $2.7M | Add +6.9% |
| IQDG Wisdomtree Intl QLTY DVD GRW | 0.43% | 79,810 | $2.7M | Add +16.0% |
| VOO Vanguard S&P 500 ETF | 0.42% | 4,996 | $2.7M | Add +34.1% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.41% | 79,928 | $2.7M | Add +10.6% |
| IMTM iShares MSCI Intl Momentum F | 0.41% | 70,797 | $2.6M | Add +2.0% |
| OKTA Okta Inc. | 0.41% | 33,501 | $2.6M | No change |
| OMC Omnicom Group | 0.40% | 29,666 | $2.6M | Add +8.7% |
| CMCSA Comcast Corp. Class A | 0.40% | 67,517 | $2.5M | Add +7.3% |
| MDYV SS SPDR S&P 400 MC Val ETF | 0.39% | 30,864 | $2.5M | Add +20.1% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.38% | 28,364 | $2.5M | Add +24.1% |
| AGG iShares Core U.S. Aggregate | 0.38% | 25,072 | $2.4M | Add +4.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.35% | 5,419 | $2.2M | Add +30.5% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.34% | 19,578 | $2.2M | Add +8.3% |
| SDY SS SPDR S&P Dividend ETF | 0.33% | 16,226 | $2.1M | No change |
| DLR Digital Realty Trust Inc. | 0.33% | 11,978 | $2.1M | Add +6.7% |
| MTH Meritage Homes Corp. | 0.32% | 13,281 | $2.0M | Add +9.2% |
| SPEM State Street SP PTF Em ETF | 0.28% | 46,414 | $1.8M | Add +0.7% |
| NXPI NXP Semiconductors NV | 0.27% | 8,178 | $1.7M | Add +10.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.25% | 2,767 | $1.6M | Add +0.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.25% | 3,518 | $1.6M | Reduce -3.8% |
| GM General Motors Co. | 0.25% | 29,722 | $1.6M | Add +7.6% |
| IJR iShares Core S&P Small-Cap E | 0.24% | 13,093 | $1.5M | Add +202.7% |
| XLK SS Technology Select Sector | 0.23% | 6,353 | $1.5M | Reduce -14.2% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.22% | 49,460 | $1.4M | Add +0.5% |
| DGRE Wisdomtree Emerging Markets | 0.22% | 57,256 | $1.4M | Add +6.4% |
| MRK Merck & Co. Inc. | 0.22% | 14,157 | $1.4M | Add +9.6% |
| RGA Reinsurance Group of America | 0.22% | 6,531 | $1.4M | Add +9.6% |
| DGS Wisdomtree Em Small Cap | 0.21% | 27,708 | $1.4M | Add +12.2% |
| JPEM JPM Diversified Ret Em Equit filed as J P MORGAN EXCHANGE TRADED F | 0.21% | 26,020 | $1.4M | Add +12.8% |
| ABBV Abbvie Inc. | 0.20% | 7,343 | $1.3M | Reduce -8.1% |
| SLYV SS SPDR S&P 600 SC Val ETF | 0.20% | 14,910 | $1.3M | Add +43.0% |
| DGRO iShares Core Dividend Growth | 0.20% | 20,966 | $1.3M | No change |
| SLYG SS SPDR S&P 600 SC GR ETF | 0.20% | 14,157 | $1.3M | Add +44.6% |
| DVY iShares Select Dividend ETF | 0.19% | 9,494 | $1.2M | No change |
| XOM Exxon Mobil Corp. | 0.19% | 11,536 | $1.2M | Reduce -0.8% |
Options reported separately and not counted above: SPY puts ($43K), CRWD calls ($23K), NVDA puts ($6K), MSFT puts ($3K), HD puts ($2K), VZ puts ($80).
Portfolio Sells Q3 2024 → Q4 2024
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -28.8% | 1.29% | −0.59 |
| AMT American Tower Corp. | Sold out | 0.00% | −0.52 |
| COM Direxion Auspice BRD Cmdty | Sold out | 0.00% | −0.46 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -89.2% | 0.04% | −0.38 |
| EBAY eBay Inc. | Sold out | 0.00% | −0.30 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -84.7% | 0.05% | −0.30 |
| IEMG iShares Core MSCI Emerging | Sold out | 0.00% | −0.28 |
| IVE iShares S&P 500 Value ETF | Reduce -1.3% | 2.00% | −0.16 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -9.8% | 0.82% | −0.15 |
| IUSV iShares Core S&P U.S. Value | Reduce -38.6% | 0.17% | −0.13 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -12.8% | 1.06% | −0.13 |
| AMTM Amentum Holdings Inc. | Sold out | 0.00% | −0.12 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -3.4% | 0.52% | −0.09 |
| BNDX Vanguard Total Intl Bond ETF | Sold out | 0.00% | −0.09 |
| XLV SS Health Care Select Sector | Reduce -33.4% | 0.11% | −0.08 |
| META Meta Platforms Inc. Class A | Reduce -1.6% | 2.17% | −0.06 |
| VRTX Vertex Pharmaceuticals Inc. | Sold out | 0.00% | −0.05 |
| ABBV Abbvie Inc. | Reduce -8.1% | 0.20% | −0.05 |
| IWO iShares Russell 2000 Growth | Reduce -2.7% | 0.91% | −0.04 |
| IWF iShares Russell 1000 Growth | Reduce -4.9% | 2.71% | −0.04 |
| BND Vanguard Total Bond Market | Sold out | 0.00% | −0.04 |
| XLK SS Technology Select Sector | Reduce -14.2% | 0.23% | −0.04 |
| TFC Truist Financial Corp. | Sold out | 0.00% | −0.04 |
| SYY Sysco Corp. | Sold out | 0.00% | −0.04 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -1.5% | 0.90% | −0.04 |
| ABT Abbott Laboratories | Sold out | 0.00% | −0.04 |
| BLK BlackRock Finance Inc. | Sold out | 0.00% | −0.03 |
| VZ Verizon Communications Inc. | Reduce -2.5% | 0.15% | −0.03 |
| XOM Exxon Mobil Corp. | Reduce -0.8% | 0.19% | −0.03 |
| YUM Yum! Brands Inc. | Reduce -24.5% | 0.06% | −0.03 |
| AMD Advanced Micro Devices | Reduce -3.4% | 0.06% | −0.03 |
| COP Conocophillips | Reduce -14.6% | 0.09% | −0.03 |
| LMT Lockheed Martin Corp. | Reduce -11.2% | 0.06% | −0.03 |
| KO The Coca-Cola Co. | Reduce -5.3% | 0.09% | −0.02 |
| XLI SS Industrial Select Sector | Reduce -22.6% | 0.06% | −0.02 |
| PFE Pfizer Inc. | Reduce -27.9% | 0.04% | −0.02 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -38.0% | 0.04% | −0.02 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -3.8% | 0.25% | −0.02 |
| VEA Vanguard Ftse Developed ETF | Reduce -19.7% | 0.05% | −0.02 |
| JNJ Johnson & Johnson | Reduce -5.0% | 0.08% | −0.02 |
| JPC Nuveen Prefered & Income Opp | Sold out | 0.00% | −0.02 |
| CHD Church & Dwight Co. Inc. | Reduce -5.2% | 0.16% | −0.01 |
| VNQ Vanguard Real Estate ETF | Reduce -6.9% | 0.06% | −0.01 |
| ORCL Oracle Corp. | Reduce -3.1% | 0.14% | −0.01 |
| CWB SS SPDR BB Conv Sec ETF | Reduce -5.7% | 0.16% | −0.01 |
| SYK Stryker Corp. | Reduce -20.0% | 0.04% | −0.01 |
| PG The Procter & Gamble Co. | Reduce -4.6% | 0.10% | −0.01 |
| XLE SS Energy Select Sector | Reduce -16.1% | 0.04% | −0.01 |
| HSY The Hershey Co. | Reduce -10.0% | 0.04% | −0.01 |
| PYPL PayPal Holdings Inc. | Reduce -15.3% | 0.09% | −0.01 |
Portfolio Buys Q3 2024 → Q4 2024
| XLY SS Consumer Disc Select Sect | Add +1331.2% | 1.29% | +1.20 |
| GOOG Alphabet Inc. Class C | Add +89.3% | 1.10% | +0.57 |
| NVDA Nvidia Corp. | Add +1.6% | 6.25% | +0.50 |
| CRM Salesforce Inc. | Add +146.8% | 0.58% | +0.38 |
| AAPL Apple Inc. | Add +1.2% | 5.79% | +0.29 |
| AMZN Amazon.com Inc. | Add +7.2% | 1.01% | +0.18 |
| FLOT iShares Floating Rate Bond E | Add +12.4% | 2.27% | +0.18 |
| BKR Baker Hughes Co. | Add +32.6% | 0.54% | +0.17 |
| IJR iShares Core S&P Small-Cap E | Add +202.7% | 0.24% | +0.15 |
| MS Morgan Stanley | Add +3.3% | 0.80% | +0.14 |
| WMB Williams Cos Inc. | Add +4.1% | 0.78% | +0.13 |
| V Visa Inc. Class A | Add +5.7% | 0.82% | +0.12 |
| MINT PIMCO Enhanced Short Maturit | New | 0.12% | +0.12 |
| JPM JPMorgan Chase & Co. | Add +3.4% | 0.90% | +0.11 |
| MSFT Microsoft Corp. | Add +9.5% | 2.88% | +0.11 |
| VOO Vanguard S&P 500 ETF | Add +34.1% | 0.42% | +0.10 |
| EMR Emerson Electric Co. | Add +7.0% | 0.69% | +0.10 |
| USHY iShares Broad Usd High Yield | Add +186.8% | 0.15% | +0.10 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +30.5% | 0.35% | +0.09 |
| GILD Gilead Sciences Inc. | Add +11.5% | 0.56% | +0.09 |
| WMT Walmart Inc. | Add +1.4% | 0.99% | +0.09 |
| CAH Cardinal Health Inc. | Add +10.1% | 0.63% | +0.08 |
| CMI Cummins Inc. | Add +5.0% | 0.75% | +0.06 |
| MDYG SS SPDR S&P 400 MC GR ETF | Add +24.1% | 0.38% | +0.06 |
| DIS The Walt Disney Co. | Add +8.3% | 0.34% | +0.06 |
| SLYV SS SPDR S&P 600 SC Val ETF | Add +43.0% | 0.20% | +0.06 |
| MDYV SS SPDR S&P 400 MC Val ETF | Add +20.1% | 0.39% | +0.06 |
| T AT&T Inc. | Add +11.3% | 0.55% | +0.06 |
| BR Broadridge Financial Solutio | Add +6.8% | 0.68% | +0.05 |
| SLYG SS SPDR S&P 600 SC GR ETF | Add +44.6% | 0.20% | +0.05 |
| RMD Resmed Inc. | New | 0.05% | +0.05 |
| VLO Valero Energy Corp. | New | 0.05% | +0.05 |
| J Jacobs Solutions Inc. | Add +11.7% | 0.52% | +0.05 |
| GM General Motors Co. | Add +7.6% | 0.25% | +0.05 |
| ABNB Airbnb Inc. Class A | New | 0.05% | +0.05 |
| ISRG Intuitive Surgical Inc. | New | 0.05% | +0.05 |
| APP AppLovin Corp. Class A | New | 0.05% | +0.05 |
| SHY iShares 1-3 Year Treasury Bo | Add +107.4% | 0.08% | +0.04 |
| SFLR Innovator Eqty MGD Floor ETF | New | 0.04% | +0.04 |
| NFLX Netflix Inc. | Add +19.8% | 0.13% | +0.04 |
| DLR Digital Realty Trust Inc. | Add +6.7% | 0.33% | +0.04 |
| LULU Lululemon Athletica Inc. | New | 0.04% | +0.04 |
| XEL Xcel Energy Inc. | New | 0.03% | +0.03 |
| ANET Arista Networks Inc. | New | 0.03% | +0.03 |
| GBIL Goldman Sachs Access Treasur | Add +42.7% | 0.11% | +0.03 |
| GOOGL Alphabet Inc. Class A | Add +8.4% | 0.19% | +0.03 |
| MA Mastercard Inc. Class A | Add +38.5% | 0.09% | +0.03 |
| COR Cencora Inc. | Add +7.9% | 0.61% | +0.02 |
| DELL Dell Technologies -C | Add +10.9% | 0.54% | +0.02 |
| EMB iShares JP Morgan Usd Emergi | Add +10.3% | 1.41% | +0.02 |
Options Activity Q3 2024 → Q4 2024
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 325 | $1.0B | NVDA, AAPL, MSFT, SPIB, FLOT |
| Q1 2026 | 282 | $844.1M | NVDA, AAPL, SPIB, FLOT, SPSB |
| Q4 2025 | 292 | $832.2M | NVDA, AAPL, FLOT, MSFT, SPIB |
| Q3 2025 | 272 | $796.7M | NVDA, AAPL, FLOT, MSFT, SPIB |
| Q2 2025 | 259 | $724.5M | NVDA, AAPL, MSFT, FLOT, SPIB |
| Q1 2025 | 246 | $662.3M | NVDA, AAPL, FLOT, SPSB, SPIB |
| Q4 2024 | 213 | $640.6M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q3 2024 | 215 | $619.7M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q2 2024 | 207 | $569.8M | NVDA, AAPL, SPIB, SPSB, MSFT |
| Q1 2024 | 202 | $535.0M | NVDA, AAPL, SPIB, IWF, SPSB |