Occidental Asset Management, LLC

Name: Occidental Asset Management, LLC 13F holdings, Q1 2025
Creator: Occidental Asset Management, LLC
Published: 2025-05-15

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 15, 2025), Occidental Asset Management, LLC reported 246 stock positions worth $662.3 million. Its top holding was Nvidia (NVDA) at 5.4% of the portfolio, followed by Apple (AAPL, 5.3%) and iShares Floating Rate Bond E (FLOT, 4.2%). Compared with Q4 2024, it opened 50 new positions, sold out of 17, added to 138 and reduced 42. The biggest buy was iShares Floating Rate Bond E (FLOT, shares +92%) and the biggest sale an exit from SS SPDR BB 1-3M T-Bill ETF (BIL).

Most Recent 13F: Q2 2026
Location: Burlingame, CA
CIK: 0001770994
Portfolio Value: $662.3M (Q1 2025)
SEC Filing: 0001214659-25-007758 ↗ filed May 15, 2025

Holdings Value

Holdings 246 stocks · $662.3M


NVDA Nvidia Corp.	5.41%	330,768	$35.8M	Add +11.0%
AAPL Apple Inc.	5.26%	156,767	$34.8M	Add +5.9%
FLOT iShares Floating Rate Bond E	4.22%	547,540	$28.0M	Add +91.7%
SPSB SS SPDR P St C Corp. ETF	3.75%	824,840	$24.8M	Add +27.0%
SPIB SS SPDR P Int C Corp. ETF	3.58%	713,905	$23.7M	Add +1.3%
MSFT Microsoft Corp.	2.86%	50,453	$18.9M	Add +15.4%
BNDC NT Core Bond ETF	2.57%	766,701	$17.0M	Add +1.1%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui	2.52%	211,669	$16.7M	Add +0.9%
FBND Fidelity Total Bond ETF	2.49%	361,602	$16.5M	Add +1.1%
IWF iShares Russell 1000 Growth	2.34%	42,901	$15.5M	Reduce -0.7%
META Meta Platforms Inc. Class A	2.15%	24,707	$14.2M	Add +4.1%
GOVT iShares US Treasury Bond ETF	2.03%	586,250	$13.5M	Add +0.8%
IVE iShares S&P 500 Value ETF	1.93%	67,054	$12.8M	Add +0.0%
IWS iShares Russell Mid-Cap Valu	1.75%	91,818	$11.6M	Reduce -0.1%
IWP iShares Russell Mid-Cap Grow	1.63%	91,812	$10.8M	Reduce -0.7%
IAGG iShares Intl Aggregate Bond	1.49%	197,297	$9.9M	Add +2.2%
EMB iShares JP Morgan Usd Emergi	1.36%	99,597	$9.0M	Reduce -2.0%
ANGL Vaneck Fallen Angel High YLD	1.23%	281,365	$8.1M	Add +1.4%
XLC SS Comm Select Sector SPDR	1.13%	77,640	$7.5M	Add +1128.5%
GOOG Alphabet Inc. Class C	0.98%	41,585	$6.5M	Add +12.8%
WMT Walmart Inc.	0.98%	73,929	$6.5M	Add +5.5%
AMZN Amazon.com Inc.	0.98%	34,108	$6.5M	Add +16.1%
JPM JPMorgan Chase & Co.	0.97%	26,233	$6.4M	Add +9.4%
SPYG SS SPDR P S&P 500 Growth ETF	0.94%	77,852	$6.3M	Add +0.7%
V Visa Inc. Class A	0.94%	17,782	$6.2M	Add +7.1%
HD Home Depot Inc.	0.83%	14,965	$5.5M	Add +1.9%
SPYV SS SPDR P S&P 500 Value ETF	0.80%	103,730	$5.3M	Add +1.5%
IWO iShares Russell 2000 Growth	0.78%	20,254	$5.2M	Reduce -0.3%
IJS iShares S&P Small-Cap 600 Va	0.78%	52,827	$5.1M	No change
COR Cencora Inc.	0.77%	18,421	$5.1M	Add +5.4%
RS Reliance Inc.	0.76%	17,426	$5.0M	Add +5.7%
MRSH Marsh & McLennan Cos	0.75%	20,472	$5.0M	Add +5.8%
BR Broadridge Financial Solutio	0.75%	20,453	$5.0M	Add +6.1%
MS Morgan Stanley	0.74%	42,186	$4.9M	Add +3.7%
CAH Cardinal Health Inc.	0.74%	35,613	$4.9M	Add +5.1%
MINT PIMCO Enhanced Short Maturit	0.74%	48,749	$4.9M	Add +559.8%
DUK Duke Energy Corp.	0.73%	39,640	$4.8M	Add +7.2%
T AT&T Inc.	0.70%	164,050	$4.6M	Add +6.7%
QCOM Qualcomm Inc.	0.70%	30,171	$4.6M	Add +6.5%
CMI Cummins Inc.	0.69%	14,543	$4.6M	Add +4.9%
GILD Gilead Sciences Inc.	0.68%	40,119	$4.5M	Add +3.9%
D Dominion Energy Inc.	0.67%	78,739	$4.4M	Add +6.5%
UNH Unitedhealth Group Inc.	0.66%	8,358	$4.4M	Add +10.4%
AMGN Amgen Inc.	0.66%	13,987	$4.4M	Add +7.8%
DGX Quest Diagnostics Inc.	0.65%	25,350	$4.3M	Add +4.2%
SPDW Ste STR SPDR PT DW Eu ETF	0.64%	116,650	$4.2M	Add +19.0%
CAT Caterpillar Inc.	0.64%	12,769	$4.2M	Add +10.7%
FNDF Schwab Fndmn Intl LRG Co. ETF	0.63%	114,883	$4.2M	Add +43.7%
EMR Emerson Electric Co.	0.62%	37,461	$4.1M	Add +5.5%
CB Chubb Ltd.	0.61%	13,392	$4.0M	Add +8.3%
SCCO Southern Copper Corp.	0.61%	42,906	$4.0M	Add +8.7%
PEP Pepsico Inc.	0.59%	26,257	$3.9M	Add +8.9%
BKR Baker Hughes Co.	0.59%	89,408	$3.9M	Add +6.3%
HUBB Hubbell Inc.	0.59%	11,810	$3.9M	Add +4.3%
DDWM Wisdomtree DY Inter Eq FD-US	0.57%	102,797	$3.8M	Add +29.2%
ITW Illinois Tool Works	0.57%	15,209	$3.8M	Add +8.5%
NTAP Netapp Inc.	0.57%	42,733	$3.8M	Add +5.5%
IMTM iShares MSCI Intl Momentum F	0.56%	92,996	$3.7M	Add +31.4%
AMAT Applied Materials Inc.	0.53%	24,128	$3.5M	Add +9.3%
OKTA Okta Inc.	0.53%	33,105	$3.5M	Reduce -1.2%
J Jacobs Solutions Inc.	0.50%	27,459	$3.3M	Add +9.6%
BRK.A Berkshire Hathaway Inc. Class A	0.48%	4	$3.2M	New
CRM Salesforce Inc.	0.48%	11,851	$3.2M	Add +6.2%
DELL Dell Technologies -C	0.46%	33,550	$3.1M	Add +12.3%
A Agilent Technologies Inc.	0.45%	25,416	$3.0M	Add +11.0%
STZ Constellation Brands Inc. Class A	0.43%	15,442	$2.8M	Add +15.3%
XLF SS Financial Select Sector	0.43%	56,564	$2.8M	Reduce -65.5%
OMC Omnicom Group	0.41%	32,658	$2.7M	Add +10.1%
AGG iShares Core U.S. Aggregate	0.39%	26,040	$2.6M	Add +3.9%
MDYV SS SPDR S&P 400 MC Val ETF	0.37%	31,932	$2.5M	Add +3.5%
HSY The Hershey Co.	0.37%	14,256	$2.4M	Add +952.9%
GIS General Mills Inc.	0.36%	40,416	$2.4M	New
MDYG SS SPDR S&P 400 MC GR ETF	0.35%	29,355	$2.3M	Add +3.5%
TGT Target Corp.	0.35%	22,120	$2.3M	Add +8.3%
SDY SS SPDR S&P Dividend ETF	0.33%	16,227	$2.2M	Add +0.0%
BRK.B Berkshire Hathaway Inc. Class B	0.31%	3,914	$2.1M	Add +11.3%
SPEM State Street SP PTF Em ETF	0.31%	52,804	$2.1M	Add +13.8%
DGS Wisdomtree Em Small Cap	0.31%	42,710	$2.1M	Add +54.1%
DGRE Wisdomtree Emerging Markets	0.31%	83,812	$2.0M	Add +46.4%
VUG Vanguard Mrngstar GR ETF-Sui	0.30%	5,377	$2.0M	Reduce -0.8%
DLR Digital Realty Trust Inc.	0.29%	13,555	$1.9M	Add +13.2%
IEFA iShares Core MSCI Eafe ETF	0.28%	24,582	$1.9M	Add +483.6%
VOO Vanguard S&P 500 ETF	0.26%	3,302	$1.7M	Reduce -33.9%
TSLA Tesla Inc.	0.26%	6,518	$1.7M	Reduce -5.5%
ABBV Abbvie Inc.	0.25%	7,954	$1.7M	Add +8.3%
IUSV iShares Core S&P U.S. Value	0.25%	17,745	$1.6M	Add +47.1%
LLY Eli Lilly & Co.	0.24%	1,953	$1.6M	Add +32.4%
CSCO Cisco Systems Inc.	0.24%	25,547	$1.6M	Add +47.8%
XOM Exxon Mobil Corp.	0.24%	13,165	$1.6M	Add +14.1%
FNDE Schwab Fndmntl Em MRK Eq ETF	0.23%	49,593	$1.5M	Add +0.3%
XLK SS Technology Select Sector	0.22%	7,198	$1.5M	Add +13.3%
SPY SS SPDR S&P 500 ETF Trust-US	0.22%	2,655	$1.5M	Reduce -4.0%
GOOGL Alphabet Inc. Class A	0.21%	8,847	$1.4M	Add +41.0%
MRK Merck & Co. Inc.	0.20%	14,654	$1.3M	Add +3.5%
DGRO iShares Core Dividend Growth	0.20%	20,966	$1.3M	No change
DVY iShares Select Dividend ETF	0.19%	9,494	$1.3M	No change
BRO Brown & Brown Inc.	0.18%	9,534	$1.2M	Add +20.2%
VZ Verizon Communications Inc.	0.17%	24,206	$1.1M	Reduce -1.9%
IWR iShares Russell Mid-Cap ETF	0.16%	12,737	$1.1M	No change
CHD Church & Dwight Co. Inc.	0.16%	9,795	$1.1M	Reduce -2.5%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO	0.15%	2,945	$1.0M	Add +1.0%
NFLX Netflix Inc.	0.15%	1,073	$1.0M	Add +19.2%
IEMG iShares Core MSCI Emerging	0.15%	18,150	$980K	New
FSMB First Trust Short Dur Manag	0.14%	46,536	$925K	Add +15.9%
VIG Vanguard Dividend Apprec ETF	0.14%	4,712	$914K	Reduce -0.7%
CWB SS SPDR BB Conv Sec ETF	0.14%	11,724	$898K	Reduce -11.1%
MA Mastercard Inc. Class A	0.13%	1,599	$877K	Add +44.4%
CVX Chevron Corp.	0.13%	5,232	$875K	Add +13.0%
XLV SS Health Care Select Sector	0.13%	5,974	$872K	Add +19.4%
ORCL Oracle Corp.	0.13%	6,208	$868K	Add +14.1%
SLYG SS SPDR S&P 600 SC GR ETF	0.13%	10,426	$865K	Reduce -26.4%
SLYV SS SPDR S&P 600 SC Val ETF	0.13%	10,865	$852K	Reduce -27.1%
IJH iShares Core S&P Midcap ETF	0.13%	14,201	$829K	Add +106.2%
PG The Procter & Gamble Co.	0.12%	4,639	$791K	Add +19.5%
PM Philip Morris International	0.12%	4,908	$779K	Add +115.0%
CSD Invesco S&P Spin-Off ETF	0.11%	10,000	$750K	No change
IWD iShares Russell 1000 Value E	0.11%	3,939	$741K	No change
GBIL Goldman Sachs Access Treasur	0.11%	7,302	$732K	No change
KO The Coca-Cola Co.	0.10%	9,577	$686K	Reduce -0.1%
IYW iShares Ustechnology ETF	0.10%	4,824	$677K	Reduce -0.5%
IWM iShares Russell 2000 ETF	0.10%	3,345	$667K	No change
COST Costco Wholesale Corp.	0.10%	684	$647K	Add +94.3%
COP Conocophillips	0.10%	6,137	$645K	Add +7.5%
SHYD Vaneck SH Hi YLD Muni	0.10%	28,644	$644K	Add +6.3%
MCD McDonald's Corp.	0.10%	2,047	$639K	Add +32.2%
FMB First Trust Managed Municipa	0.09%	12,443	$627K	Add +18.0%
ISRG Intuitive Surgical Inc.	0.09%	1,218	$603K	Add +114.8%
QQQ Invesco QQQ Trust Series 1	0.09%	1,209	$567K	Add +35.1%
JNJ Johnson & Johnson	0.08%	3,318	$550K	Reduce -5.7%
ABT Abbott Laboratories	0.08%	4,011	$532K	New
FTNT Fortinet Inc.	0.08%	5,521	$531K	Add +48.2%
AVGO Broadcom Inc.	0.08%	3,148	$527K	Add +16.2%
WFC Wells Fargo & Co.	0.08%	7,297	$524K	Add +14.6%
BMY Bristol-Myers Squibb Co.	0.08%	8,433	$514K	Reduce -15.9%
BX Blackstone Inc.	0.08%	3,586	$501K	New
MU Micron Technology Inc.	0.07%	5,673	$493K	Add +37.8%
IT Gartner Inc.	0.07%	1,155	$485K	Add +67.4%
F Ford Motor Co. filed as FORD MTR CO	0.07%	47,200	$473K	Add +2.3%
XLP SS Consumer Staples Sel Sect	0.07%	5,676	$464K	Add +1.1%
TGTX TG Therapeutics Inc.	0.07%	11,642	$459K	Add +0.2%
BNDX Vanguard Total Intl Bond ETF	0.07%	9,398	$459K	New
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.07%	10,801	$451K	Add +8.2%
XLY SS Consumer Disc Select Sect	0.07%	2,232	$441K	Reduce -93.9%
MO Altria Group Inc.	0.07%	7,286	$437K	New
PYPL PayPal Holdings Inc.	0.07%	6,662	$435K	Add +2.2%
TJX TJX Companies Inc. filed as TJX COS INC NEW	0.06%	3,517	$428K	Add +45.6%
XLI SS Industrial Select Sector	0.06%	3,226	$423K	Add +4.8%
USHY iShares Broad Usd High Yield	0.06%	11,460	$422K	Reduce -57.3%
VTEB Vanguard Tax-Exempt Bond ETF	0.06%	8,297	$412K	Add +26.7%
ABNB Airbnb Inc. Class A	0.06%	3,424	$409K	Add +49.7%
VNQ Vanguard Real Estate ETF	0.06%	4,469	$405K	Add +0.4%
APP AppLovin Corp. Class A	0.06%	1,525	$404K	Add +67.8%
VWO Vanguard Ftse Emerging Marke	0.06%	8,921	$404K	New
GLD SPDR Gold Shares	0.06%	1,400	$403K	Add +2.1%
MNST Monster Beverage Corp.	0.06%	6,872	$402K	New
VLO Valero Energy Corp.	0.06%	3,034	$401K	Add +16.5%
DEO Diageo PLC-Sponsored ADR	0.06%	3,815	$400K	Reduce -4.1%
SHY iShares 1-3 Year Treasury Bo	0.06%	4,791	$396K	Reduce -26.4%
HALO Halozyme Therapeutics Inc.	0.06%	6,086	$388K	New
MELI MercadoLibre Inc.	0.06%	194	$378K	New
FUMB First Trust Ultra Short Dur	0.06%	18,700	$376K	Add +2.8%
ROST Ross Stores Inc.	0.06%	2,939	$376K	Add +7.7%
VCIT Vanguard Int-Term Corporate	0.06%	4,564	$373K	Add +0.5%
YUM Yum! Brands Inc.	0.06%	2,335	$367K	Reduce -20.3%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.05%	1,442	$359K	New
VRTX Vertex Pharmaceuticals Inc.	0.05%	738	$358K	New
CMG Chipotle Mexican Grill Inc.	0.05%	7,062	$355K	Add +30.3%
SHOP Shopify Inc. Class A	0.05%	3,703	$354K	Add +24.9%
LMT Lockheed Martin Corp.	0.05%	789	$353K	Reduce -4.7%
RMD Resmed Inc.	0.05%	1,571	$352K	Add +8.1%
SUSC iShares ESG Aware Usd Corpor	0.05%	15,075	$348K	Reduce -1.7%
HWM Howmet Aerospace Inc.	0.05%	2,673	$347K	New
FOUR SHIFT4 Payments Inc. Class A	0.05%	4,191	$342K	New
VEA Vanguard Ftse Developed ETF	0.05%	6,701	$341K	Add +9.2%
OKE Oneok Inc.	0.05%	3,399	$337K	New
PANW Palo Alto Networks Inc.	0.05%	1,972	$337K	New
XLU St Sr Utl SL SE SPDR ETF-Usd	0.05%	4,249	$335K	Add +20.5%
SYK Stryker Corp.	0.05%	885	$329K	Add +19.8%
NTNX Nutanix Inc. Class A	0.05%	4,601	$321K	New
CTAS Cintas Corp.	0.05%	1,532	$315K	New
HYD Vaneck High Yield Muni ETF	0.05%	6,147	$315K	Add +28.8%
MPC Marathon Petroleum Corp.	0.05%	2,133	$311K	Add +11.2%
NVS Novartis AG-Sponsored ADR	0.05%	2,768	$309K	Add +2.9%
AMD Advanced Micro Devices	0.05%	2,997	$308K	Reduce -1.9%
GDDY GoDaddy Inc. Class A	0.05%	1,698	$306K	New
CVLT Commvault Systems Inc.	0.05%	1,931	$305K	New
MUSA Murphy USA Inc.	0.05%	647	$304K	New
DOCS Doximity Inc. Class A	0.05%	5,221	$303K	New
BOX Box Inc. Class A	0.05%	9,710	$300K	New
EXR Extra Space Storage Inc.	0.04%	2,004	$298K	New
FICO Fair Isaac Corp.	0.04%	161	$297K	New
LULU Lululemon Athletica Inc.	0.04%	1,024	$290K	Add +64.4%
ANET Arista Networks Inc.	0.04%	3,695	$286K	Add +97.0%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.04%	2,896	$286K	Reduce -85.2%
CDNS Cadence Design SYS Inc.	0.04%	1,123	$286K	New
XLE SS Energy Select Sector	0.04%	3,022	$282K	Reduce -5.9%
VEU Vanguard Ftse All-World Ex-U	0.04%	4,563	$277K	Add +4.4%
QLYS Qualys Inc.	0.04%	2,188	$276K	New
SPGI S&P Global Inc.	0.04%	540	$274K	New
WMB Williams Cos Inc.	0.04%	4,570	$273K	Reduce -95.0%
PH Parker Hannifin Corp.	0.04%	449	$273K	New
TLT iShares 20+ Year Treasury BD	0.04%	2,952	$269K	New
IBHF iShares Ibond 2026 HY & Inc.	0.04%	11,540	$268K	New
ITOT iShares Core S&P Total U.S.	0.04%	2,152	$263K	Reduce -2.7%
TDG Transdigm Group Inc.	0.04%	189	$261K	New
EFA iShares MSCI Eafe ETF	0.04%	3,182	$260K	Reduce -0.2%
VIGI Vanguard Int Div App Indx FD	0.04%	3,124	$259K	No change
CL Colgate-Palmolive Co.	0.04%	2,681	$251K	Reduce -25.7%
TBIL F/M US Treasury 3 Month Bill	0.04%	5,000	$250K	No change
ORLY O'reilly Automotive Inc.	0.04%	173	$248K	New
CI The Cigna Group	0.04%	753	$248K	New
UVE Universal Insurance Holdings	0.04%	10,450	$248K	No change
MANH Manhattan Associates Inc.	0.04%	1,425	$247K	New
VTI VG Morningstar TS MKT ETF-US	0.04%	896	$246K	Add +11.9%
SFLR Innovator Eqty MGD Floor ETF	0.04%	7,825	$246K	Add +1.3%
XAODX Abrdn Total Dynamic Dividend	0.04%	29,191	$245K	Reduce -0.1%
IBHI iShares Ibonds 2029 TM HY Inc.	0.04%	10,481	$243K	New
HYGV NT HY Val-SCRD BD ETF	0.04%	6,000	$242K	No change
AZN Astrazeneca PLC-Spons ADR	0.04%	3,251	$239K	New
ADBE Adobe Inc.	0.04%	622	$239K	New
PFE Pfizer Inc.	0.04%	9,360	$237K	Reduce -5.7%
NEE Nextera Energy Inc.	0.04%	3,332	$236K	New
XEL Xcel Energy Inc.	0.03%	3,230	$229K	Add +0.4%
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC	0.03%	4,168	$228K	New
CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC	0.03%	2,901	$227K	Add +0.0%
UMAR Innovator U.S. Equity Ultra	0.03%	6,218	$221K	No change
RSPH Invesco S&P 500 Equal Weight	0.03%	7,398	$220K	No change
ARES Ares Management Corp. Class A	0.03%	1,491	$219K	New
BLK BlackRock Inc.	0.03%	228	$216K	New
ELV Elevance Health Inc.	0.03%	496	$216K	New
TMUS T-Mobile US Inc.	0.03%	804	$214K	New
FISV Fiserv Inc.	0.03%	965	$213K	New
PSTP Innovator PWR Buff Su St ETF	0.03%	6,750	$212K	No change
IGRO iShares Intl Div Growth ETF	0.03%	2,900	$210K	New
NFJ Virtus DVD Intrst & PRM STR	0.03%	17,043	$207K	Reduce -0.2%
MCK McKesson Corp.	0.03%	306	$206K	New
RTX RTX Corp.	0.03%	1,550	$205K	New
NULV Nuveen ESG Large-Cap Val ETF	0.03%	5,016	$203K	Reduce -8.0%
PHAT Phathom Pharmaceuticals Inc.	0.03%	29,672	$186K	No change
NAD Nuveen Quality Municipal Inc.	0.03%	14,551	$168K	Reduce -0.2%
XNEAX Nuveen Amt-FR QLTY Muni Inc.	0.02%	14,597	$163K	Add +4.3%
XEMDX Western Asset Emrg MRKT DBT	0.02%	12,623	$125K	Add +15.8%
MMU Western Asset Managed Munici	0.02%	11,103	$114K	Add +7.6%
CBRE GBL REAL ESTATE INC FD	0.01%	17,886	$92K	Reduce -2.9%
XJQCX Nuveen Credit Strategies Inc.	0.01%	13,537	$73K	Reduce -4.1%
ACP Abrdn Income Credit Strat	0.01%	11,902	$70K	New

Options reported separately and not counted above: NVDA puts ($25K), CRWD calls ($24K), AMZN puts ($11K), AAPL puts ($8K), MSFT puts ($7K), HD puts ($3K), VZ puts ($591).

Portfolio Sells Q4 2024 → Q1 2025


BIL SS SPDR BB 1-3M T-Bill ETF	Sold out	0.00%	−1.29
XLY SS Consumer Disc Select Sect	Reduce -93.9%	0.07%	−1.22
XLF SS Financial Select Sector	Reduce -65.5%	0.43%	−0.81
WMB Williams Cos Inc.	Reduce -95.0%	0.04%	−0.74
IQDG Wisdomtree Intl QLTY DVD GRW	Sold out	0.00%	−0.43
CMCSA Comcast Corp. Class A	Sold out	0.00%	−0.40
IWF iShares Russell 1000 Growth	Reduce -0.7%	2.34%	−0.37
MTH Meritage Homes Corp.	Sold out	0.00%	−0.32
DIS The Walt Disney Co.	Reduce -85.2%	0.04%	−0.30
NXPI NXP Semiconductors NV	Sold out	0.00%	−0.27
GM General Motors Co.	Sold out	0.00%	−0.25
IJR iShares Core S&P Small-Cap E	Sold out	0.00%	−0.24
RGA Reinsurance Group of America	Sold out	0.00%	−0.22
JPEM JPM Diversified Ret Em Equit	Sold out	0.00%	−0.21
IWP iShares Russell Mid-Cap Grow	Reduce -0.7%	1.63%	−0.20
TSLA Tesla Inc.	Reduce -5.5%	0.26%	−0.18
VOO Vanguard S&P 500 ETF	Reduce -33.9%	0.26%	−0.16
IWO iShares Russell 2000 Growth	Reduce -0.3%	0.78%	−0.13
IWS iShares Russell Mid-Cap Valu	Reduce -0.1%	1.75%	−0.11
USHY iShares Broad Usd High Yield	Reduce -57.3%	0.06%	−0.09
SLYV SS SPDR S&P 600 SC Val ETF	Reduce -27.1%	0.13%	−0.07
SLYG SS SPDR S&P 600 SC GR ETF	Reduce -26.4%	0.13%	−0.07
EMB iShares JP Morgan Usd Emergi	Reduce -2.0%	1.36%	−0.05
VUG Vanguard Mrngstar GR ETF-Sui	Reduce -0.8%	0.30%	−0.05
NULG Nuveen ESG LRG-Cap GRW ETF	Sold out	0.00%	−0.04
MAR Marriott International Class A	Sold out	0.00%	−0.04
VONG Vanguard Russell 1000 Growth	Sold out	0.00%	−0.03
NVR NVR Inc.	Sold out	0.00%	−0.03
MUB iShares National Muni Bond E	Sold out	0.00%	−0.03
SPY SS SPDR S&P 500 ETF Trust-US	Reduce -4.0%	0.22%	−0.03
CWB SS SPDR BB Conv Sec ETF	Reduce -11.1%	0.14%	−0.02
NZF Nuveen Municipal Credit Inc.	Sold out	0.00%	−0.02
SHY iShares 1-3 Year Treasury Bo	Reduce -26.4%	0.06%	−0.02
DEO Diageo PLC-Sponsored ADR	Reduce -4.1%	0.06%	−0.02
IYW iShares Ustechnology ETF	Reduce -0.5%	0.10%	−0.02
CL Colgate-Palmolive Co.	Reduce -25.7%	0.04%	−0.01
AMD Advanced Micro Devices	Reduce -1.9%	0.05%	−0.01
BMY Bristol-Myers Squibb Co.	Reduce -15.9%	0.08%	−0.01
LMT Lockheed Martin Corp.	Reduce -4.7%	0.05%	−0.01
NCZ Virtus Convertible & Inc. FD	Sold out	0.00%	−0.01
NCV Virtus Convertible & Income	Sold out	0.00%	−0.01
VIG Vanguard Dividend Apprec ETF	Reduce -0.7%	0.14%	−0.01
YUM Yum! Brands Inc.	Reduce -20.3%	0.06%	−0.01
PFE Pfizer Inc.	Reduce -5.7%	0.04%	−0.01
ITOT iShares Core S&P Total U.S.	Reduce -2.7%	0.04%	−0.00
NULV Nuveen ESG Large-Cap Val ETF	Reduce -8.0%	0.03%	−0.00
NFJ Virtus DVD Intrst & PRM STR	Reduce -0.2%	0.03%	−0.00
SUSC iShares ESG Aware Usd Corpor	Reduce -1.7%	0.05%	−0.00
XJQCX Nuveen Credit Strategies Inc.	Reduce -4.1%	0.01%	−0.00
XAODX Abrdn Total Dynamic Dividend	Reduce -0.1%	0.04%	−0.00

Portfolio Buys Q4 2024 → Q1 2025


FLOT iShares Floating Rate Bond E	Add +91.7%	4.22%	+1.95
XLC SS Comm Select Sector SPDR	Add +1128.5%	1.13%	+1.04
SPSB SS SPDR P St C Corp. ETF	Add +27.0%	3.75%	+0.72
MINT PIMCO Enhanced Short Maturit	Add +559.8%	0.74%	+0.62
BRK.A Berkshire Hathaway Inc. Class A	New	0.48%	+0.48
GIS General Mills Inc.	New	0.36%	+0.36
HSY The Hershey Co.	Add +952.9%	0.37%	+0.33
IEFA iShares Core MSCI Eafe ETF	Add +483.6%	0.28%	+0.23
FNDF Schwab Fndmn Intl LRG Co. ETF	Add +43.7%	0.63%	+0.21
COR Cencora Inc.	Add +5.4%	0.77%	+0.16
T AT&T Inc.	Add +6.7%	0.70%	+0.15
IEMG iShares Core MSCI Emerging	New	0.15%	+0.15
IMTM iShares MSCI Intl Momentum F	Add +31.4%	0.56%	+0.15
DDWM Wisdomtree DY Inter Eq FD-US	Add +29.2%	0.57%	+0.14
AMGN Amgen Inc.	Add +7.8%	0.66%	+0.13
GILD Gilead Sciences Inc.	Add +3.9%	0.68%	+0.12
V Visa Inc. Class A	Add +7.1%	0.94%	+0.12
SPDW Ste STR SPDR PT DW Eu ETF	Add +19.0%	0.64%	+0.12
CAH Cardinal Health Inc.	Add +5.1%	0.74%	+0.12
MRSH Marsh & McLennan Cos	Add +5.8%	0.75%	+0.11
DUK Duke Energy Corp.	Add +7.2%	0.73%	+0.11
DGS Wisdomtree Em Small Cap	Add +54.1%	0.31%	+0.10
DGRE Wisdomtree Emerging Markets	Add +46.4%	0.31%	+0.08
ABT Abbott Laboratories	New	0.08%	+0.08
CSCO Cisco Systems Inc.	Add +47.8%	0.24%	+0.08
CB Chubb Ltd.	Add +8.3%	0.61%	+0.08
BX Blackstone Inc.	New	0.08%	+0.08
PM Philip Morris International	Add +115.0%	0.12%	+0.07
JPM JPMorgan Chase & Co.	Add +9.4%	0.97%	+0.07
DGX Quest Diagnostics Inc.	Add +4.2%	0.65%	+0.07
IUSV iShares Core S&P U.S. Value	Add +47.1%	0.25%	+0.07
BNDX Vanguard Total Intl Bond ETF	New	0.07%	+0.07
BR Broadridge Financial Solutio	Add +6.1%	0.75%	+0.07
RS Reliance Inc.	Add +5.7%	0.76%	+0.07
MO Altria Group Inc.	New	0.07%	+0.07
BRK.B Berkshire Hathaway Inc. Class B	Add +11.3%	0.31%	+0.07
LLY Eli Lilly & Co.	Add +32.4%	0.24%	+0.07
UNH Unitedhealth Group Inc.	Add +10.4%	0.66%	+0.06
VWO Vanguard Ftse Emerging Marke	New	0.06%	+0.06
MNST Monster Beverage Corp.	New	0.06%	+0.06
HALO Halozyme Therapeutics Inc.	New	0.06%	+0.06
IJH iShares Core S&P Midcap ETF	Add +106.2%	0.13%	+0.06
MELI MercadoLibre Inc.	New	0.06%	+0.06
BKR Baker Hughes Co.	Add +6.3%	0.59%	+0.05
IBM Intl Business Machines Corp.	New	0.05%	+0.05
VRTX Vertex Pharmaceuticals Inc.	New	0.05%	+0.05
BRO Brown & Brown Inc.	Add +20.2%	0.18%	+0.05
HWM Howmet Aerospace Inc.	New	0.05%	+0.05
FOUR SHIFT4 Payments Inc. Class A	New	0.05%	+0.05
OKE Oneok Inc.	New	0.05%	+0.05

Options Activity Q4 2024 → Q1 2025


SPY SS SPDR S&P 500 ETF Trust-US	put	Sold out	2,700	$43Kbefore exit
AMZN Amazon.com Inc.	put	New	2,000	$11K
AAPL Apple Inc.	put	New	2,000	$8K
MSFT Microsoft Corp.	put	Reduce -50.0%	400	$7K
HD Home Depot Inc.	put	Reduce -40.0%	300	$3K
VZ Verizon Communications Inc.	put	Reduce -25.0%	6,000	$591

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	325	$1.0B	NVDA, AAPL, MSFT, SPIB, FLOT
Q1 2026	282	$844.1M	NVDA, AAPL, SPIB, FLOT, SPSB
Q4 2025	292	$832.2M	NVDA, AAPL, FLOT, MSFT, SPIB
Q3 2025	272	$796.7M	NVDA, AAPL, FLOT, MSFT, SPIB
Q2 2025	259	$724.5M	NVDA, AAPL, MSFT, FLOT, SPIB
Q1 2025	246	$662.3M	NVDA, AAPL, FLOT, SPSB, SPIB
Q4 2024	213	$640.6M	NVDA, AAPL, SPIB, SPSB, MSFT
Q3 2024	215	$619.7M	NVDA, AAPL, SPIB, SPSB, MSFT
Q2 2024	207	$569.8M	NVDA, AAPL, SPIB, SPSB, MSFT
Q1 2024	202	$535.0M	NVDA, AAPL, SPIB, IWF, SPSB