Occidental Asset Management, LLC

Name: Occidental Asset Management, LLC 13F holdings, Q3 2025
Creator: Occidental Asset Management, LLC
Published: 2025-10-29

Q2 2026Q1 2026Q4 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 29, 2025), Occidental Asset Management, LLC reported 272 stock positions worth $796.7 million. Its top holding was Nvidia (NVDA) at 7.8% of the portfolio, followed by Apple (AAPL, 5.2%) and iShares Floating Rate Bond E (FLOT, 3.8%). Compared with Q2 2025, it opened 22 new positions, sold out of 9, added to 171 and reduced 52. The biggest buy was a new position in Wisdomtree Em Corp. Bond (EMCB) and the biggest sale Ishr Ibx Usd Hiyld CB ETF-Ui (HYG, shares −47%).

Most Recent 13F: Q2 2026
Location: Burlingame, CA
CIK: 0001770994
Portfolio Value: $796.7M (Q3 2025)
SEC Filing: 0001214659-25-015461 ↗ filed Oct 29, 2025

Holdings Value

Holdings 272 stocks · $796.7M


NVDA Nvidia Corp.	7.81%	333,527	$62.2M	Reduce -0.4%
AAPL Apple Inc.	5.23%	163,600	$41.7M	Add +3.4%
FLOT iShares Floating Rate Bond E	3.83%	596,689	$30.5M	Add +18.9%
MSFT Microsoft Corp.	3.67%	56,474	$29.3M	Add +6.9%
SPIB SS SPDR P Int C Corp. ETF	3.28%	772,102	$26.2M	Add +6.5%
SPSB SS SPDR P St C Corp. ETF	3.04%	799,016	$24.2M	Add +1.1%
IWF iShares Russell 1000 Growth	2.50%	42,499	$19.9M	Add +0.3%
BNDC NT Core Bond ETF	2.28%	806,141	$18.1M	Add +3.4%
FBND Fidelity Total Bond ETF	2.22%	381,824	$17.7M	Add +4.3%
META Meta Platforms Inc. Class A	2.16%	23,458	$17.2M	Reduce -6.0%
TLT iShares 20+ Year Treasury BD	1.85%	164,764	$14.7M	Add +9.3%
IVE iShares S&P 500 Value ETF	1.75%	67,484	$13.9M	Reduce -0.3%
GOOG Alphabet Inc. Class C	1.72%	56,419	$13.7M	Add +0.5%
IWS iShares Russell Mid-Cap Valu	1.59%	90,874	$12.7M	Reduce -1.8%
IWP iShares Russell Mid-Cap Grow	1.59%	89,016	$12.7M	Reduce -1.7%
IAGG iShares Intl Aggregate Bond	1.36%	211,982	$10.9M	Add +6.3%
EMB iShares JP Morgan Usd Emergi	1.27%	106,546	$10.1M	Reduce -2.5%
JPM JPMorgan Chase & Co.	1.22%	30,710	$9.7M	Add +11.9%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui	1.13%	110,529	$9.0M	Reduce -47.0%
EMCB Wisdomtree Em Corp. Bond	1.08%	128,712	$8.6M	New
XLC SS Comm Select Sector SPDR	1.07%	72,163	$8.5M	Reduce -1.3%
SPYG SS SPDR P S&P 500 Growth ETF	1.05%	79,950	$8.4M	Add +1.9%
AMZN Amazon.com Inc.	1.00%	36,427	$8.0M	Add +3.8%
WMT Walmart Inc.	0.96%	74,101	$7.6M	Add +0.4%
XLP SS Consumer Staples Sel Sect	0.87%	88,875	$7.0M	Reduce -0.5%
IWO iShares Russell 2000 Growth	0.86%	21,465	$6.9M	Add +7.3%
IJS iShares S&P Small-Cap 600 Va	0.86%	61,692	$6.8M	Add +1.5%
MS Morgan Stanley	0.85%	42,798	$6.8M	Add +0.1%
CMI Cummins Inc.	0.79%	14,806	$6.3M	Add +0.3%
V Visa Inc. Class A	0.77%	18,058	$6.2M	Add +1.6%
SPYV SS SPDR P S&P 500 Value ETF	0.77%	111,063	$6.1M	Add +4.2%
HD Home Depot Inc.	0.77%	15,138	$6.1M	Reduce -1.7%
CRM Salesforce Inc.	0.76%	25,708	$6.1M	Add +80.5%
CAT Caterpillar Inc.	0.76%	12,752	$6.1M	Add +1.3%
COR Cencora Inc.	0.74%	18,759	$5.9M	Add +1.2%
CAH Cardinal Health Inc.	0.71%	35,865	$5.6M	Add +0.7%
NTAP Netapp Inc.	0.70%	47,356	$5.6M	Add +1.3%
SCCO Southern Copper Corp.	0.70%	45,837	$5.6M	Add +3.1%
QCOM Qualcomm Inc.	0.68%	32,359	$5.4M	Add +1.8%
SPDW Ste STR SPDR PT DW Eu ETF	0.67%	124,643	$5.3M	Add +4.6%
HUBB Hubbell Inc.	0.66%	12,225	$5.3M	Add +1.7%
D Dominion Energy Inc.	0.66%	85,846	$5.3M	Add +1.1%
AMAT Applied Materials Inc.	0.66%	25,559	$5.2M	Add +3.3%
DELL Dell Technologies -C	0.65%	36,752	$5.2M	Add +0.7%
EMR Emerson Electric Co.	0.63%	38,539	$5.1M	Add +0.6%
T AT&T Inc.	0.63%	176,648	$5.0M	Add +3.7%
RS Reliance Inc.	0.62%	17,722	$5.0M	Add +0.4%
BR Broadridge Financial Solutio	0.62%	20,882	$5.0M	Add +1.1%
DGX Quest Diagnostics Inc.	0.62%	26,040	$5.0M	Add +1.1%
DUK Duke Energy Corp.	0.62%	40,051	$5.0M	Add +0.3%
FNDF Schwab Fndmn Intl LRG Co. ETF	0.60%	112,103	$4.8M	Reduce -1.1%
BKR Baker Hughes Co.	0.59%	96,954	$4.7M	Add +4.0%
GILD Gilead Sciences Inc.	0.57%	41,118	$4.6M	Add +1.1%
IMTM iShares MSCI Intl Momentum F	0.55%	92,038	$4.4M	Add +0.3%
J Jacobs Solutions Inc.	0.55%	29,319	$4.4M	Add +3.0%
AMGN Amgen Inc.	0.55%	15,499	$4.4M	Add +2.2%
MRSH Marsh & McLennan Cos	0.55%	21,606	$4.4M	Add +4.0%
ITW Illinois Tool Works	0.53%	16,299	$4.3M	Add +3.1%
MRK Merck & Co. Inc.	0.53%	49,912	$4.2M	Add +3.0%
DDWM Wisdomtree DY Inter Eq FD-US	0.52%	99,667	$4.2M	Reduce -1.5%
CB Chubb Ltd.	0.52%	14,556	$4.1M	Add +5.9%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.45%	12,604	$3.6M	Add +903.5%
HSY The Hershey Co.	0.43%	18,153	$3.4M	Add +8.2%
ALB Albemarle Corp.	0.42%	40,861	$3.3M	New
TSLA Tesla Inc.	0.41%	7,423	$3.3M	Add +11.9%
XLK SS Technology Select Sector	0.41%	11,653	$3.3M	Add +26.9%
OKTA Okta Inc.	0.38%	33,108	$3.0M	Add +0.0%
GOOGL Alphabet Inc. Class A	0.38%	12,467	$3.0M	Add +47.1%
BRK.A Berkshire Hathaway Inc. Class A	0.38%	4	$3.0M	No change
MDYG SS SPDR S&P 400 MC GR ETF	0.37%	32,284	$3.0M	Add +4.2%
MDYV SS SPDR S&P 400 MC Val ETF	0.37%	35,288	$2.9M	Add +4.4%
DKS Dick's Sporting Goods Inc.	0.35%	12,612	$2.8M	Add +6.7%
AGG iShares Core U.S. Aggregate	0.33%	26,507	$2.7M	Add +1.9%
SPEM State Street SP PTF Em ETF	0.33%	56,488	$2.6M	Add +3.7%
DLR Digital Realty Trust Inc.	0.33%	15,222	$2.6M	Add +7.3%
DGS Wisdomtree Em Small Cap	0.30%	41,438	$2.4M	Reduce -1.4%
DGRE Wisdomtree Emerging Markets	0.30%	81,987	$2.4M	Reduce -0.4%
VOO Vanguard S&P 500 ETF	0.29%	3,802	$2.3M	Add +28.3%
SDY SS SPDR S&P Dividend ETF	0.29%	16,227	$2.3M	No change
CSCO Cisco Systems Inc.	0.28%	32,623	$2.2M	Add +13.1%
ABBV Abbvie Inc.	0.28%	9,544	$2.2M	Add +18.4%
CLX Clorox Company	0.27%	17,155	$2.1M	New
BRK.B Berkshire Hathaway Inc. Class B	0.26%	4,191	$2.1M	Add +14.3%
VUG Vanguard Mrngstar GR ETF-Sui	0.25%	4,134	$2.0M	Add +16.3%
KMB Kimberly-Clark Corp.	0.24%	15,675	$1.9M	New
ORCL Oracle Corp.	0.23%	6,531	$1.8M	Add +14.5%
IEMG iShares Core MSCI Emerging	0.23%	27,850	$1.8M	Add +17.5%
FNDE Schwab Fndmntl Em MRK Eq ETF	0.23%	49,841	$1.8M	Add +1.6%
SPY SS SPDR S&P 500 ETF Trust-US	0.22%	2,664	$1.8M	Reduce -0.4%
IEFA iShares Core MSCI Eafe ETF	0.22%	19,830	$1.7M	Add +20.8%
XOM Exxon Mobil Corp.	0.20%	13,895	$1.6M	Add +7.6%
LLY Eli Lilly & Co.	0.19%	2,031	$1.5M	Add +3.3%
APP AppLovin Corp. Class A	0.18%	1,993	$1.4M	Add +7.2%
DGRO iShares Core Dividend Growth	0.18%	20,966	$1.4M	No change
NFLX Netflix Inc.	0.17%	1,122	$1.3M	Add +3.6%
DVY iShares Select Dividend ETF	0.17%	9,395	$1.3M	No change
IWR iShares Russell Mid-Cap ETF	0.16%	12,961	$1.3M	Add +1.0%
XLV SS Health Care Select Sector	0.14%	8,033	$1.1M	Add +21.1%
SLYV SS SPDR S&P 600 SC Val ETF	0.14%	12,418	$1.1M	Add +1.4%
SLYG SS SPDR S&P 600 SC GR ETF	0.14%	11,553	$1.1M	Add +2.9%
AVGO Broadcom Inc.	0.14%	3,292	$1.1M	Add +16.8%
MU Micron Technology Inc.	0.13%	6,394	$1.1M	Add +0.1%
CWB SS SPDR BB Conv Sec ETF	0.13%	11,724	$1.1M	No change
BRO Brown & Brown Inc.	0.13%	11,138	$1.0M	Add +17.6%
XLF SS Financial Select Sector	0.13%	19,170	$1.0M	Add +22.2%
VIG Vanguard Dividend Apprec ETF	0.13%	4,659	$1.0M	Reduce -1.3%
ED Consolidated Edison Inc.	0.12%	9,834	$989K	Reduce -0.4%
PM Philip Morris International	0.12%	6,056	$982K	Reduce -0.4%
MA Mastercard Inc. Class A	0.12%	1,707	$971K	Add +4.3%
CVX Chevron Corp.	0.12%	6,217	$965K	Add +18.6%
JNJ Johnson & Johnson	0.12%	5,164	$958K	Add +29.4%
IYW iShares Ustechnology ETF	0.12%	4,860	$952K	Add +1.2%
IJH iShares Core S&P Midcap ETF	0.12%	14,373	$938K	Add +1.2%
CSD Invesco S&P Spin-Off ETF	0.12%	10,000	$931K	No change
FSMB First Trust Short Dur Manag	0.11%	45,536	$914K	No change
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO	0.11%	2,928	$907K	Reduce -0.2%
IUSV iShares Core S&P U.S. Value	0.11%	8,669	$866K	Add +0.3%
SYK Stryker Corp.	0.11%	2,335	$863K	Add +179.6%
PG The Procter & Gamble Co.	0.11%	5,618	$863K	Add +26.2%
ABT Abbott Laboratories	0.11%	6,299	$844K	Add +60.5%
CHD Church & Dwight Co. Inc.	0.10%	9,547	$837K	Reduce -2.4%
IWM iShares Russell 2000 ETF	0.10%	3,400	$823K	Add +0.1%
IWD iShares Russell 1000 Value E	0.10%	4,039	$822K	No change
QQQ Invesco QQQ Trust Series 1	0.10%	1,334	$801K	Add +8.5%
MNST Monster Beverage Corp.	0.10%	11,613	$782K	Add +12.2%
COST Costco Wholesale Corp.	0.10%	830	$768K	Add +19.8%
XLY SS Consumer Disc Select Sect	0.10%	3,199	$766K	Reduce -11.0%
USHY iShares Broad Usd High Yield	0.09%	19,970	$754K	Reduce -12.9%
GBIL Goldman Sachs Access Treasur	0.09%	7,302	$732K	No change
KO The Coca-Cola Co.	0.09%	10,931	$725K	Add +20.9%
VIGI Vanguard Int Div App Indx FD	0.09%	7,942	$711K	Add +57.4%
VWO Vanguard Ftse Emerging Marke	0.09%	13,114	$710K	Add +36.2%
GLD SPDR Gold Shares	0.09%	1,989	$707K	Add +44.5%
FTNT Fortinet Inc.	0.09%	8,389	$705K	Add +29.0%
BNDX Vanguard Total Intl Bond ETF	0.08%	13,657	$675K	Reduce -28.5%
FMB First Trust Managed Municipa	0.08%	13,243	$671K	Add +7.3%
MO Altria Group Inc.	0.08%	9,904	$654K	Add +5.0%
MPC Marathon Petroleum Corp.	0.08%	3,319	$640K	Add +4.0%
AMD Advanced Micro Devices	0.08%	3,839	$621K	Add +12.1%
VZ Verizon Communications Inc.	0.08%	13,957	$613K	Reduce -53.0%
VEU Vanguard Ftse All-World Ex-U	0.08%	8,459	$604K	Add +71.2%
XLI SS Industrial Select Sector	0.08%	3,906	$602K	Add +9.1%
PEP Pepsico Inc.	0.08%	4,288	$602K	Reduce -84.4%
ISRG Intuitive Surgical Inc.	0.08%	1,340	$599K	Add +8.7%
ANET Arista Networks Inc.	0.07%	3,937	$574K	Reduce -2.5%
HALO Halozyme Therapeutics Inc.	0.07%	7,739	$568K	Reduce -0.0%
VCIT Vanguard Int-Term Corporate	0.07%	6,737	$567K	Reduce -42.5%
F Ford Motor Co. filed as FORD MTR CO	0.07%	47,242	$565K	Add +0.1%
VTEB Vanguard Tax-Exempt Bond ETF	0.07%	11,197	$561K	No change
MSI Motorola Solutions Inc.	0.07%	1,212	$554K	Add +0.1%
TJX TJX Companies Inc. filed as TJX COS INC NEW	0.07%	3,797	$549K	Add +6.1%
SHYD Vaneck SH Hi YLD Muni	0.07%	23,719	$543K	Add +1.5%
HWM Howmet Aerospace Inc.	0.07%	2,753	$540K	Reduce -1.6%
RTX RTX Corp.	0.07%	3,149	$527K	Add +95.5%
MINT PIMCO Enhanced Short Maturit	0.07%	5,232	$527K	Reduce -91.3%
WFC Wells Fargo & Co.	0.07%	6,226	$522K	Reduce -13.2%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.07%	10,077	$520K	Reduce -8.4%
MELI MercadoLibre Inc.	0.06%	218	$509K	Add +10.1%
NTNX Nutanix Inc. Class A	0.06%	6,784	$505K	Add +19.3%
COP Conocophillips	0.06%	5,323	$504K	Add +0.1%
PYPL PayPal Holdings Inc.	0.06%	7,079	$475K	Add +0.1%
SHOP Shopify Inc. Class A	0.06%	3,189	$474K	Add +0.4%
ABNB Airbnb Inc. Class A	0.06%	3,889	$472K	Add +6.0%
CDNS Cadence Design SYS Inc.	0.06%	1,321	$464K	Add +2.3%
XLU St Sr Utl SL SE SPDR ETF-Usd	0.06%	5,280	$460K	Add +31.5%
NEM Newmont Corp.	0.06%	5,459	$460K	Add +9.9%
CHWY Chewy Inc. Class A	0.06%	11,355	$459K	Add +18.4%
PANW Palo Alto Networks Inc.	0.06%	2,236	$455K	Add +12.5%
SHY iShares 1-3 Year Treasury Bo	0.06%	5,472	$454K	Reduce -22.3%
HIMS Hims & Hers Health Inc.	0.06%	7,975	$452K	Add +30.5%
RMD Resmed Inc.	0.06%	1,650	$452K	Add +5.1%
FUMB First Trust Ultra Short Dur	0.06%	22,250	$447K	Add +7.5%
EXEL Exelixis Inc.	0.06%	10,657	$440K	Add +24.9%
IT Gartner Inc.	0.05%	1,658	$436K	Add +40.4%
VEA Vanguard Ftse Developed ETF	0.05%	7,246	$434K	Add +0.4%
MCD McDonald's Corp.	0.05%	1,393	$423K	Reduce -25.6%
BIL SS SPDR BB 1-3M T-Bill ETF	0.05%	4,592	$421K	Add +55.5%
TGTX TG Therapeutics Inc.	0.05%	11,641	$421K	Reduce -0.0%
CVLT Commvault Systems Inc.	0.05%	2,218	$419K	Add +8.5%
BX Blackstone Inc.	0.05%	2,446	$418K	Add +0.6%
VNQ Vanguard Real Estate ETF	0.05%	4,437	$406K	No change
BMY Bristol-Myers Squibb Co.	0.05%	8,427	$380K	Add +0.3%
SRE Sempra	0.05%	4,124	$371K	Add +1.8%
KLAC KLA Corp.	0.05%	343	$370K	Add +8.2%
SUSC iShares ESG Aware Usd Corpor	0.05%	15,575	$367K	Add +3.1%
LMT Lockheed Martin Corp.	0.05%	728	$363K	Reduce -8.0%
PLTR Palantir Technologies Inc. Class A	0.04%	1,964	$358K	Add +2.8%
NVS Novartis AG-Sponsored ADR	0.04%	2,763	$354K	Add +1.1%
PHAT Phathom Pharmaceuticals Inc.	0.04%	29,672	$349K	No change
APH Amphenol Corp. Class A	0.04%	2,785	$345K	Add +0.7%
CTAS Cintas Corp.	0.04%	1,667	$342K	Add +7.8%
XLE SS Energy Select Sector	0.04%	3,814	$341K	Add +36.9%
VTI VG Morningstar TS MKT ETF-US	0.04%	1,025	$336K	Add +1.0%
ORLY O'reilly Automotive Inc.	0.04%	3,119	$336K	Add +9.9%
QLYS Qualys Inc.	0.04%	2,531	$335K	Add +10.9%
DEO Diageo PLC-Sponsored ADR	0.04%	3,485	$333K	Reduce -3.5%
NOC Northrop Grumman Corp.	0.04%	533	$325K	New
EFA iShares MSCI Eafe ETF	0.04%	3,437	$321K	Add +8.5%
BOX Box Inc. Class A	0.04%	9,729	$314K	Add +14.9%
GE General Electric filed as GE AEROSPACE	0.04%	1,038	$312K	Reduce -2.3%
ITOT iShares Core S&P Total U.S.	0.04%	2,136	$311K	No change
SFLR Innovator Eqty MGD Floor ETF	0.04%	8,525	$307K	No change
VLO Valero Energy Corp.	0.04%	1,777	$303K	Add +0.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.04%	2,614	$299K	Reduce -7.8%
GDDY GoDaddy Inc. Class A	0.04%	2,174	$297K	Add +17.7%
CART Maplebear Inc.	0.04%	7,957	$292K	Add +13.8%
WMB Williams Cos Inc.	0.04%	4,608	$292K	Add +0.4%
OKE Oneok Inc.	0.04%	3,972	$290K	Add +0.3%
PFE Pfizer Inc.	0.04%	11,232	$286K	New
FOUR SHIFT4 Payments Inc. Class A	0.04%	3,658	$283K	Add +9.8%
IGRO iShares Intl Div Growth ETF	0.04%	3,525	$281K	Reduce -15.1%
YUM Yum! Brands Inc.	0.03%	1,830	$278K	Reduce -29.8%
MCK McKesson Corp.	0.03%	360	$278K	Add +13.6%
BKNG Booking Holdings Inc.	0.03%	51	$276K	Add +13.3%
SPGI S&P Global Inc.	0.03%	559	$272K	Add +0.5%
UVE Universal Insurance Holdings	0.03%	10,318	$271K	Add +0.2%
IBHF iShares Ibond 2026 HY & Inc.	0.03%	11,540	$270K	No change
PH Parker Hannifin Corp.	0.03%	356	$270K	Add +0.6%
ADBE Adobe Inc.	0.03%	765	$270K	Add +15.6%
LULU Lululemon Athletica Inc.	0.03%	1,503	$267K	Add +30.7%
IBHI iShares Ibonds 2029 TM HY Inc.	0.03%	11,171	$266K	Add +6.6%
CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC	0.03%	2,931	$263K	No change
BLK BlackRock Inc.	0.03%	225	$262K	Add +8.2%
RCL Royal Caribbean Cruises Ltd.	0.03%	811	$262K	Add +26.3%
XEL Xcel Energy Inc.	0.03%	3,242	$261K	Add +0.2%
ROST Ross Stores Inc.	0.03%	1,704	$260K	Add +0.1%
AXP American Express Co.	0.03%	780	$259K	New
AEM Agnico Eagle Mines Ltd.	0.03%	1,516	$256K	New
TBIL F/M US Treasury 3 Month Bill	0.03%	5,000	$250K	No change
NULG Nuveen ESG LRG-Cap GRW ETF	0.03%	2,501	$249K	Add +0.2%
HYGV NT HY Val-SCRD BD ETF	0.03%	6,000	$247K	No change
CI The Cigna Group	0.03%	855	$246K	Add +9.6%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP	0.03%	2,260	$246K	Reduce -17.1%
XAODX Abrdn Total Dynamic Dividend	0.03%	26,016	$246K	Reduce -5.1%
SCHB Schwab US Broad Market ETF	0.03%	9,480	$244K	New
VONG Vanguard Russell 1000 Growth	0.03%	2,020	$243K	No change
UMAR Innovator U.S. Equity Ultra	0.03%	6,218	$243K	No change
PFF iShares Preferred & Income S	0.03%	7,663	$242K	New
GS Goldman Sachs Group Inc.	0.03%	303	$241K	New
FICO Fair Isaac Corp.	0.03%	161	$241K	Add +8.8%
AZN Astrazeneca PLC-Spons ADR	0.03%	3,079	$236K	Reduce -0.2%
PSTP Innovator PWR Buff Su St ETF	0.03%	6,750	$235K	No change
ARES Ares Management Corp. Class A	0.03%	1,459	$233K	No change
INCY Incyte Corp.	0.03%	2,738	$232K	New
LNG Cheniere Energy Inc.	0.03%	969	$228K	Add +13.9%
UNH Unitedhealth Group Inc.	0.03%	652	$225K	New
CMG Chipotle Mexican Grill Inc.	0.03%	5,739	$225K	Reduce -20.9%
BN Brookfield Corp.	0.03%	3,261	$224K	No change
NULV Nuveen ESG Large-Cap Val ETF	0.03%	5,036	$221K	No change
NFJ Virtus DVD Intrst & PRM STR	0.03%	16,937	$220K	Reduce -0.1%
CEF Sprott Physical Gold and Sil	0.03%	6,000	$220K	New
VOOG Vanguard S&P 500 Growth ETF	0.03%	501	$218K	New
TDG Transdigm Group Inc.	0.03%	164	$216K	Reduce -3.0%
DDTL Invtr Eq D Di 10 B ETF - Jul	0.03%	10,450	$214K	New
MAR Marriott International Class A	0.03%	819	$213K	Add +0.7%
MTUM iShares MSCI USA Momentum Fa	0.03%	824	$211K	New
HYD Vaneck High Yield Muni ETF	0.03%	4,130	$210K	Reduce -32.8%
VRSK Verisk Analytics Inc.	0.03%	825	$207K	Add +19.7%
AEP American Electric Power	0.03%	1,835	$206K	New
VONV Vanguard Russell 1000 Value	0.03%	2,304	$206K	New
EOG EOG Resources Inc.	0.03%	1,830	$205K	Add +8.3%
RSPH Invesco S&P 500 Equal Weight	0.03%	6,898	$203K	No change
MUB iShares National Muni Bond E	0.03%	1,894	$202K	New
EAGG iShares ESG Aware US Aggrega	0.03%	4,198	$202K	New
NVR NVR Inc.	0.03%	25	$201K	New
NAD Nuveen Quality Municipal Inc.	0.02%	12,994	$152K	Reduce -10.3%
XEMDX Western Asset Emrg MRKT DBT	0.02%	13,179	$136K	No change
ACP Abrdn Income Credit Strat	0.02%	20,935	$121K	Add +10.5%
MMU Western Asset Managed Munici	0.01%	11,051	$114K	No change
CBRE GBL REAL ESTATE INC FD	0.01%	15,773	$81K	Reduce -0.5%
XJQCX Nuveen Credit Strategies Inc.	0.01%	12,677	$67K	Reduce -5.9%
HIO Western Asset Hi Inc. Opport	0.01%	11,588	$44K	Reduce -37.6%

Options reported separately and not counted above: WMB calls ($18K), LNG calls ($17K), NVDA puts ($5K).

Portfolio Sells Q2 2025 → Q3 2025


HYG Ishr Ibx Usd Hiyld CB ETF-Ui	Reduce -47.0%	1.13%	−1.20
MINT PIMCO Enhanced Short Maturit	Reduce -91.3%	0.07%	−0.77
A Agilent Technologies Inc.	Sold out	0.00%	−0.44
PEP Pepsico Inc.	Reduce -84.4%	0.08%	−0.43
META Meta Platforms Inc. Class A	Reduce -6.0%	2.16%	−0.38
STZ Constellation Brands Inc. Class A	Sold out	0.00%	−0.36
OMC Omnicom Group	Sold out	0.00%	−0.34
IWP iShares Russell Mid-Cap Grow	Reduce -1.7%	1.59%	−0.14
XLP SS Consumer Staples Sel Sect	Reduce -0.5%	0.87%	−0.12
EMB iShares JP Morgan Usd Emergi	Reduce -2.5%	1.27%	−0.12
VZ Verizon Communications Inc.	Reduce -53.0%	0.08%	−0.10
IWS iShares Russell Mid-Cap Valu	Reduce -1.8%	1.59%	−0.09
IVE iShares S&P 500 Value ETF	Reduce -0.3%	1.75%	−0.08
VCIT Vanguard Int-Term Corporate	Reduce -42.5%	0.07%	−0.06
BNDX Vanguard Total Intl Bond ETF	Reduce -28.5%	0.08%	−0.05
GOVT iShares US Treasury Bond ETF	Sold out	0.00%	−0.04
TTD Trade Desk Inc./the Class A	Sold out	0.00%	−0.03
CME Cme Group Inc.	Sold out	0.00%	−0.03
CL Colgate-Palmolive Co.	Sold out	0.00%	−0.03
RSP Invesco S&P 500 Equal Weight	Sold out	0.00%	−0.03
DDWM Wisdomtree DY Inter Eq FD-US	Reduce -1.5%	0.52%	−0.03
TMUS T-Mobile US Inc.	Sold out	0.00%	−0.03
PM Philip Morris International	Reduce -0.4%	0.12%	−0.03
CMG Chipotle Mexican Grill Inc.	Reduce -20.9%	0.03%	−0.03
CHD Church & Dwight Co. Inc.	Reduce -2.4%	0.10%	−0.02
USHY iShares Broad Usd High Yield	Reduce -12.9%	0.09%	−0.02
SHY iShares 1-3 Year Treasury Bo	Reduce -22.3%	0.06%	−0.02
DGS Wisdomtree Em Small Cap	Reduce -1.4%	0.30%	−0.02
XLC SS Comm Select Sector SPDR	Reduce -1.3%	1.07%	−0.02
MCD McDonald's Corp.	Reduce -25.6%	0.05%	−0.02
FNDF Schwab Fndmn Intl LRG Co. ETF	Reduce -1.1%	0.60%	−0.02
YUM Yum! Brands Inc.	Reduce -29.8%	0.03%	−0.02
DGRE Wisdomtree Emerging Markets	Reduce -0.4%	0.30%	−0.02
HYD Vaneck High Yield Muni ETF	Reduce -32.8%	0.03%	−0.02
AJG Arthur J Gallagher & Co.	Reduce -0.2%	0.11%	−0.02
WFC Wells Fargo & Co.	Reduce -13.2%	0.07%	−0.01
ED Consolidated Edison Inc.	Reduce -0.4%	0.12%	−0.01
XLY SS Consumer Disc Select Sect	Reduce -11.0%	0.10%	−0.01
DIS The Walt Disney Co.	Reduce -7.8%	0.04%	−0.01
IGRO iShares Intl Div Growth ETF	Reduce -15.1%	0.04%	−0.01
HD Home Depot Inc.	Reduce -1.7%	0.77%	−0.01
DEO Diageo PLC-Sponsored ADR	Reduce -3.5%	0.04%	−0.01
TDG Transdigm Group Inc.	Reduce -3.0%	0.03%	−0.01
VIG Vanguard Dividend Apprec ETF	Reduce -1.3%	0.13%	−0.01
BAC Bank of America Corp.	Reduce -8.4%	0.07%	−0.01
SPY SS SPDR S&P 500 ETF Trust-US	Reduce -0.4%	0.22%	−0.01
TGTX TG Therapeutics Inc.	Reduce -0.0%	0.05%	−0.01
LMT Lockheed Martin Corp.	Reduce -8.0%	0.05%	−0.00
HIO Western Asset Hi Inc. Opport	Reduce -37.6%	0.01%	−0.00
HWM Howmet Aerospace Inc.	Reduce -1.6%	0.07%	−0.00

Portfolio Buys Q2 2025 → Q3 2025


EMCB Wisdomtree Em Corp. Bond	New	1.08%	+1.08
AAPL Apple Inc.	Add +3.4%	5.23%	+0.75
ALB Albemarle Corp.	New	0.42%	+0.42
IBM Intl Business Machines Corp.	Add +903.5%	0.45%	+0.40
GOOG Alphabet Inc. Class C	Add +0.5%	1.72%	+0.35
FLOT iShares Floating Rate Bond E	Add +18.9%	3.83%	+0.29
CLX Clorox Company	New	0.27%	+0.27
KMB Kimberly-Clark Corp.	New	0.24%	+0.24
CRM Salesforce Inc.	Add +80.5%	0.76%	+0.23
GOOGL Alphabet Inc. Class A	Add +47.1%	0.38%	+0.17
TSLA Tesla Inc.	Add +11.9%	0.41%	+0.12
JPM JPMorgan Chase & Co.	Add +11.9%	1.22%	+0.12
CMI Cummins Inc.	Add +0.3%	0.79%	+0.12
BKR Baker Hughes Co.	Add +4.0%	0.59%	+0.10
XLK SS Technology Select Sector	Add +26.9%	0.41%	+0.09
APP AppLovin Corp. Class A	Add +7.2%	0.18%	+0.09
CAT Caterpillar Inc.	Add +1.3%	0.76%	+0.09
SCCO Southern Copper Corp.	Add +3.1%	0.70%	+0.08
IWO iShares Russell 2000 Growth	Add +7.3%	0.86%	+0.07
ABBV Abbvie Inc.	Add +18.4%	0.28%	+0.07
SYK Stryker Corp.	Add +179.6%	0.11%	+0.06
VOO Vanguard S&P 500 ETF	Add +28.3%	0.29%	+0.06
ORCL Oracle Corp.	Add +14.5%	0.23%	+0.06
MSFT Microsoft Corp.	Add +6.9%	3.67%	+0.05
HSY The Hershey Co.	Add +8.2%	0.43%	+0.04
NOC Northrop Grumman Corp.	New	0.04%	+0.04
DELL Dell Technologies -C	Add +0.7%	0.65%	+0.04
JNJ Johnson & Johnson	Add +29.4%	0.12%	+0.04
PFE Pfizer Inc.	New	0.04%	+0.04
J Jacobs Solutions Inc.	Add +3.0%	0.55%	+0.04
IEMG iShares Core MSCI Emerging	Add +17.5%	0.23%	+0.03
RTX RTX Corp.	Add +95.5%	0.07%	+0.03
VUG Vanguard Mrngstar GR ETF-Sui	Add +16.3%	0.25%	+0.03
AXP American Express Co.	New	0.03%	+0.03
ABT Abbott Laboratories	Add +60.5%	0.11%	+0.03
AEM Agnico Eagle Mines Ltd.	New	0.03%	+0.03
AMAT Applied Materials Inc.	Add +3.3%	0.66%	+0.03
GLD SPDR Gold Shares	Add +44.5%	0.09%	+0.03
SCHB Schwab US Broad Market ETF	New	0.03%	+0.03
PFF iShares Preferred & Income S	New	0.03%	+0.03
GS Goldman Sachs Group Inc.	New	0.03%	+0.03
VEU Vanguard Ftse All-World Ex-U	Add +71.2%	0.08%	+0.03
AVGO Broadcom Inc.	Add +16.8%	0.14%	+0.03
INCY Incyte Corp.	New	0.03%	+0.03
DKS Dick's Sporting Goods Inc.	Add +6.7%	0.35%	+0.03
UNH Unitedhealth Group Inc.	New	0.03%	+0.03
IEFA iShares Core MSCI Eafe ETF	Add +20.8%	0.22%	+0.03
CEF Sprott Physical Gold and Sil	New	0.03%	+0.03
VOOG Vanguard S&P 500 Growth ETF	New	0.03%	+0.03
DDTL Invtr Eq D Di 10 B ETF - Jul	New	0.03%	+0.03

Options Activity Q2 2025 → Q3 2025


CRWD CrowdStrike Holdings Inc. Class A	call	Sold out	200	$52Kbefore exit
AAPL Apple Inc.	put	Sold out	4,700	$15Kbefore exit
NVDA Nvidia Corp.	put	Reduce -52.9%	800	$5K
AMZN Amazon.com Inc.	put	Sold out	4,600	$4Kbefore exit
HD Home Depot Inc.	put	Sold out	300	$999before exit
VZ Verizon Communications Inc.	put	Sold out	2,000	$301before exit
MSFT Microsoft Corp.	put	Sold out	400	$278before exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	325	$1.0B	NVDA, AAPL, MSFT, SPIB, FLOT
Q1 2026	282	$844.1M	NVDA, AAPL, SPIB, FLOT, SPSB
Q4 2025	292	$832.2M	NVDA, AAPL, FLOT, MSFT, SPIB
Q3 2025	272	$796.7M	NVDA, AAPL, FLOT, MSFT, SPIB
Q2 2025	259	$724.5M	NVDA, AAPL, MSFT, FLOT, SPIB
Q1 2025	246	$662.3M	NVDA, AAPL, FLOT, SPSB, SPIB
Q4 2024	213	$640.6M	NVDA, AAPL, SPIB, SPSB, MSFT
Q3 2024	215	$619.7M	NVDA, AAPL, SPIB, SPSB, MSFT
Q2 2024	207	$569.8M	NVDA, AAPL, SPIB, SPSB, MSFT
Q1 2024	202	$535.0M	NVDA, AAPL, SPIB, IWF, SPSB