OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) reported 367 stock positions worth $3.9 billion. Its top holding was Hess (HES) at 10.4% of the portfolio, followed by Kellanova (K, 7.8%) and Catalent (CTLT, 6.0%). Compared with Q2 2024, it opened 87 new positions, sold out of 106, added to 122 and reduced 150. The biggest buy was a new position in Kellanova (K) and the biggest sale an exit from Equitrans Midstream (ETRN).

Most Recent 13F
Q4 2025
Location
CHICAGO, IL
CIK
0001132716
Portfolio Value
$3.9B (Q3 2024)
SEC Filing
0001132716-24-000037 ↗ filed Nov 14, 2024

Holdings Value

0$1.0B$2.0B$3.0B$4.0B$5.0B Q1 2024: $3.2B Q1 2024 Q2 2024: $3.3B Q2 2024 Q3 2024: $3.9B $3.9B Q3 2024 Q4 2024: $3.9B Q4 2024 Q1 2025: $4.1B Q1 2025 Q2 2025: $3.5B Q2 2025 Q3 2025: $3.1B Q3 2025 Q4 2025: $3.6B Q4 2025

Holdings 367 stocks · $3.9B
HES Hess Corp. 10.37% 2,970,970 $403.5M Reduce -3.0%
K Kellanova 7.84% 3,778,689 $305.0M New
CTLT Catalent Inc. 6.00% 3,856,472 $233.6M Add +38.5%
HCP Hashicorp Inc. Class A 5.96% 6,845,958 $231.8M Add +46.5%
JNPR Juniper Networks Inc. 5.83% 5,820,591 $226.9M Add +12.0%
MRO Marathon Oil Corp. 5.70% 8,329,434 $221.8M Add +88.3%
CHX Championx Corp. 4.76% 6,139,397 $185.1M Add +113.0%
SRCL Stericycle Inc. 4.43% 2,824,521 $172.3M Add +527.7%
AXONICS INC 3.84% 2,148,826 $149.6M Reduce -2.2%
EDR Endeavor Group Hold Class A 3.44% 4,684,342 $133.8M Reduce -2.2%
ANSS Ansys Inc. 2.90% 353,776 $112.7M Reduce -2.2%
X United States Steel Corp. 2.78% 3,060,000 $108.1M Reduce -14.8%
SPR Spirit Aerosystems Hold Class A 2.32% 2,780,079 $90.4M New
PRFT Perficient Inc. 2.05% 1,054,740 $79.6M Add +152.3%
ACI Albertsons Cos Inc. Class A 1.42% 2,999,902 $55.4M Add +23.1%
AMED Amedisys Inc. 1.24% 500,000 $48.3M New
EQC Equity Commonwealth 1.12% 2,183,123 $43.4M New
SMAR Smartsheet Inc. Class A 0.71% 500,000 $27.7M Add +2130.6%
BALY Bally's Corp. 0.63% 1,414,378 $24.4M New
RYAAY Ryanair Holdings PLC-SP ADR 0.56% 485,370 $21.9M Add +144.6%
FYBR Frontier Communications Pare 0.55% 600,000 $21.3M New
MMM 3M Co. 0.54% 152,800 $20.9M New
MAT Mattel Inc. 0.47% 969,029 $18.5M No change
PH Parker Hannifin Corp. 0.47% 28,670 $18.1M New
TECK Teck Resources Ltd.-CLS B 0.45% 337,000 $17.6M Add +40.8%
CEG Constellation Energy 0.38% 56,250 $14.6M Add +331.7%
AVGO Broadcom Inc. 0.35% 79,498 $13.7M Reduce -35.8%
NSC Norfolk Southern Corp. 0.34% 52,560 $13.1M New
RCM R1 RCM Inc. 0.32% 884,581 $12.5M New
NVDA Nvidia Corp. 0.32% 103,069 $12.5M Reduce -49.2%
PEG Public Service Enterprise GP 0.31% 134,400 $12.0M Reduce -1.6%
MELI MercadoLibre Inc. 0.29% 5,476 $11.2M Reduce -54.0%
JD Jd.com Inc.-ADR 0.29% 280,442 $11.2M Add +1502.5%
VST Vistra Corp. 0.28% 91,900 $10.9M Add +206.3%
CCK Crown Holdings Inc. 0.28% 111,620 $10.7M New
HUBB Hubbell Inc. 0.27% 24,400 $10.5M New
PDD PDD Holdings Inc. 0.27% 77,255 $10.4M Add +22.1%
ST Sensata Technologies Holdplc 0.26% 281,400 $10.1M Reduce -12.4%
CCJ Cameco Corp. 0.26% 209,570 $10.0M New
BKR Baker Hughes Co. 0.25% 270,900 $9.8M New
JBHT Hunt (jb) Transprt SVCS Inc. 0.25% 56,780 $9.8M Add +50.2%
ITUB Itau Unibanco H-Spon PRF ADR 0.24% 1,419,230 $9.4M Add +386.0%
NUE Nucor Corp. 0.24% 60,900 $9.2M Reduce -33.0%
OXY Occidental Petroleum Corp. 0.22% 166,400 $8.6M Add +31.8%
FLR Fluor Corp. 0.21% 173,940 $8.3M Add +10.9%
LHX L3HARRIS Technologies Inc. 0.21% 34,700 $8.3M Reduce -45.9%
DAL Delta Air Lines Inc. 0.21% 162,391 $8.2M Add +44.5%
SO The Southern Co. 0.21% 90,720 $8.2M Reduce -52.3%
UAL United Airlines Holdings Inc. 0.20% 139,700 $8.0M Add +235.8%
GDX Vaneck Gold Miners ETF 0.20% 200,000 $8.0M New
NXPI NXP Semiconductors NV 0.20% 33,100 $7.9M New
ELS Equity Lifestyle Properties 0.20% 111,140 $7.9M Reduce -29.5%
EMBJ Embraer SA-Spon ADR 0.19% 212,770 $7.5M Add +0.8%
PNR Pentair PLC 0.18% 72,830 $7.1M Add +31.1%
FLUT Flutter Entertainment PLC-Di 0.18% 30,000 $7.1M New
EGP Eastgroup Properties Inc. 0.18% 37,309 $7.0M Reduce -10.6%
CLH Clean Harbors Inc. 0.18% 28,600 $6.9M New
WH Wyndham Hotels & Resorts Inc. 0.18% 87,403 $6.8M Reduce -16.4%
EQT Eqt Corp. 0.18% 185,950 $6.8M Add +16.6%
SKGR SK Growth Opportunities Co. Class A 0.17% 594,910 $6.7M Reduce -3.1%
AMZN Amazon.com Inc. 0.17% 35,798 $6.7M Add +1.4%
SBRA Sabra Health Care REIT Inc. 0.17% 352,238 $6.6M Reduce -1.5%
KSPI JSC Kaspi.kz ADR filed as KASPI KZ JSC 0.17% 61,493 $6.5M Add +66.1%
INVH Invitation Homes Inc. 0.16% 179,606 $6.3M Add +63.6%
APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC 0.16% 85,820 $6.2M New
BRX Brixmor Property Group Inc. 0.16% 220,061 $6.1M Reduce -33.8%
CYH Community Health Systems Inc. 0.16% 1,000,000 $6.1M Add +66.7%
CPRI Capri Holdings Ltd. 0.16% 142,539 $6.0M Reduce -2.2%
AMH American Homes 4 Rent- A 0.15% 154,973 $5.9M Add +14.3%
FBIN Fortune Brands Innovations I 0.15% 66,400 $5.9M New
EQIX Equinix Inc. 0.15% 6,664 $5.9M Add +29.6%
RHP Ryman Hospitality Properties 0.15% 54,653 $5.9M Add +40.4%
CDP Copt Defense Properties 0.15% 190,126 $5.8M New
ECL Ecolab Inc. 0.15% 22,440 $5.7M Reduce -32.0%
NPAB New Providence Acquisition-A 0.15% 500,000 $5.7M No change
NVR NVR Inc. 0.14% 559 $5.5M Reduce -24.6%
INFA Informatica Inc. Class A 0.14% 215,000 $5.4M Add +115.0%
OKTA Okta Inc. 0.14% 72,500 $5.4M Reduce -42.0%
PAAS Pan American Silver Corp. 0.13% 250,000 $5.2M New
MSFT Microsoft Corp. 0.13% 12,122 $5.2M Add +2.0%
FR First Industrial Realty TR 0.13% 92,596 $5.2M Reduce -13.0%
GTES Gates Industrial Corp. UK Ltd. 0.13% 286,650 $5.0M Reduce -20.2%
FCX Freeport-McMoran Inc. 0.13% 100,000 $5.0M New
FTV Fortive Corp. 0.13% 63,100 $5.0M New
VCICU Vine Hill Cap Invest-Unit 0.12% 475,000 $4.8M New
SPT Sprout Social Inc. Class A 0.12% 160,000 $4.7M Add +1500.0%
MTH Meritage Homes Corp. 0.12% 21,851 $4.5M Reduce -22.5%
SHO Sunstone Hotel Investors Inc. 0.12% 434,106 $4.5M Add +19.6%
WCN Waste Connections Inc. 0.11% 24,725 $4.4M Reduce -75.8%
AWK American Water Works Co. Inc. 0.11% 30,000 $4.4M New
SUI Sun Communities Inc. filed as SUN CMNTYS INC 0.11% 32,262 $4.4M Reduce -50.3%
ROKU Roku Inc. 0.11% 57,743 $4.3M Add +724.9%
BDX Becton Dickinson and Co. 0.11% 17,588 $4.2M Add +30.2%
ARE Alexandria Real Estate Equit 0.11% 35,373 $4.2M Add +15.6%
GLOB Globant SA 0.11% 20,742 $4.1M Add +228.3%
RENEF Cartesian Growth Corp. II- A 0.11% 356,946 $4.1M Reduce -3.1%
UE Urban Edge Properties 0.10% 190,605 $4.1M Reduce -40.8%
DD Dupont DE Nemours Inc. 0.10% 45,700 $4.1M New
ARCO Arcos Dorados Holdings Inc. Class A 0.10% 465,271 $4.1M Add +334.7%
SHOP Shopify Inc. Class A 0.10% 50,000 $4.0M Add +284.6%
FDX FedEx Corp. 0.10% 14,600 $4.0M Reduce -47.1%
TSM Taiwan Semiconductor-SP ADR 0.10% 23,000 $4.0M Reduce -64.1%
MGM MGM Resorts International 0.10% 101,838 $4.0M Add +8.6%
COLOMBIER ACQUISITION CORP 0.10% 387,480 $4.0M Reduce -3.1%
CCIXU Churchill Capital Corp. Ix 0.10% 387,480 $3.9M Reduce -3.1%
DOC Healthpeak Properties Inc. 0.10% 171,867 $3.9M Add +112.1%
CFLT Confluent Inc. Class A 0.10% 192,500 $3.9M Reduce -59.9%
VTR Ventas Inc. 0.10% 58,017 $3.7M Reduce -41.8%
FAF First American Financial 0.09% 55,853 $3.7M Reduce -6.4%
NCLH Norwegian Cruise Line Holdin 0.09% 178,031 $3.7M No change
NBIX Neurocrine Biosciences Inc. 0.09% 31,670 $3.6M Add +94.3%
TRNO Terreno Realty Corp. 0.09% 53,863 $3.6M Reduce -46.8%
FSLR First Solar Inc. 0.09% 14,200 $3.5M New
GAQ Generation Asia I Acquisit-A 0.09% 314,964 $3.5M Reduce -3.1%
ANSC Agriculture & Natural Soluti 0.09% 334,160 $3.5M Reduce -3.1%
MAC The Macerich Co. 0.09% 186,350 $3.4M New
ABT Abbott Laboratories 0.08% 28,722 $3.3M Add +219.1%
SW Smurfit Westrock PLC 0.08% 65,000 $3.2M New
DESP Despegar.com Corp. 0.08% 258,535 $3.2M Add +106.8%
KRC Kilroy Realty Corp. 0.08% 81,396 $3.2M Add +101.6%
AXTA Axalta Coating Systems Ltd. 0.08% 85,250 $3.1M No change
LCW Learn CW Investment Corp. Class A 0.08% 308,895 $3.1M Reduce -3.1%
AMT American Tower Corp. 0.08% 13,219 $3.1M Reduce -18.8%
VICI Vici Properties Inc. filed as VICI PPTYS INC 0.08% 89,928 $3.0M Reduce -3.8%
GSK GSK PLC-Spon ADR 0.07% 71,000 $2.9M New
ALV Autoliv Inc. 0.07% 30,900 $2.9M Reduce -57.5%
ACEL Accel Entertainment Inc. 0.07% 246,728 $2.9M Reduce -3.1%
MU Micron Technology Inc. 0.07% 27,500 $2.9M Add +450.0%
SBXC Silverbox Corp. III-A 0.07% 264,676 $2.8M Reduce -3.1%
KRG Kite Realty Group Trust 0.07% 105,352 $2.8M Reduce -25.4%
REXR Rexford Industrial Realty Inc. 0.07% 55,069 $2.8M Reduce -38.8%
PLAOF Patria Latin American Opport 0.07% 237,964 $2.8M Reduce -3.1%
SBAC SBA Communications Corp. 0.07% 11,215 $2.7M Reduce -43.9%
AAPL Apple Inc. 0.07% 11,466 $2.7M Reduce -84.3%
AMX America Movil Sab DE CV 0.07% 160,351 $2.6M New
NETD Nabors Energy Transition C-A 0.06% 233,912 $2.5M Reduce -3.1%
OPTU Optimum Communications Inc. Class A filed as ALTICE USA INC 0.06% 1,000,000 $2.5M New
ELME Elme Communities 0.06% 139,502 $2.5M Add +15.0%
BEKE Ke Holdings Inc.-ADR filed as KE HLDGS INC 0.06% 121,677 $2.4M Reduce -50.9%
EVCO Everest Consolidator Acquisi 0.06% 211,994 $2.4M Reduce -3.1%
FTW.U Eqv Ventures Acquisition Cor 0.06% 242,175 $2.4M New
AS Amer Sports Inc. 0.06% 150,000 $2.4M New
BSAC Banco Santander-Chile-ADR 0.06% 114,377 $2.4M New
GLPI Gaming and Leisure Propertie 0.06% 44,951 $2.3M Reduce -33.5%
BIRK Birkenstock Holding PLC 0.06% 45,000 $2.2M New
PRAX Praxis Precision Medicines I 0.06% 38,490 $2.2M Add +7.7%
USAR USA Rare Earth Inc. filed as INFLECTION PT ACQUISITN CRP 0.06% 200,496 $2.2M Reduce -3.1%
CHH Choice Hotels Intl Inc. 0.06% 16,489 $2.1M Reduce -55.0%
APXIF Apx Acquisition Corp. I 0.06% 181,710 $2.1M Reduce -3.1%
PSA Public Storage 0.05% 5,873 $2.1M Reduce -47.7%
RZLT Rezolute Inc. 0.05% 439,233 $2.1M Reduce -4.0%
VLTO Veralto Corp. 0.05% 19,000 $2.1M New
AAT American Assets Trust Inc. 0.05% 79,318 $2.1M Add +38.4%
REPL Replimune Group Inc. 0.05% 193,122 $2.1M Reduce -6.5%
IFF Intl Flavors & Fragrances filed as INTERNATIONAL FLAVORS&FRAGRA 0.05% 20,000 $2.1M New
BPMC Blueprint Medicines Corp. 0.05% 22,253 $2.1M Add +36.2%
BURTECH ACQUISITION CORP 0.05% 181,710 $2.0M Reduce -3.1%
XPEV Xpeng Inc. - ADR 0.05% 168,000 $2.0M New
VRT Vertiv Holdings Co. Class A 0.05% 20,340 $2.0M Add +84.9%
REG Regency Centers Corp. 0.05% 27,878 $2.0M New
LEGT.U Legato Merger Corp. III 0.05% 193,740 $2.0M Reduce -3.1%
AXGN Axogen Inc. 0.05% 141,663 $2.0M Add +3.0%
VSAC Vision Sensing Acquisition-A 0.05% 169,892 $2.0M Reduce -3.1%
SNY Sanofi-ADR 0.05% 34,144 $2.0M Reduce -48.5%
CUBE Cubesmart 0.05% 36,504 $2.0M Reduce -54.2%
WPC WP Carey Inc. 0.05% 31,185 $1.9M New
ARCH Arch Resources Inc. 0.05% 13,988 $1.9M Reduce -22.9%
OCUL Ocular Therapeutix Inc. 0.05% 221,659 $1.9M Reduce -7.1%
IVT Inventrust Properties Corp. 0.05% 67,587 $1.9M Add +36.1%
DECK Deckers Outdoor Corp. 0.05% 12,000 $1.9M Add +100.0%
ANNX Annexon Inc. 0.05% 320,574 $1.9M Add +40.4%
MAA Mid-America Apartment Comm 0.05% 11,936 $1.9M Reduce -21.4%
RIGL Rigel Pharmaceuticals Inc. 0.05% 116,915 $1.9M Add +26.5%
KNSA Kiniksa Pharmaceuticals Inte 0.05% 75,169 $1.9M Reduce -34.1%
AIV Apartment Invt & Mgmt Co. Class A 0.05% 206,259 $1.9M Reduce -27.8%
STNE Stoneco Ltd. Class A 0.05% 163,858 $1.8M Add +75.0%
IRTC Irhythm Holdings Inc. 0.05% 24,726 $1.8M Add +34.8%
CPT Camden Property Trust 0.05% 14,662 $1.8M Add +78.2%
ARES ACQUISITION CORP II 0.05% 165,422 $1.8M Reduce -3.1%
IVCBF Invest Acquisition Corp. 0.05% 151,425 $1.8M Reduce -3.1%
TLGYF TLGY Acquisition Corp. Class A 0.04% 151,425 $1.7M Reduce -3.1%
RCFAF Perception Capital Corp. IV 0.04% 154,448 $1.7M Reduce -3.1%
EVLV Evolv Technologies Holdings 0.04% 430,223 $1.7M Reduce -3.1%
SNDX Syndax Pharmaceuticals Inc. 0.04% 89,481 $1.7M Reduce -19.0%
IAS Integral Ad Science Holding 0.04% 158,043 $1.7M Add +10.9%
ROIV Roivant Sciences Ltd. 0.04% 146,937 $1.7M Add +18.3%
ANAB Anaptysbio Inc. 0.04% 50,588 $1.7M Reduce -36.6%
OHI Omega Healthcare Investors 0.04% 41,402 $1.7M Reduce -53.5%
ADT Adt Inc. 0.04% 229,607 $1.7M No change
UMH Umh Properties Inc. filed as UMH PPTYS INC 0.04% 84,076 $1.7M Reduce -36.2%
DXCM Dexcom Inc. 0.04% 24,357 $1.6M Add +62.4%
BAX Baxter International Inc. 0.04% 42,543 $1.6M Reduce -1.4%
WMT Walmart Inc. 0.04% 20,000 $1.6M No change
FNVTF Finnovate Acquisition Corp. Class A 0.04% 139,003 $1.6M Reduce -3.1%
INSM Insmed Inc. 0.04% 21,819 $1.6M Add +54.0%
ESNT Essent Group Ltd. 0.04% 24,557 $1.6M New
INCY Incyte Corp. 0.04% 23,871 $1.6M Reduce -13.3%
BKD Brookdale Senior Living Inc. 0.04% 231,502 $1.6M Reduce -8.0%
KALV Kalvista Pharmaceuticals Inc. 0.04% 135,552 $1.6M Add +10.2%
TFX Teleflex Inc. 0.04% 6,343 $1.6M Add +58.6%
SLN Silence Therapeutics PLC-ADR 0.04% 85,701 $1.6M Add +11.5%
IDYA Ideaya Biosciences Inc. 0.04% 48,604 $1.5M Reduce -19.1%
INTR Inter & Co. Inc. Class A 0.04% 229,524 $1.5M New
BAP Credicorp Ltd. 0.04% 8,311 $1.5M New
POLEU Andretti Acquisition Corp. II 0.04% 150,000 $1.5M New
VFC VF Corp. 0.04% 75,000 $1.5M New
NKTR Nektar Therapeutics 0.04% 1,150,829 $1.5M Add +10.2%
EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC 0.04% 15,000 $1.5M New
BBIO Bridgebio Pharma Inc. 0.04% 58,596 $1.5M Add +60.5%
ADC Agree Realty Corp. 0.04% 19,759 $1.5M Reduce -43.8%
ONC Beone Medicines Ltd.-ADR filed as BEIGENE LTD 0.04% 6,600 $1.5M New
IONS Ionis Pharmaceuticals Inc. 0.04% 36,957 $1.5M Reduce -13.2%
ORIC Oric Pharmaceuticals Inc. 0.04% 143,320 $1.5M Add +25.3%
EXR Extra Space Storage Inc. 0.04% 8,147 $1.5M Reduce -67.8%
CROX Crocs Inc. 0.04% 10,000 $1.4M New
CDLX Cardlytics Inc. 0.04% 450,000 $1.4M Reduce -39.6%
KROS Keros Therapeutics Inc. 0.04% 24,752 $1.4M Add +10.2%
WELNF Integrated Wellness Acq - A 0.04% 121,140 $1.4M Reduce -3.1%
TEVA Teva Pharmaceutical-SP ADR 0.04% 79,132 $1.4M Add +55.5%
HALO Halozyme Therapeutics Inc. 0.04% 24,683 $1.4M Reduce -26.7%
KIDS Orthopediatrics Corp. 0.04% 52,022 $1.4M Add +8.2%
AXSM Axsome Therapeutics Inc. 0.04% 15,666 $1.4M Add +3.6%
ALKS Alkermes PLC 0.04% 49,961 $1.4M Reduce -35.1%
VERA Vera Therapeutics Inc. 0.04% 31,452 $1.4M Reduce -20.2%
ALGN Align Technology Inc. 0.04% 5,450 $1.4M Add +167.9%
ADSK Autodesk Inc. 0.04% 5,000 $1.4M New
CRM Salesforce Inc. 0.04% 5,000 $1.4M Reduce -75.0%
ATXS Astria Therapeutics Inc. 0.04% 124,202 $1.4M Add +10.2%
PPLI People Inc. filed as IAC INC 0.03% 25,000 $1.3M Reduce -9.1%
RH RH 0.03% 4,000 $1.3M New
LRMR Larimar Therapeutics Inc. 0.03% 202,783 $1.3M Reduce -2.4%
OFIX Orthofix Medical Inc. 0.03% 84,883 $1.3M Add +10.2%
LBPH Longboard Pharmaceuticals Inc. 0.03% 39,260 $1.3M Reduce -23.9%
VSTM Verastem Inc. 0.03% 430,669 $1.3M Add +329.0%
ITCI Intra-Cellular Therapies Inc. 0.03% 17,343 $1.3M Add +2.0%
TMCI Treace Medical Concepts Inc. 0.03% 217,755 $1.3M Add +2.2%
CRNX Crinetics Pharmaceuticals Inc. 0.03% 24,693 $1.3M Reduce -1.7%
CAPR Capricor Therapeutics Inc. 0.03% 82,900 $1.3M New
GTY Getty Realty Corp. 0.03% 39,582 $1.3M Reduce -32.3%
PLD Prologis Inc. 0.03% 9,868 $1.2M Reduce -35.4%
AEO American Eagle Outfitters 0.03% 55,000 $1.2M Reduce -50.0%
IFRX Inflarx NV 0.03% 797,876 $1.2M Add +10.5%
ALC Alcon Inc. filed as ALCON AG 0.03% 12,009 $1.2M Reduce -2.0%
INZY Inozyme Pharma Inc. 0.03% 226,232 $1.2M Add +10.2%
RARE Ultragenyx Pharmaceutical Inc. 0.03% 21,269 $1.2M Reduce -39.5%
STRO Sutro Biopharma Inc. Com SHS 0.03% 338,222 $1.2M Add +23.0%
PTCT PTC Therapeutics Inc. 0.03% 31,435 $1.2M Reduce -4.7%
ADI Analog Devices Inc. 0.03% 5,000 $1.2M Reduce -33.3%
SNOW Snowflake Inc. 0.03% 10,000 $1.1M New
ESTA Establishment Labs Holdings 0.03% 26,358 $1.1M Reduce -7.3%
AVB Avalonbay Communities Inc. 0.03% 5,049 $1.1M Add +40.3%
IQV Iqvia Holdings Inc. 0.03% 4,763 $1.1M Reduce -24.6%
IMCR Immunocore Holdings PLC-ADR 0.03% 35,112 $1.1M Reduce -12.3%
ALCYF Alchemy Investments Acquisit 0.03% 100,248 $1.1M Reduce -3.1%
APLE Apple Hospitality REIT Inc. 0.03% 73,404 $1.1M Reduce -43.5%
ARGX Argenx SE - ADR 0.03% 2,000 $1.1M New
MERSANA THERAPEUTICS INC 0.03% 570,029 $1.1M Add +4.7%
HAYMAKER ACQUISITION CORP 4 0.03% 100,248 $1.1M Reduce -3.1%
IOVA Iovance Biotherapeutics Inc. 0.03% 113,777 $1.1M New
AFYA Afya Ltd. Class A 0.03% 60,897 $1.0M New
XFOR X4 Pharmaceuticals Inc. 0.03% 1,549,358 $1.0M Add +33.5%
FNA Paragon 28 Inc. 0.03% 150,818 $1.0M Reduce -9.6%
NVNO Envveno Medical Corporation 0.03% 296,031 $995K Add +28.3%
KPTI Karyopharm Therapeutics Inc. 0.03% 1,196,174 $993K Add +8.5%
COLD Americold Realty Trust Inc. 0.03% 35,017 $990K New
QURE Uniqure NV 0.03% 198,223 $977K Add +9.6%
PECO Phillips Edison & Company Inc. 0.03% 25,909 $977K New
MNDY Monday.com Ltd. 0.03% 3,500 $972K New
AURA Aura Biosciences Inc. 0.02% 106,898 $952K Add +18.0%
PLRX Pliant Therapeutics Inc. 0.02% 84,885 $952K Add +10.2%
PKST Peakstone Realty Trust 0.02% 69,531 $948K New
CATX Perspective Therapeutics Inc. 0.02% 70,923 $947K Reduce -16.6%
AGIO Agios Pharmaceuticals Inc. 0.02% 21,087 $937K Reduce -29.7%
PODD Insulet Corp. 0.02% 4,021 $936K Add +10.3%
LION Lionsgate Studios Corp. 0.02% 130,774 $935K Reduce -12.8%
KALA Kala Bio Inc. 0.02% 162,663 $927K Add +10.2%
COO The Cooper Cos Inc. 0.02% 8,286 $914K Add +56.7%
SWTX Springworks Therapeutics Inc. 0.02% 28,513 $914K Reduce -11.5%
ATEC Alphatec Holdings Inc. 0.02% 162,297 $902K Add +56.4%
TGTX TG Therapeutics Inc. 0.02% 38,417 $899K New
DNLI Denali Therapeutics Inc. 0.02% 30,744 $896K Reduce -2.5%
ARQT Arcutis Biotherapeutics Inc. 0.02% 92,019 $856K New
ADPT Adaptive Biotechnologies 0.02% 165,274 $846K Add +151.4%
BCYC Bicycle Therapeutics PLC-ADR 0.02% 35,976 $814K Reduce -58.7%
SLRN Acelyrin Inc. 0.02% 163,724 $807K Add +101.1%
MLTX Moonlake Immunotherapeutics 0.02% 16,000 $807K New
RLAY Relay Therapeutics Inc. 0.02% 112,048 $793K New
GPCR Structure Therapeutics Inc. 0.02% 18,000 $790K New
SLNO Soleno Therapeutics Inc. 0.02% 15,536 $784K Add +3.6%
SYRS Syros Pharmaceuticals Inc. 0.02% 359,305 $773K Add +29.2%
CGEM Cullinan Therapeutics Inc. 0.02% 45,975 $770K Reduce -25.8%
DHI D.R. Horton Inc. 0.02% 3,978 $759K Reduce -91.0%
BLCO Bausch + Lomb Corp. 0.02% 39,000 $752K New
OVID Ovid Therapeutics Inc. 0.02% 628,290 $741K Add +117.9%
ON On Semiconductor 0.02% 10,000 $726K Reduce -33.3%
CNTB Connect Biopharma Hldgs Ltd. 0.02% 510,701 $725K No change
IRON Disc Medicine Inc. 0.02% 14,683 $722K Add +10.2%
MRVL Marvell Technology Inc. 0.02% 10,000 $721K Reduce -90.0%
VKTX Viking Therapeutics Inc. 0.02% 11,316 $716K New
THRD Third Harmonic Bio Inc. 0.02% 52,294 $709K Add +6.2%
SPKLF Spark I Acquisition Corp. 0.02% 66,832 $702K Reduce -3.1%
DYN Dyne Therapeutics Inc. 0.02% 19,318 $694K Reduce -41.4%
DRH Diamondrock Hospitality Co. 0.02% 79,007 $690K New
ZS Zscaler Inc. 0.02% 4,000 $684K New
ARVN Arvinas Inc. 0.02% 27,403 $675K Reduce -9.6%
ITOS Iteos Therapeutics Inc. 0.02% 65,940 $673K Add +86.7%
VRNA Verona Pharma Ltd. 0.02% 22,541 $649K New
SKIL Skillsoft Corp. 0.02% 41,692 $646K No change
MIRM Mirum Pharmaceuticals Inc. 0.02% 16,538 $645K Reduce -56.6%
XNCR Xencor Inc. 0.02% 32,000 $644K New
NARI Inari Medical Inc. 0.02% 15,100 $623K New
NLY Annaly Capital Management Inc. 0.02% 30,591 $614K New
AFRM Affirm Holdings Inc. 0.02% 15,000 $612K Add +3.5%
PCVX Vaxcyte Inc. 0.02% 5,307 $606K Reduce -15.9%
CNTX Context Therapeutics Inc. 0.02% 308,758 $605K Add +5.1%
QTTB Q32 Bio Inc. 0.02% 13,229 $590K Add +10.2%
ALGS Aligos Therapeutics Inc. 0.01% 67,096 $581K Add +67.7%
BSX Boston Scientific Corp. 0.01% 6,827 $572K Reduce -3.9%
ACRV Acrivon Therapeutics Inc. 0.01% 79,249 $555K Reduce -24.7%
EWTX Edgewise Therapeutics Inc. 0.01% 20,000 $534K Reduce -76.5%
SDGR Schrodinger Inc. 0.01% 28,316 $525K Add +41.5%
EPR Epr Properties filed as EPR PPTYS 0.01% 10,400 $510K Reduce -14.8%
ALLK Allakos LLC 0.01% 777,702 $508K Add +8.5%
MRUS Merus NV 0.01% 9,922 $496K Add +10.2%
RCUS Arcus Biosciences Inc. 0.01% 31,862 $487K Reduce -51.1%
EW Edwards Lifesciences Corp. 0.01% 7,000 $462K New
GLW Corning Inc. 0.01% 10,000 $452K New
VTYX Ventyx Biosciences Inc. 0.01% 200,000 $436K New
CYPH Cypherpunk Technologies Inc. filed as LEAP THERAPEUTICS INC 0.01% 165,108 $424K Add +10.2%
ARDX Ardelyx Inc. 0.01% 60,736 $418K Reduce -28.2%
CGON CG Oncology Inc. 0.01% 11,024 $416K Add +10.2%
CRGX Cargo Therapeutics Inc. 0.01% 22,048 $407K Add +10.2%
TERN Terns Pharmaceuticals Inc. 0.01% 48,000 $400K New
BDTX Black Diamond Therapeutics I 0.01% 90,706 $395K Reduce -70.1%
PYPL PayPal Holdings Inc. 0.01% 5,000 $390K Reduce -50.0%
MLYS Mineralys Therapeutics Inc. 0.01% 31,068 $376K Reduce -48.2%
NGNE Neurogene Inc. 0.01% 8,827 $370K Add +24.3%
AMC AMC Entertainment HLDS Class A 0.01% 77,028 $350K Reduce -1.1%
MFA Mfa Financial Inc. 0.01% 26,868 $342K Reduce -72.4%
KWEB Kranesh Csi China Internet 0.01% 10,000 $340K New
ZURA Zura Bio Ltd. 0.01% 80,912 $329K Add +10.2%
PTON Peloton Interactive Inc. Class A 0.01% 70,000 $328K Reduce -73.1%
ASAN Asana Inc. Class A 0.01% 25,000 $290K Reduce -91.7%
NERV Minerva Neurosciences Inc. 0.01% 107,256 $286K Add +7.4%
BABA Alibaba Group Holding-SP ADR 0.01% 2,500 $265K New
TXN Texas Instruments Inc. 0.01% 1,250 $258K New
VERU Veru Inc. 0.01% 329,861 $254K Add +10.2%
SCYX Scynexis Inc. 0.01% 160,160 $239K Add +10.2%
ABBV Abbvie Inc. 0.01% 1,146 $226K Reduce -91.3%
APLS Apellis Pharmaceuticals Inc. 0.01% 7,603 $219K New
BE Bloom Energy Corp. Class A 0.01% 20,000 $211K New
INSP Inspire Medical Systems Inc. 0.01% 1,000 $211K Reduce -78.2%
DV Doubleverify Holdings Inc. 0.01% 12,500 $211K New
LTC LTC Properties Inc. filed as LTC PPTYS INC 0.01% 5,716 $210K Reduce -72.6%
ERAS Erasca Inc. 0.00% 70,000 $191K New
BOLD Boundless Bio Inc. 0.00% 53,168 $184K New
IMUX Immunic Inc. 0.00% 107,685 $178K Reduce -8.5%
SVRA Savara Inc. 0.00% 38,482 $163K Reduce -12.5%
ALT Altimmune Inc. 0.00% 22,048 $135K Reduce -44.9%
CCCC C4 Therapeutics Inc. 0.00% 23,000 $131K New
AGEN Agenus Inc. 0.00% 22,888 $125K Reduce -69.6%
UNBX Unity Biotechnology Inc. 0.00% 79,354 $117K Add +10.2%
DTIL Precision Biosciences Inc. 0.00% 12,729 $114K Add +10.3%
YMM Full Truck Alliance -SPN ADR 0.00% 11,473 $103K Reduce -97.1%
GTM Zoominfo Technologies Inc. 0.00% 10,000 $103K Reduce -84.6%
HLVX Hillevax Inc. 0.00% 51,779 $91K Add +10.2%
JETAI INC 0.00% 58,993 $6K Reduce -2.2%

Options reported separately and not counted above: AAL puts ($6.7M), HTZ puts ($2.2M), LCID puts ($2.1M), SPY puts ($799K), NFE puts ($659K), XRX puts ($623K), COTY puts ($606K), RIG puts ($567K), F puts ($547K), IWM calls ($522K), PTON puts ($518K), MGM puts ($481K), and 83 more.

Other holdings (37): bonds, preferreds, convertibles and warrants · $138.2M (not counted above)
SecurityClassShares / PrincipalValueChange
REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) NOTE 1.750% 2/1 · principal 40,000,000$34.3MNo change
PELOTON INTERACTIVE INC (PTON 0 02/15/26) NOTE 2/1 · principal 27,352,000$25.0MNo change
SPIRIT AIRLINES INC (SAVE 1 05/15/26) NOTE 1.000% 5/1 · principal 77,636,000$23.8MNo change
FUBOTV INC (FUBO 3.25 02/15/26) NOTE 3.250% 2/1 · principal 23,500,000$17.9MReduce -6.0%
SPOTIFY USA INC (SPOT 0 03/15/26) NOTE 3/1 · principal 10,000,000$10.0MNo change
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 300,000$8.9MNo change
BANDWIDTH INC (BAND 0.5 04/01/28) NOTE 0.500% 4/0 · principal 10,000,000$7.8MReduce -33.3%
BEYOND MEAT INC (BYND 0 03/15/27) NOTE 3/1 · principal 40,000,000$6.9MNo change
DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) NOTE 3/1 · principal 2,000,000$1.8MNo change
INFINERA CORP (INFN 3.75 08/01/28) NOTE 3.750% 8/0 · principal 1,250,000$1.4MNo change
EVLVW Evolv Technologies -CW26 *W EXP 07/16/202 463,341$182KReduce -3.1%
Colombier Acquisition - 29 *W EXP 11/24/202 129,160$41KReduce -3.1%
XAGEW Alpha Healthcare Acquis-CW27 *W EXP 07/12/202 371,250$33KNo change
FASWF Stonebridge Acquisition-CW23 *W EXP 04/02/202 135,667$27KReduce -2.2%
USARW Inflection Point Acquis-C-28 *W EXP 08/31/202 100,248$23KReduce -3.1%
IVAWF Investcorp India Acquisi -27 *W EXP 06/01/202 209,630$15KReduce -2.2%
KDKRW Ares Acquisition Corp. II-28 *W EXP 99/99/999 82,711$14KReduce -3.1%
SBXC.WS Silverbox Corp. III-28 *W EXP 02/28/202 88,226$10KReduce -3.1%
BNAIW Brand Engagement Netwo -CW27 *W EXP 03/14/202 150,251$9KReduce -2.2%
CSLWF Consilium Acquisition -27 *W EXP 99/99/999 67,295$8KReduce -2.2%
AENTW Adara Acquisition Class A -CW26 *W EXP 02/11/202 114,255$8KReduce -2.2%
REEWF Cartesian Growth Corp. II -28 *W EXP 07/12/202 118,982$8KReduce -3.1%
PLAOW Patria Latin American-CW27 *W EXP 99/99/999 174,189$7KReduce -2.2%
BSLKW Golden Arrow Merger A -CW26 *W EXP 08/13/202 110,914$7KNew
APXIW Apx Acquisition Corp. I -23 *W EXP 99/99/999 89,465$6KReduce -2.2%
JWSWF Jaws Mustang Acq C -CW26 *W EXP 01/30/202 168,845$5KReduce -2.2%
MSAIW Sportsmap Tech Acq -CW27 *W EXP 12/19/202 142,585$5KReduce -2.2%
BRLSW Oxus Acquisition Corp. -CW23 *W EXP 02/07/202 70,030$5KReduce -3.1%
SEDA.WS SDCL Edge Acq Class A -CW28 *W EXP 99/99/999 47,479$5KReduce -3.1%
RDZNW Vahanna Tech Edge -CW24 *W EXP 11/30/202 65,696$4KReduce -2.2%
RMCOW American Acq Class A -CW26 *W EXP 10/31/202 221,686$4KReduce -2.2%
FNVWF Finnovate Acquisition -CW23 *W EXP 09/30/202 127,590$2KReduce -2.2%
OPTXW Omnilit Acquisition Class A -23 *W EXP 99/99/999 32,034$2KReduce -3.1%
TVGNW Semper Paratus Acqu -CW26 *W EXP 02/14/202 181,387$2KReduce -2.2%
EVCOW Everest Consolidator Acquisi *W EXP 99/99/999 76,252$2KReduce -3.1%
MCAAW Mountain & Co. I Acq -CW23 *W EXP 09/30/202 133,215$2KReduce -2.2%
WINVW Winvest Acquisition -CW23 *W EXP 08/09/202 17,995$257Reduce -2.2%

Total filed on the 13F, all lines: $4.0B.

Portfolio Sells Q2 2024 → Q3 2024
ETRN Equitrans Midstream Corp. Sold out 0.00% −4.44
HES Hess Corp. Reduce -3.0% 10.37% −3.14
CERE Cerevel Therapeutics Holding Sold out 0.00% −2.45
SWN Southwestern Energy Co. Sold out 0.00% −1.70
X United States Steel Corp. Reduce -14.8% 2.78% −1.28
UNP Union Pacific Corp. Sold out 0.00% −0.72
ANSS Ansys Inc. Reduce -2.2% 2.90% −0.58
AXONICS INC Reduce -2.2% 3.84% −0.58
SBOW Silverbow Resources Inc. Sold out 0.00% −0.55
DOV Dover Corp. Sold out 0.00% −0.53
EMR Emerson Electric Co. Sold out 0.00% −0.49
EDR Endeavor Group Hold Class A Reduce -2.2% 3.44% −0.43
DO Diamond Offshore Drilling Inc. Sold out 0.00% −0.43
NVDA Nvidia Corp. Reduce -49.2% 0.32% −0.43
QRVO Qorvo Inc. Sold out 0.00% −0.43
WCN Waste Connections Inc. Reduce -75.8% 0.11% −0.42
ETN Eaton Corp. PLC Sold out 0.00% −0.40
CRH CRH PLC Sold out 0.00% −0.40
AAPL Apple Inc. Reduce -84.3% 0.07% −0.39
APH Amphenol Corp. Class A Sold out 0.00% −0.38
CDNS Cadence Design SYS Inc. Sold out 0.00% −0.35
JCI Johnson Controls Internation Sold out 0.00% −0.35
APD Air Products & Chemicals Inc. Sold out 0.00% −0.34
CFLT Confluent Inc. Class A Reduce -59.9% 0.10% −0.32
SHW The Sherwin-Williams Co. Sold out 0.00% −0.31
MELI MercadoLibre Inc. Reduce -54.0% 0.29% −0.30
FTAI Ftai Aviation Ltd. Sold out 0.00% −0.28
IR Ingersoll-Rand Inc. Sold out 0.00% −0.25
SOXX iShares Semiconductor ETF Sold out 0.00% −0.24
AVGO Broadcom Inc. Reduce -35.8% 0.35% −0.24
AEP American Electric Power Sold out 0.00% −0.24
OC Owens Corning Sold out 0.00% −0.24
NVT Nvent Electric PLC Sold out 0.00% −0.23
SO The Southern Co. Reduce -52.3% 0.21% −0.23
PKG Packaging Corp. of America Sold out 0.00% −0.23
FIVN FIVE9 Inc. Sold out 0.00% −0.23
TSM Taiwan Semiconductor-SP ADR Reduce -64.1% 0.10% −0.23
LHX L3HARRIS Technologies Inc. Reduce -45.9% 0.21% −0.22
HOLI Hollysys Automation Technolo Sold out 0.00% −0.22
HA Hawaiian Holdings Inc. Sold out 0.00% −0.22
OKTA Okta Inc. Reduce -42.0% 0.14% −0.21
CVII Churchill Capital Corp. Vii-A Sold out 0.00% −0.20
CP Canadian Pacific Kansas City Sold out 0.00% −0.20
NUE Nucor Corp. Reduce -33.0% 0.24% −0.19
MRVL Marvell Technology Inc. Reduce -90.0% 0.02% −0.19
ESTC Elastic NV Sold out 0.00% −0.17
DASH DoorDash Inc. Class A Sold out 0.00% −0.17
AZEK The Azek Co. Inc. Sold out 0.00% −0.17
DHI D.R. Horton Inc. Reduce -91.0% 0.02% −0.17
ALV Autoliv Inc. Reduce -57.5% 0.07% −0.16

Portfolio Buys Q2 2024 → Q3 2024
K Kellanova New 7.84% +7.84
SRCL Stericycle Inc. Add +527.7% 4.43% +3.64
SPR Spirit Aerosystems Hold Class A New 2.32% +2.32
MRO Marathon Oil Corp. Add +88.3% 5.70% +1.91
CHX Championx Corp. Add +113.0% 4.76% +1.89
CTLT Catalent Inc. Add +38.5% 6.00% +1.32
HCP Hashicorp Inc. Class A Add +46.5% 5.96% +1.25
AMED Amedisys Inc. New 1.24% +1.24
EQC Equity Commonwealth New 1.12% +1.12
PRFT Perficient Inc. Add +152.3% 2.05% +1.11
SMAR Smartsheet Inc. Class A Add +2130.6% 0.71% +0.68
BALY Bally's Corp. New 0.63% +0.63
FYBR Frontier Communications Pare New 0.55% +0.55
MMM 3M Co. New 0.54% +0.54
PH Parker Hannifin Corp. New 0.47% +0.47
NSC Norfolk Southern Corp. New 0.34% +0.34
RCM R1 RCM Inc. New 0.32% +0.32
CEG Constellation Energy Add +331.7% 0.38% +0.30
CCK Crown Holdings Inc. New 0.28% +0.28
JD Jd.com Inc.-ADR Add +1502.5% 0.29% +0.27
HUBB Hubbell Inc. New 0.27% +0.27
CCJ Cameco Corp. New 0.26% +0.26
BKR Baker Hughes Co. New 0.25% +0.25
GDX Vaneck Gold Miners ETF New 0.20% +0.20
NXPI NXP Semiconductors NV New 0.20% +0.20
VST Vistra Corp. Add +206.3% 0.28% +0.20
ITUB Itau Unibanco H-Spon PRF ADR Add +386.0% 0.24% +0.19
FLUT Flutter Entertainment PLC-Di New 0.18% +0.18
CLH Clean Harbors Inc. New 0.18% +0.18
JNPR Juniper Networks Inc. Add +12.0% 5.83% +0.16
APTV Aptiv Irish Holdings Ltd. New 0.16% +0.16
FBIN Fortune Brands Innovations I New 0.15% +0.15
CDP Copt Defense Properties New 0.15% +0.15
UAL United Airlines Holdings Inc. Add +235.8% 0.20% +0.14
PAAS Pan American Silver Corp. New 0.13% +0.13
FCX Freeport-McMoran Inc. New 0.13% +0.13
FTV Fortive Corp. New 0.13% +0.13
VCICU Vine Hill Cap Invest-Unit New 0.12% +0.12
AWK American Water Works Co. Inc. New 0.11% +0.11
TECK Teck Resources Ltd.-CLS B Add +40.8% 0.45% +0.11
SPT Sprout Social Inc. Class A Add +1500.0% 0.12% +0.11
DD Dupont DE Nemours Inc. New 0.10% +0.10
ROKU Roku Inc. Add +724.9% 0.11% +0.10
CYH Community Health Systems Inc. Add +66.7% 0.16% +0.10
FSLR First Solar Inc. New 0.09% +0.09
MAC The Macerich Co. New 0.09% +0.09
SW Smurfit Westrock PLC New 0.08% +0.08
SHOP Shopify Inc. Class A Add +284.6% 0.10% +0.08
ARCO Arcos Dorados Holdings Inc. Class A Add +334.7% 0.10% +0.08
GSK GSK PLC-Spon ADR New 0.07% +0.07

Options Activity Q2 2024 → Q3 2024
AAL American Airlines Group Inc. put Add +25.6% 9,775,000 $6.7M
LCID Lucid Group Inc. put Reduce -13.2% 1,575,000 $2.1M
SPY SS SPDR S&P 500 ETF Trust-US put Add +15.0% 115,000 $799K
IWM iShares Russell 2000 ETF call New 160,000 $522K
MGM MGM Resorts International put Reduce -50.0% 125,000 $481K
CORT Corcept Therapeutics Inc. call New 45,000 $290K
CCL Carnival Corp. put Add +15.6% 891,500 $256K
HOG Harley-Davidson Inc. put Add +135.0% 235,000 $241K
MRNA Moderna Inc. put Sold out 28,000 $237Kbefore exit
MGNI Magnite Inc. call New 107,000 $198K
PTGX Protagonist Therapeutics Inc. call New 40,000 $164K
XME SS SPDR S&P Metals Mining put Sold out 104,900 $152Kbefore exit
CAR Avis Budget Group Inc. call New 15,000 $128K
XBI SS SPDR S&P Biotech ETF call Add +125.0% 135,000 $124K
SLNO Soleno Therapeutics Inc. call New 28,000 $108K
XBI SS SPDR S&P Biotech ETF put New 70,000 $106K
IONS Ionis Pharmaceuticals Inc. call Sold out 18,000 $98Kbefore exit
IMCR Immunocore Holdings PLC-ADR put Sold out 30,000 $95Kbefore exit
CYH Community Health Systems Inc. call Sold out 525,000 $88Kbefore exit
NBIX Neurocrine Biosciences Inc. put New 30,000 $73K
IRTC Irhythm Holdings Inc. put New 25,000 $72K
VKTX Viking Therapeutics Inc. call Add +47.1% 20,000 $68K
EXPE Expedia Group Inc. put Sold out 13,000 $68Kbefore exit
NVO Novo-Nordisk A/S-Spons ADR put New 10,000 $67K
ARVN Arvinas Inc. call New 20,000 $66K
SYRS Syros Pharmaceuticals Inc. call New 113,000 $65K
TSLA Tesla Inc. put New 50,000 $64K
CRSP Crispr Therapeutics AG call Add +20.0% 30,000 $64K
THO Thor Industries Inc. put New 100,000 $63K
PRAX Praxis Precision Medicines I put New 25,000 $61K
VERA Vera Therapeutics Inc. put Sold out 30,000 $59Kbefore exit
DHR Danaher Corp. put Sold out 10,000 $55Kbefore exit
BPMC Blueprint Medicines Corp. put Sold out 20,000 $51Kbefore exit
INSM Insmed Inc. call Reduce -70.0% 18,000 $50K
AXSM Axsome Therapeutics Inc. call Sold out 15,000 $47Kbefore exit
ALNY Alnylam Pharmaceuticals Inc. call Sold out 10,000 $46Kbefore exit
SRPT Sarepta Therapeutics Inc. put Reduce -33.3% 10,000 $44K
PRAX Praxis Precision Medicines I call New 13,000 $42K
SRPT Sarepta Therapeutics Inc. call Sold out 15,000 $41Kbefore exit
KRE SS SPDR S&P Regional Bank call New 25,000 $40K
AGIO Agios Pharmaceuticals Inc. call Reduce -55.6% 20,000 $38K
ARDX Ardelyx Inc. put Sold out 100,000 $38Kbefore exit
MRUS Merus NV call Sold out 15,000 $37Kbefore exit
MRNA Moderna Inc. call Reduce -6.3% 15,000 $31K
ARKG ARK Genomic Revolution ETF call New 70,000 $30K
ALNY Alnylam Pharmaceuticals Inc. put Sold out 19,100 $28Kbefore exit
INSP Inspire Medical Systems Inc. call Sold out 12,000 $26Kbefore exit
RYTM Rhythm Pharmaceuticals Inc. call New 20,000 $26K
DXCM Dexcom Inc. put Sold out 15,000 $26Kbefore exit
MDT Medtronic PLC call New 25,000 $26K

Showing the first 50 of 100.

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2024 → Q3 2024
FUBOTV INC (FUBO 3.25 02/15/26) NOTE 3.250% 2/1 · principal Reduce -6.0% 23,500,000 $17.9M
TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) NOTE 2.250% 3/0 · principal Sold out 27,500,000 $17.7Mbefore exit
PETIQ INC (PETQ 4 06/01/26) NOTE 4.000% 6/0 · principal Sold out 10,000,000 $10.7Mbefore exit
BANDWIDTH INC (BAND 0.5 04/01/28) NOTE 0.500% 4/0 · principal Reduce -33.3% 10,000,000 $7.8M
PROTALIX BIOTHERAPEAUTIC (PLX 7.5 09/01/24) NOTE 7.500% 9/0 · principal Sold out 4,000,000 $4.0Mbefore exit
EVLVW Evolv Technologies -CW26 *W EXP 07/16/202 Reduce -3.1% 463,341 $182K
CVIIW Churchill Capital Vii -CW28 *W EXP 02/29/202 Sold out 133,530 $47Kbefore exit
Colombier Acquisition - 29 *W EXP 11/24/202 Reduce -3.1% 129,160 $41K
LCWWF Learn CW Investment A -CW28 *W EXP 10/08/202 Sold out 231,102 $38Kbefore exit
FASWF Stonebridge Acquisition-CW23 *W EXP 04/02/202 Reduce -2.2% 135,667 $27K
USARW Inflection Point Acquis-C-28 *W EXP 08/31/202 Reduce -3.1% 100,248 $23K
IVAWF Investcorp India Acquisi -27 *W EXP 06/01/202 Reduce -2.2% 209,630 $15K
KDKRW Ares Acquisition Corp. II-28 *W EXP 99/99/999 Reduce -3.1% 82,711 $14K
SPECW Perception Capital II -CW28 *W EXP 10/17/202 Sold out 231,101 $10Kbefore exit
SBXC.WS Silverbox Corp. III-28 *W EXP 02/28/202 Reduce -3.1% 88,226 $10K
BNAIW Brand Engagement Netwo -CW27 *W EXP 03/14/202 Reduce -2.2% 150,251 $9K
CSLWF Consilium Acquisition -27 *W EXP 99/99/999 Reduce -2.2% 67,295 $8K
AENTW Adara Acquisition Class A -CW26 *W EXP 02/11/202 Reduce -2.2% 114,255 $8K
REEWF Cartesian Growth Corp. II -28 *W EXP 07/12/202 Reduce -3.1% 118,982 $8K
PLAOW Patria Latin American-CW27 *W EXP 99/99/999 Reduce -2.2% 174,189 $7K
BSLKW Golden Arrow Merger A -CW26 *W EXP 08/13/202 New 110,914 $7K
APXIW Apx Acquisition Corp. I -23 *W EXP 99/99/999 Reduce -2.2% 89,465 $6K
JWSWF Jaws Mustang Acq C -CW26 *W EXP 01/30/202 Reduce -2.2% 168,845 $5K
MSAIW Sportsmap Tech Acq -CW27 *W EXP 12/19/202 Reduce -2.2% 142,585 $5K
BRLSW Oxus Acquisition Corp. -CW23 *W EXP 02/07/202 Reduce -3.1% 70,030 $5K
SEDA.WS SDCL Edge Acq Class A -CW28 *W EXP 99/99/999 Reduce -3.1% 47,479 $5K
RDZNW Vahanna Tech Edge -CW24 *W EXP 11/30/202 Reduce -2.2% 65,696 $4K
TRONW Corner Growth Acquisiti-CW23 *W EXP 99/99/999 Sold out 116,665 $4Kbefore exit
RMCOW American Acq Class A -CW26 *W EXP 10/31/202 Reduce -2.2% 221,686 $4K
FNVWF Finnovate Acquisition -CW23 *W EXP 09/30/202 Reduce -2.2% 127,590 $2K
OPTXW Omnilit Acquisition Class A -23 *W EXP 99/99/999 Reduce -3.1% 32,034 $2K
TVGNW Semper Paratus Acqu -CW26 *W EXP 02/14/202 Reduce -2.2% 181,387 $2K
EVCOW Everest Consolidator Acquisi *W EXP 99/99/999 Reduce -3.1% 76,252 $2K
MCAAW Mountain & Co. I Acq -CW23 *W EXP 09/30/202 Reduce -2.2% 133,215 $2K
BLUAW Blueriver Acquisit A -CW26 *W EXP 01/04/202 Sold out 49,521 $748before exit
SEPAW Sep Acquisition Corp. -CW23 *W EXP 99/99/999 Sold out 80,900 $663before exit
WINVW Winvest Acquisition -CW23 *W EXP 08/09/202 Reduce -2.2% 17,995 $257

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q4 2025Amended 175$3.6BCYBR, GTLS, CMA, DAY, RNAM
Q3 2025Amended 189$3.1BCYBR, VRNA, K, GTLS, FYBR
Q2 2025Amended 262$3.5BK, WBA, SKX, BPMC, FYBR
Q1 2025Amended 239$4.1BHES, DFS, ITCI, K, CHX
Q4 2024Amended 312$3.9BHES, JNPR, K, HCP, SMAR
Q3 2024Amended 367$3.9BHES, K, CTLT, HCP, JNPR
Q2 2024Amended 385$3.3BHES, JNPR, HCP, CTLT, ETRN
Q1 2024Amended 370$3.2BPXD, HES, JNPR, X, CERE