Optimum Investment Advisors
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 21, 2025), Optimum Investment Advisors reported 611 stock positions worth $252.0 million. Its top holding was Apple (AAPL) at 8.6% of the portfolio, followed by Nvidia (NVDA, 6.2%) and SS SPDR S&P 500 ETF Trust-US (SPY, 6.1%). Compared with Q2 2025, it opened 15 new positions, sold out of 18, added to 65 and reduced 95. The biggest buy was Comfort Systems USA (FIX, shares +3%) and the biggest sale Microsoft (MSFT, shares −1%).
- Most Recent 13F
- Q3 2025
- Location
- Chicago, IL
- CIK
- 0001037763
- Portfolio Value
- $252.0M (Q3 2025)
- SEC Filing
- 0001580642-25-006637 ↗ filed Oct 21, 2025
Holdings Value
Holdings 611 stocks · $252.0M
| AAPL Apple Inc. | 8.64% | 85,515 | $21.8M | Reduce -0.7% |
| NVDA Nvidia Corp. | 6.21% | 83,830 | $15.6M | Reduce -3.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 6.12% | 23,146 | $15.4M | Add +0.6% |
| MSFT Microsoft Corp. | 3.34% | 16,248 | $8.4M | Reduce -1.1% |
| VGT Vanguard Info Tech ETF | 2.79% | 9,427 | $7.0M | Reduce -3.5% |
| GOOG Alphabet Inc. Class C | 2.24% | 23,228 | $5.7M | Reduce -0.6% |
| COST Costco Wholesale Corp. | 2.14% | 5,828 | $5.4M | No change |
| META Meta Platforms Inc. Class A | 1.91% | 6,557 | $4.8M | No change |
| AVGO Broadcom Inc. | 1.80% | 13,743 | $4.5M | No change |
| AMZN Amazon.com Inc. | 1.67% | 19,113 | $4.2M | Add +2.5% |
| ORCL Oracle Corp. | 1.61% | 14,443 | $4.1M | Reduce -0.8% |
| GLD SPDR Gold Shares | 1.61% | 11,421 | $4.1M | Add +7.6% |
| MUNI PIMCO Intermediate Municipal | 1.56% | 75,223 | $3.9M | No change |
| JPM JPMorgan Chase & Co. | 1.50% | 11,946 | $3.8M | Reduce -2.4% |
| ABBV Abbvie Inc. | 1.22% | 13,277 | $3.1M | No change |
| WMT Walmart Inc. | 1.11% | 27,246 | $2.8M | No change |
| MA Mastercard Inc. Class A | 1.08% | 4,765 | $2.7M | No change |
| BBVA Banco Bilbao Vizcaya-SP ADR | 1.05% | 137,603 | $2.6M | No change |
| FIX Comfort Systems USA Inc. | 1.01% | 3,088 | $2.5M | Add +3.4% |
| UNH Unitedhealth Group Inc. | 0.98% | 7,185 | $2.5M | Reduce -1.0% |
| RTX RTX Corp. | 0.84% | 12,691 | $2.1M | Reduce -0.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.81% | 4,085 | $2.1M | Reduce -1.7% |
| GEV GE Vernova Inc. | 0.79% | 3,237 | $2.0M | Add +0.3% |
| GOOGL Alphabet Inc. Class A | 0.78% | 8,135 | $2.0M | Add +1.0% |
| IWM iShares Russell 2000 ETF | 0.77% | 8,071 | $2.0M | Reduce -6.9% |
| GS Goldman Sachs Group Inc. | 0.77% | 2,445 | $1.9M | Reduce -2.6% |
| CAT Caterpillar Inc. | 0.76% | 4,021 | $1.9M | Reduce -0.3% |
| CSCO Cisco Systems Inc. | 0.70% | 25,821 | $1.8M | No change |
| DGRO iShares Core Dividend Growth | 0.66% | 24,600 | $1.7M | Reduce -0.6% |
| GGN Gamco GLBL Gold NTRL Res Inc. | 0.62% | 304,374 | $1.6M | Add +8.1% |
| GILD Gilead Sciences Inc. | 0.62% | 14,120 | $1.6M | No change |
| LMT Lockheed Martin Corp. | 0.60% | 3,017 | $1.5M | No change |
| QCOM Qualcomm Inc. | 0.60% | 9,026 | $1.5M | Reduce -0.2% |
| TLT iShares 20+ Year Treasury BD | 0.55% | 15,600 | $1.4M | No change |
| PWR Quanta Services Inc. | 0.55% | 3,336 | $1.4M | Reduce -5.7% |
| HACK Amplify Cybersecurity ETF | 0.53% | 15,347 | $1.3M | Reduce -1.2% |
| NVMI Nova Ltd. | 0.52% | 4,100 | $1.3M | Reduce -4.7% |
| LRCX Lam Research Corp. | 0.52% | 9,700 | $1.3M | No change |
| NML Neuberger Energy Infrastruct | 0.50% | 143,910 | $1.3M | Add +1.6% |
| DHI D.R. Horton Inc. | 0.49% | 7,330 | $1.2M | No change |
| V Visa Inc. Class A | 0.46% | 3,360 | $1.1M | Reduce -5.6% |
| EPD Enterprise Products Partners | 0.43% | 34,846 | $1.1M | No change |
| MCK McKesson Corp. | 0.43% | 1,400 | $1.1M | No change |
| PHYS Sprott Physical Gold Trust | 0.42% | 35,700 | $1.1M | No change |
| MCD McDonald's Corp. | 0.42% | 3,473 | $1.1M | No change |
| NFLX Netflix Inc. | 0.42% | 876 | $1.1M | No change |
| RSP Invesco S&P 500 Equal Weight | 0.41% | 5,490 | $1.0M | Reduce -4.5% |
| ITW Illinois Tool Works | 0.40% | 3,850 | $1.0M | No change |
| SHW The Sherwin-Williams Co. | 0.40% | 2,880 | $997K | Reduce -1.7% |
| ICE Intercontinental Exchange Inc. | 0.39% | 5,874 | $990K | Reduce -1.3% |
| DE Deere & Co. | 0.39% | 2,125 | $972K | Add +1.6% |
| VEA Vanguard Ftse Developed ETF | 0.38% | 16,067 | $963K | Add +3.8% |
| AMD Advanced Micro Devices | 0.38% | 5,880 | $951K | Add +0.2% |
| UNP Union Pacific Corp. | 0.37% | 3,947 | $933K | Reduce -0.3% |
| IWR iShares Russell Mid-Cap ETF | 0.37% | 9,556 | $923K | Reduce -4.7% |
| UPS United Parcel Service Class B | 0.36% | 11,009 | $920K | Reduce -5.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.36% | 7,848 | $899K | No change |
| XOM Exxon Mobil Corp. | 0.35% | 7,894 | $890K | Reduce -6.2% |
| QQQ Invesco QQQ Trust Series 1 | 0.34% | 1,446 | $868K | Reduce -2.9% |
| CB Chubb Ltd. | 0.34% | 3,070 | $867K | No change |
| VB Vanguard Most SM-Cap ETF-Usd | 0.34% | 3,370 | $857K | Reduce -1.8% |
| TSM Taiwan Semiconductor-SP ADR | 0.33% | 2,969 | $829K | Add +3.5% |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.33% | 16,739 | $820K | Add +21.2% |
| ADBE Adobe Inc. | 0.32% | 2,276 | $803K | Reduce -17.7% |
| DUK Duke Energy Corp. | 0.32% | 6,468 | $800K | No change |
| YUM Yum! Brands Inc. | 0.30% | 5,055 | $768K | No change |
| EFA iShares MSCI Eafe ETF | 0.29% | 7,940 | $741K | Reduce -1.9% |
| T AT&T Inc. | 0.29% | 26,019 | $735K | No change |
| AMAT Applied Materials Inc. | 0.28% | 3,416 | $699K | Reduce -6.3% |
| VWO Vanguard Ftse Emerging Marke | 0.27% | 12,724 | $689K | Reduce -0.2% |
| IESC Ies Holdings Inc. filed as IES HLDGS INC | 0.27% | 1,715 | $682K | No change |
| JNJ Johnson & Johnson | 0.27% | 3,673 | $681K | No change |
| LH Labcorp Holdings Inc. | 0.27% | 2,350 | $675K | No change |
| DHR Danaher Corp. | 0.27% | 3,400 | $674K | Reduce -13.9% |
| SGDM Sprott Gold Miners ETF | 0.26% | 10,700 | $663K | Add +10.3% |
| BMY Bristol-Myers Squibb Co. | 0.26% | 14,401 | $649K | Reduce -9.1% |
| ALL Allstate Corp. | 0.26% | 3,007 | $645K | No change |
| PG The Procter & Gamble Co. | 0.25% | 4,052 | $623K | No change |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.25% | 12,046 | $621K | Add +0.1% |
| CVX Chevron Corp. | 0.25% | 3,992 | $620K | No change |
| HD Home Depot Inc. | 0.25% | 1,525 | $618K | Reduce -2.2% |
| UBER Uber Technologies Inc. | 0.24% | 6,265 | $614K | Add +9.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 2,018 | $569K | No change |
| SHOP Shopify Inc. Class A | 0.22% | 3,780 | $562K | Reduce -20.9% |
| FISV Fiserv Inc. | 0.22% | 4,290 | $553K | Reduce -7.5% |
| SO The Southern Co. | 0.22% | 5,833 | $553K | No change |
| NKE Nike Inc. Class B | 0.22% | 7,927 | $553K | Reduce -0.2% |
| MEDP Medpace Holdings Inc. | 0.21% | 1,050 | $540K | No change |
| APH Amphenol Corp. Class A | 0.21% | 4,203 | $520K | No change |
| PFE Pfizer Inc. | 0.20% | 20,164 | $514K | Reduce -5.6% |
| CCI Crown Castle Inc. | 0.20% | 5,285 | $510K | No change |
| MO Altria Group Inc. | 0.20% | 7,676 | $507K | No change |
| D Dominion Energy Inc. | 0.20% | 8,275 | $506K | Add +7.8% |
| SHY iShares 1-3 Year Treasury Bo | 0.20% | 6,034 | $501K | Reduce -13.0% |
| EEM iShares MSCI Emerging Market | 0.20% | 9,344 | $499K | Add +19.4% |
| SPG Simon Property Group Inc. | 0.20% | 2,649 | $497K | Reduce -3.6% |
| TSCO Tractor Supply Company | 0.20% | 8,650 | $492K | No change |
| PANW Palo Alto Networks Inc. | 0.19% | 2,390 | $487K | No change |
| BA The Boeing Co. | 0.19% | 2,249 | $485K | No change |
| VTS Vitesse Energy Inc. | 0.19% | 20,850 | $484K | No change |
Options reported separately and not counted above: UPS puts ($53K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $350 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| MPTI.WS M-Tron Industries Inc. -28 | *W EXP 04/25/202 | 200 | $350 | No change |
Total filed on the 13F, all lines: $252.0M.
Portfolio Sells Q2 2025 → Q3 2025
| MSFT Microsoft Corp. | Reduce -1.1% | 3.34% | −0.21 |
| ADBE Adobe Inc. | Reduce -17.7% | 0.32% | −0.15 |
| UPS United Parcel Service Class B | Reduce -5.4% | 0.36% | −0.15 |
| FISV Fiserv Inc. | Reduce -7.5% | 0.22% | −0.13 |
| V Visa Inc. Class A | Reduce -5.6% | 0.46% | −0.09 |
| ICE Intercontinental Exchange Inc. | Reduce -1.3% | 0.39% | −0.08 |
| DHR Danaher Corp. | Reduce -13.9% | 0.27% | −0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -1.7% | 0.81% | −0.06 |
| BMY Bristol-Myers Squibb Co. | Reduce -9.1% | 0.26% | −0.06 |
| HACK Amplify Cybersecurity ETF | Reduce -1.2% | 0.53% | −0.05 |
| BKNG Booking Holdings Inc. | Reduce -10.0% | 0.17% | −0.05 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -13.0% | 0.20% | −0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -62.5% | 0.02% | −0.05 |
| CNI Canadian Natl Railway Co. | Reduce -57.4% | 0.03% | −0.05 |
| JPM JPMorgan Chase & Co. | Reduce -2.4% | 1.50% | −0.05 |
| SHW The Sherwin-Williams Co. | Reduce -1.7% | 0.40% | −0.04 |
| XOM Exxon Mobil Corp. | Reduce -6.2% | 0.35% | −0.04 |
| ULTA Ulta Beauty Inc. | Reduce -97.6% | 0.00% | −0.04 |
| RSP Invesco S&P 500 Equal Weight | Reduce -4.5% | 0.41% | −0.04 |
| SBUX Starbucks Corp. | Reduce -13.2% | 0.11% | −0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -23.7% | 0.05% | −0.04 |
| IWM iShares Russell 2000 ETF | Reduce -6.9% | 0.77% | −0.04 |
| ACN Accenture PLC Class A | Reduce -12.1% | 0.07% | −0.04 |
| IWR iShares Russell Mid-Cap ETF | Reduce -4.7% | 0.37% | −0.03 |
| GEHC GE Healthcare Technology | Reduce -77.9% | 0.01% | −0.03 |
| PWR Quanta Services Inc. | Reduce -5.7% | 0.55% | −0.03 |
| EOG EOG Resources Inc. | Sold out | 0.00% | −0.03 |
| XLE SS Energy Select Sector | Reduce -10.9% | 0.19% | −0.03 |
| QCOM Qualcomm Inc. | Reduce -0.2% | 0.60% | −0.03 |
| NKE Nike Inc. Class B | Reduce -0.2% | 0.22% | −0.03 |
| UNP Union Pacific Corp. | Reduce -0.3% | 0.37% | −0.03 |
| DGRO iShares Core Dividend Growth | Reduce -0.6% | 0.66% | −0.02 |
| TWLO Twilio Inc. Class A | Reduce -29.9% | 0.02% | −0.02 |
| ABT Abbott Laboratories | Reduce -3.7% | 0.14% | −0.02 |
| FXI iShares China Large-Cap ETF | Reduce -17.6% | 0.11% | −0.02 |
| VGT Vanguard Info Tech ETF | Reduce -3.5% | 2.79% | −0.02 |
| PFE Pfizer Inc. | Reduce -5.6% | 0.20% | −0.02 |
| DVN Devon Energy Corp. | Sold out | 0.00% | −0.02 |
| EFA iShares MSCI Eafe ETF | Reduce -1.9% | 0.29% | −0.02 |
| IEF iShares 7-10 Year Treasury B | Reduce -12.2% | 0.08% | −0.02 |
| IYR iShares US Real Estate ETF | Reduce -22.1% | 0.05% | −0.02 |
| FSLR First Solar Inc. | Reduce -73.3% | 0.01% | −0.02 |
| DSL Doubleline Income Solutions | Reduce -51.6% | 0.01% | −0.02 |
| ADM Archer-Daniels-Midland Co. | Reduce -42.4% | 0.03% | −0.02 |
| AMGN Amgen Inc. | Reduce -5.4% | 0.12% | −0.02 |
| SHOP Shopify Inc. Class A | Reduce -20.9% | 0.22% | −0.02 |
| GXC State Street SPDR S&P China | Reduce -25.1% | 0.07% | −0.02 |
| BG Bunge Global SA | Reduce -21.9% | 0.04% | −0.02 |
| TGT Target Corp. | Reduce -6.6% | 0.05% | −0.02 |
| WPC WP Carey Inc. | Reduce -13.7% | 0.09% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| FIX Comfort Systems USA Inc. | Add +3.4% | 1.01% | +0.32 |
| GLD SPDR Gold Shares | Add +7.6% | 1.61% | +0.21 |
| RGLD Royal Gold Inc. | Add +1720.0% | 0.18% | +0.17 |
| GOOGL Alphabet Inc. Class A | Add +1.0% | 0.78% | +0.17 |
| TEVA Teva Pharmaceutical-SP ADR | Add +7281.3% | 0.14% | +0.14 |
| SMR Nuscale Power Corp. | New | 0.10% | +0.10 |
| CQQQ Invesco China Technology ETF | Add +137.6% | 0.14% | +0.09 |
| PSN Parsons Corp. | New | 0.09% | +0.09 |
| GGN Gamco GLBL Gold NTRL Res Inc. | Add +8.1% | 0.62% | +0.09 |
| LLY Eli Lilly & Co. | Add +1372.2% | 0.08% | +0.07 |
| SGDM Sprott Gold Miners ETF | Add +10.3% | 0.26% | +0.07 |
| COKE Coca-Cola Consolidated Inc. | Add +842.0% | 0.07% | +0.06 |
| ANET Arista Networks Inc. | Add +41.9% | 0.11% | +0.05 |
| GEV GE Vernova Inc. | Add +0.3% | 0.79% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +3.5% | 0.33% | +0.05 |
| MELI MercadoLibre Inc. | Add +81.4% | 0.12% | +0.04 |
| BSCR Invesco Bulletshares 2027 CB | Add +59.1% | 0.12% | +0.04 |
| COF Capital One Financial Corp. | Add +69.4% | 0.10% | +0.04 |
| EEM iShares MSCI Emerging Market | Add +19.4% | 0.20% | +0.03 |
| CMCL Caledonia Mining Corp. PLC | New | 0.02% | +0.02 |
| COHR Coherent Corp. | Add +6.7% | 0.13% | +0.02 |
| URA Global X Uranium ETF | New | 0.02% | +0.02 |
| NOW ServiceNow Inc. | Add +40.0% | 0.13% | +0.02 |
| AMD Advanced Micro Devices | Add +0.2% | 0.38% | +0.02 |
| AU Anglogold Ashanti PLC | New | 0.01% | +0.01 |
| SGDJ Sprott Jr. Gold Miners ETF | New | 0.01% | +0.01 |
| UBER Uber Technologies Inc. | Add +9.9% | 0.24% | +0.01 |
| D Dominion Energy Inc. | Add +7.8% | 0.20% | +0.01 |
| POWL Powell Industries Inc. | Add +8.3% | 0.04% | +0.01 |
| NUKZ Range Nuclear Renaissance | New | 0.01% | +0.01 |
| BSCQ Invesco Bulletshares 2026 CB | Add +18.4% | 0.13% | +0.01 |
| RITM Rithm Capital Corp. | Add +200.0% | 0.01% | +0.01 |
| O Realty Income Corp. | Add +22.2% | 0.05% | +0.01 |
| EFC Ellington Financial Inc. | Add +24.9% | 0.06% | +0.01 |
| MKSI MKS Inc. | Add +6.4% | 0.03% | +0.01 |
| TIP iShares Tips Bond ETF | Add +13.4% | 0.12% | +0.01 |
| MBC Masterbrand Inc. | Add +13.3% | 0.03% | +0.01 |
| ETHA iShares Ethereum Trust ETF | New | 0.01% | +0.01 |
| BSCT Invesco Bulletshares 2029 CB | Add +24.2% | 0.03% | +0.00 |
| BSCS Invesco Bulletshares 2028 CB | Add +24.1% | 0.03% | +0.00 |
| VISN Vistance Networks Inc. | New | 0.00% | +0.00 |
| SCHA Schwab US Small-Cap ETF | Add +1.9% | 0.10% | +0.00 |
| ACLS Axcelis Technologies Inc. | Add +50.0% | 0.01% | +0.00 |
| DNP DNP Select Income Fund Inc. | New | 0.00% | +0.00 |
| PSKY Paramount Skydance Class B | New | 0.00% | +0.00 |
| DVYE iShares Emerging Markets Div | Add +6.9% | 0.14% | +0.00 |
| QUBT Quantum Computing Inc. | New | 0.00% | +0.00 |
| XBI SS SPDR S&P Biotech ETF | Add +3.3% | 0.01% | +0.00 |
| MFG Mizuho Financial Group-ADR | New | 0.00% | +0.00 |
| XHB SS SPDR S&P Homebldrs ETF | New | 0.00% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q3 2025 | 611 | $252.0M | AAPL, NVDA, SPY, MSFT, VGT |
| Q2 2025 | 612 | $230.3M | AAPL, SPY, NVDA, MSFT, VGT |
| Q1 2025 | 637 | $212.3M | AAPL, SPY, NVDA, MSFT, COST |
| Q4 2024 | 616 | $226.5M | AAPL, SPY, NVDA, MSFT, VGT |
| Q3 2024 | 636 | $231.3M | AAPL, SPY, NVDA, MSFT, COST |
| Q2 2024 | 636 | $222.8M | AAPL, NVDA, SPY, MSFT, COST |
| Q1 2024 | 639 | $217.7M | AAPL, SPY, NVDA, MSFT, COST |