Optimum Investment Advisors
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 16, 2024), Optimum Investment Advisors reported 636 stock positions worth $231.3 million. Its top holding was Apple (AAPL) at 9.0% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 5.8%) and Nvidia (NVDA, 5.3%). Compared with Q2 2024, it opened 26 new positions, sold out of 28, added to 59 and reduced 139. The biggest buy was a new position in Ies (IESC) and the biggest sale Nvidia (NVDA, shares −6%).
- Most Recent 13F
- Q3 2025
- Location
- Chicago, IL
- CIK
- 0001037763
- Portfolio Value
- $231.3M (Q3 2024)
- SEC Filing
- 0001580642-24-006190 ↗ filed Oct 16, 2024
Holdings Value
Holdings 636 stocks · $231.3M
| AAPL Apple Inc. | 9.03% | 89,688 | $20.9M | Reduce -1.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 5.75% | 23,184 | $13.3M | Add +0.9% |
| NVDA Nvidia Corp. | 5.29% | 100,745 | $12.2M | Reduce -6.1% |
| MSFT Microsoft Corp. | 3.12% | 16,795 | $7.2M | Reduce -3.3% |
| COST Costco Wholesale Corp. | 2.41% | 6,288 | $5.6M | Reduce -3.2% |
| VGT Vanguard Info Tech ETF | 2.36% | 9,299 | $5.5M | Add +2.5% |
| UNH Unitedhealth Group Inc. | 2.05% | 8,109 | $4.7M | Reduce -4.0% |
| GOOG Alphabet Inc. Class C | 1.74% | 24,070 | $4.0M | Reduce -0.8% |
| MUNI PIMCO Intermediate Municipal | 1.72% | 75,223 | $4.0M | No change |
| META Meta Platforms Inc. Class A | 1.63% | 6,581 | $3.8M | Reduce -0.1% |
| AMZN Amazon.com Inc. | 1.47% | 18,223 | $3.4M | Add +4.7% |
| ABBV Abbvie Inc. | 1.21% | 14,159 | $2.8M | Reduce -3.1% |
| JPM JPMorgan Chase & Co. | 1.20% | 13,145 | $2.8M | Reduce -1.5% |
| ORCL Oracle Corp. | 1.16% | 15,745 | $2.7M | Reduce -0.2% |
| GLD SPDR Gold Shares | 1.16% | 11,022 | $2.7M | Add +2.1% |
| MA Mastercard Inc. Class A | 1.04% | 4,855 | $2.4M | Reduce -0.5% |
| WMT Walmart Inc. | 1.01% | 29,037 | $2.3M | Reduce -5.4% |
| AVGO Broadcom Inc. | 0.98% | 13,144 | $2.3M | Reduce -6.7% |
| IWM iShares Russell 2000 ETF | 0.85% | 8,898 | $2.0M | Add +12.7% |
| LMT Lockheed Martin Corp. | 0.79% | 3,120 | $1.8M | Reduce -2.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.75% | 3,755 | $1.7M | Reduce -1.3% |
| CAT Caterpillar Inc. | 0.75% | 4,408 | $1.7M | Reduce -8.1% |
| UPS United Parcel Service Class B | 0.71% | 12,084 | $1.6M | No change |
| RTX RTX Corp. | 0.70% | 13,318 | $1.6M | Reduce -4.8% |
| TLT iShares 20+ Year Treasury BD | 0.68% | 16,145 | $1.6M | Add +6.6% |
| FIX Comfort Systems USA Inc. | 0.68% | 4,044 | $1.6M | Reduce -4.2% |
| QCOM Qualcomm Inc. | 0.68% | 9,241 | $1.6M | Reduce -8.5% |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.66% | 13,870 | $1.5M | Add +3.7% |
| BBVA Banco Bilbao Vizcaya-SP ADR | 0.65% | 138,603 | $1.5M | No change |
| CSCO Cisco Systems Inc. | 0.63% | 27,550 | $1.5M | Reduce -7.1% |
| GOOGL Alphabet Inc. Class A | 0.62% | 8,645 | $1.4M | Reduce -4.2% |
| ADBE Adobe Inc. | 0.60% | 2,691 | $1.4M | No change |
| DHI D.R. Horton Inc. | 0.59% | 7,205 | $1.4M | Reduce -1.4% |
| GS Goldman Sachs Group Inc. | 0.55% | 2,585 | $1.3M | Add +1.0% |
| GILD Gilead Sciences Inc. | 0.51% | 14,170 | $1.2M | No change |
| MCD McDonald's Corp. | 0.50% | 3,803 | $1.2M | Reduce -8.4% |
| PWR Quanta Services Inc. | 0.49% | 3,836 | $1.1M | No change |
| RSP Invesco S&P 500 Equal Weight | 0.49% | 6,359 | $1.1M | Add +93.0% |
| SHW The Sherwin-Williams Co. | 0.49% | 2,970 | $1.1M | No change |
| DGRO iShares Core Dividend Growth | 0.49% | 18,000 | $1.1M | No change |
| NVMI Nova Ltd. | 0.49% | 5,400 | $1.1M | No change |
| NML Neuberger Energy Infrastruct | 0.48% | 135,490 | $1.1M | Reduce -6.4% |
| DHR Danaher Corp. | 0.47% | 3,950 | $1.1M | No change |
| HACK Amplify Cybersecurity ETF | 0.46% | 15,484 | $1.1M | Reduce -1.4% |
| XOM Exxon Mobil Corp. | 0.45% | 8,974 | $1.1M | Reduce -3.2% |
| V Visa Inc. Class A | 0.45% | 3,825 | $1.1M | Reduce -9.0% |
| EPD Enterprise Products Partners | 0.45% | 36,046 | $1.0M | Reduce -7.9% |
| GGN Gamco GLBL Gold NTRL Res Inc. | 0.44% | 237,104 | $1.0M | Reduce -3.1% |
| DE Deere & Co. | 0.44% | 2,430 | $1.0M | Reduce -9.9% |
| ITW Illinois Tool Works | 0.44% | 3,850 | $1.0M | Reduce -4.9% |
| UNP Union Pacific Corp. | 0.43% | 4,072 | $1.0M | Reduce -10.9% |
| ICE Intercontinental Exchange Inc. | 0.43% | 6,204 | $997K | No change |
| NVO Novo-Nordisk A/S-Spons ADR | 0.41% | 7,994 | $952K | Reduce -21.0% |
| CB Chubb Ltd. | 0.38% | 3,077 | $887K | No change |
| BSCO Invesco Bulletshares 2024 CB | 0.38% | 41,992 | $887K | Reduce -0.2% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.37% | 8,823 | $849K | Reduce -5.4% |
| FISV Fiserv Inc. | 0.37% | 4,715 | $847K | Add +8.0% |
| BMY Bristol-Myers Squibb Co. | 0.36% | 15,925 | $824K | No change |
| VB Vanguard Most SM-Cap ETF-Usd | 0.36% | 3,465 | $822K | No change |
| ETN Eaton Corp. PLC | 0.35% | 2,475 | $820K | Reduce -13.9% |
| AMAT Applied Materials Inc. | 0.35% | 4,046 | $817K | Add +0.8% |
| CVX Chevron Corp. | 0.35% | 5,492 | $809K | Reduce -6.4% |
| DUK Duke Energy Corp. | 0.35% | 6,968 | $803K | No change |
| PLTR Palantir Technologies Inc. Class A | 0.34% | 21,402 | $796K | No change |
| FSLR First Solar Inc. | 0.34% | 3,156 | $787K | Reduce -1.6% |
| LRCX Lam Research Corp. | 0.33% | 928 | $757K | Reduce -1.1% |
| JNJ Johnson & Johnson | 0.32% | 4,628 | $750K | Reduce -7.0% |
| NKE Nike Inc. Class B | 0.32% | 8,371 | $740K | Reduce -3.2% |
| IWR iShares Russell Mid-Cap ETF | 0.32% | 8,332 | $734K | Add +26.2% |
| PG The Procter & Gamble Co. | 0.31% | 4,162 | $721K | Reduce -1.2% |
| SMCI Super Micro Computer Inc. | 0.31% | 1,718 | $715K | Add +48.2% |
| YUM Yum! Brands Inc. | 0.31% | 5,055 | $706K | No change |
| MCK McKesson Corp. | 0.30% | 1,400 | $692K | No change |
| PEP Pepsico Inc. | 0.29% | 3,987 | $678K | Reduce -16.2% |
| PHYS Sprott Physical Gold Trust | 0.29% | 33,200 | $677K | No change |
| QQQ Invesco QQQ Trust Series 1 | 0.29% | 1,385 | $676K | Add +0.1% |
| VEA Vanguard Ftse Developed ETF | 0.29% | 12,644 | $668K | Add +1.7% |
| VWO Vanguard Ftse Emerging Marke | 0.29% | 13,835 | $662K | No change |
| CCI Crown Castle Inc. | 0.28% | 5,435 | $645K | Reduce -15.2% |
| T AT&T Inc. | 0.28% | 29,284 | $644K | Reduce -8.2% |
| PFE Pfizer Inc. | 0.28% | 22,214 | $643K | Add +4.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.27% | 2,180 | $617K | No change |
| HD Home Depot Inc. | 0.27% | 1,521 | $616K | Reduce -2.3% |
| INTC Intel Corp. | 0.27% | 26,197 | $615K | Reduce -7.1% |
| MRK Merck & Co. Inc. | 0.27% | 5,400 | $613K | Reduce -15.6% |
| PGX Invesco Preferred ETF | 0.26% | 49,012 | $605K | Reduce -5.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.26% | 2,726 | $603K | No change |
| TMO Thermo Fisher Scientific Inc. | 0.26% | 973 | $602K | Reduce -18.4% |
| EFA iShares MSCI Eafe ETF | 0.26% | 7,190 | $601K | No change |
| IESC Ies Holdings Inc. filed as IES HLDGS INC | 0.26% | 3,000 | $599K | New |
| SO The Southern Co. | 0.25% | 6,433 | $580K | Reduce -7.2% |
| ALL Allstate Corp. | 0.25% | 3,007 | $570K | No change |
| VTS Vitesse Energy Inc. | 0.24% | 23,450 | $563K | Add +3.1% |
| NFLX Netflix Inc. | 0.24% | 781 | $554K | No change |
| CLX Clorox Company | 0.23% | 3,287 | $535K | No change |
| DVY iShares Select Dividend ETF | 0.23% | 3,956 | $534K | Add +0.1% |
| LH Labcorp Holdings Inc. | 0.23% | 2,350 | $525K | No change |
| AMD Advanced Micro Devices | 0.22% | 3,096 | $508K | Add +5.1% |
| SPG Simon Property Group Inc. | 0.22% | 2,979 | $504K | No change |
| TSCO Tractor Supply Company | 0.22% | 1,730 | $503K | Reduce -4.4% |
Options reported separately and not counted above: UPS puts ($4K).
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -6.1% | 5.29% | −0.66 |
| MSFT Microsoft Corp. | Reduce -3.3% | 3.12% | −0.36 |
| GOOG Alphabet Inc. Class C | Reduce -0.8% | 1.74% | −0.26 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -21.0% | 0.41% | −0.24 |
| QCOM Qualcomm Inc. | Reduce -8.5% | 0.68% | −0.22 |
| LLY Eli Lilly & Co. | Sold out | 0.00% | −0.18 |
| ABR Arbor Realty Trust Inc. | Reduce -91.4% | 0.01% | −0.15 |
| INTC Intel Corp. | Reduce -7.1% | 0.27% | −0.13 |
| LRCX Lam Research Corp. | Reduce -1.1% | 0.33% | −0.12 |
| GOOGL Alphabet Inc. Class A | Reduce -4.2% | 0.62% | −0.12 |
| VLO Valero Energy Corp. | Reduce -22.8% | 0.20% | −0.11 |
| MRK Merck & Co. Inc. | Reduce -15.6% | 0.27% | −0.09 |
| AI C3.AI Inc. Class A | Reduce -74.0% | 0.02% | −0.08 |
| COST Costco Wholesale Corp. | Reduce -3.2% | 2.41% | −0.07 |
| CVX Chevron Corp. | Reduce -6.4% | 0.35% | −0.06 |
| PEP Pepsico Inc. | Reduce -16.2% | 0.29% | −0.06 |
| EPD Enterprise Products Partners | Reduce -7.9% | 0.45% | −0.06 |
| SBUX Starbucks Corp. | Reduce -35.8% | 0.17% | −0.05 |
| ETN Eaton Corp. PLC | Reduce -13.9% | 0.35% | −0.05 |
| DIS The Walt Disney Co. | Reduce -5.4% | 0.37% | −0.05 |
| WPC WP Carey Inc. | Reduce -37.0% | 0.11% | −0.05 |
| MRNA Moderna Inc. | Reduce -34.7% | 0.03% | −0.05 |
| BA The Boeing Co. | Reduce -3.9% | 0.16% | −0.05 |
| CAMT Camtek Ltd. | Reduce -13.0% | 0.05% | −0.05 |
| ON On Semiconductor | Reduce -36.6% | 0.08% | −0.04 |
| LNTH Lantheus Holdings Inc. | Sold out | 0.00% | −0.04 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -40.0% | 0.04% | −0.04 |
| V Visa Inc. Class A | Reduce -9.0% | 0.45% | −0.04 |
| FLNG Flex LNG Ltd. | Reduce -28.7% | 0.07% | −0.04 |
| MKSI MKS Inc. | Reduce -60.0% | 0.02% | −0.04 |
| NML Neuberger Energy Infrastruct | Reduce -6.4% | 0.48% | −0.04 |
| WM Waste Management Inc. | Sold out | 0.00% | −0.04 |
| TMO Thermo Fisher Scientific Inc. | Reduce -18.4% | 0.26% | −0.04 |
| AVGO Broadcom Inc. | Reduce -6.7% | 0.98% | −0.04 |
| PAYX Paychex Inc. | Reduce -48.3% | 0.04% | −0.03 |
| BHP BHP Group Ltd.-Spon ADR | Reduce -49.1% | 0.04% | −0.03 |
| WELL Welltower Inc. | Reduce -76.8% | 0.01% | −0.03 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -11.1% | 0.18% | −0.03 |
| UNP Union Pacific Corp. | Reduce -10.9% | 0.43% | −0.03 |
| BP BP PLC-Spons ADR | Reduce -10.8% | 0.09% | −0.03 |
| PAA Plains All Amer Pipeline LP | Reduce -12.4% | 0.13% | −0.03 |
| DOW Dow Inc. | Reduce -55.3% | 0.02% | −0.03 |
| FEZ State Street SPDR Euro Stoxx | Reduce -14.9% | 0.18% | −0.03 |
| EFC Ellington Financial Inc. | Reduce -36.0% | 0.05% | −0.03 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -76.8% | 0.01% | −0.02 |
| XOM Exxon Mobil Corp. | Reduce -3.2% | 0.45% | −0.02 |
| STLD Steel Dynamics Inc. | Reduce -66.7% | 0.01% | −0.02 |
| NUV Nuveen Municipal Value | Reduce -11.6% | 0.19% | −0.02 |
| PRU Prudential Financial Inc. | Reduce -40.0% | 0.04% | −0.02 |
| OTTR Otter Tail Corp. | Sold out | 0.00% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| IESC Ies Holdings Inc. | New | 0.26% | +0.26 |
| RSP Invesco S&P 500 Equal Weight | Add +93.0% | 0.49% | +0.25 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.9% | 5.75% | +0.14 |
| IWM iShares Russell 2000 ETF | Add +12.7% | 0.85% | +0.13 |
| GLD SPDR Gold Shares | Add +2.1% | 1.16% | +0.12 |
| BWLP BW LPG Ltd. | New | 0.12% | +0.12 |
| COHR Coherent Corp. | Add +254.1% | 0.15% | +0.11 |
| IWR iShares Russell Mid-Cap ETF | Add +26.2% | 0.32% | +0.08 |
| FISV Fiserv Inc. | Add +8.0% | 0.37% | +0.07 |
| TTD Trade Desk Inc./the Class A | Add +3.7% | 0.66% | +0.07 |
| MBC Masterbrand Inc. | Add +1700.0% | 0.07% | +0.07 |
| PSN Parsons Corp. | New | 0.06% | +0.06 |
| OSCR Oscar Health Inc. Class A | New | 0.06% | +0.06 |
| TLT iShares 20+ Year Treasury BD | Add +6.6% | 0.68% | +0.06 |
| INCO Columbia India Consumer ETF | New | 0.04% | +0.04 |
| GNRC Generac Holdings Inc. | New | 0.04% | +0.04 |
| XYZ Block Inc. | Add +400.0% | 0.04% | +0.03 |
| GS Goldman Sachs Group Inc. | Add +1.0% | 0.55% | +0.03 |
| NOW ServiceNow Inc. | Add +74.0% | 0.07% | +0.03 |
| FDUS Fidus Investment Corp. | Add +24.6% | 0.15% | +0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | New | 0.02% | +0.02 |
| INDY iShares India 50 ETF | New | 0.02% | +0.02 |
| ITOT iShares Core S&P Total U.S. | Add +11.1% | 0.20% | +0.02 |
| DVY iShares Select Dividend ETF | Add +0.1% | 0.23% | +0.02 |
| IBB iShares Biotechnology ETF | Add +5.4% | 0.20% | +0.01 |
| GXC State Street SPDR S&P China | Add +11.5% | 0.06% | +0.01 |
| MELI MercadoLibre Inc. | Add +750.0% | 0.02% | +0.01 |
| VEA Vanguard Ftse Developed ETF | Add +1.7% | 0.29% | +0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +87.9% | 0.02% | +0.01 |
| VRT Vertiv Holdings Co. Class A | Add +11.1% | 0.06% | +0.01 |
| PFE Pfizer Inc. | Add +4.7% | 0.28% | +0.01 |
| BLV Vanguard Long-Term Bond ETF | Add +15.5% | 0.07% | +0.01 |
| IWN iShares Russell 2000 Value E | Add +375.0% | 0.01% | +0.01 |
| VGT Vanguard Info Tech ETF | Add +2.5% | 2.36% | +0.01 |
| TNA Dir Dai SML Ca Bul 3X Et-Usd | Add +3.3% | 0.06% | +0.01 |
| VOO Vanguard S&P 500 ETF | Add +15.7% | 0.07% | +0.01 |
| POWL Powell Industries Inc. | New | 0.01% | +0.01 |
| MU Micron Technology Inc. | New | 0.01% | +0.01 |
| JEPI JPMorgan Equity Premium Inco | Add +23.2% | 0.04% | +0.01 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +14.4% | 0.06% | +0.01 |
| VUG Vanguard Mrngstar GR ETF-Sui | New | 0.01% | +0.01 |
| EEM iShares MSCI Emerging Market | Add +1.3% | 0.15% | +0.01 |
| DPG Duff & Phelps Utility & Inc. | New | 0.01% | +0.01 |
| COF Capital One Financial Corp. | New | 0.01% | +0.01 |
| CPRT Copart Inc. | Add +141.5% | 0.01% | +0.01 |
| TEI Templeton Emrg MKTS Inc. | New | 0.01% | +0.01 |
| TYA Simplify Intermediate Term | New | 0.01% | +0.01 |
| HAFN Hafnia Ltd. | New | 0.01% | +0.01 |
| AMD Advanced Micro Devices | Add +5.1% | 0.22% | +0.01 |
| IMFL Invesco Int DVLP DYN Multi | Add +6.9% | 0.09% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q3 2025 | 611 | $252.0M | AAPL, NVDA, SPY, MSFT, VGT |
| Q2 2025 | 612 | $230.3M | AAPL, SPY, NVDA, MSFT, VGT |
| Q1 2025 | 637 | $212.3M | AAPL, SPY, NVDA, MSFT, COST |
| Q4 2024 | 616 | $226.5M | AAPL, SPY, NVDA, MSFT, VGT |
| Q3 2024 | 636 | $231.3M | AAPL, SPY, NVDA, MSFT, COST |
| Q2 2024 | 636 | $222.8M | AAPL, NVDA, SPY, MSFT, COST |
| Q1 2024 | 639 | $217.7M | AAPL, SPY, NVDA, MSFT, COST |