Optimum Investment Advisors
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 12, 2024), Optimum Investment Advisors reported 636 stock positions worth $222.8 million. Its top holding was Apple (AAPL) at 8.6% of the portfolio, followed by Nvidia (NVDA, 6.0%) and SS SPDR S&P 500 ETF Trust-US (SPY, 5.6%). Compared with Q1 2024, it opened 23 new positions, sold out of 29, added to 78 and reduced 126. The biggest buy was a new position in State Street SPDR Euro Stoxx (FEZ) and the biggest sale Mastercard Class A (MA, shares −9%).
- Most Recent 13F
- Q3 2025
- Location
- Chicago, IL
- CIK
- 0001037763
- Portfolio Value
- $222.8M (Q2 2024)
- SEC Filing
- 0001580642-24-003677 ↗ filed Jul 12, 2024
Holdings Value
Holdings 636 stocks · $222.8M
| AAPL Apple Inc. | 8.63% | 91,339 | $19.2M | Reduce -3.6% |
| NVDA Nvidia Corp. | 5.95% | 107,335 | $13.3M | Reduce -2.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 5.61% | 22,986 | $12.5M | Add +1.7% |
| MSFT Microsoft Corp. | 3.48% | 17,370 | $7.8M | Reduce -2.0% |
| COST Costco Wholesale Corp. | 2.48% | 6,498 | $5.5M | Reduce -3.6% |
| VGT Vanguard Info Tech ETF | 2.35% | 9,072 | $5.2M | Add +0.3% |
| GOOG Alphabet Inc. Class C | 2.00% | 24,265 | $4.5M | Reduce -3.2% |
| UNH Unitedhealth Group Inc. | 1.93% | 8,444 | $4.3M | Reduce -2.7% |
| MUNI PIMCO Intermediate Municipal | 1.76% | 75,223 | $3.9M | No change |
| AMZN Amazon.com Inc. | 1.51% | 17,410 | $3.4M | Add +3.4% |
| META Meta Platforms Inc. Class A | 1.49% | 6,585 | $3.3M | Add +3.5% |
| JPM JPMorgan Chase & Co. | 1.21% | 13,351 | $2.7M | Reduce -5.1% |
| ABBV Abbvie Inc. | 1.12% | 14,609 | $2.5M | Reduce -0.1% |
| GLD SPDR Gold Shares | 1.04% | 10,795 | $2.3M | Reduce -1.1% |
| AVGO Broadcom Inc. | 1.02% | 1,409 | $2.3M | Add +0.6% |
| ORCL Oracle Corp. | 1.00% | 15,780 | $2.2M | Reduce -4.1% |
| MA Mastercard Inc. Class A | 0.97% | 4,880 | $2.2M | Reduce -9.4% |
| WMT Walmart Inc. | 0.93% | 30,687 | $2.1M | Reduce -4.0% |
| QCOM Qualcomm Inc. | 0.90% | 10,096 | $2.0M | Reduce -2.3% |
| UPS United Parcel Service Class B | 0.74% | 12,084 | $1.7M | Reduce -0.7% |
| GOOGL Alphabet Inc. Class A | 0.74% | 9,025 | $1.6M | Add +2.1% |
| IWM iShares Russell 2000 ETF | 0.72% | 7,899 | $1.6M | Reduce -1.1% |
| CAT Caterpillar Inc. | 0.72% | 4,798 | $1.6M | Reduce -0.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.69% | 3,805 | $1.5M | No change |
| ADBE Adobe Inc. | 0.67% | 2,691 | $1.5M | Reduce -14.7% |
| LMT Lockheed Martin Corp. | 0.67% | 3,190 | $1.5M | Reduce -4.8% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.65% | 10,122 | $1.4M | No change |
| CSCO Cisco Systems Inc. | 0.63% | 29,650 | $1.4M | Reduce -3.8% |
| RTX RTX Corp. | 0.63% | 13,985 | $1.4M | Add +1.3% |
| BBVA Banco Bilbao Vizcaya-SP ADR | 0.62% | 138,603 | $1.4M | No change |
| TLT iShares 20+ Year Treasury BD | 0.62% | 15,145 | $1.4M | Reduce -1.9% |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.59% | 13,370 | $1.3M | Reduce -6.8% |
| FIX Comfort Systems USA Inc. | 0.58% | 4,219 | $1.3M | Reduce -0.6% |
| NVMI Nova Ltd. | 0.57% | 5,400 | $1.3M | No change |
| GS Goldman Sachs Group Inc. | 0.52% | 2,560 | $1.2M | No change |
| NML Neuberger Energy Infrastruct | 0.52% | 144,690 | $1.2M | No change |
| EPD Enterprise Products Partners | 0.51% | 39,121 | $1.1M | Reduce -6.4% |
| V Visa Inc. Class A | 0.49% | 4,202 | $1.1M | Add +8.9% |
| XOM Exxon Mobil Corp. | 0.48% | 9,274 | $1.1M | Add +7.8% |
| MCD McDonald's Corp. | 0.47% | 4,153 | $1.1M | Reduce -3.6% |
| DGRO iShares Core Dividend Growth | 0.47% | 18,000 | $1.0M | Reduce -5.6% |
| UNP Union Pacific Corp. | 0.46% | 4,572 | $1.0M | No change |
| DHI D.R. Horton Inc. | 0.46% | 7,305 | $1.0M | Reduce -3.9% |
| HACK Amplify Cybersecurity ETF | 0.46% | 15,712 | $1.0M | Add +4.3% |
| DE Deere & Co. | 0.45% | 2,697 | $1.0M | Reduce -0.4% |
| LRCX Lam Research Corp. | 0.45% | 938 | $999K | Add +1.4% |
| GGN Gamco GLBL Gold NTRL Res Inc. | 0.44% | 244,581 | $991K | Add +3.8% |
| DHR Danaher Corp. | 0.44% | 3,950 | $987K | Reduce -18.6% |
| PWR Quanta Services Inc. | 0.44% | 3,836 | $975K | No change |
| GILD Gilead Sciences Inc. | 0.44% | 14,170 | $972K | Reduce -2.7% |
| ITW Illinois Tool Works | 0.43% | 4,050 | $960K | Reduce -1.5% |
| SMCI Super Micro Computer Inc. | 0.43% | 1,159 | $950K | Add +6.7% |
| AMAT Applied Materials Inc. | 0.43% | 4,016 | $948K | Add +1.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.42% | 9,323 | $926K | Reduce -2.7% |
| CVX Chevron Corp. | 0.41% | 5,867 | $918K | Reduce -2.0% |
| ETN Eaton Corp. PLC | 0.40% | 2,876 | $902K | Reduce -14.8% |
| BSCO Invesco Bulletshares 2024 CB | 0.40% | 42,092 | $886K | Reduce -1.6% |
| SHW The Sherwin-Williams Co. | 0.40% | 2,970 | $886K | Add +15.6% |
| INTC Intel Corp. | 0.39% | 28,197 | $873K | Reduce -3.9% |
| ICE Intercontinental Exchange Inc. | 0.38% | 6,204 | $849K | Reduce -7.5% |
| MCK McKesson Corp. | 0.37% | 1,400 | $818K | No change |
| MRK Merck & Co. Inc. | 0.36% | 6,400 | $792K | No change |
| CB Chubb Ltd. | 0.35% | 3,077 | $785K | No change |
| PEP Pepsico Inc. | 0.35% | 4,757 | $785K | Reduce -7.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.34% | 3,465 | $756K | Reduce -8.9% |
| JNJ Johnson & Johnson | 0.33% | 4,978 | $728K | Reduce -7.9% |
| FSLR First Solar Inc. | 0.32% | 3,206 | $723K | Add +3.2% |
| DUK Duke Energy Corp. | 0.31% | 6,968 | $698K | Reduce -7.0% |
| PG The Procter & Gamble Co. | 0.31% | 4,212 | $695K | No change |
| VLO Valero Energy Corp. | 0.31% | 4,374 | $686K | No change |
| YUM Yum! Brands Inc. | 0.30% | 5,055 | $670K | No change |
| QQQ Invesco QQQ Trust Series 1 | 0.30% | 1,384 | $663K | Add +1.5% |
| BMY Bristol-Myers Squibb Co. | 0.30% | 15,925 | $661K | Reduce -2.7% |
| TMO Thermo Fisher Scientific Inc. | 0.30% | 1,193 | $660K | Reduce -14.7% |
| NKE Nike Inc. Class B | 0.29% | 8,646 | $652K | Reduce -5.0% |
| FISV Fiserv Inc. | 0.29% | 4,365 | $651K | Reduce -5.4% |
| CCI Crown Castle Inc. | 0.28% | 6,410 | $626K | Add +10.3% |
| VEA Vanguard Ftse Developed ETF | 0.28% | 12,437 | $615K | Reduce -1.7% |
| T AT&T Inc. | 0.27% | 31,884 | $609K | No change |
| VWO Vanguard Ftse Emerging Marke | 0.27% | 13,835 | $605K | Reduce -7.4% |
| PGX Invesco Preferred ETF | 0.27% | 52,012 | $601K | Reduce -7.8% |
| PHYS Sprott Physical Gold Trust | 0.27% | 33,200 | $600K | Add +13.7% |
| PFE Pfizer Inc. | 0.27% | 21,214 | $594K | Add +88.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.26% | 2,180 | $583K | Add +1.4% |
| EFA iShares MSCI Eafe ETF | 0.25% | 7,190 | $563K | Reduce -10.2% |
| PLTR Palantir Technologies Inc. Class A | 0.24% | 21,402 | $542K | Add +0.5% |
| RSP Invesco S&P 500 Equal Weight | 0.24% | 3,294 | $541K | Add +51.8% |
| VTS Vitesse Energy Inc. | 0.24% | 22,750 | $539K | No change |
| SO The Southern Co. | 0.24% | 6,933 | $538K | Reduce -10.0% |
| HD Home Depot Inc. | 0.24% | 1,556 | $536K | Reduce -13.8% |
| IWR iShares Russell Mid-Cap ETF | 0.24% | 6,604 | $535K | Reduce -6.8% |
| NFLX Netflix Inc. | 0.24% | 781 | $527K | No change |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.24% | 13,222 | $526K | Reduce -0.7% |
| SBUX Starbucks Corp. | 0.22% | 6,414 | $499K | Reduce -2.1% |
| TSCO Tractor Supply Company | 0.22% | 1,810 | $489K | No change |
| NUV Nuveen Municipal Value | 0.22% | 56,200 | $485K | Reduce -3.1% |
| ALL Allstate Corp. | 0.22% | 3,007 | $480K | Reduce -3.5% |
| DVY iShares Select Dividend ETF | 0.21% | 3,954 | $478K | Reduce -19.4% |
| LH Labcorp Holdings Inc. | 0.21% | 2,350 | $478K | No change |
| AMD Advanced Micro Devices | 0.21% | 2,946 | $478K | Add +28.3% |
Options reported separately and not counted above: UPS puts ($27K).
Portfolio Sells Q1 2024 → Q2 2024
| MA Mastercard Inc. Class A | Reduce -9.4% | 0.97% | −0.22 |
| INTC Intel Corp. | Reduce -3.9% | 0.39% | −0.20 |
| SCHB Schwab US Broad Market ETF | Sold out | 0.00% | −0.14 |
| DIS The Walt Disney Co. | Reduce -2.7% | 0.42% | −0.12 |
| DHR Danaher Corp. | Reduce -18.6% | 0.44% | −0.11 |
| DHI D.R. Horton Inc. | Reduce -3.9% | 0.46% | −0.11 |
| BMY Bristol-Myers Squibb Co. | Reduce -2.7% | 0.30% | −0.11 |
| NKE Nike Inc. Class B | Reduce -5.0% | 0.29% | −0.10 |
| ABBV Abbvie Inc. | Reduce -0.1% | 1.12% | −0.10 |
| CAT Caterpillar Inc. | Reduce -0.2% | 0.72% | −0.09 |
| UPS United Parcel Service Class B | Reduce -0.7% | 0.74% | −0.09 |
| MCD McDonald's Corp. | Reduce -3.6% | 0.47% | −0.08 |
| JPM JPMorgan Chase & Co. | Reduce -5.1% | 1.21% | −0.08 |
| ETN Eaton Corp. PLC | Reduce -14.8% | 0.40% | −0.08 |
| IWF iShares Russell 1000 Growth | Reduce -34.1% | 0.18% | −0.08 |
| HD Home Depot Inc. | Reduce -13.8% | 0.24% | −0.08 |
| TMO Thermo Fisher Scientific Inc. | Reduce -14.7% | 0.30% | −0.08 |
| ITW Illinois Tool Works | Reduce -1.5% | 0.43% | −0.08 |
| CSCO Cisco Systems Inc. | Reduce -3.8% | 0.63% | −0.07 |
| JNJ Johnson & Johnson | Reduce -7.9% | 0.33% | −0.07 |
| DVY iShares Select Dividend ETF | Reduce -19.4% | 0.21% | −0.06 |
| PEP Pepsico Inc. | Reduce -7.5% | 0.35% | −0.06 |
| ADBE Adobe Inc. | Reduce -14.7% | 0.67% | −0.06 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -8.9% | 0.34% | −0.06 |
| RS Reliance Inc. | Reduce -23.8% | 0.10% | −0.06 |
| DE Deere & Co. | Reduce -0.4% | 0.45% | −0.06 |
| ON On Semiconductor | Reduce -24.1% | 0.13% | −0.06 |
| CF CF Industries Holdings Inc. | Reduce -67.9% | 0.02% | −0.06 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -72.5% | 0.02% | −0.06 |
| GILD Gilead Sciences Inc. | Reduce -2.7% | 0.44% | −0.05 |
| XLK SS Technology Select Sector | Reduce -65.7% | 0.03% | −0.05 |
| IWM iShares Russell 2000 ETF | Reduce -1.1% | 0.72% | −0.05 |
| EPD Enterprise Products Partners | Reduce -6.4% | 0.51% | −0.05 |
| SBUX Starbucks Corp. | Reduce -2.1% | 0.22% | −0.05 |
| TLT iShares 20+ Year Treasury BD | Reduce -1.9% | 0.62% | −0.05 |
| SPG Simon Property Group Inc. | Reduce -14.4% | 0.20% | −0.05 |
| FISV Fiserv Inc. | Reduce -5.4% | 0.29% | −0.05 |
| S Sentinelone Inc. Class A | Reduce -71.3% | 0.02% | −0.04 |
| FIX Comfort Systems USA Inc. | Reduce -0.6% | 0.58% | −0.04 |
| DGRO iShares Core Dividend Growth | Reduce -5.6% | 0.47% | −0.04 |
| BX Blackstone Inc. | Reduce -15.6% | 0.15% | −0.04 |
| ICE Intercontinental Exchange Inc. | Reduce -7.5% | 0.38% | −0.04 |
| RPG Invesco S&P 500 Pure Growth | Sold out | 0.00% | −0.04 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | Reduce -26.6% | 0.10% | −0.04 |
| DOX Amdocs Ltd. | Sold out | 0.00% | −0.04 |
| UNH Unitedhealth Group Inc. | Reduce -2.7% | 1.93% | −0.04 |
| EFA iShares MSCI Eafe ETF | Reduce -10.2% | 0.25% | −0.04 |
| PGX Invesco Preferred ETF | Reduce -7.8% | 0.27% | −0.04 |
| UJUN Innovator U.S. Equity Ultra | Sold out | 0.00% | −0.04 |
| GPN Global Payments Inc. | Reduce -5.5% | 0.07% | −0.04 |
Portfolio Buys Q1 2024 → Q2 2024
| FEZ State Street SPDR Euro Stoxx | New | 0.21% | +0.21 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1.7% | 5.61% | +0.19 |
| VGT Vanguard Info Tech ETF | Add +0.3% | 2.35% | +0.17 |
| AVGO Broadcom Inc. | Add +0.6% | 1.02% | +0.16 |
| GOOGL Alphabet Inc. Class A | Add +2.1% | 0.74% | +0.13 |
| PFE Pfizer Inc. | Add +88.4% | 0.27% | +0.12 |
| AMZN Amazon.com Inc. | Add +3.4% | 1.51% | +0.11 |
| FSLR First Solar Inc. | Add +3.2% | 0.32% | +0.08 |
| GEV GE Vernova Inc. | Add +458.6% | 0.09% | +0.07 |
| RSP Invesco S&P 500 Equal Weight | Add +51.8% | 0.24% | +0.07 |
| META Meta Platforms Inc. Class A | Add +3.5% | 1.49% | +0.07 |
| AMAT Applied Materials Inc. | Add +1.3% | 0.43% | +0.05 |
| VRT Vertiv Holdings Co. Class A | Add +800.0% | 0.05% | +0.05 |
| LNTH Lantheus Holdings Inc. | New | 0.04% | +0.04 |
| NEM Newmont Corp. | Add +65.4% | 0.08% | +0.04 |
| PHYS Sprott Physical Gold Trust | Add +13.7% | 0.27% | +0.04 |
| LRCX Lam Research Corp. | Add +1.4% | 0.45% | +0.04 |
| NOW ServiceNow Inc. | New | 0.04% | +0.04 |
| ENPH Enphase Energy Inc. | Add +533.3% | 0.04% | +0.03 |
| DVYE iShares Emerging Markets Div | Add +23.9% | 0.15% | +0.03 |
| MKSI MKS Inc. | Add +100.0% | 0.06% | +0.03 |
| GGN Gamco GLBL Gold NTRL Res Inc. | Add +3.8% | 0.44% | +0.03 |
| CPZ Calamos LNG/SHRT Eqty & DYN | Add +43.0% | 0.09% | +0.03 |
| AMD Advanced Micro Devices | Add +28.3% | 0.21% | +0.02 |
| BW LPG LTD | New | 0.02% | +0.02 |
| BSCP Invesco Bulletshares 2025 CB | Add +19.4% | 0.14% | +0.02 |
| XOM Exxon Mobil Corp. | Add +7.8% | 0.48% | +0.02 |
| APH Amphenol Corp. Class A | Add +4.1% | 0.12% | +0.02 |
| QQQ Invesco QQQ Trust Series 1 | Add +1.5% | 0.30% | +0.02 |
| PLTR Palantir Technologies Inc. Class A | Add +0.5% | 0.24% | +0.02 |
| MET Metlife Inc. | Add +30.4% | 0.09% | +0.02 |
| SOXX iShares Semiconductor ETF | Add +56.3% | 0.04% | +0.02 |
| DELL Dell Technologies -C | Add +71.2% | 0.03% | +0.01 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +43.3% | 0.05% | +0.01 |
| HACK Amplify Cybersecurity ETF | Add +4.3% | 0.46% | +0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | New | 0.01% | +0.01 |
| PPH Vaneck Pharmaceutical ETF | New | 0.01% | +0.01 |
| RTX RTX Corp. | Add +1.3% | 0.63% | +0.01 |
| MAIN Main Street Capital Corp. | Add +100.0% | 0.02% | +0.01 |
| SGDM Sprott Gold Miners ETF | Add +12.7% | 0.09% | +0.01 |
| FCLD Fidelity Cloud Computing ETF | New | 0.01% | +0.01 |
| ULTA Ulta Beauty Inc. | Add +95.2% | 0.04% | +0.01 |
| FLNG Flex LNG Ltd. | Add +5.6% | 0.11% | +0.01 |
| AY Atlantica Sustainable Infras | New | 0.01% | +0.01 |
| VRTX Vertex Pharmaceuticals Inc. | New | 0.01% | +0.01 |
| KNSL Kinsale Capital Group Inc. | New | 0.01% | +0.01 |
| THQ Abrdn Healthcare Opport | New | 0.01% | +0.01 |
| AMLP Alerian MLP ETF | Add +40.0% | 0.03% | +0.01 |
| EEM iShares MSCI Emerging Market | Add +5.0% | 0.14% | +0.01 |
| COWS Amplify CSH FLW DVD LDRS ETF | New | 0.01% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q3 2025 | 611 | $252.0M | AAPL, NVDA, SPY, MSFT, VGT |
| Q2 2025 | 612 | $230.3M | AAPL, SPY, NVDA, MSFT, VGT |
| Q1 2025 | 637 | $212.3M | AAPL, SPY, NVDA, MSFT, COST |
| Q4 2024 | 616 | $226.5M | AAPL, SPY, NVDA, MSFT, VGT |
| Q3 2024 | 636 | $231.3M | AAPL, SPY, NVDA, MSFT, COST |
| Q2 2024 | 636 | $222.8M | AAPL, NVDA, SPY, MSFT, COST |
| Q1 2024 | 639 | $217.7M | AAPL, SPY, NVDA, MSFT, COST |