Optimum Investment Advisors
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 11, 2025), Optimum Investment Advisors reported 616 stock positions worth $226.5 million. Its top holding was Apple (AAPL) at 9.7% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 6.0%) and Nvidia (NVDA, 5.9%). Compared with Q3 2024, it opened 14 new positions, sold out of 34, added to 68 and reduced 113. The biggest buy was Broadcom (AVGO, shares +3%) and the biggest sale an exit from Invesco Bulletshares 2024 CB (BSCO).
- Most Recent 13F
- Q3 2025
- Location
- Chicago, IL
- CIK
- 0001037763
- Portfolio Value
- $226.5M (Q4 2024)
- SEC Filing
- 0001580642-25-000952 ↗ filed Feb 11, 2025
Holdings Value
Holdings 616 stocks · $226.5M
| AAPL Apple Inc. | 9.67% | 87,519 | $21.9M | Reduce -2.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 6.02% | 23,287 | $13.6M | Add +0.4% |
| NVDA Nvidia Corp. | 5.90% | 99,595 | $13.4M | Reduce -1.1% |
| MSFT Microsoft Corp. | 3.09% | 16,585 | $7.0M | Reduce -1.3% |
| VGT Vanguard Info Tech ETF | 2.57% | 9,378 | $5.8M | Add +0.8% |
| COST Costco Wholesale Corp. | 2.45% | 6,048 | $5.5M | Reduce -3.8% |
| GOOG Alphabet Inc. Class C | 1.96% | 23,273 | $4.4M | Reduce -3.3% |
| AMZN Amazon.com Inc. | 1.81% | 18,686 | $4.1M | Add +2.5% |
| META Meta Platforms Inc. Class A | 1.76% | 6,821 | $4.0M | Add +3.6% |
| UNH Unitedhealth Group Inc. | 1.74% | 7,789 | $3.9M | Reduce -4.0% |
| MUNI PIMCO Intermediate Municipal | 1.72% | 75,223 | $3.9M | No change |
| AVGO Broadcom Inc. | 1.38% | 13,519 | $3.1M | Add +2.9% |
| JPM JPMorgan Chase & Co. | 1.37% | 12,926 | $3.1M | Reduce -1.7% |
| GLD SPDR Gold Shares | 1.14% | 10,676 | $2.6M | Reduce -3.1% |
| MA Mastercard Inc. Class A | 1.13% | 4,855 | $2.6M | No change |
| ABBV Abbvie Inc. | 1.11% | 14,159 | $2.5M | No change |
| WMT Walmart Inc. | 1.09% | 27,447 | $2.5M | Reduce -5.5% |
| ORCL Oracle Corp. | 1.08% | 14,695 | $2.4M | Reduce -6.7% |
| IWM iShares Russell 2000 ETF | 0.86% | 8,800 | $1.9M | Reduce -1.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.75% | 3,755 | $1.7M | No change |
| GOOGL Alphabet Inc. Class A | 0.73% | 8,745 | $1.7M | Add +1.2% |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.72% | 13,810 | $1.6M | Reduce -0.4% |
| CSCO Cisco Systems Inc. | 0.70% | 26,950 | $1.6M | Reduce -2.2% |
| CAT Caterpillar Inc. | 0.69% | 4,283 | $1.6M | Reduce -2.8% |
| UPS United Parcel Service Class B | 0.67% | 12,034 | $1.5M | Reduce -0.4% |
| RTX RTX Corp. | 0.67% | 13,108 | $1.5M | Reduce -1.6% |
| LMT Lockheed Martin Corp. | 0.66% | 3,067 | $1.5M | Reduce -1.7% |
| FIX Comfort Systems USA Inc. | 0.65% | 3,494 | $1.5M | Reduce -13.6% |
| GS Goldman Sachs Group Inc. | 0.65% | 2,585 | $1.5M | No change |
| QCOM Qualcomm Inc. | 0.63% | 9,241 | $1.4M | No change |
| TLT iShares 20+ Year Treasury BD | 0.62% | 16,145 | $1.4M | No change |
| PLTR Palantir Technologies Inc. Class A | 0.62% | 18,502 | $1.4M | Reduce -13.6% |
| DGRO iShares Core Dividend Growth | 0.61% | 22,400 | $1.4M | Add +24.4% |
| BBVA Banco Bilbao Vizcaya-SP ADR | 0.59% | 138,603 | $1.3M | No change |
| GILD Gilead Sciences Inc. | 0.58% | 14,170 | $1.3M | No change |
| ADBE Adobe Inc. | 0.55% | 2,791 | $1.2M | Add +3.7% |
| PWR Quanta Services Inc. | 0.54% | 3,836 | $1.2M | No change |
| V Visa Inc. Class A | 0.53% | 3,825 | $1.2M | No change |
| NML Neuberger Energy Infrastruct | 0.53% | 136,610 | $1.2M | Add +0.8% |
| RSP Invesco S&P 500 Equal Weight | 0.52% | 6,718 | $1.2M | Add +5.7% |
| HACK Amplify Cybersecurity ETF | 0.51% | 15,366 | $1.1M | Reduce -0.8% |
| EPD Enterprise Products Partners | 0.48% | 34,846 | $1.1M | Reduce -3.3% |
| MCD McDonald's Corp. | 0.48% | 3,753 | $1.1M | Reduce -1.3% |
| NVMI Nova Ltd. | 0.46% | 5,300 | $1.0M | Reduce -1.9% |
| DHI D.R. Horton Inc. | 0.45% | 7,330 | $1.0M | Add +1.7% |
| SHW The Sherwin-Williams Co. | 0.44% | 2,930 | $996K | Reduce -1.4% |
| FISV Fiserv Inc. | 0.43% | 4,790 | $984K | Add +1.6% |
| ITW Illinois Tool Works | 0.43% | 3,850 | $976K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.42% | 8,523 | $949K | Reduce -3.4% |
| DE Deere & Co. | 0.42% | 2,230 | $945K | Reduce -8.2% |
| XOM Exxon Mobil Corp. | 0.42% | 8,774 | $944K | Reduce -2.2% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.41% | 3,865 | $929K | Add +11.5% |
| UNP Union Pacific Corp. | 0.41% | 4,072 | $929K | No change |
| DHR Danaher Corp. | 0.40% | 3,950 | $907K | No change |
| GGN Gamco GLBL Gold NTRL Res Inc. | 0.40% | 240,418 | $906K | Add +1.4% |
| BMY Bristol-Myers Squibb Co. | 0.40% | 15,925 | $901K | No change |
| ICE Intercontinental Exchange Inc. | 0.40% | 6,004 | $895K | Reduce -3.2% |
| IWR iShares Russell Mid-Cap ETF | 0.39% | 9,977 | $882K | Add +19.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.38% | 2,974 | $862K | Add +36.4% |
| CB Chubb Ltd. | 0.38% | 3,077 | $850K | No change |
| MCK McKesson Corp. | 0.35% | 1,400 | $798K | No change |
| DUK Duke Energy Corp. | 0.33% | 6,968 | $751K | No change |
| QQQ Invesco QQQ Trust Series 1 | 0.31% | 1,392 | $712K | Add +0.5% |
| NFLX Netflix Inc. | 0.31% | 786 | $701K | Add +0.6% |
| PG The Procter & Gamble Co. | 0.31% | 4,162 | $698K | No change |
| YUM Yum! Brands Inc. | 0.30% | 5,055 | $678K | No change |
| LRCX Lam Research Corp. | 0.30% | 9,280 | $670K | No change |
| PHYS Sprott Physical Gold Trust | 0.30% | 33,200 | $669K | No change |
| T AT&T Inc. | 0.29% | 29,284 | $667K | No change |
| IESC Ies Holdings Inc. filed as IES HLDGS INC | 0.29% | 3,250 | $653K | Add +8.3% |
| JNJ Johnson & Johnson | 0.29% | 4,478 | $648K | Reduce -3.2% |
| VEA Vanguard Ftse Developed ETF | 0.28% | 13,428 | $642K | Add +6.2% |
| HD Home Depot Inc. | 0.28% | 1,616 | $629K | Add +6.3% |
| NKE Nike Inc. Class B | 0.28% | 8,296 | $628K | Reduce -0.9% |
| AMAT Applied Materials Inc. | 0.27% | 3,746 | $609K | Reduce -7.4% |
| VWO Vanguard Ftse Emerging Marke | 0.26% | 13,510 | $595K | Reduce -2.4% |
| VTS Vitesse Energy Inc. | 0.26% | 23,750 | $594K | Add +1.3% |
| PFE Pfizer Inc. | 0.26% | 22,214 | $589K | No change |
| FSLR First Solar Inc. | 0.26% | 3,306 | $583K | Add +4.8% |
| ALL Allstate Corp. | 0.26% | 3,007 | $580K | No change |
| PGX Invesco Preferred ETF | 0.25% | 48,562 | $560K | Reduce -0.9% |
| CVX Chevron Corp. | 0.25% | 3,842 | $556K | Reduce -30.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.25% | 12,659 | $556K | No change |
| EFA iShares MSCI Eafe ETF | 0.24% | 7,190 | $544K | No change |
| BKNG Booking Holdings Inc. | 0.24% | 109 | $542K | No change |
| LH Labcorp Holdings Inc. | 0.24% | 2,350 | $539K | No change |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 2,414 | $531K | Reduce -11.4% |
| CLX Clorox Company | 0.23% | 3,237 | $526K | Reduce -1.5% |
| TSM Taiwan Semiconductor-SP ADR | 0.23% | 2,650 | $523K | Add +10.4% |
| MRK Merck & Co. Inc. | 0.23% | 5,150 | $512K | Reduce -4.6% |
| TMO Thermo Fisher Scientific Inc. | 0.22% | 973 | $506K | No change |
| CCI Crown Castle Inc. | 0.22% | 5,435 | $493K | No change |
| SHOP Shopify Inc. Class A | 0.21% | 4,547 | $483K | Add +14.8% |
| XLE SS Energy Select Sector | 0.21% | 5,625 | $482K | Add +36.9% |
| MDY State Street SPDR S&P Midcap | 0.21% | 845 | $481K | No change |
| SO The Southern Co. | 0.21% | 5,833 | $480K | Reduce -9.3% |
| SPG Simon Property Group Inc. | 0.21% | 2,779 | $479K | Reduce -6.7% |
| ITOT iShares Core S&P Total U.S. | 0.21% | 3,704 | $476K | Add +0.9% |
| ITM Vaneck Intermediate Muni ETF | 0.21% | 10,250 | $473K | No change |
| TSLA Tesla Inc. | 0.21% | 1,153 | $466K | Add +77.4% |
Options reported separately and not counted above: UPS puts ($66K).
Portfolio Sells Q3 2024 → Q4 2024
| BSCO Invesco Bulletshares 2024 CB | Sold out | 0.00% | −0.38 |
| UNH Unitedhealth Group Inc. | Reduce -4.0% | 1.74% | −0.31 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.31 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -59.4% | 0.12% | −0.29 |
| ETN Eaton Corp. PLC | Reduce -66.7% | 0.12% | −0.23 |
| PKG Packaging Corp. of America | Sold out | 0.00% | −0.17 |
| FEZ State Street SPDR Euro Stoxx | Reduce -80.9% | 0.03% | −0.15 |
| LMT Lockheed Martin Corp. | Reduce -1.7% | 0.66% | −0.13 |
| FITB Fifth Third Bancorp | Reduce -97.3% | 0.00% | −0.13 |
| GD General Dynamics Corp. | Reduce -73.7% | 0.04% | −0.12 |
| MET Metlife Inc. | Sold out | 0.00% | −0.11 |
| CVX Chevron Corp. | Reduce -30.0% | 0.25% | −0.10 |
| PEP Pepsico Inc. | Reduce -28.6% | 0.19% | −0.10 |
| EMR Emerson Electric Co. | Reduce -50.9% | 0.11% | −0.09 |
| AMAT Applied Materials Inc. | Reduce -7.4% | 0.27% | −0.08 |
| ORCL Oracle Corp. | Reduce -6.7% | 1.08% | −0.08 |
| COP Conocophillips | Sold out | 0.00% | −0.08 |
| LPG Dorian LPG Ltd. | Reduce -90.2% | 0.01% | −0.07 |
| INTC Intel Corp. | Reduce -14.5% | 0.20% | −0.07 |
| MS Morgan Stanley | Reduce -57.4% | 0.07% | −0.07 |
| RBC RBC Bearings Inc. | Sold out | 0.00% | −0.06 |
| LYB Lyondellbasell Indu Class A | Reduce -28.6% | 0.08% | −0.06 |
| OSCR Oscar Health Inc. Class A | Sold out | 0.00% | −0.06 |
| MOH Molina Healthcare Inc. | Reduce -94.1% | 0.00% | −0.06 |
| PFLT Pennantpark Floating Rate Ca | Reduce -39.2% | 0.08% | −0.06 |
| CAT Caterpillar Inc. | Reduce -2.8% | 0.69% | −0.06 |
| BWLP BW LPG Ltd. | Reduce -35.0% | 0.06% | −0.06 |
| SHW The Sherwin-Williams Co. | Reduce -1.4% | 0.44% | −0.05 |
| IJH iShares Core S&P Midcap ETF | Reduce -27.7% | 0.13% | −0.05 |
| MBC Masterbrand Inc. | Reduce -55.6% | 0.03% | −0.05 |
| BG Bunge Global SA | Reduce -20.1% | 0.08% | −0.04 |
| FLNG Flex LNG Ltd. | Reduce -55.2% | 0.03% | −0.04 |
| NKE Nike Inc. Class B | Reduce -0.9% | 0.28% | −0.04 |
| UPS United Parcel Service Class B | Reduce -0.4% | 0.67% | −0.04 |
| MRK Merck & Co. Inc. | Reduce -4.6% | 0.23% | −0.04 |
| SO The Southern Co. | Reduce -9.3% | 0.21% | −0.04 |
| MSFT Microsoft Corp. | Reduce -1.3% | 3.09% | −0.04 |
| JNJ Johnson & Johnson | Reduce -3.2% | 0.29% | −0.04 |
| XOM Exxon Mobil Corp. | Reduce -2.2% | 0.42% | −0.04 |
| IGHG Proshares Ig Hedged | Sold out | 0.00% | −0.04 |
| FLEX Flex Ltd. | Sold out | 0.00% | −0.04 |
| ICE Intercontinental Exchange Inc. | Reduce -3.2% | 0.40% | −0.04 |
| DOC Healthpeak Properties Inc. | Reduce -66.6% | 0.02% | −0.03 |
| INCO Columbia India Consumer ETF | Reduce -76.9% | 0.01% | −0.03 |
| CVS CVS Health Corp. | Reduce -4.5% | 0.07% | −0.03 |
| NEM Newmont Corp. | Reduce -10.5% | 0.06% | −0.03 |
| MIN Aberdeen Intermediate Inc. FD | Sold out | 0.00% | −0.03 |
| KOMP SS SPDR S&P Kensho Ne Comp | Reduce -65.3% | 0.02% | −0.03 |
| DSL Doubleline Income Solutions | Reduce -47.4% | 0.03% | −0.03 |
| BAB Invesco Taxable Municipal Bo | Sold out | 0.00% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| AVGO Broadcom Inc. | Add +2.9% | 1.38% | +0.40 |
| AMZN Amazon.com Inc. | Add +2.5% | 1.81% | +0.34 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.4% | 6.02% | +0.27 |
| VGT Vanguard Info Tech ETF | Add +0.8% | 2.57% | +0.22 |
| FXI iShares China Large-Cap ETF | New | 0.14% | +0.14 |
| META Meta Platforms Inc. Class A | Add +3.6% | 1.76% | +0.13 |
| TSLA Tesla Inc. | Add +77.4% | 0.21% | +0.13 |
| DGRO iShares Core Dividend Growth | Add +24.4% | 0.61% | +0.12 |
| VTI VG Morningstar TS MKT ETF-US | Add +36.4% | 0.38% | +0.11 |
| GOOGL Alphabet Inc. Class A | Add +1.2% | 0.73% | +0.11 |
| SHOP Shopify Inc. Class A | Add +14.8% | 0.21% | +0.08 |
| D Dominion Energy Inc. | Add +557.2% | 0.09% | +0.07 |
| IWR iShares Russell Mid-Cap ETF | Add +19.7% | 0.39% | +0.07 |
| NFLX Netflix Inc. | Add +0.6% | 0.31% | +0.07 |
| FISV Fiserv Inc. | Add +1.6% | 0.43% | +0.07 |
| GEV GE Vernova Inc. | Add +13.5% | 0.20% | +0.06 |
| XLE SS Energy Select Sector | Add +36.9% | 0.21% | +0.06 |
| COHR Coherent Corp. | Add +25.8% | 0.21% | +0.06 |
| INDY iShares India 50 ETF | Add +253.5% | 0.08% | +0.06 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +11.5% | 0.41% | +0.05 |
| NML Neuberger Energy Infrastruct | Add +0.8% | 0.53% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +10.4% | 0.23% | +0.05 |
| NVT Nvent Electric PLC | New | 0.05% | +0.05 |
| NOW ServiceNow Inc. | Add +43.7% | 0.12% | +0.05 |
| SMCI Super Micro Computer Inc. | New | 0.04% | +0.04 |
| IBIT iShares Bitcoin Trust ETF | New | 0.03% | +0.03 |
| KTF DWS Municipal Income Trust | New | 0.03% | +0.03 |
| VRT Vertiv Holdings Co. Class A | Add +30.0% | 0.10% | +0.03 |
| IESC Ies Holdings Inc. | Add +8.3% | 0.29% | +0.03 |
| XYZ Block Inc. | Add +28.6% | 0.07% | +0.03 |
| FDUS Fidus Investment Corp. | Add +8.3% | 0.17% | +0.03 |
| RSP Invesco S&P 500 Equal Weight | Add +5.7% | 0.52% | +0.03 |
| MSTR Strategy Inc. | New | 0.03% | +0.03 |
| CAMT Camtek Ltd. | Add +43.3% | 0.08% | +0.02 |
| PSN Parsons Corp. | Add +50.0% | 0.09% | +0.02 |
| QQQ Invesco QQQ Trust Series 1 | Add +0.5% | 0.31% | +0.02 |
| TWLO Twilio Inc. Class A | Add +33.9% | 0.04% | +0.02 |
| XAR SS SPDR S&P Aerospace Def | Add +17.4% | 0.10% | +0.02 |
| VNQI Vanguard GLBL Ex-US Real Est | Add +5936.8% | 0.02% | +0.02 |
| DOCS Doximity Inc. Class A | New | 0.02% | +0.02 |
| VTS Vitesse Energy Inc. | Add +1.3% | 0.26% | +0.02 |
| DOCU Docusign Inc. | Add +200.0% | 0.02% | +0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +33.0% | 0.04% | +0.02 |
| SGDM Sprott Gold Miners ETF | Add +25.4% | 0.11% | +0.01 |
| HD Home Depot Inc. | Add +6.3% | 0.28% | +0.01 |
| ITOT iShares Core S&P Total U.S. | Add +0.9% | 0.21% | +0.01 |
| NTRA Natera Inc. | New | 0.01% | +0.01 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +216.7% | 0.01% | +0.01 |
| GNRC Generac Holdings Inc. | Add +17.8% | 0.05% | +0.01 |
| TEI Templeton Emrg MKTS Inc. | Add +120.0% | 0.01% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q3 2025 | 611 | $252.0M | AAPL, NVDA, SPY, MSFT, VGT |
| Q2 2025 | 612 | $230.3M | AAPL, SPY, NVDA, MSFT, VGT |
| Q1 2025 | 637 | $212.3M | AAPL, SPY, NVDA, MSFT, COST |
| Q4 2024 | 616 | $226.5M | AAPL, SPY, NVDA, MSFT, VGT |
| Q3 2024 | 636 | $231.3M | AAPL, SPY, NVDA, MSFT, COST |
| Q2 2024 | 636 | $222.8M | AAPL, NVDA, SPY, MSFT, COST |
| Q1 2024 | 639 | $217.7M | AAPL, SPY, NVDA, MSFT, COST |