Optimum Investment Advisors
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 11, 2024), Optimum Investment Advisors reported 639 stock positions worth $217.7 million. Its top holding was Apple (AAPL) at 7.5% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 5.4%) and Nvidia (NVDA, 4.6%). Compared with Q4 2023, it opened 33 new positions, sold out of 30, added to 103 and reduced 103. The biggest buy was Nvidia (NVDA, shares +0%) and the biggest sale Apple (AAPL, shares −2%).
- Most Recent 13F
- Q3 2025
- Location
- Chicago, IL
- CIK
- 0001037763
- Portfolio Value
- $217.7M (Q1 2024)
- SEC Filing
- 0001580642-24-002122 ↗ filed Apr 11, 2024
Holdings Value
Holdings 639 stocks · $217.7M
| AAPL Apple Inc. | 7.46% | 94,733 | $16.2M | Reduce -2.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 5.43% | 22,598 | $11.8M | Add +2.9% |
| NVDA Nvidia Corp. | 4.56% | 10,989 | $9.9M | Add +0.1% |
| MSFT Microsoft Corp. | 3.43% | 17,728 | $7.5M | Reduce -0.0% |
| COST Costco Wholesale Corp. | 2.27% | 6,743 | $4.9M | Reduce -2.1% |
| VGT Vanguard Info Tech ETF | 2.18% | 9,047 | $4.7M | Add +3.6% |
| UNH Unitedhealth Group Inc. | 1.97% | 8,675 | $4.3M | Add +0.2% |
| MUNI PIMCO Intermediate Municipal | 1.81% | 75,223 | $3.9M | No change |
| GOOG Alphabet Inc. Class C | 1.75% | 25,065 | $3.8M | Reduce -0.8% |
| META Meta Platforms Inc. Class A | 1.42% | 6,365 | $3.1M | Reduce -0.1% |
| AMZN Amazon.com Inc. | 1.40% | 16,840 | $3.0M | Add +4.7% |
| JPM JPMorgan Chase & Co. | 1.29% | 14,063 | $2.8M | No change |
| ABBV Abbvie Inc. | 1.22% | 14,624 | $2.7M | Add +2.4% |
| MA Mastercard Inc. Class A | 1.19% | 5,385 | $2.6M | Reduce -3.4% |
| GLD SPDR Gold Shares | 1.03% | 10,918 | $2.2M | Add +4.4% |
| ORCL Oracle Corp. | 0.95% | 16,453 | $2.1M | Add +6.8% |
| WMT Walmart Inc. | 0.88% | 31,971 | $1.9M | Add +1.4% |
| AVGO Broadcom Inc. | 0.85% | 1,401 | $1.9M | No change |
| UPS United Parcel Service Class B | 0.83% | 12,173 | $1.8M | Add +0.0% |
| CAT Caterpillar Inc. | 0.81% | 4,808 | $1.8M | Add +1.5% |
| QCOM Qualcomm Inc. | 0.80% | 10,333 | $1.7M | No change |
| IWM iShares Russell 2000 ETF | 0.77% | 7,984 | $1.7M | Add +7.6% |
| BBVA Banco Bilbao Vizcaya-SP ADR | 0.75% | 138,603 | $1.6M | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.73% | 3,805 | $1.6M | No change |
| ADBE Adobe Inc. | 0.73% | 3,156 | $1.6M | Reduce -0.9% |
| CSCO Cisco Systems Inc. | 0.71% | 30,815 | $1.5M | Reduce -9.3% |
| LMT Lockheed Martin Corp. | 0.70% | 3,350 | $1.5M | No change |
| TLT iShares 20+ Year Treasury BD | 0.67% | 15,445 | $1.5M | Add +2.0% |
| FIX Comfort Systems USA Inc. | 0.62% | 4,244 | $1.3M | Reduce -2.3% |
| RTX RTX Corp. | 0.62% | 13,800 | $1.3M | No change |
| GOOGL Alphabet Inc. Class A | 0.61% | 8,835 | $1.3M | Add +10.2% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.60% | 10,122 | $1.3M | Add +2.0% |
| INTC Intel Corp. | 0.59% | 29,328 | $1.3M | Add +10.6% |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.58% | 14,350 | $1.3M | Add +0.7% |
| DHI D.R. Horton Inc. | 0.57% | 7,605 | $1.3M | Add +12.6% |
| EPD Enterprise Products Partners | 0.56% | 41,804 | $1.2M | Reduce -1.2% |
| MCD McDonald's Corp. | 0.56% | 4,309 | $1.2M | No change |
| DHR Danaher Corp. | 0.56% | 4,850 | $1.2M | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.54% | 9,583 | $1.2M | No change |
| UNP Union Pacific Corp. | 0.52% | 4,572 | $1.1M | Reduce -4.2% |
| DE Deere & Co. | 0.51% | 2,707 | $1.1M | No change |
| DGRO iShares Core Dividend Growth | 0.51% | 19,075 | $1.1M | Add +3.5% |
| ITW Illinois Tool Works | 0.51% | 4,110 | $1.1M | No change |
| SMCI Super Micro Computer Inc. | 0.50% | 1,086 | $1.1M | Add +986.0% |
| V Visa Inc. Class A | 0.49% | 3,857 | $1.1M | Add +10.9% |
| GS Goldman Sachs Group Inc. | 0.49% | 2,560 | $1.1M | Reduce -1.0% |
| GILD Gilead Sciences Inc. | 0.49% | 14,569 | $1.1M | Reduce -0.2% |
| NML Neuberger Energy Infrastruct | 0.49% | 144,690 | $1.1M | Add +3.9% |
| ETN Eaton Corp. PLC | 0.48% | 3,376 | $1.1M | No change |
| XOM Exxon Mobil Corp. | 0.46% | 8,604 | $1.0M | No change |
| PWR Quanta Services Inc. | 0.46% | 3,836 | $997K | Reduce -1.3% |
| HACK Amplify Cybersecurity ETF | 0.44% | 15,060 | $966K | Add +4.4% |
| NVMI Nova Ltd. | 0.44% | 5,400 | $958K | No change |
| CVX Chevron Corp. | 0.43% | 5,987 | $944K | Add +1.7% |
| ICE Intercontinental Exchange Inc. | 0.42% | 6,708 | $922K | Reduce -6.3% |
| GGN Gamco GLBL Gold NTRL Res Inc. | 0.42% | 235,557 | $909K | Add +2.2% |
| PEP Pepsico Inc. | 0.41% | 5,141 | $900K | Reduce -6.4% |
| LRCX Lam Research Corp. | 0.41% | 925 | $899K | No change |
| BSCO Invesco Bulletshares 2024 CB | 0.41% | 42,792 | $897K | Reduce -0.3% |
| SHW The Sherwin-Williams Co. | 0.41% | 2,570 | $893K | Reduce -3.8% |
| BMY Bristol-Myers Squibb Co. | 0.41% | 16,363 | $887K | Reduce -3.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.40% | 3,805 | $870K | Add +17.1% |
| JNJ Johnson & Johnson | 0.39% | 5,405 | $855K | Add +0.0% |
| NKE Nike Inc. Class B | 0.39% | 9,096 | $855K | Reduce -0.3% |
| MRK Merck & Co. Inc. | 0.39% | 6,400 | $844K | No change |
| AMAT Applied Materials Inc. | 0.38% | 3,966 | $818K | Add +8.2% |
| TMO Thermo Fisher Scientific Inc. | 0.37% | 1,398 | $813K | No change |
| CB Chubb Ltd. | 0.37% | 3,077 | $797K | No change |
| MCK McKesson Corp. | 0.35% | 1,400 | $752K | No change |
| VLO Valero Energy Corp. | 0.34% | 4,374 | $747K | Reduce -9.3% |
| FISV Fiserv Inc. | 0.34% | 4,615 | $738K | Add +15.4% |
| DUK Duke Energy Corp. | 0.33% | 7,493 | $725K | No change |
| YUM Yum! Brands Inc. | 0.32% | 5,055 | $701K | No change |
| HD Home Depot Inc. | 0.32% | 1,805 | $692K | No change |
| PG The Procter & Gamble Co. | 0.31% | 4,212 | $683K | Reduce -5.6% |
| PGX Invesco Preferred ETF | 0.31% | 56,432 | $670K | Add +0.8% |
| EFA iShares MSCI Eafe ETF | 0.29% | 8,005 | $639K | Add +13.9% |
| VEA Vanguard Ftse Developed ETF | 0.29% | 12,647 | $635K | Add +33.4% |
| VWO Vanguard Ftse Emerging Marke | 0.29% | 14,945 | $624K | Add +7.2% |
| CCI Crown Castle Inc. | 0.28% | 5,810 | $615K | Add +83.0% |
| QQQ Invesco QQQ Trust Series 1 | 0.28% | 1,364 | $606K | Reduce -0.1% |
| DVY iShares Select Dividend ETF | 0.28% | 4,903 | $604K | Reduce -3.9% |
| SBUX Starbucks Corp. | 0.28% | 6,555 | $599K | No change |
| IWR iShares Russell Mid-Cap ETF | 0.27% | 7,083 | $596K | Add +13.7% |
| IWF iShares Russell 1000 Growth | 0.26% | 1,671 | $563K | Reduce -5.7% |
| T AT&T Inc. | 0.26% | 31,884 | $561K | Reduce -2.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.26% | 2,150 | $559K | No change |
| SO The Southern Co. | 0.25% | 7,706 | $553K | Add +3.4% |
| SPG Simon Property Group Inc. | 0.25% | 3,479 | $544K | Reduce -6.7% |
| VTS Vitesse Energy Inc. | 0.25% | 22,750 | $540K | Reduce -7.5% |
| ALL Allstate Corp. | 0.25% | 3,116 | $539K | Reduce -6.0% |
| FSLR First Solar Inc. | 0.24% | 3,106 | $524K | New |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.24% | 2,726 | $521K | Add +7.9% |
| LH Laboratory CRP of Amer Hldgs | 0.24% | 2,350 | $513K | No change |
| PHYS Sprott Physical Gold Trust | 0.23% | 29,200 | $505K | No change |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.23% | 13,317 | $505K | Reduce -15.7% |
| NUV Nuveen Municipal Value | 0.23% | 57,972 | $505K | Add +13.7% |
| CLX Clorox Company | 0.23% | 3,287 | $503K | No change |
| BA The Boeing Co. | 0.23% | 2,549 | $492K | Reduce -12.1% |
| PLTR Palantir Technologies Inc. Class A | 0.23% | 21,302 | $490K | Add +1.9% |
Options reported separately and not counted above: UPS puts ($27K).
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -2.3% | 7.46% | −1.93 |
| TSLA Tesla Inc. | Reduce -71.0% | 0.08% | −0.36 |
| ADBE Adobe Inc. | Reduce -0.9% | 0.73% | −0.22 |
| FLNG Flex LNG Ltd. | Reduce -54.1% | 0.10% | −0.18 |
| CSCO Cisco Systems Inc. | Reduce -9.3% | 0.71% | −0.16 |
| BA The Boeing Co. | Reduce -12.1% | 0.23% | −0.15 |
| AFL Aflac Inc. | Reduce -48.5% | 0.13% | −0.14 |
| NKE Nike Inc. Class B | Reduce -0.3% | 0.39% | −0.11 |
| GILD Gilead Sciences Inc. | Reduce -0.2% | 0.49% | −0.11 |
| WPC WP Carey Inc. | Reduce -12.7% | 0.18% | −0.08 |
| UNP Union Pacific Corp. | Reduce -4.2% | 0.52% | −0.07 |
| ON On Semiconductor | Reduce -8.2% | 0.18% | −0.06 |
| PFE Pfizer Inc. | Reduce -21.6% | 0.14% | −0.06 |
| PHYSICIANS REALTY TRUST | Sold out | 0.00% | −0.06 |
| ABR Arbor Realty Trust Inc. | Reduce -3.1% | 0.19% | −0.06 |
| PEP Pepsico Inc. | Reduce -6.4% | 0.41% | −0.06 |
| RIO Rio Tinto PLC-Spon ADR | Reduce -13.5% | 0.10% | −0.05 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Reduce -93.0% | 0.00% | −0.05 |
| LNG Cheniere Energy Inc. | Reduce -87.0% | 0.01% | −0.04 |
| EOG EOG Resources Inc. | Reduce -44.3% | 0.05% | −0.04 |
| XLI SS Industrial Select Sector | Reduce -22.4% | 0.15% | −0.04 |
| ICE Intercontinental Exchange Inc. | Reduce -6.3% | 0.42% | −0.04 |
| BSCO Invesco Bulletshares 2024 CB | Reduce -0.3% | 0.41% | −0.04 |
| GOOG Alphabet Inc. Class C | Reduce -0.8% | 1.75% | −0.04 |
| SGDM Sprott Gold Miners ETF | Reduce -27.6% | 0.07% | −0.04 |
| BAC Bank of America Corp. | Reduce -15.7% | 0.23% | −0.04 |
| GRBK Green Brick Partners Inc. | Reduce -58.3% | 0.03% | −0.04 |
| PAUG Innovator U.S. Equity Power | Reduce -50.0% | 0.03% | −0.03 |
| JCI Johnson Controls Internation | Sold out | 0.00% | −0.03 |
| BMY Bristol-Myers Squibb Co. | Reduce -3.8% | 0.41% | −0.03 |
| NEM Newmont Corp. | Reduce -26.8% | 0.04% | −0.03 |
| XYZ Block Inc. | Reduce -54.4% | 0.03% | −0.03 |
| CPZ Calamos LNG/SHRT Eqty & DYN | Reduce -27.9% | 0.07% | −0.03 |
| FDUS Fidus Investment Corp. | Reduce -9.7% | 0.13% | −0.03 |
| DVYE iShares Emerging Markets Div | Reduce -8.9% | 0.12% | −0.03 |
| IBB iShares Biotechnology ETF | Reduce -4.2% | 0.19% | −0.02 |
| DVY iShares Select Dividend ETF | Reduce -3.9% | 0.28% | −0.02 |
| VTS Vitesse Energy Inc. | Reduce -7.5% | 0.25% | −0.02 |
| ORI Old Republic Intl Corp. | Reduce -8.7% | 0.15% | −0.02 |
| IVZ Invesco Ltd. | Reduce -34.0% | 0.03% | −0.02 |
| T AT&T Inc. | Reduce -2.9% | 0.26% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -2.1% | 2.27% | −0.02 |
| XLF SS Financial Select Sector | Reduce -17.2% | 0.10% | −0.02 |
| GLNG Golar LNG Ltd. | Sold out | 0.00% | −0.02 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -3.8% | 0.13% | −0.02 |
| PJUN Innovator U.S. Equity Power | Reduce -50.0% | 0.02% | −0.02 |
| SPG Simon Property Group Inc. | Reduce -6.7% | 0.25% | −0.02 |
| PSK SS SPDR Ice Pref Sec ETF | Sold out | 0.00% | −0.02 |
| ALB Albemarle Corp. | Reduce -50.0% | 0.01% | −0.02 |
| NZF Nuveen Municipal Credit Inc. | Reduce -24.4% | 0.04% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +0.1% | 4.56% | +1.83 |
| SMCI Super Micro Computer Inc. | Add +986.0% | 0.50% | +0.49 |
| FSLR First Solar Inc. | New | 0.24% | +0.24 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +2.9% | 5.43% | +0.17 |
| AMZN Amazon.com Inc. | Add +4.7% | 1.40% | +0.17 |
| ORCL Oracle Corp. | Add +6.8% | 0.95% | +0.13 |
| ABBV Abbvie Inc. | Add +2.4% | 1.22% | +0.11 |
| CAT Caterpillar Inc. | Add +1.5% | 0.81% | +0.10 |
| CCI Crown Castle Inc. | Add +83.0% | 0.28% | +0.10 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +109.3% | 0.19% | +0.09 |
| RSP Invesco S&P 500 Equal Weight | Add +95.5% | 0.17% | +0.08 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +2.0% | 0.60% | +0.08 |
| AMAT Applied Materials Inc. | Add +8.2% | 0.38% | +0.08 |
| MOH Molina Healthcare Inc. | Add +1600.0% | 0.08% | +0.08 |
| FISV Fiserv Inc. | Add +15.4% | 0.34% | +0.07 |
| BSCP Invesco Bulletshares 2025 CB | Add +167.3% | 0.12% | +0.07 |
| MS Morgan Stanley | Add +134.6% | 0.13% | +0.07 |
| CPNG Coupang Inc. | New | 0.07% | +0.07 |
| AI C3.AI Inc. Class A | Add +188.7% | 0.11% | +0.06 |
| VEA Vanguard Ftse Developed ETF | Add +33.4% | 0.29% | +0.06 |
| TTD Trade Desk Inc./the Class A | Add +0.7% | 0.58% | +0.06 |
| S Sentinelone Inc. Class A | Add +56000.0% | 0.06% | +0.06 |
| DHI D.R. Horton Inc. | Add +12.6% | 0.57% | +0.06 |
| BSCQ Invesco Bulletshares 2026 CB | New | 0.05% | +0.05 |
| DOC Healthpeak Properties Inc. | Add +970.8% | 0.06% | +0.05 |
| VGT Vanguard Info Tech ETF | Add +3.6% | 2.18% | +0.05 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +17.1% | 0.40% | +0.05 |
| WMT Walmart Inc. | Add +1.4% | 0.88% | +0.05 |
| GOOGL Alphabet Inc. Class A | Add +10.2% | 0.61% | +0.05 |
| MDY State Street SPDR S&P Midcap | Add +27.6% | 0.22% | +0.05 |
| PLTR Palantir Technologies Inc. Class A | Add +1.9% | 0.23% | +0.04 |
| EME Emcor Group Inc. | New | 0.04% | +0.04 |
| GBTC Grayscale Bitcoin Trust ETF | New | 0.04% | +0.04 |
| V Visa Inc. Class A | Add +10.9% | 0.49% | +0.04 |
| IBM Intl Business Machines Corp. | Add +7.9% | 0.24% | +0.03 |
| IWR iShares Russell Mid-Cap ETF | Add +13.7% | 0.27% | +0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | New | 0.03% | +0.03 |
| FIS Fidelity National Info Serv | Add +266.7% | 0.04% | +0.03 |
| IRM Iron Mountain Inc. | New | 0.03% | +0.03 |
| NUE Nucor Corp. | New | 0.03% | +0.03 |
| EFA iShares MSCI Eafe ETF | Add +13.9% | 0.29% | +0.03 |
| JEPI JPMorgan Equity Premium Inco | Add +331.3% | 0.03% | +0.03 |
| GLD SPDR Gold Shares | Add +4.4% | 1.03% | +0.03 |
| BLDR Builders Firstsource Inc. | New | 0.02% | +0.02 |
| AMD Advanced Micro Devices | Add +2.2% | 0.19% | +0.02 |
| IWM iShares Russell 2000 ETF | Add +7.6% | 0.77% | +0.02 |
| FBIN Fortune Brands Innovations I | New | 0.02% | +0.02 |
| WRB WR Berkley Corp. | Add +14.5% | 0.08% | +0.02 |
| DIREXION SHARES ETF TRUST | New | 0.02% | +0.02 |
| MRVL Marvell Technology Inc. | New | 0.02% | +0.02 |
Options Activity Q4 2023 → Q1 2024
| UPS United Parcel Service Class B | put | Add +28.6% | 9,000 | $27K |
| PAAS Pan American Silver Corp. | call | Sold out | 10,000 | $1before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Sold out | 2 | $78before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q3 2025 | 611 | $252.0M | AAPL, NVDA, SPY, MSFT, VGT |
| Q2 2025 | 612 | $230.3M | AAPL, SPY, NVDA, MSFT, VGT |
| Q1 2025 | 637 | $212.3M | AAPL, SPY, NVDA, MSFT, COST |
| Q4 2024 | 616 | $226.5M | AAPL, SPY, NVDA, MSFT, VGT |
| Q3 2024 | 636 | $231.3M | AAPL, SPY, NVDA, MSFT, COST |
| Q2 2024 | 636 | $222.8M | AAPL, NVDA, SPY, MSFT, COST |
| Q1 2024 | 639 | $217.7M | AAPL, SPY, NVDA, MSFT, COST |