Prime Capital Investment Advisors, LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 21, 2026), Prime Capital Investment Advisors, LLC reported 1,003 stock positions worth $8.2 billion. Its top holding was iShares Core U.S. Aggregate (AGG) at 6.0% of the portfolio, followed by VG Morningstar TS MKT ETF-US (VTI, 4.5%) and Schwab US Large-Cap ETF (SCHX, 3.3%). Compared with Q3 2025, it opened 70 new positions, sold out of 54, added to 439 and reduced 457. The biggest buy was iShares Core U.S. Aggregate (AGG, shares +44%) and the biggest sale Vngrd Mrgstr MG CP GR ETF-Ui (MGK, shares −39%).
- Most Recent 13F
- Q2 2026
- Location
- OVERLAND PARK, KS
- CIK
- 0001731446
- Portfolio Value
- $8.2B (Q4 2025)
- SEC Filing
- 0001214659-26-000718 ↗ filed Jan 21, 2026
Holdings Value
Holdings 1,003 stocks · $8.2B
| AGG iShares Core U.S. Aggregate | 5.97% | 4,905,406 | $490.0M | Add +43.7% |
| VTI VG Morningstar TS MKT ETF-US | 4.55% | 1,113,796 | $373.4M | Reduce -5.7% |
| SCHX Schwab US Large-Cap ETF | 3.28% | 10,005,831 | $269.3M | Reduce -1.7% |
| ITOT iShares Core S&P Total U.S. | 2.80% | 1,547,706 | $230.1M | Reduce -0.8% |
| AAPL Apple Inc. | 2.66% | 803,181 | $218.4M | Reduce -1.9% |
| NVDA Nvidia Corp. | 2.55% | 1,121,227 | $209.1M | Reduce -1.3% |
| VGK Vanguard Ftse Europe ETF | 2.08% | 2,038,194 | $170.4M | Reduce -3.6% |
| IVV iShares Core S&P 500 ETF | 1.97% | 236,187 | $161.8M | Add +11.1% |
| MSFT Microsoft Corp. | 1.95% | 331,452 | $160.3M | Add +2.0% |
| SCHF Schwab Intl Equity ETF | 1.71% | 5,833,417 | $140.2M | Reduce -8.6% |
| DGRW Wisdomtree U.S. Quality Divi | 1.67% | 1,535,309 | $137.3M | Add +10.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.62% | 696,914 | $133.1M | Reduce -3.4% |
| VOO Vanguard S&P 500 ETF | 1.57% | 205,731 | $129.0M | Reduce -4.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.51% | 202,044 | $124.1M | Reduce -3.9% |
| AMZN Amazon.com Inc. | 1.49% | 529,331 | $122.2M | Add +0.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.21% | 146,138 | $99.7M | Reduce -9.5% |
| BND Vanguard Total Bond Market | 1.19% | 1,324,196 | $98.1M | Add +3.0% |
| IXUS iShares Core Intl Stock ETF | 1.19% | 1,155,197 | $97.8M | Reduce -1.8% |
| AVLV Avantis US Large Cap Value | 1.17% | 1,272,001 | $96.4M | Reduce -17.3% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.17% | 1,911,373 | $96.1M | Reduce -1.3% |
| QUAL iShares MSCI USA Quality Fac | 1.17% | 483,014 | $95.9M | Add +4.4% |
| AVGO Broadcom Inc. | 1.12% | 264,656 | $91.6M | Reduce -0.5% |
| IJS iShares S&P Small-Cap 600 Va | 1.09% | 784,680 | $89.2M | Reduce -5.8% |
| GOOGL Alphabet Inc. Class A | 1.03% | 270,832 | $84.8M | Add +0.3% |
| LLY Eli Lilly & Co. | 0.93% | 70,722 | $76.0M | Add +2.5% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.92% | 182,928 | $75.5M | Reduce -39.3% |
| AVUV Avantis US Small Cap Value | 0.90% | 727,507 | $74.2M | Reduce -31.1% |
| MUB iShares National Muni Bond E | 0.84% | 644,467 | $69.0M | Add +9.8% |
| XTEN Bondbloxx BBG 10Y US TSY ETF | 0.83% | 1,467,742 | $67.8M | Add +2.3% |
| GOOG Alphabet Inc. Class C | 0.81% | 210,862 | $66.2M | Reduce -2.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.78% | 127,473 | $64.1M | Add +3.2% |
| WMT Walmart Inc. | 0.78% | 571,497 | $63.7M | Reduce -2.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.76% | 696,351 | $62.3M | Add +0.5% |
| BNDX Vanguard Total Intl Bond ETF | 0.75% | 1,281,859 | $61.9M | Add +3.1% |
| VPL Vanguard Ftse Pacific ETF | 0.74% | 675,459 | $61.1M | Reduce -4.5% |
| VGLT Vanguard Long-Term Treasury | 0.71% | 1,044,278 | $58.3M | Reduce -0.2% |
| EFA iShares MSCI Eafe ETF | 0.70% | 595,881 | $57.2M | Add +7610.7% |
| BSV Vanguard Short-Term Bond ETF | 0.69% | 722,408 | $56.9M | Reduce -3.7% |
| SCHP Schwab U.S. Tips ETF | 0.69% | 2,141,039 | $56.7M | Add +4.1% |
| META Meta Platforms Inc. Class A | 0.68% | 84,327 | $55.7M | Add +2.9% |
| SCHG Schwab US Large-Cap Growth | 0.61% | 1,540,446 | $50.2M | Reduce -4.0% |
| SCHM Schwab US Mid Cap ETF | 0.60% | 1,644,012 | $49.4M | Reduce -16.5% |
| JPM JPMorgan Chase & Co. | 0.57% | 146,075 | $47.1M | Add +0.3% |
| PLTR Palantir Technologies Inc. Class A | 0.52% | 238,647 | $42.4M | Reduce -8.8% |
| VIG Vanguard Dividend Apprec ETF | 0.51% | 188,762 | $41.5M | Add +3.2% |
| HD Home Depot Inc. | 0.50% | 119,043 | $41.0M | Add +0.9% |
| COST Costco Wholesale Corp. | 0.48% | 45,728 | $39.4M | Add +0.0% |
| USHY iShares Broad Usd High Yield | 0.47% | 1,027,420 | $38.4M | Add +2.5% |
| TSLA Tesla Inc. | 0.46% | 83,695 | $37.6M | Add +4.9% |
| GOVT iShares US Treasury Bond ETF | 0.44% | 1,584,253 | $36.5M | Reduce -16.8% |
| XOM Exxon Mobil Corp. | 0.43% | 295,703 | $35.6M | Reduce -3.0% |
| V Visa Inc. Class A | 0.42% | 97,535 | $34.2M | Reduce -0.0% |
| RTX RTX Corp. | 0.40% | 178,753 | $32.8M | Reduce -0.6% |
| VNQ Vanguard Real Estate ETF | 0.38% | 349,943 | $31.0M | Reduce -2.8% |
| STIP iShares 0-5 Year Tips Bond E | 0.36% | 289,510 | $29.6M | Add +9.2% |
| ABBV Abbvie Inc. | 0.36% | 129,618 | $29.6M | Add +0.8% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.36% | 554,652 | $29.3M | Add +1.9% |
| GEV GE Vernova Inc. | 0.34% | 43,311 | $28.3M | Add +4.7% |
| TIP iShares Tips Bond ETF | 0.34% | 256,364 | $28.2M | Add +5.8% |
| DFAE Dimensional Emerging Core Eq | 0.34% | 860,897 | $28.0M | Reduce -1.7% |
| IAGG iShares Intl Aggregate Bond | 0.33% | 535,598 | $26.8M | Add +5.1% |
| NFLX Netflix Inc. | 0.32% | 280,025 | $26.3M | Add +39.7% |
| AMD Advanced Micro Devices | 0.31% | 120,313 | $25.8M | Reduce -2.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.31% | 84,558 | $25.7M | Add +1.3% |
| AVDV Avantis Intl S/C Value ETF | 0.31% | 273,326 | $25.7M | Reduce -4.4% |
| IAU iShares Gold Trust | 0.31% | 312,009 | $25.3M | Add +0.9% |
| AXP American Express Co. | 0.31% | 68,254 | $25.3M | Reduce -1.0% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.30% | 231,958 | $24.7M | Reduce -0.5% |
| PG The Procter & Gamble Co. | 0.28% | 162,592 | $23.3M | Add +2.7% |
| CVX Chevron Corp. | 0.27% | 142,807 | $21.8M | Add +5.3% |
| SCHV Schwab US Large-Cap Value | 0.26% | 708,702 | $21.0M | Reduce -8.8% |
| UBER Uber Technologies Inc. | 0.25% | 253,518 | $20.7M | Reduce -1.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.25% | 42,275 | $20.6M | Add +1.3% |
| TMO Thermo Fisher Scientific Inc. | 0.24% | 33,974 | $19.7M | Add +0.9% |
| IEUR iShares Core MSCI Europe ETF | 0.24% | 272,582 | $19.3M | Add +4.0% |
| IEF iShares 7-10 Year Treasury B | 0.23% | 195,185 | $18.8M | Reduce -28.3% |
| BIV Vanguard Intermediate-Term B | 0.23% | 237,572 | $18.5M | Reduce -5.0% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.22% | 312,367 | $18.2M | Reduce -1.8% |
| JNJ Johnson & Johnson | 0.22% | 86,807 | $18.0M | Add +2.2% |
| IWF iShares Russell 1000 Growth | 0.22% | 37,929 | $18.0M | Add +4.2% |
| QSIG Wisdomtree US Short Term Cor | 0.21% | 352,206 | $17.3M | Add +8.1% |
| PANW Palo Alto Networks Inc. | 0.21% | 92,391 | $17.0M | Add +3.9% |
| FDVV Fidelity High Dividend ETF | 0.21% | 299,123 | $17.0M | Reduce -0.0% |
| MA Mastercard Inc. Class A | 0.21% | 29,655 | $16.9M | Reduce -0.8% |
| ETN Eaton Corp. PLC | 0.21% | 52,936 | $16.9M | Add +14.6% |
| DFAC Dimensional US Core Equity 2 | 0.20% | 424,183 | $16.8M | Add +6.9% |
| GE General Electric filed as GE AEROSPACE | 0.20% | 53,639 | $16.5M | Add +5.0% |
| BGIG Bahl & Gaynor Inc. Growth ETF | 0.20% | 506,621 | $16.4M | Add +471.9% |
| IJR iShares Core S&P Small-Cap E | 0.20% | 135,645 | $16.3M | Reduce -6.4% |
| RDVI FT Vest Rising Dividend Achi | 0.20% | 612,237 | $16.1M | Add +3.6% |
| CAT Caterpillar Inc. | 0.19% | 27,344 | $15.7M | Add +7.0% |
| UNP Union Pacific Corp. | 0.19% | 67,690 | $15.7M | Add +6.8% |
| SUB iShares Short-Term National | 0.19% | 146,677 | $15.7M | Add +3.8% |
| SPGI S&P Global Inc. | 0.19% | 29,348 | $15.3M | Add +4.5% |
| ABT Abbott Laboratories | 0.18% | 118,698 | $14.9M | Add +272.4% |
| XLK SS Technology Select Sector | 0.18% | 102,536 | $14.8M | Reduce -6.6% |
| ET Energy Transfer LP | 0.18% | 885,577 | $14.6M | Reduce -1.9% |
| HWM Howmet Aerospace Inc. | 0.17% | 69,403 | $14.2M | Add +2.0% |
| SCHA Schwab US Small-Cap ETF | 0.17% | 498,581 | $14.2M | Reduce -4.4% |
| ANET Arista Networks Inc. | 0.17% | 106,044 | $13.9M | Add +5.7% |
Options reported separately and not counted above: MU calls ($378K), NVDA calls ($286K), SPY puts ($157K), META calls ($144K), ANET calls ($117K), AVGO calls ($105K), TSLA calls ($67K), EFA calls ($60K), COHR puts ($47K), NFLX calls ($30K), HON puts ($29K), PYPL calls ($12K), and 21 more.
Other holdings (1): bonds, preferreds, convertibles and warrants · $30K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) | NOTE 5.125%11/1 · principal | 30,000 | $30K | New |
Total filed on the 13F, all lines: $8.2B.
Portfolio Sells Q3 2025 → Q4 2025
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -39.3% | 0.92% | −0.60 |
| AVUV Avantis US Small Cap Value | Reduce -31.1% | 0.90% | −0.42 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -5.7% | 4.55% | −0.32 |
| AVLV Avantis US Large Cap Value | Reduce -17.3% | 1.17% | −0.22 |
| SCHF Schwab Intl Equity ETF | Reduce -8.6% | 1.71% | −0.16 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -9.5% | 1.21% | −0.14 |
| SCHM Schwab US Mid Cap ETF | Reduce -16.5% | 0.60% | −0.13 |
| AMAT Applied Materials Inc. | Reduce -75.4% | 0.05% | −0.13 |
| NVDA Nvidia Corp. | Reduce -1.3% | 2.55% | −0.11 |
| GOVT iShares US Treasury Bond ETF | Reduce -16.8% | 0.44% | −0.11 |
| IEF iShares 7-10 Year Treasury B | Reduce -28.3% | 0.23% | −0.10 |
| ZTS Zoetis Inc. | Reduce -93.2% | 0.01% | −0.09 |
| SCHX Schwab US Large-Cap ETF | Reduce -1.7% | 3.28% | −0.09 |
| VOO Vanguard S&P 500 ETF | Reduce -4.5% | 1.57% | −0.09 |
| PLTR Palantir Technologies Inc. Class A | Reduce -8.8% | 0.52% | −0.08 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -3.9% | 1.51% | −0.07 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -5.8% | 1.09% | −0.07 |
| NOW ServiceNow Inc. | Reduce -15.1% | 0.15% | −0.07 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -3.4% | 1.62% | −0.07 |
| UBER Uber Technologies Inc. | Reduce -1.4% | 0.25% | −0.06 |
| SGOV iShares 0-3 Month Treasury B | Reduce -50.9% | 0.05% | −0.05 |
| ITOT iShares Core S&P Total U.S. | Reduce -0.8% | 2.80% | −0.05 |
| BSV Vanguard Short-Term Bond ETF | Reduce -3.7% | 0.69% | −0.05 |
| ACN Accenture PLC Class A | Reduce -59.5% | 0.04% | −0.05 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -1.3% | 1.17% | −0.05 |
| VGK Vanguard Ftse Europe ETF | Reduce -3.6% | 2.08% | −0.04 |
| VGLT Vanguard Long-Term Treasury | Reduce -0.2% | 0.71% | −0.04 |
| VPL Vanguard Ftse Pacific ETF | Reduce -4.5% | 0.74% | −0.04 |
| VNQ Vanguard Real Estate ETF | Reduce -2.8% | 0.38% | −0.04 |
| FISV Fiserv Inc. | Reduce -61.5% | 0.01% | −0.03 |
| SCHG Schwab US Large-Cap Growth | Reduce -4.0% | 0.61% | −0.03 |
| LNG Cheniere Energy Inc. | Reduce -19.6% | 0.06% | −0.03 |
| SBUX Starbucks Corp. | Reduce -50.4% | 0.03% | −0.03 |
| SCHV Schwab US Large-Cap Value | Reduce -8.8% | 0.26% | −0.03 |
| IXUS iShares Core Intl Stock ETF | Reduce -1.8% | 1.19% | −0.03 |
| WHR Whirlpool Corp. | Reduce -48.2% | 0.02% | −0.03 |
| VIGI Vanguard Int Div App Indx FD | Reduce -64.7% | 0.01% | −0.03 |
| OKLO Oklo Inc. | Reduce -39.1% | 0.02% | −0.03 |
| IBDQ iShares Ibonds Dec 2025 Term | Sold out | 0.00% | −0.02 |
| PEP Pepsico Inc. | Reduce -14.8% | 0.13% | −0.02 |
| ADI Analog Devices Inc. | Reduce -51.3% | 0.03% | −0.02 |
| DIS The Walt Disney Co. | Reduce -24.2% | 0.06% | −0.02 |
| SHM SS SPDR N Ice St Muni ETF | Reduce -11.1% | 0.13% | −0.02 |
| BIV Vanguard Intermediate-Term B | Reduce -5.0% | 0.23% | −0.02 |
| WSO Watsco Inc. | Sold out | 0.00% | −0.02 |
| SMCI Super Micro Computer Inc. | Reduce -2.3% | 0.03% | −0.02 |
| IJR iShares Core S&P Small-Cap E | Reduce -6.4% | 0.20% | −0.02 |
| JNK SS SPDR BB High Yield Bond | Reduce -8.0% | 0.13% | −0.02 |
| GOF Guggenheim Strategic Opport | Reduce -4.5% | 0.07% | −0.02 |
| ET Energy Transfer LP | Reduce -1.9% | 0.18% | −0.02 |
Portfolio Buys Q3 2025 → Q4 2025
| AGG iShares Core U.S. Aggregate | Add +43.7% | 5.97% | +1.67 |
| EFA iShares MSCI Eafe ETF | Add +7610.7% | 0.70% | +0.69 |
| LLY Eli Lilly & Co. | Add +2.5% | 0.93% | +0.26 |
| GOOGL Alphabet Inc. Class A | Add +0.3% | 1.03% | +0.21 |
| IVV iShares Core S&P 500 ETF | Add +11.1% | 1.97% | +0.18 |
| BGIG Bahl & Gaynor Inc. Growth ETF | Add +471.9% | 0.20% | +0.16 |
| ABT Abbott Laboratories | Add +272.4% | 0.18% | +0.13 |
| DGRW Wisdomtree U.S. Quality Divi | Add +10.2% | 1.67% | +0.12 |
| AKRE Akre Focus ETF | New | 0.10% | +0.10 |
| RKLB Rocket Lab Corp. | Add +38.6% | 0.16% | +0.08 |
| MUB iShares National Muni Bond E | Add +9.8% | 0.84% | +0.06 |
| SMA Smartstop Self Storage REIT | New | 0.05% | +0.05 |
| CAIE Calamos Autocallable Inc. ETF | Add +555.0% | 0.06% | +0.05 |
| MU Micron Technology Inc. | Add +27.1% | 0.09% | +0.05 |
| ISRG Intuitive Surgical Inc. | Add +93.0% | 0.08% | +0.04 |
| AMZN Amazon.com Inc. | Add +0.8% | 1.49% | +0.04 |
| QUAL iShares MSCI USA Quality Fac | Add +4.4% | 1.17% | +0.04 |
| FITB Fifth Third Bancorp | Add +973.5% | 0.04% | +0.04 |
| CAT Caterpillar Inc. | Add +7.0% | 0.19% | +0.04 |
| VEA Vanguard Ftse Developed ETF | Add +48.6% | 0.11% | +0.04 |
| CBC Central Bancompany | New | 0.04% | +0.04 |
| TMO Thermo Fisher Scientific Inc. | Add +0.9% | 0.24% | +0.03 |
| FSSL FS Specialty Lending Fund | New | 0.03% | +0.03 |
| REGN Regeneron Pharmaceuticals | Add +2.5% | 0.12% | +0.03 |
| FHEQ Fidelity Hedged Equity ETF | New | 0.03% | +0.03 |
| ACIO Aptus Collared Invest Opp | Add +51.3% | 0.09% | +0.03 |
| IAU iShares Gold Trust | Add +0.9% | 0.31% | +0.03 |
| GEV GE Vernova Inc. | Add +4.7% | 0.34% | +0.03 |
| C Citigroup Inc. | Add +60.4% | 0.06% | +0.02 |
| BIDU Baidu Inc. - Spon ADR | New | 0.02% | +0.02 |
| BBP Virtus Biotech ETF-Usd Inc. | New | 0.02% | +0.02 |
| FSLR First Solar Inc. | Add +20.9% | 0.08% | +0.02 |
| AMGN Amgen Inc. | Add +23.8% | 0.08% | +0.02 |
| JNJ Johnson & Johnson | Add +2.2% | 0.22% | +0.02 |
| TSM Taiwan Semiconductor-SP ADR | Add +1.3% | 0.31% | +0.02 |
| PLD Prologis Inc. | Add +98.8% | 0.04% | +0.02 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +33.0% | 0.08% | +0.02 |
| GLD SPDR Gold Shares | Add +8.7% | 0.13% | +0.02 |
| NFLX Netflix Inc. | Add +39.7% | 0.32% | +0.02 |
| BAC Bank of America Corp. | Add +9.8% | 0.15% | +0.02 |
| DFGP Dimensional GLBL Core PL Fix | New | 0.02% | +0.02 |
| STIP iShares 0-5 Year Tips Bond E | Add +9.2% | 0.36% | +0.02 |
| IDUB Aptus Intl Enhan YLD ETF | Add +67.1% | 0.04% | +0.02 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +633.5% | 0.02% | +0.02 |
| DIA SS SPDR Dow Jones Indus Avg | Add +62.3% | 0.04% | +0.02 |
| APLD Applied Digital Corp. | New | 0.02% | +0.02 |
| TD Toronto-Dominion Bank | Add +433.7% | 0.02% | +0.02 |
| KRBN KS Global Carbon Stratgy ETF | New | 0.02% | +0.02 |
| SCHO Schwab Short-Term US Treas | Add +90.9% | 0.03% | +0.02 |
| SPGI S&P Global Inc. | Add +4.5% | 0.19% | +0.02 |
Options Activity Q3 2025 → Q4 2025
| MU Micron Technology Inc. | call | Add +75.0% | 7,000 | $378K |
| MSTR Strategy Inc. | call | Sold out | 7,000 | $333Kbefore exit |
| NVDA Nvidia Corp. | call | Reduce -7.8% | 13,000 | $286K |
| CRWD CrowdStrike Holdings Inc. Class A | call | Sold out | 3,000 | $257Kbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +44.2% | 6,200 | $157K |
| META Meta Platforms Inc. Class A | call | Add +50.0% | 3,000 | $144K |
| ANET Arista Networks Inc. | call | New | 9,000 | $117K |
| SMCI Super Micro Computer Inc. | call | Sold out | 10,000 | $80Kbefore exit |
| TSLA Tesla Inc. | call | New | 2,000 | $67K |
| EFA iShares MSCI Eafe ETF | call | Reduce -8.1% | 7,900 | $60K |
| COHR Coherent Corp. | put | New | 2,400 | $47K |
| NFLX Netflix Inc. | call | New | 20,000 | $30K |
| LMT Lockheed Martin Corp. | put | Sold out | 900 | $14Kbefore exit |
| CRWD CrowdStrike Holdings Inc. Class A | put | New | 200 | $12K |
| SNPS Synopsys Inc. | call | Reduce -50.0% | 100 | $11K |
| AAPL Apple Inc. | call | New | 100 | $9K |
| FDX FedEx Corp. | put | Sold out | 400 | $4Kbefore exit |
| AMP Ameriprise Financial Inc. | call | New | 100 | $4K |
| NVDA Nvidia Corp. | put | New | 400 | $4K |
| SCHW Schwab (charles) Corp. | call | Sold out | 1,500 | $4Kbefore exit |
| EA Electronic Arts Inc. | call | Sold out | 100 | $3Kbefore exit |
| DE Deere & Co. | put | Sold out | 200 | $3Kbefore exit |
| COST Costco Wholesale Corp. | put | Sold out | 100 | $2Kbefore exit |
| ORCL Oracle Corp. | put | Sold out | 300 | $2Kbefore exit |
| IWM iShares Russell 2000 ETF | put | Sold out | 900 | $2Kbefore exit |
| COST Costco Wholesale Corp. | call | New | 100 | $2K |
| TLT iShares 20+ Year Treasury BD | call | Sold out | 300 | $1Kbefore exit |
| MAR Marriott International Class A | put | Sold out | 200 | $1Kbefore exit |
| V Visa Inc. Class A | put | Sold out | 100 | $1Kbefore exit |
| SYK Stryker Corp. | put | Sold out | 200 | $754before exit |
| SNPS Synopsys Inc. | put | Sold out | 100 | $685before exit |
| DHR Danaher Corp. | put | Sold out | 100 | $651before exit |
| QQQ Invesco QQQ Trust Series 1 | call | Sold out | 200 | $548before exit |
| SYK Stryker Corp. | call | Sold out | 200 | $485before exit |
| IBKR Interactive Brokers Gro Class A | put | Sold out | 200 | $265before exit |
| FANG Diamondback Energy Inc. | put | Sold out | 200 | $155before exit |
| RTX RTX Corp. | call | Sold out | 100 | $130before exit |
| QCOM Qualcomm Inc. | put | New | 100 | $126 |
| JPM JPMorgan Chase & Co. | put | Sold out | 100 | $118before exit |
| PSX Phillips 66 | put | Sold out | 200 | $105before exit |
| EOG EOG Resources Inc. | put | Reduce -96.8% | 100 | $65 |
| TFC Truist Financial Corp. | put | Sold out | 100 | $39before exit |
| EEM iShares MSCI Emerging Market | put | New | 200 | $33 |
| MS Morgan Stanley | put | New | 100 | $28 |
| MCD McDonald's Corp. | put | Sold out | 100 | $21before exit |
| DAL Delta Air Lines Inc. | put | Sold out | 100 | $19before exit |
| SCHW Schwab (charles) Corp. | put | New | 200 | $16 |
| MCD McDonald's Corp. | call | Sold out | 100 | $0before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2025 → Q4 2025
| CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) | NOTE 5.125%11/1 · principal | New | 30,000 | $30K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,067 | $10.3B | IVV, VTI, AGG, IEFA, SCHX |
| Q1 2026 | 1,024 | $8.6B | AGG, VTI, IVV, ITOT, SCHX |
| Q4 2025 | 1,003 | $8.2B | AGG, VTI, SCHX, ITOT, AAPL |
| Q3 2025 | 985 | $8.0B | VTI, AGG, SCHX, ITOT, NVDA |
| Q2 2025 | 936 | $7.5B | VTI, AGG, SCHX, ITOT, NVDA |
| Q1 2025 | 1,043 | $8.6B | SCHX, VTI, ITOT, AAPL, AGG |
| Q4 2024 | 920 | $6.9B | VTI, SCHX, AAPL, ITOT, NVDA |
| Q3 2024 | 909 | $7.0B | VTI, SCHX, ITOT, AAPL, SPY |
| Q2 2024 | 911 | $6.7B | VTI, SCHX, SPY, ITOT, GOVT |
| Q1 2024 | 992 | $7.2B | VTI, QQQ, SCHX, ITOT, SPY |