Rockefeller Capital Management L.P.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), Rockefeller Capital Management L.P. reported 1,659 stock positions worth $34.3 billion. Its top holding was Microsoft (MSFT) at 3.7% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 3.5%) and Apple (AAPL, 2.9%). Compared with Q4 2023, it opened 213 new positions, sold out of 86, added to 906 and reduced 495. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +27%) and the biggest sale Apple (AAPL, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001739439
- Portfolio Value
- $34.3B (Q1 2024)
- SEC Filing
- 0001739439-24-000008 ↗ filed May 14, 2024
Holdings Value
Holdings 1,659 stocks · $34.3B
| MSFT Microsoft Corp. | 3.68% | 2,997,386 | $1.3B | Add +2.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.45% | 2,262,101 | $1.2B | Add +5.6% |
| AAPL Apple Inc. | 2.91% | 5,821,365 | $998.2M | Reduce -2.1% |
| AMZN Amazon.com Inc. | 2.34% | 4,439,655 | $800.8M | Add +1.3% |
| NVDA Nvidia Corp. | 1.89% | 715,359 | $646.4M | Reduce -7.0% |
| VOO Vanguard S&P 500 ETF | 1.44% | 1,023,483 | $492.0M | Add +26.5% |
| GOOGL Alphabet Inc. Class A | 1.41% | 3,203,829 | $483.6M | Add +3.0% |
| META Meta Platforms Inc. Class A | 1.36% | 960,831 | $466.6M | Reduce -6.4% |
| LLY Eli Lilly & Co. | 1.20% | 530,399 | $412.6M | Add +2.7% |
| QQQ Invesco QQQ Trust Series 1 | 1.12% | 863,908 | $383.6M | Add +1.4% |
| JPM JPMorgan Chase & Co. | 1.07% | 1,833,573 | $367.3M | Add +2.7% |
| IVV iShares Core S&P 500 ETF | 1.03% | 668,580 | $351.5M | Add +14.0% |
| AVGO Broadcom Inc. | 0.98% | 254,025 | $336.7M | Add +5.1% |
| V Visa Inc. Class A | 0.97% | 1,192,761 | $332.9M | Add +4.4% |
| ORCL Oracle Corp. | 0.93% | 2,526,016 | $317.3M | Add +0.1% |
| GOOG Alphabet Inc. Class C | 0.86% | 1,927,730 | $293.5M | Reduce -0.2% |
| RGA Reinsurance Group of America | 0.78% | 1,393,936 | $268.9M | Add +13.6% |
| COST Costco Wholesale Corp. | 0.70% | 326,678 | $239.3M | Add +3.8% |
| SHEL Shell PLC-ADR | 0.66% | 3,368,667 | $225.8M | Add +3.5% |
| HD Home Depot Inc. | 0.66% | 585,919 | $224.8M | Add +2.0% |
| IWF iShares Russell 1000 Growth | 0.62% | 626,435 | $211.1M | Reduce -18.0% |
| AMD Advanced Micro Devices | 0.61% | 1,158,902 | $209.2M | Reduce -9.6% |
| VT Vanguard Tot World STK ETF | 0.58% | 1,785,890 | $197.3M | Reduce -3.9% |
| XLK SS Technology Select Sector | 0.57% | 936,454 | $195.0M | Add +15.2% |
| CL Colgate-Palmolive Co. | 0.56% | 2,145,066 | $193.2M | Add +18.2% |
| IWD iShares Russell 1000 Value E | 0.56% | 1,065,067 | $190.8M | Reduce -18.4% |
| UNH Unitedhealth Group Inc. | 0.52% | 358,306 | $177.3M | Add +0.4% |
| DFS Discover Financial Services | 0.51% | 1,338,048 | $175.4M | Reduce -5.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.51% | 415,393 | $174.7M | Add +4.3% |
| MRK Merck & Co. Inc. | 0.50% | 1,300,852 | $171.6M | Reduce -6.5% |
| CVX Chevron Corp. | 0.50% | 1,086,561 | $171.4M | Reduce -8.0% |
| VEA Vanguard Ftse Developed ETF | 0.50% | 3,402,021 | $170.7M | Add +18.2% |
| IJR iShares Core S&P Small-Cap E | 0.46% | 1,425,397 | $157.5M | Add +5.3% |
| CRM Salesforce Inc. | 0.45% | 510,585 | $153.8M | Add +0.8% |
| XOM Exxon Mobil Corp. | 0.45% | 1,322,261 | $153.7M | Reduce -0.9% |
| MCD McDonald's Corp. | 0.44% | 540,660 | $152.4M | Add +2.4% |
| UBER Uber Technologies Inc. | 0.44% | 1,952,623 | $150.3M | Reduce -10.2% |
| EFA iShares MSCI Eafe ETF | 0.43% | 1,849,645 | $147.7M | Reduce -3.7% |
| AER Aercap Holdings NV | 0.43% | 1,694,819 | $147.3M | Add +9.4% |
| IWM iShares Russell 2000 ETF | 0.43% | 693,254 | $145.8M | Add +4.9% |
| ABBV Abbvie Inc. | 0.42% | 798,452 | $145.4M | Add +7.6% |
| RSP Invesco S&P 500 Equal Weight | 0.42% | 855,917 | $145.0M | Add +16.1% |
| TEL Te Connectivity Ltd. | 0.42% | 981,695 | $142.6M | Add +2.0% |
| T AT&T Inc. | 0.40% | 7,835,114 | $137.9M | Add +14.0% |
| ACN Accenture PLC Class A | 0.40% | 392,891 | $136.2M | Add +7.1% |
| BLK BlackRock Finance Inc. | 0.39% | 161,640 | $134.8M | Add +2.1% |
| TMO Thermo Fisher Scientific Inc. | 0.39% | 228,117 | $132.6M | Add +9.8% |
| AMAT Applied Materials Inc. | 0.39% | 641,409 | $132.3M | Add +3.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.38% | 506,955 | $131.8M | Add +13.4% |
| VIG Vanguard Dividend Apprec ETF | 0.38% | 714,115 | $130.4M | Add +17.4% |
| CNC Centene Corp. | 0.37% | 1,627,398 | $127.7M | Add +8.6% |
| ICE Intercontinental Exchange Inc. | 0.37% | 923,541 | $126.9M | Add +3.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.37% | 1,701,079 | $126.3M | Add +1.3% |
| AXP American Express Co. | 0.37% | 551,785 | $125.6M | Reduce -9.6% |
| ADBE Adobe Inc. | 0.37% | 247,987 | $125.1M | Reduce -3.5% |
| VGT Vanguard Info Tech ETF | 0.36% | 237,924 | $124.8M | Add +8.8% |
| HON Honeywell International Inc. | 0.36% | 601,014 | $123.4M | Add +6.3% |
| AMGN Amgen Inc. | 0.36% | 432,971 | $123.1M | Reduce -29.8% |
| GLD SPDR Gold Shares | 0.36% | 598,004 | $123.0M | Add +11.6% |
| KO The Coca-Cola Co. | 0.36% | 2,002,212 | $122.5M | Add +9.8% |
| BDX Becton Dickinson and Co. | 0.36% | 494,284 | $122.3M | Add +28.9% |
| TRU Transunion | 0.35% | 1,499,480 | $119.7M | Reduce -18.4% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.35% | 505,851 | $119.3M | Add +2.5% |
| JNJ Johnson & Johnson | 0.34% | 740,772 | $117.2M | Add +5.3% |
| IJH iShares Core S&P Midcap ETF | 0.34% | 1,920,222 | $116.6M | Add +5.2% |
| GE General Electric | 0.34% | 659,630 | $115.8M | Add +2.7% |
| VEU Vanguard Ftse All-World Ex-U | 0.34% | 1,971,963 | $115.7M | Add +9.2% |
| PG The Procter & Gamble Co. | 0.33% | 693,714 | $112.6M | Add +5.9% |
| NEE Nextera Energy Inc. | 0.33% | 1,756,740 | $112.3M | Add +21.5% |
| PEP Pepsico Inc. | 0.33% | 638,788 | $111.8M | Add +3.3% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.32% | 345,975 | $110.9M | Add +7.7% |
| DHR Danaher Corp. | 0.32% | 436,166 | $108.9M | Add +6.1% |
| LIN Linde PLC | 0.31% | 230,925 | $107.2M | Add +9.4% |
| CAT Caterpillar Inc. | 0.31% | 291,938 | $107.0M | Reduce -10.1% |
| IBN Icici Bank Ltd.-Spon ADR | 0.31% | 4,001,215 | $105.7M | Add +1.0% |
| PANW Palo Alto Networks Inc. | 0.30% | 366,196 | $104.0M | Add +5.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.30% | 835,987 | $102.3M | Add +1.9% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.30% | 654,016 | $102.0M | Add +3.1% |
| REGN Regeneron Pharmaceuticals | 0.29% | 104,701 | $100.8M | Reduce -0.9% |
| VZ Verizon Communications Inc. | 0.29% | 2,387,518 | $100.2M | Add +8.8% |
| XLV SS Health Care Select Sector | 0.29% | 672,165 | $99.3M | Add +41.7% |
| JEPI JPMorgan Equity Premium Inco | 0.29% | 1,706,148 | $98.7M | Add +12.7% |
| WMT Walmart Inc. | 0.29% | 1,624,303 | $97.7M | Add +16.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.28% | 388,147 | $97.0M | Add +6.2% |
| TSLA Tesla Inc. | 0.28% | 550,268 | $96.7M | Add +5.9% |
| LOW Lowe's Cos Inc. | 0.28% | 377,405 | $96.1M | Add +4.8% |
| IQV Iqvia Holdings Inc. | 0.28% | 378,799 | $95.8M | Add +3.9% |
| CARR Carrier Global Corp. | 0.27% | 1,603,089 | $93.2M | Reduce -5.8% |
| TTE Totalenergies SE -Spon ADR | 0.27% | 1,337,817 | $92.1M | Add +6.2% |
| MU Micron Technology Inc. | 0.26% | 766,642 | $90.4M | Reduce -2.3% |
| PPG PPG Industries Inc. | 0.26% | 619,039 | $89.7M | Add +24.8% |
| BX Blackstone Inc. | 0.26% | 671,683 | $88.2M | Add +1.7% |
| ISRG Intuitive Surgical Inc. | 0.25% | 210,896 | $84.2M | Add +6.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.24% | 243,787 | $83.9M | Reduce -6.8% |
| PFF iShares Preferred & Income S | 0.24% | 2,595,196 | $83.6M | Add +9.3% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.24% | 821,649 | $83.3M | Add +8.3% |
| ALL Allstate Corp. | 0.24% | 477,336 | $82.6M | Reduce -22.6% |
| ADI Analog Devices Inc. | 0.23% | 406,709 | $80.4M | Add +5.9% |
| ABT Abbott Laboratories | 0.23% | 692,861 | $78.8M | Reduce -0.1% |
| CSCO Cisco Systems Inc. | 0.23% | 1,576,917 | $78.7M | Reduce -16.9% |
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -2.1% | 2.91% | −0.91 |
| AMGN Amgen Inc. | Reduce -29.8% | 0.36% | −0.23 |
| IWD iShares Russell 1000 Value E | Reduce -18.4% | 0.56% | −0.16 |
| IWF iShares Russell 1000 Growth | Reduce -18.0% | 0.62% | −0.16 |
| ADBE Adobe Inc. | Reduce -3.5% | 0.37% | −0.15 |
| KBWB Invesco KBW Bank ETF | Reduce -97.7% | 0.00% | −0.12 |
| BA The Boeing Co. | Reduce -18.2% | 0.13% | −0.12 |
| CSCO Cisco Systems Inc. | Reduce -16.9% | 0.23% | −0.09 |
| OMF Onemain Holdings Inc. | Reduce -35.4% | 0.13% | −0.09 |
| CVX Chevron Corp. | Reduce -8.0% | 0.50% | −0.09 |
| PFE Pfizer Inc. | Reduce -23.0% | 0.14% | −0.08 |
| TRU Transunion | Reduce -18.4% | 0.35% | −0.07 |
| EMR Emerson Electric Co. | Reduce -24.6% | 0.23% | −0.07 |
| IXUS iShares Core Intl Stock ETF | Reduce -55.8% | 0.05% | −0.07 |
| RPRX Royalty Pharma PLC Class A | Reduce -97.1% | 0.00% | −0.06 |
| VT Vanguard Tot World STK ETF | Reduce -3.9% | 0.58% | −0.06 |
| CARR Carrier Global Corp. | Reduce -5.8% | 0.27% | −0.05 |
| CC The Chemours Co. | Sold out | 0.00% | −0.05 |
| GOOG Alphabet Inc. Class C | Reduce -0.2% | 0.86% | −0.05 |
| EFA iShares MSCI Eafe ETF | Reduce -3.7% | 0.43% | −0.05 |
| ACWX iShares MSCI Acwi Ex US ETF | Reduce -69.5% | 0.02% | −0.05 |
| IWN iShares Russell 2000 Value E | Reduce -20.7% | 0.12% | −0.05 |
| ALL Allstate Corp. | Reduce -22.6% | 0.24% | −0.05 |
| INTC Intel Corp. | Reduce -1.1% | 0.15% | −0.05 |
| LULU Lululemon Athletica Inc. | Reduce -12.9% | 0.06% | −0.05 |
| VGSH Vanguard Short-Term Treasury | Reduce -7.5% | 0.19% | −0.05 |
| F Ford Motor Co. | Reduce -36.3% | 0.07% | −0.04 |
| USFR Wisdomtree Floating Rate Tre | Reduce -36.0% | 0.06% | −0.04 |
| DGRO iShares Core Dividend Growth | Reduce -32.7% | 0.08% | −0.04 |
| ADP Automatic Data Processing | Reduce -12.2% | 0.19% | −0.04 |
| BWIN Baldwin Insurance Group Inc./ | Reduce -72.5% | 0.02% | −0.04 |
| SONY Sony Group Corp. - SP ADR | Reduce -22.8% | 0.06% | −0.04 |
| MDLZ Mondelez International Inc. Class A | Reduce -11.4% | 0.12% | −0.04 |
| ATS Ats Corp. | Reduce -10.4% | 0.06% | −0.04 |
| WAL Western Alliance Bancorp | Reduce -87.2% | 0.00% | −0.04 |
| APD Air Products & Chemicals Inc. | Reduce -2.6% | 0.11% | −0.04 |
| IWO iShares Russell 2000 Growth | Reduce -36.7% | 0.05% | −0.03 |
| MDT Medtronic PLC | Reduce -14.9% | 0.12% | −0.03 |
| GL Globe Life Inc. | Reduce -0.3% | 0.16% | −0.03 |
| WBA Walgreens Boots Alliance Inc. | Reduce -70.6% | 0.01% | −0.03 |
| CAKE The Cheesecake Factory Inc. | Reduce -51.3% | 0.03% | −0.03 |
| KSS Kohls Corp. | Reduce -72.8% | 0.01% | −0.03 |
| CRI Carter's Inc. | Reduce -40.8% | 0.04% | −0.03 |
| IBDT iShares Ibonds Dec 2028 ETF | Reduce -80.0% | 0.01% | −0.03 |
| DAL Delta Air Lines Inc. | Reduce -25.6% | 0.10% | −0.03 |
| IEMG iShares Core MSCI Emerging | Reduce -10.3% | 0.12% | −0.03 |
| LUV Southwest Airlines Co. | Reduce -82.7% | 0.01% | −0.03 |
| VLY Valley National Bancorp | Reduce -94.6% | 0.00% | −0.03 |
| IRM Iron Mountain Inc. | Reduce -15.3% | 0.15% | −0.03 |
| TGT Target Corp. | Reduce -41.8% | 0.05% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| VOO Vanguard S&P 500 ETF | Add +26.5% | 1.44% | +0.26 |
| LLY Eli Lilly & Co. | Add +2.7% | 1.20% | +0.20 |
| SGOV iShares 0-3 Month Treasury B | Add +1149.6% | 0.16% | +0.15 |
| RGA Reinsurance Group of America | Add +13.6% | 0.78% | +0.12 |
| AMZN Amazon.com Inc. | Add +1.3% | 2.34% | +0.11 |
| BOXX Alpha Architect 1-3 MNTH Box | New | 0.11% | +0.11 |
| IVV iShares Core S&P 500 ETF | Add +14.0% | 1.03% | +0.09 |
| AVGO Broadcom Inc. | Add +5.1% | 0.98% | +0.08 |
| CL Colgate-Palmolive Co. | Add +18.2% | 0.56% | +0.08 |
| CDNS Cadence Design SYS Inc. | Add +99.4% | 0.15% | +0.08 |
| STLA Stellantis NV | Add +210.6% | 0.11% | +0.07 |
| COWZ Pacer US Cash Cows 100 ETF | Add +78.8% | 0.17% | +0.07 |
| XLV SS Health Care Select Sector | Add +41.7% | 0.29% | +0.07 |
| TLT iShares 20+ Year Treasury BD | Add +78.5% | 0.21% | +0.07 |
| IBTF iShares Ibonds Dec 2025 Term | Add +1094.7% | 0.07% | +0.07 |
| GE General Electric | Add +2.7% | 0.34% | +0.06 |
| NCLH Norwegian Cruise Line Holdin | Add +6779.1% | 0.06% | +0.06 |
| KW Kennedy-Wilson Holdings Inc. | Add +4202.5% | 0.06% | +0.06 |
| DLR Digital Realty Trust Inc. | Add +99.7% | 0.13% | +0.06 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +239.3% | 0.09% | +0.06 |
| JPM JPMorgan Chase & Co. | Add +2.7% | 1.07% | +0.06 |
| VCIT Vanguard Int-Term Corporate | Add +187.6% | 0.09% | +0.06 |
| FSLR First Solar Inc. | Add +492.8% | 0.07% | +0.05 |
| SMCI Super Micro Computer Inc. | New | 0.05% | +0.05 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +5.6% | 3.45% | +0.05 |
| DIS The Walt Disney Co. | Add +1.9% | 0.30% | +0.05 |
| AAP Advance Auto Parts Inc. | New | 0.05% | +0.05 |
| AMAT Applied Materials Inc. | Add +3.5% | 0.39% | +0.05 |
| URI United Rentals Inc. | Add +37.3% | 0.15% | +0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +7.7% | 0.32% | +0.05 |
| BKAG BNY Mellon Core Bond ETF | New | 0.05% | +0.05 |
| YETI Yeti Holdings Inc. | New | 0.05% | +0.05 |
| SPAB SS SPDR P Agg Bond ETF | Add +140.6% | 0.09% | +0.05 |
| MELI MercadoLibre Inc. | New | 0.05% | +0.05 |
| XLK SS Technology Select Sector | Add +15.2% | 0.57% | +0.05 |
| GSLC Goldman Activebeta US LC ETF | Add +491.2% | 0.06% | +0.05 |
| VPL Vanguard Ftse Pacific ETF | Add +305.6% | 0.06% | +0.05 |
| AER Aercap Holdings NV | Add +9.4% | 0.43% | +0.05 |
| XLC SS Comm Select Sector SPDR | Add +60.5% | 0.12% | +0.04 |
| BDX Becton Dickinson and Co. | Add +28.9% | 0.36% | +0.04 |
| BND Vanguard Total Bond Market | Add +124.9% | 0.09% | +0.04 |
| WMT Walmart Inc. | Add +16.8% | 0.29% | +0.04 |
| SCHI Schwab 5-10 Year Corporate B | New | 0.04% | +0.04 |
| ABBV Abbvie Inc. | Add +7.6% | 0.42% | +0.04 |
| NFLX Netflix Inc. | Add +13.2% | 0.21% | +0.04 |
| TDG Transdigm Group Inc. | New | 0.04% | +0.04 |
| ASML ASML Holding NV-NY Reg SHS | Add +61.7% | 0.08% | +0.04 |
| VEA Vanguard Ftse Developed ETF | Add +18.2% | 0.50% | +0.04 |
| ORCL Oracle Corp. | Add +0.1% | 0.93% | +0.04 |
| JEPQ JPM Nasdaq Equity Premium | Add +100.5% | 0.08% | +0.04 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,713 | $65.2B | SPY, AAPL, NVDA, GOOGL, MSFT |
| Q1 2026 | 4,663 | $56.4B | SPY, AAPL, NVDA, MSFT, GOOGL |
| Q4 2025Amended | 4,652 | $55.5B | SPY, MSFT, AAPL, NVDA, GOOGL |
| Q3 2025 | 4,411 | $51.1B | MSFT, SPY, AAPL, NVDA, CRM |
| Q2 2025Amended | 1,712 | $45.6B | MSFT, SPY, NVDA, AAPL, AMZN |
| Q1 2025 | 1,653 | $40.5B | CRM, SPY, AAPL, MSFT, AMZN |
| Q4 2024 | 1,652 | $38.6B | SPY, AAPL, MSFT, AMZN, NVDA |
| Q3 2024 | 1,608 | $37.2B | SPY, AAPL, MSFT, AMZN, NVDA |
| Q2 2024 | 1,622 | $35.2B | MSFT, AAPL, SPY, AMZN, NVDA |
| Q1 2024 | 1,659 | $34.3B | MSFT, SPY, AAPL, AMZN, NVDA |