Rockefeller Capital Management L.P.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 14, 2026), Rockefeller Capital Management L.P. reported 4,663 stock positions worth $56.4 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 3.4% of the portfolio, followed by Apple (AAPL, 3.0%) and Nvidia (NVDA, 2.8%). Compared with Q4 2025, it opened 246 new positions, sold out of 236, added to 2,659 and reduced 1,310. The biggest buy was Exxon Mobil (XOM, shares +6%) and the biggest sale Shopify Class A (SHOP, shares −42%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001739439
- Portfolio Value
- $56.4B (Q1 2026)
- SEC Filing
- 0001739439-26-000005 ↗ filed May 14, 2026
Holdings Value
Holdings 4,663 stocks · $56.4B
| SPY SS SPDR S&P 500 ETF Trust-US | 3.40% | 2,946,267 | $1.9B | Add +3.9% |
| AAPL Apple Inc. | 3.01% | 6,683,923 | $1.7B | Add +2.8% |
| NVDA Nvidia Corp. | 2.79% | 9,029,958 | $1.6B | Add +4.1% |
| MSFT Microsoft Corp. | 2.65% | 4,033,392 | $1.5B | Add +2.1% |
| GOOGL Alphabet Inc. Class A | 2.19% | 4,297,315 | $1.2B | Add +0.9% |
| AMZN Amazon.com Inc. | 2.18% | 5,897,727 | $1.2B | Add +5.3% |
| AVGO Broadcom Inc. | 1.64% | 2,996,496 | $927.4M | Add +4.9% |
| VOO Vanguard S&P 500 ETF | 1.48% | 1,396,649 | $834.6M | Add +1.5% |
| IVV iShares Core S&P 500 ETF | 1.33% | 1,148,258 | $750.1M | Add +6.1% |
| JPM JPMorgan Chase & Co. | 1.26% | 2,409,554 | $708.8M | Add +3.6% |
| QQQ Invesco QQQ Trust Series 1 | 1.16% | 1,130,072 | $652.3M | Reduce -2.1% |
| GOOG Alphabet Inc. Class C | 1.09% | 2,142,274 | $614.5M | Reduce -0.8% |
| META Meta Platforms Inc. Class A | 1.07% | 1,054,928 | $603.6M | Add +2.2% |
| RGEF Rockefeller Global Eqty ETF | 1.03% | 19,357,317 | $581.7M | Reduce -4.6% |
| RSMC Rockefeller US Small-Mid Cap | 0.95% | 21,580,505 | $536.1M | Add +4.3% |
| IWF iShares Russell 1000 Growth | 0.86% | 1,136,766 | $484.7M | Add +5.9% |
| LLY Eli Lilly & Co. | 0.82% | 503,731 | $463.3M | Add +10.3% |
| COST Costco Wholesale Corp. | 0.75% | 424,493 | $423.0M | Add +7.7% |
| V Visa Inc. Class A | 0.73% | 1,355,559 | $409.7M | Reduce -2.2% |
| GLD SPDR Gold Shares | 0.71% | 926,830 | $398.8M | Reduce -1.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.63% | 1,103,126 | $353.9M | Add +3.3% |
| XOM Exxon Mobil Corp. | 0.61% | 2,043,449 | $346.7M | Add +6.2% |
| GEV GE Vernova Inc. | 0.59% | 382,869 | $334.3M | Add +7.1% |
| IWD iShares Russell 1000 Value E | 0.58% | 1,538,757 | $328.8M | Add +6.8% |
| HD Home Depot Inc. | 0.57% | 985,007 | $324.0M | Add +5.4% |
| CVX Chevron Corp. | 0.57% | 1,556,994 | $322.1M | Add +6.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.57% | 946,307 | $320.2M | Add +8.5% |
| RSP Invesco S&P 500 Equal Weight | 0.54% | 1,599,136 | $306.9M | Add +11.5% |
| VEA Vanguard Ftse Developed ETF | 0.54% | 4,762,512 | $305.2M | Add +2.1% |
| EFA iShares MSCI Eafe ETF | 0.53% | 3,088,405 | $300.0M | Add +44.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.51% | 1,454,595 | $285.4M | Add +8.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.49% | 573,746 | $274.9M | Add +5.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.48% | 614,604 | $268.5M | Add +3.7% |
| XLK SS Technology Select Sector | 0.47% | 1,987,473 | $264.1M | Add +5.8% |
| SHEL Shell PLC-ADR | 0.46% | 2,817,779 | $262.1M | Add +1.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.46% | 2,876,994 | $260.5M | Add +9.8% |
| JNJ Johnson & Johnson | 0.46% | 1,054,990 | $257.9M | Add +12.5% |
| UBER Uber Technologies Inc. | 0.46% | 3,577,295 | $257.3M | Add +16.5% |
| NEE Nextera Energy Inc. | 0.42% | 2,560,302 | $237.8M | Add +18.1% |
| MCD McDonald's Corp. | 0.42% | 760,718 | $236.4M | Add +4.4% |
| RMOP Rockefeller Opport Muni ETF | 0.41% | 9,244,531 | $229.9M | Add +28.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.41% | 798,721 | $229.4M | Add +8.3% |
| AMGN Amgen Inc. | 0.40% | 643,944 | $226.6M | Add +0.3% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.40% | 1,403,460 | $224.1M | Add +6.7% |
| KO The Coca-Cola Co. | 0.40% | 2,945,437 | $224.0M | Add +2.0% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.39% | 566,535 | $221.2M | Add +10.8% |
| IJR iShares Core S&P Small-Cap E | 0.39% | 1,765,464 | $219.5M | Add +10.9% |
| BLK BlackRock Inc. | 0.38% | 224,843 | $216.2M | Add +3.8% |
| MRK Merck & Co. Inc. | 0.37% | 1,752,898 | $210.9M | Add +1.8% |
| IJH iShares Core S&P Midcap ETF | 0.37% | 3,114,696 | $210.3M | Add +7.8% |
| TMO Thermo Fisher Scientific Inc. | 0.37% | 427,331 | $210.0M | Add +1.0% |
| VGT Vanguard Info Tech ETF | 0.37% | 299,677 | $209.1M | Add +4.3% |
| CAT Caterpillar Inc. | 0.37% | 294,176 | $208.4M | Reduce -15.1% |
| LIN Linde PLC | 0.37% | 415,786 | $206.1M | Add +27.9% |
| WMT Walmart Inc. | 0.36% | 1,649,694 | $205.0M | Reduce -1.7% |
| ABBV Abbvie Inc. | 0.35% | 911,994 | $198.3M | Add +3.2% |
| IWM iShares Russell 2000 ETF | 0.34% | 770,766 | $191.2M | Add +8.4% |
| LHX L3HARRIS Technologies Inc. | 0.33% | 539,205 | $186.1M | Add +0.4% |
| PH Parker Hannifin Corp. | 0.32% | 201,985 | $180.8M | Add +3.9% |
| CSCO Cisco Systems Inc. | 0.32% | 2,305,742 | $178.9M | Reduce -7.2% |
| AMD Advanced Micro Devices | 0.32% | 878,036 | $178.6M | Add +7.1% |
| VIG Vanguard Dividend Apprec ETF | 0.31% | 824,486 | $177.3M | Reduce -0.5% |
| CRM Salesforce Inc. | 0.31% | 944,765 | $176.4M | Add +8.8% |
| TSLA Tesla Inc. | 0.31% | 469,357 | $174.5M | Add +12.3% |
| IAU iShares Gold Trust | 0.31% | 1,969,602 | $173.6M | Reduce -1.5% |
| T AT&T Inc. | 0.31% | 5,982,098 | $173.4M | Add +28.6% |
| PG The Procter & Gamble Co. | 0.31% | 1,196,415 | $172.8M | Add +7.9% |
| ANET Arista Networks Inc. | 0.30% | 1,394,828 | $171.3M | Add +7.7% |
| VWO Vanguard Ftse Emerging Marke | 0.30% | 3,134,644 | $169.4M | Reduce -0.5% |
| PLTR Palantir Technologies Inc. Class A | 0.29% | 1,130,725 | $165.4M | Add +3.0% |
| PANW Palo Alto Networks Inc. | 0.29% | 1,011,857 | $162.2M | Add +3.0% |
| EMR Emerson Electric Co. | 0.29% | 1,229,543 | $161.1M | Add +6.3% |
| GS Goldman Sachs Group Inc. | 0.28% | 189,347 | $160.2M | Add +10.1% |
| VEU Vanguard Ftse All-World Ex-U | 0.28% | 2,132,086 | $160.1M | Add +7.9% |
| TEL Te Connectivity PLC | 0.28% | 757,161 | $158.3M | Reduce -2.1% |
| ABT Abbott Laboratories | 0.28% | 1,533,594 | $157.5M | Add +11.3% |
| GE General Electric filed as GE AEROSPACE | 0.27% | 531,086 | $150.8M | Add +1.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.27% | 618,901 | $150.0M | Add +9.7% |
| AMAT Applied Materials Inc. | 0.26% | 436,403 | $149.2M | Reduce -6.8% |
| VZ Verizon Communications Inc. | 0.26% | 2,910,202 | $146.1M | Add +8.0% |
| NFLX Netflix Inc. | 0.26% | 1,516,508 | $145.8M | Add +4.2% |
| UNP Union Pacific Corp. | 0.25% | 581,240 | $141.0M | Add +2.8% |
| VT Vanguard Tot World STK ETF | 0.25% | 1,000,602 | $138.4M | Reduce -2.5% |
| ADI Analog Devices Inc. | 0.25% | 434,326 | $138.2M | Add +2.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.24% | 1,507,147 | $138.1M | Reduce -2.2% |
| TTE Totalenergies SE | 0.24% | 1,471,551 | $133.9M | Add +27.3% |
| SOXX iShares Semiconductor ETF | 0.24% | 407,179 | $133.8M | Add +2.4% |
| IEMG iShares Core MSCI Emerging | 0.23% | 1,870,152 | $130.4M | Add +18.4% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.23% | 96,481 | $127.4M | Add +8.5% |
| BX Blackstone Inc. | 0.22% | 1,079,967 | $124.2M | Add +29.8% |
| RTX RTX Corp. | 0.22% | 642,575 | $124.0M | Add +6.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.21% | 459,424 | $120.3M | Add +3.7% |
| PLD Prologis Inc. | 0.21% | 886,462 | $117.2M | Reduce -0.1% |
| EQIX Equinix Inc. | 0.21% | 119,129 | $116.8M | Add +5.9% |
| SMH Vaneck Semiconductor ETF | 0.21% | 303,533 | $116.4M | Reduce -10.3% |
| VXUS Vanguard Total Intl Stock | 0.21% | 1,507,462 | $116.2M | Add +29.0% |
| PEP Pepsico Inc. | 0.21% | 747,629 | $116.1M | Add +1.6% |
| DLR Digital Realty Trust Inc. | 0.21% | 641,675 | $115.6M | Add +3.3% |
| AER Aercap Holdings NV | 0.20% | 838,380 | $115.0M | Reduce -1.2% |
| CDNS Cadence Design SYS Inc. | 0.20% | 410,904 | $114.2M | Add +28.5% |
Other holdings (18): bonds, preferreds, convertibles and warrants · $10.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 253,296 | $4.9M | Reduce -0.4% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 30,775 | $2.0M | Add +12.5% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,248 | $1.4M | Add +0.6% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 784 | $934K | Reduce -22.1% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 10,074 | $390K | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 9,261 | $179K | No change |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 3,327 | $153K | No change |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | 4,000 | $46K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 500 | $28K | No change |
| IMSRW HCM II Acquisition Corp. - 29 | *W EXP 10/28/203 | 6,000 | $16K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 353 | $15K | Add +283.7% |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 24,030 | $168 | Reduce -89.2% |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | 13,179 | $105 | Reduce -0.8% |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | 933 | $62 | New |
| TLSIW Medtech Acquisition Corp.-CW | *W EXP 08/10/202 | 50 | $60 | New |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | 500 | $20 | New |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 28 | $6 | New |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 20 | $2 | Reduce -78.7% |
Lines left out (2) · $35 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| ACV Virtus Divers Inc. & Convert | COM | 0 | $20 |
| BSCQ Invesco Bulletshares 2026 CB | BULSHS 2026 CB | 0 | $15 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $56.4B.
Portfolio Sells Q4 2025 → Q1 2026
| SHOP Shopify Inc. Class A | Reduce -42.1% | 0.12% | −0.17 |
| V Visa Inc. Class A | Reduce -2.2% | 0.73% | −0.15 |
| GOOG Alphabet Inc. Class C | Reduce -0.8% | 1.09% | −0.13 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -2.1% | 1.16% | −0.12 |
| RGEF Rockefeller Global Eqty ETF | Reduce -4.6% | 1.03% | −0.09 |
| IBN Icici Bank Ltd.-Spon ADR | Reduce -61.1% | 0.04% | −0.09 |
| EOG EOG Resources Inc. | Reduce -67.1% | 0.07% | −0.08 |
| IQV Iqvia Holdings Inc. | Reduce -89.0% | 0.01% | −0.08 |
| WTW Willis Towers Watson PLC | Reduce -84.9% | 0.01% | −0.07 |
| ADBE Adobe Inc. | Reduce -38.8% | 0.05% | −0.07 |
| DGRW Wisdomtree U.S. Quality Divi | Reduce -35.2% | 0.11% | −0.07 |
| ROP Roper Technologies Inc. | Reduce -72.8% | 0.02% | −0.07 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -22.7% | 0.15% | −0.06 |
| AXP American Express Co. | Reduce -7.1% | 0.19% | −0.06 |
| NOW ServiceNow Inc. | Reduce -9.0% | 0.09% | −0.06 |
| COF Capital One Financial Corp. | Reduce -30.1% | 0.06% | −0.05 |
| IEF iShares 7-10 Year Treasury B | Reduce -28.0% | 0.12% | −0.05 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -67.9% | 0.02% | −0.05 |
| ICE Intercontinental Exchange Inc. | Reduce -31.1% | 0.09% | −0.05 |
| KWEB Kranesh Csi China Internet | Reduce -84.0% | 0.01% | −0.05 |
| AGYS Agilysys Inc. | Reduce -64.5% | 0.01% | −0.05 |
| BKLN Invesco Senior Loan ETF | Reduce -42.4% | 0.06% | −0.04 |
| ISRG Intuitive Surgical Inc. | Reduce -1.3% | 0.17% | −0.04 |
| URI United Rentals Inc. | Reduce -16.8% | 0.12% | −0.04 |
| AIZ Assurant Inc. | Reduce -92.8% | 0.00% | −0.04 |
| WAL Western Alliance Bancorp | Reduce -98.3% | 0.00% | −0.04 |
| MMSI Merit Medical Systems Inc. | Reduce -42.4% | 0.03% | −0.04 |
| QTWO Q2 Holdings Inc. | Reduce -31.6% | 0.03% | −0.04 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -28.0% | 0.09% | −0.04 |
| KW Kennedy-Wilson Holdings Inc. | Reduce -78.8% | 0.01% | −0.04 |
| TEL Te Connectivity PLC | Reduce -2.1% | 0.28% | −0.04 |
| BDX Becton Dickinson and Co. | Reduce -20.3% | 0.06% | −0.04 |
| DDOG Datadog Inc. Class A | Reduce -67.6% | 0.01% | −0.04 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -73.4% | 0.01% | −0.03 |
| CMCSA Comcast Corp. Class A | Reduce -49.5% | 0.03% | −0.03 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -22.4% | 0.13% | −0.03 |
| ZM Zoom Communications Inc. | Reduce -45.7% | 0.03% | −0.03 |
| TCOM Trip.com Group Ltd.-ADR | Reduce -97.7% | 0.00% | −0.03 |
| ADP Automatic Data Processing | Reduce -2.9% | 0.09% | −0.03 |
| ITW Illinois Tool Works | Reduce -55.8% | 0.02% | −0.03 |
| RGA Reinsurance Group of America | Reduce -16.7% | 0.13% | −0.03 |
| SIG Signet Jewelers Ltd. | Reduce -99.5% | 0.00% | −0.03 |
| C Citigroup Inc. | Reduce -10.6% | 0.17% | −0.03 |
| KFY Korn Ferry | Reduce -29.8% | 0.06% | −0.03 |
| ALL Allstate Corp. | Reduce -23.0% | 0.09% | −0.03 |
| CSCO Cisco Systems Inc. | Reduce -7.2% | 0.32% | −0.03 |
| AMP Ameriprise Financial Inc. | Reduce -15.3% | 0.08% | −0.03 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -2.1% | 0.16% | −0.03 |
| BAC Bank of America Corp. | Reduce -0.8% | 0.16% | −0.02 |
| JPIE JPMorgan Income ETF | Reduce -21.8% | 0.07% | −0.02 |
Portfolio Buys Q4 2025 → Q1 2026
| XOM Exxon Mobil Corp. | Add +6.2% | 0.61% | +0.20 |
| GEV GE Vernova Inc. | Add +7.1% | 0.59% | +0.17 |
| CVX Chevron Corp. | Add +6.9% | 0.57% | +0.17 |
| EQT Eqt Corp. | Add +467.5% | 0.20% | +0.17 |
| EFA iShares MSCI Eafe ETF | Add +44.7% | 0.53% | +0.16 |
| COST Costco Wholesale Corp. | Add +7.7% | 0.75% | +0.14 |
| LIN Linde PLC | Add +27.9% | 0.37% | +0.12 |
| BIV Vanguard Intermediate-Term B | Add +290.2% | 0.15% | +0.11 |
| NEE Nextera Energy Inc. | Add +18.1% | 0.42% | +0.11 |
| JNJ Johnson & Johnson | Add +12.5% | 0.46% | +0.11 |
| TTE Totalenergies SE | Add +27.3% | 0.24% | +0.10 |
| T AT&T Inc. | Add +28.6% | 0.31% | +0.10 |
| SHEL Shell PLC-ADR | Add +1.6% | 0.46% | +0.10 |
| TSM Taiwan Semiconductor-SP ADR | Add +8.5% | 0.57% | +0.09 |
| RMOP Rockefeller Opport Muni ETF | Add +28.6% | 0.41% | +0.08 |
| RACE Ferrari NV | Add +305.6% | 0.10% | +0.07 |
| VZ Verizon Communications Inc. | Add +8.0% | 0.26% | +0.06 |
| VONG Vanguard Russell 1000 Growth | Add +96.4% | 0.14% | +0.06 |
| VRT Vertiv Holdings Co. Class A | Add +13.9% | 0.13% | +0.06 |
| AZN Astrazeneca PLC | Add +44.7% | 0.17% | +0.06 |
| ASML ASML Holding NV-NY Reg SHS | Add +8.5% | 0.23% | +0.05 |
| LNG Cheniere Energy Inc. | Add +1.8% | 0.17% | +0.05 |
| EQIX Equinix Inc. | Add +5.9% | 0.21% | +0.05 |
| RSP Invesco S&P 500 Equal Weight | Add +11.5% | 0.54% | +0.05 |
| MRK Merck & Co. Inc. | Add +1.8% | 0.37% | +0.05 |
| VXUS Vanguard Total Intl Stock | Add +29.0% | 0.21% | +0.05 |
| DOCN Digitalocean Holdings Inc. | Add +6623.0% | 0.05% | +0.05 |
| LHX L3HARRIS Technologies Inc. | Add +0.4% | 0.33% | +0.05 |
| BGIG Bahl & Gaynor Inc. Growth ETF | Add +752.9% | 0.05% | +0.04 |
| SPOT Spotify Technology SA | Add +81.2% | 0.14% | +0.04 |
| IJR iShares Core S&P Small-Cap E | Add +10.9% | 0.39% | +0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +8.0% | 0.51% | +0.04 |
| ET Energy Transfer LP | Add +13.0% | 0.18% | +0.04 |
| NRG NRG Energy Inc. | Add +121.9% | 0.08% | +0.04 |
| IEMG iShares Core MSCI Emerging | Add +18.4% | 0.23% | +0.04 |
| ROK Rockwell Automation Inc. | Add +102.8% | 0.09% | +0.04 |
| GLW Corning Inc. | Add +5.0% | 0.11% | +0.04 |
| IEFA iShares Core MSCI Eafe ETF | Add +9.8% | 0.46% | +0.04 |
| JAVA JPMorgan Active Value ETF | Add +871.1% | 0.04% | +0.04 |
| ADI Analog Devices Inc. | Add +2.7% | 0.25% | +0.04 |
| QGRW Wisdomtree US Quality Growth | Add +409.3% | 0.05% | +0.04 |
| IWD iShares Russell 1000 Value E | Add +6.8% | 0.58% | +0.04 |
| CCI Crown Castle Inc. | Add +542.4% | 0.04% | +0.04 |
| APA Apa Corp. | Add +400.9% | 0.04% | +0.04 |
| ESE Esco Technologies Inc. | Add +16.7% | 0.09% | +0.04 |
| COP Conocophillips | Add +5.6% | 0.11% | +0.03 |
| ETN Eaton Corp. PLC | Add +11.8% | 0.18% | +0.03 |
| AZO AutoZone Inc. | Add +35.0% | 0.14% | +0.03 |
| KO The Coca-Cola Co. | Add +2.0% | 0.40% | +0.03 |
| TJX TJX Companies Inc. | Add +6.7% | 0.40% | +0.03 |
Notes & Other Activity Q4 2025 → Q1 2026
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | Reduce -0.4% | 253,296 | $4.9M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +12.5% | 30,775 | $2.0M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +0.6% | 1,248 | $1.4M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -22.1% | 784 | $934K |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | New | 4,000 | $46K |
| IMSRW HCM II Acquisition Corp. - 29 | *W EXP 10/28/203 | New | 6,000 | $16K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +283.7% | 353 | $15K |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | Sold out | 721,740 | $1Kbefore exit |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Sold out | 7 | $698before exit |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Sold out | 473 | $426before exit |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Sold out | 473 | $246before exit |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Sold out | 473 | $189before exit |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Reduce -89.2% | 24,030 | $168 |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | Sold out | 100 | $115before exit |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | Reduce -0.8% | 13,179 | $105 |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | New | 933 | $62 |
| TLSIW Medtech Acquisition Corp.-CW | *W EXP 08/10/202 | New | 50 | $60 |
| ACV Virtus Divers Inc. & Convert | COM | New | 0 | $20 |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | New | 500 | $20 |
| BSCQ Invesco Bulletshares 2026 CB | BULSHS 2026 CB | Reduce -100.0% | 0 | $15 |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | New | 28 | $6 |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | Reduce -78.7% | 20 | $2 |
| FTMS FR Short-Term Muni Inc. ETF | FRANKLIN SHT TRM | Reduce -100.0% | 0 | $0 |
| PSEWF Paysafe Ltd. -CW26 | *W EXP 03/30/202 | Sold out | 86 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,713 | $65.2B | SPY, AAPL, NVDA, GOOGL, MSFT |
| Q1 2026 | 4,663 | $56.4B | SPY, AAPL, NVDA, MSFT, GOOGL |
| Q4 2025Amended | 4,652 | $55.5B | SPY, MSFT, AAPL, NVDA, GOOGL |
| Q3 2025 | 4,411 | $51.1B | MSFT, SPY, AAPL, NVDA, CRM |
| Q2 2025Amended | 1,712 | $45.6B | MSFT, SPY, NVDA, AAPL, AMZN |
| Q1 2025 | 1,653 | $40.5B | CRM, SPY, AAPL, MSFT, AMZN |
| Q4 2024 | 1,652 | $38.6B | SPY, AAPL, MSFT, AMZN, NVDA |
| Q3 2024 | 1,608 | $37.2B | SPY, AAPL, MSFT, AMZN, NVDA |
| Q2 2024 | 1,622 | $35.2B | MSFT, AAPL, SPY, AMZN, NVDA |
| Q1 2024 | 1,659 | $34.3B | MSFT, SPY, AAPL, AMZN, NVDA |