Rockefeller Capital Management L.P.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Rockefeller Capital Management L.P. reported 1,608 stock positions worth $37.2 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 3.8% of the portfolio, followed by Apple (AAPL, 3.6%) and Microsoft (MSFT, 3.5%). Compared with Q2 2024, it opened 84 new positions, sold out of 98, added to 664 and reduced 811. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +12%) and the biggest sale Discover Financial Services (DFS, shares −97%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001739439
- Portfolio Value
- $37.2B (Q3 2024)
- SEC Filing
- 0001739439-24-000023 ↗ filed Nov 14, 2024
Holdings Value
Holdings 1,608 stocks · $37.2B
| SPY SS SPDR S&P 500 ETF Trust-US | 3.82% | 2,472,811 | $1.4B | Add +11.6% |
| AAPL Apple Inc. | 3.60% | 5,741,681 | $1.3B | Reduce -2.5% |
| MSFT Microsoft Corp. | 3.46% | 2,987,046 | $1.3B | Reduce -0.9% |
| AMZN Amazon.com Inc. | 2.34% | 4,675,978 | $871.2M | Reduce -0.8% |
| NVDA Nvidia Corp. | 2.29% | 6,995,820 | $850.9M | Add +1.4% |
| GOOGL Alphabet Inc. Class A | 1.72% | 3,846,869 | $637.9M | Add +14.3% |
| VOO Vanguard S&P 500 ETF | 1.56% | 1,098,744 | $579.8M | Add +4.8% |
| AVGO Broadcom Inc. | 1.23% | 2,599,462 | $456.1M | Reduce -4.1% |
| META Meta Platforms Inc. Class A | 1.18% | 766,533 | $438.5M | Reduce -22.1% |
| LLY Eli Lilly & Co. | 1.14% | 479,020 | $424.3M | Reduce -9.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.12% | 849,259 | $414.4M | Add +2.3% |
| IVV iShares Core S&P 500 ETF | 1.11% | 717,951 | $414.0M | Add +4.3% |
| JPM JPMorgan Chase & Co. | 0.97% | 1,718,231 | $362.3M | Reduce -5.5% |
| GOOG Alphabet Inc. Class C | 0.88% | 1,951,749 | $326.2M | Add +9.2% |
| V Visa Inc. Class A | 0.87% | 1,176,889 | $323.6M | Reduce -0.7% |
| COST Costco Wholesale Corp. | 0.81% | 338,207 | $299.7M | Add +1.0% |
| RGA Reinsurance Group of America | 0.77% | 1,316,692 | $286.9M | Reduce -4.1% |
| VT Vanguard Tot World STK ETF | 0.74% | 2,300,478 | $275.4M | Add +31.0% |
| IWF iShares Russell 1000 Growth | 0.72% | 710,110 | $266.4M | Add +18.2% |
| HD Home Depot Inc. | 0.68% | 620,673 | $251.4M | Add +2.4% |
| ORCL Oracle Corp. | 0.62% | 1,346,105 | $229.4M | Reduce -43.9% |
| CL Colgate-Palmolive Co. | 0.61% | 2,165,600 | $224.8M | Add +0.7% |
| SHEL Shell PLC-ADR | 0.55% | 3,125,284 | $206.1M | Add +1.5% |
| AMD Advanced Micro Devices | 0.54% | 1,227,719 | $201.5M | Add +5.9% |
| UNH Unitedhealth Group Inc. | 0.52% | 331,414 | $193.6M | Reduce -8.3% |
| IWD iShares Russell 1000 Value E | 0.52% | 1,015,714 | $192.8M | Add +1.5% |
| XLK SS Technology Select Sector | 0.51% | 837,511 | $189.0M | Add +1.6% |
| IWM iShares Russell 2000 ETF | 0.49% | 826,090 | $182.4M | Add +12.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.49% | 394,013 | $181.3M | Reduce -9.8% |
| XOM Exxon Mobil Corp. | 0.49% | 1,538,985 | $180.4M | Reduce -4.4% |
| IJR iShares Core S&P Small-Cap E | 0.46% | 1,460,978 | $170.9M | Add +7.5% |
| NEE Nextera Energy Inc. | 0.46% | 2,009,938 | $169.8M | Add +8.3% |
| VEA Vanguard Ftse Developed ETF | 0.45% | 3,172,763 | $167.4M | Add +3.1% |
| CVX Chevron Corp. | 0.44% | 1,121,761 | $165.2M | Reduce -0.6% |
| ABBV Abbvie Inc. | 0.44% | 829,877 | $163.9M | Add +2.1% |
| MCD McDonald's Corp. | 0.44% | 538,195 | $163.8M | Add +1.5% |
| T AT&T Inc. | 0.44% | 7,394,007 | $162.7M | Reduce -4.3% |
| GLD SPDR Gold Shares | 0.44% | 665,498 | $161.7M | Add +4.9% |
| RSP Invesco S&P 500 Equal Weight | 0.43% | 895,199 | $160.4M | Reduce -0.5% |
| UBER Uber Technologies Inc. | 0.43% | 2,111,052 | $158.7M | Add +10.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.43% | 558,414 | $158.1M | Add +3.0% |
| CRM Salesforce Inc. | 0.42% | 570,548 | $156.2M | Add +0.0% |
| TEL Te Connectivity PLC | 0.42% | 1,024,454 | $154.7M | Add +1.3% |
| TMO Thermo Fisher Scientific Inc. | 0.41% | 244,851 | $151.4M | Add +0.8% |
| EFA iShares MSCI Eafe ETF | 0.40% | 1,775,402 | $148.4M | Reduce -0.9% |
| AXP American Express Co. | 0.40% | 545,605 | $147.9M | Reduce -2.3% |
| AMGN Amgen Inc. | 0.39% | 452,590 | $145.8M | Add +1.1% |
| AER Aercap Holdings NV | 0.39% | 1,526,374 | $144.6M | Reduce -9.0% |
| ACN Accenture PLC Class A | 0.38% | 402,410 | $142.2M | Reduce -1.2% |
| BLK BlackRock Finance Inc. | 0.38% | 149,646 | $142.0M | Reduce -6.2% |
| MRK Merck & Co. Inc. | 0.37% | 1,221,602 | $138.8M | Reduce -3.4% |
| ICE Intercontinental Exchange Inc. | 0.37% | 850,407 | $136.6M | Reduce -4.1% |
| TSLA Tesla Inc. | 0.37% | 520,960 | $136.1M | Add +3.8% |
| PANW Palo Alto Networks Inc. | 0.36% | 396,449 | $135.5M | Add +2.8% |
| WMT Walmart Inc. | 0.36% | 1,675,034 | $135.2M | Reduce -13.3% |
| VIG Vanguard Dividend Apprec ETF | 0.36% | 679,048 | $134.5M | Add +0.1% |
| VGT Vanguard Info Tech ETF | 0.36% | 229,405 | $134.5M | Reduce -1.6% |
| AMAT Applied Materials Inc. | 0.36% | 658,407 | $133.0M | Add +2.0% |
| HON Honeywell International Inc. | 0.36% | 639,341 | $132.2M | Add +2.0% |
| TRU Transunion | 0.35% | 1,259,300 | $131.8M | Reduce -4.5% |
| PG The Procter & Gamble Co. | 0.35% | 757,654 | $131.2M | Add +6.0% |
| KO The Coca-Cola Co. | 0.35% | 1,806,608 | $129.8M | Reduce -9.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.34% | 1,637,796 | $127.8M | Add +2.6% |
| BDX Becton Dickinson and Co. | 0.34% | 520,903 | $125.6M | Add +1.0% |
| VZ Verizon Communications Inc. | 0.33% | 2,720,571 | $122.2M | Add +13.2% |
| LIN Linde PLC | 0.33% | 255,477 | $121.8M | Add +1.9% |
| DHR Danaher Corp. | 0.32% | 430,588 | $119.7M | Add +2.6% |
| CNC Centene Corp. | 0.32% | 1,565,215 | $117.8M | Reduce -3.1% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.31% | 967,229 | $113.7M | Add +7.2% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.30% | 465,364 | $113.3M | Reduce -8.1% |
| IJH iShares Core S&P Midcap ETF | 0.30% | 1,810,090 | $112.8M | Add +2.9% |
| JNJ Johnson & Johnson | 0.30% | 689,250 | $111.7M | Reduce -5.7% |
| AZO AutoZone Inc. | 0.30% | 35,269 | $111.1M | Add +98.3% |
| GE General Electric filed as GE AEROSPACE | 0.29% | 574,899 | $108.4M | Reduce -13.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.29% | 409,146 | $107.9M | Add +3.5% |
| IBN Icici Bank Ltd.-Spon ADR | 0.29% | 3,614,414 | $107.9M | Reduce -1.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.29% | 1,114,818 | $107.3M | Add +44.5% |
| PEP Pepsico Inc. | 0.29% | 626,675 | $106.6M | Add +0.1% |
| CAT Caterpillar Inc. | 0.28% | 268,723 | $105.1M | Reduce -5.9% |
| REGN Regeneron Pharmaceuticals | 0.28% | 98,004 | $103.0M | Reduce -1.1% |
| VEU Vanguard Ftse All-World Ex-U | 0.27% | 1,593,686 | $100.4M | Reduce -7.6% |
| BX Blackstone Inc. | 0.27% | 653,983 | $100.1M | Reduce -3.7% |
| GEV GE Vernova Inc. | 0.27% | 389,388 | $99.3M | Add +0.7% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.26% | 582,000 | $97.6M | Reduce -10.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.26% | 436,215 | $96.4M | Add +7.3% |
| TSM Taiwan Semiconductor-SP ADR | 0.26% | 555,358 | $96.4M | Add +0.3% |
| CARR Carrier Global Corp. | 0.26% | 1,191,632 | $95.9M | Reduce -21.1% |
| ADBE Adobe Inc. | 0.26% | 185,107 | $95.8M | Reduce -17.7% |
| ADI Analog Devices Inc. | 0.26% | 413,507 | $95.1M | Add +1.8% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.26% | 338,552 | $95.0M | Reduce -1.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.25% | 243,447 | $93.5M | Reduce -0.6% |
| ALL Allstate Corp. | 0.25% | 489,916 | $92.9M | Add +13.8% |
| VWO Vanguard Ftse Emerging Marke | 0.25% | 1,927,005 | $92.2M | Reduce -4.3% |
| ZTS Zoetis Inc. | 0.24% | 459,729 | $89.8M | Add +2.8% |
| CSCO Cisco Systems Inc. | 0.24% | 1,684,865 | $89.7M | Reduce -0.6% |
| IQV Iqvia Holdings Inc. | 0.24% | 375,013 | $88.9M | Reduce -2.0% |
| LOW Lowe's Cos Inc. | 0.23% | 320,546 | $86.8M | Reduce -11.5% |
| UNP Union Pacific Corp. | 0.23% | 347,965 | $85.8M | Add +4.1% |
| TTE Totalenergies SE -Spon ADR | 0.23% | 1,298,502 | $83.9M | Reduce -1.4% |
| ISRG Intuitive Surgical Inc. | 0.23% | 170,687 | $83.8M | Reduce -22.4% |
Portfolio Sells Q2 2024 → Q3 2024
| DFS Discover Financial Services | Reduce -96.6% | 0.02% | −0.46 |
| MSFT Microsoft Corp. | Reduce -0.9% | 3.46% | −0.37 |
| ORCL Oracle Corp. | Reduce -43.9% | 0.62% | −0.35 |
| AMZN Amazon.com Inc. | Reduce -0.8% | 2.34% | −0.24 |
| META Meta Platforms Inc. Class A | Reduce -22.1% | 1.18% | −0.23 |
| LLY Eli Lilly & Co. | Reduce -9.0% | 1.14% | −0.21 |
| MU Micron Technology Inc. | Reduce -45.6% | 0.10% | −0.15 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -1.5% | 0.26% | −0.12 |
| QCOM Qualcomm Inc. | Reduce -27.1% | 0.15% | −0.11 |
| ADBE Adobe Inc. | Reduce -17.7% | 0.26% | −0.10 |
| ATKR Atkore Inc. | Sold out | 0.00% | −0.09 |
| OMF Onemain Holdings Inc. | Reduce -85.2% | 0.01% | −0.09 |
| PPG PPG Industries Inc. | Reduce -35.0% | 0.14% | −0.08 |
| MRK Merck & Co. Inc. | Reduce -3.4% | 0.37% | −0.07 |
| SMH Vaneck Semiconductor ETF | Reduce -24.0% | 0.15% | −0.07 |
| JPM JPMorgan Chase & Co. | Reduce -5.5% | 0.97% | −0.07 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -12.8% | 0.16% | −0.07 |
| CVX Chevron Corp. | Reduce -0.6% | 0.44% | −0.06 |
| MLI Mueller Industries Inc. | Reduce -39.0% | 0.17% | −0.06 |
| GBDC Golub Capital BDC Inc. | Reduce -23.8% | 0.13% | −0.06 |
| AER Aercap Holdings NV | Reduce -9.0% | 0.39% | −0.06 |
| ISRG Intuitive Surgical Inc. | Reduce -22.4% | 0.23% | −0.05 |
| PGNY Progyny Inc. | Reduce -35.1% | 0.03% | −0.05 |
| EFV iShares MSCI Eafe Value ETF | Reduce -60.9% | 0.03% | −0.05 |
| MRNA Moderna Inc. | Reduce -61.4% | 0.01% | −0.05 |
| GM General Motors Co. | Reduce -75.3% | 0.01% | −0.05 |
| SKX Skechers USA Inc. Class A | Reduce -81.5% | 0.01% | −0.05 |
| C Citigroup Inc. | Reduce -14.3% | 0.18% | −0.04 |
| ATS Ats Corp. | Reduce -53.8% | 0.03% | −0.04 |
| XOM Exxon Mobil Corp. | Reduce -4.4% | 0.49% | −0.04 |
| CCL Carnival Corp. | Reduce -81.8% | 0.01% | −0.04 |
| SMCI Super Micro Computer Inc. | Reduce -14.4% | 0.03% | −0.04 |
| DXCM Dexcom Inc. | Reduce -86.7% | 0.00% | −0.03 |
| BAC Bank of America Corp. | Reduce -12.0% | 0.16% | −0.03 |
| ZM Zoom Communications Inc. | Reduce -92.8% | 0.00% | −0.03 |
| JEPI JPMorgan Equity Premium Inco | Reduce -12.3% | 0.22% | −0.03 |
| XOP SS SPDR S&P Og Exp & Prod | Sold out | 0.00% | −0.03 |
| CRI Carter's Inc. | Sold out | 0.00% | −0.03 |
| CMA Comerica Inc. | Reduce -90.9% | 0.00% | −0.03 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Reduce -68.7% | 0.01% | −0.03 |
| RGA Reinsurance Group of America | Reduce -4.1% | 0.77% | −0.03 |
| COF Capital One Financial Corp. | Reduce -41.1% | 0.04% | −0.03 |
| M Macy's Inc. | Reduce -81.1% | 0.00% | −0.03 |
| KHC The Kraft Heinz Co. | Reduce -77.9% | 0.01% | −0.03 |
| BABA Alibaba Group Holding-SP ADR | Reduce -56.0% | 0.04% | −0.03 |
| USFR Wisdomtree Floating Rate Tre | Reduce -45.0% | 0.03% | −0.03 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -8.1% | 0.30% | −0.03 |
| DO Diamond Offshore Drilling Inc. | Sold out | 0.00% | −0.02 |
| CBZ Cbiz Inc. | Sold out | 0.00% | −0.02 |
| TTE Totalenergies SE -Spon ADR | Reduce -1.4% | 0.23% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Add +11.6% | 3.82% | +0.39 |
| VT Vanguard Tot World STK ETF | Add +31.0% | 0.74% | +0.18 |
| RMOP Rockefeller Opport Muni ETF | New | 0.17% | +0.17 |
| AZO AutoZone Inc. | Add +98.3% | 0.30% | +0.15 |
| BJ Bj's Wholesale Club Holdings | Add +4834.5% | 0.14% | +0.14 |
| RSG Republic Services Inc. | Add +129.8% | 0.18% | +0.10 |
| IWF iShares Russell 1000 Growth | Add +18.2% | 0.72% | +0.09 |
| CMS CMS Energy Corp. | Add +552.9% | 0.11% | +0.09 |
| TSLA Tesla Inc. | Add +3.8% | 0.37% | +0.08 |
| NEE Nextera Energy Inc. | Add +8.3% | 0.46% | +0.08 |
| HD Home Depot Inc. | Add +2.4% | 0.68% | +0.08 |
| GEV GE Vernova Inc. | Add +0.7% | 0.27% | +0.08 |
| CPT Camden Property Trust | Add +316.7% | 0.10% | +0.08 |
| ANET Arista Networks Inc. | Add +79.4% | 0.16% | +0.07 |
| DIS The Walt Disney Co. | Add +44.5% | 0.29% | +0.07 |
| VOO Vanguard S&P 500 ETF | Add +4.8% | 1.56% | +0.07 |
| IWM iShares Russell 2000 ETF | Add +12.0% | 0.49% | +0.07 |
| IBM Intl Business Machines Corp. | Add +7.3% | 0.26% | +0.06 |
| CLF Cleveland-Cliffs Inc. | New | 0.06% | +0.06 |
| LHX L3HARRIS Technologies Inc. | Add +156.2% | 0.09% | +0.06 |
| BERY Berry Global Group Inc. | Add +219.1% | 0.08% | +0.06 |
| MCD McDonald's Corp. | Add +1.5% | 0.44% | +0.06 |
| ALL Allstate Corp. | Add +13.8% | 0.25% | +0.05 |
| UAL United Airlines Holdings Inc. | Add +1394.3% | 0.06% | +0.05 |
| LMT Lockheed Martin Corp. | Add +13.8% | 0.19% | +0.05 |
| IJR iShares Core S&P Small-Cap E | Add +7.5% | 0.46% | +0.05 |
| GLD SPDR Gold Shares | Add +4.9% | 0.44% | +0.05 |
| VZ Verizon Communications Inc. | Add +13.2% | 0.33% | +0.05 |
| ABBV Abbvie Inc. | Add +2.1% | 0.44% | +0.04 |
| IVV iShares Core S&P 500 ETF | Add +4.3% | 1.11% | +0.04 |
| FCX Freeport-McMoran Inc. | Add +153.0% | 0.07% | +0.04 |
| PLTR Palantir Technologies Inc. Class A | Add +5.8% | 0.13% | +0.04 |
| AVUS Avantis U.S. Equity ETF | Add +333.9% | 0.05% | +0.04 |
| X United States Steel Corp. | Add +646.0% | 0.05% | +0.04 |
| HASI Ha Sustainable Infrastructur | Add +68.6% | 0.08% | +0.04 |
| ROKU Roku Inc. | Add +37.3% | 0.10% | +0.04 |
| ABG Asbury Automotive Group | New | 0.04% | +0.04 |
| WAL Western Alliance Bancorp | Add +926.5% | 0.04% | +0.04 |
| MS Morgan Stanley | Add +53.0% | 0.10% | +0.04 |
| URI United Rentals Inc. | Add +8.3% | 0.16% | +0.04 |
| GPI Group 1 Automotive Inc. | New | 0.04% | +0.04 |
| SMAR Smartsheet Inc. Class A | Add +235.4% | 0.05% | +0.03 |
| IAU iShares Gold Trust | Add +12.4% | 0.20% | +0.03 |
| SGOV iShares 0-3 Month Treasury B | Add +27.0% | 0.20% | +0.03 |
| CB Chubb Ltd. | Add +16.8% | 0.16% | +0.03 |
| UBER Uber Technologies Inc. | Add +10.4% | 0.43% | +0.03 |
| EFOR Everforth Inc. | New | 0.03% | +0.03 |
| RMCA Rockefeller Ca Muni BND ETF | New | 0.03% | +0.03 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +99.2% | 0.06% | +0.03 |
| LMB Limbach Holdings Inc. | New | 0.03% | +0.03 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,713 | $65.2B | SPY, AAPL, NVDA, GOOGL, MSFT |
| Q1 2026 | 4,663 | $56.4B | SPY, AAPL, NVDA, MSFT, GOOGL |
| Q4 2025Amended | 4,652 | $55.5B | SPY, MSFT, AAPL, NVDA, GOOGL |
| Q3 2025 | 4,411 | $51.1B | MSFT, SPY, AAPL, NVDA, CRM |
| Q2 2025Amended | 1,712 | $45.6B | MSFT, SPY, NVDA, AAPL, AMZN |
| Q1 2025 | 1,653 | $40.5B | CRM, SPY, AAPL, MSFT, AMZN |
| Q4 2024 | 1,652 | $38.6B | SPY, AAPL, MSFT, AMZN, NVDA |
| Q3 2024 | 1,608 | $37.2B | SPY, AAPL, MSFT, AMZN, NVDA |
| Q2 2024 | 1,622 | $35.2B | MSFT, AAPL, SPY, AMZN, NVDA |
| Q1 2024 | 1,659 | $34.3B | MSFT, SPY, AAPL, AMZN, NVDA |