Rockefeller Capital Management L.P.
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), Rockefeller Capital Management L.P. reported 4,411 stock positions worth $51.1 billion. Its top holding was Microsoft (MSFT) at 3.9% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 3.5%) and Apple (AAPL, 3.1%). Compared with Q2 2025, it opened 2,717 new positions, sold out of 17, added to 873 and reduced 774. The biggest buy was Salesforce (CRM, shares +698%) and the biggest sale Microsoft (MSFT, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001739439
- Portfolio Value
- $51.1B (Q3 2025)
- SEC Filing
- 0001739439-25-000031 ↗ filed Nov 14, 2025
Holdings Value
Holdings 4,411 stocks · $51.1B
| MSFT Microsoft Corp. | 3.85% | 3,799,949 | $2.0B | Reduce -1.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.46% | 2,654,651 | $1.8B | Add +0.6% |
| AAPL Apple Inc. | 3.12% | 6,259,272 | $1.6B | Add +2.9% |
| NVDA Nvidia Corp. | 3.07% | 8,405,527 | $1.6B | Add +0.8% |
| CRM Salesforce Inc. | 2.55% | 5,491,658 | $1.3B | Add +698.2% |
| AMZN Amazon.com Inc. | 2.24% | 5,203,338 | $1.1B | Reduce -1.3% |
| GOOGL Alphabet Inc. Class A | 2.00% | 4,202,350 | $1.0B | Add +2.1% |
| AVGO Broadcom Inc. | 1.85% | 2,862,045 | $944.2M | Add +5.3% |
| RGEF Rockefeller Global Eqty ETF | 1.46% | 25,384,947 | $746.4M | Reduce -5.6% |
| VOO Vanguard S&P 500 ETF | 1.44% | 1,199,905 | $734.8M | Add +3.7% |
| RSMC Rockefeller US Small-Mid Cap | 1.43% | 27,804,152 | $732.0M | Reduce -1.8% |
| JPM JPMorgan Chase & Co. | 1.33% | 2,158,382 | $680.8M | Add +0.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.31% | 1,117,574 | $671.0M | Add +1.4% |
| META Meta Platforms Inc. Class A | 1.30% | 902,120 | $662.5M | Reduce -2.1% |
| IVV iShares Core S&P 500 ETF | 1.09% | 833,310 | $557.7M | Add +1.7% |
| GOOG Alphabet Inc. Class C | 1.04% | 2,189,579 | $533.3M | Add +2.2% |
| V Visa Inc. Class A | 0.89% | 1,328,814 | $453.6M | Add +1.8% |
| IWF iShares Russell 1000 Growth | 0.81% | 888,976 | $416.4M | Add +2.8% |
| LLY Eli Lilly & Co. | 0.65% | 432,931 | $330.3M | Add +0.8% |
| HD Home Depot Inc. | 0.62% | 785,437 | $318.3M | Add +4.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.61% | 955,577 | $313.6M | Add +52.5% |
| COST Costco Wholesale Corp. | 0.59% | 327,407 | $303.1M | Add +0.2% |
| GLD SPDR Gold Shares | 0.58% | 829,055 | $294.7M | Reduce -3.0% |
| VT Vanguard Tot World STK ETF | 0.53% | 1,963,042 | $270.5M | Reduce -0.5% |
| PLTR Palantir Technologies Inc. Class A | 0.52% | 1,456,954 | $265.8M | Reduce -8.7% |
| UBER Uber Technologies Inc. | 0.51% | 2,637,023 | $258.3M | Add +2.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.49% | 501,296 | $252.0M | Add +3.2% |
| RSP Invesco S&P 500 Equal Weight | 0.49% | 1,325,996 | $251.5M | Add +2.7% |
| XLK SS Technology Select Sector | 0.49% | 881,584 | $248.5M | Reduce -4.6% |
| VEA Vanguard Ftse Developed ETF | 0.48% | 4,084,764 | $244.8M | Add +9.0% |
| IWD iShares Russell 1000 Value E | 0.45% | 1,121,182 | $228.3M | Add +1.1% |
| TSLA Tesla Inc. | 0.44% | 501,958 | $223.2M | Reduce -5.3% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.42% | 438,301 | $214.9M | Reduce -7.0% |
| XOM Exxon Mobil Corp. | 0.41% | 1,880,480 | $212.0M | Add +3.6% |
| TSM Taiwan Semiconductor-SP ADR | 0.41% | 749,021 | $209.2M | Reduce -1.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.40% | 421,791 | $202.3M | Add +18.2% |
| SHEL Shell PLC-ADR | 0.39% | 2,815,122 | $201.4M | Reduce -15.3% |
| CVX Chevron Corp. | 0.39% | 1,288,380 | $200.1M | Add +11.4% |
| PANW Palo Alto Networks Inc. | 0.38% | 945,550 | $192.5M | Add +11.3% |
| BLK BlackRock Inc. | 0.37% | 162,909 | $189.9M | Add +2.3% |
| GEV GE Vernova Inc. | 0.37% | 307,341 | $189.0M | Reduce -0.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.37% | 2,163,082 | $188.9M | Add +4.8% |
| VGT Vanguard Info Tech ETF | 0.36% | 249,358 | $186.2M | Reduce -0.6% |
| ABBV Abbvie Inc. | 0.36% | 802,269 | $185.8M | Add +5.4% |
| ORCL Oracle Corp. | 0.36% | 657,261 | $184.8M | Reduce -3.7% |
| MCD McDonald's Corp. | 0.36% | 608,096 | $184.8M | Add +3.0% |
| SNPS Synopsys Inc. | 0.35% | 364,215 | $179.7M | Add +1245.6% |
| EFA iShares MSCI Eafe ETF | 0.35% | 1,914,666 | $178.8M | Add +7.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.35% | 603,478 | $177.3M | Add +25.7% |
| IWM iShares Russell 2000 ETF | 0.34% | 716,893 | $173.5M | Reduce -9.7% |
| IJR iShares Core S&P Small-Cap E | 0.33% | 1,430,194 | $169.9M | Reduce -2.0% |
| SHOP Shopify Inc. Class A | 0.33% | 1,139,712 | $169.4M | Add +1.0% |
| WMT Walmart Inc. | 0.33% | 1,612,202 | $166.2M | Add +0.2% |
| TMO Thermo Fisher Scientific Inc. | 0.32% | 338,858 | $164.4M | Add +2.8% |
| AMD Advanced Micro Devices | 0.32% | 1,014,047 | $164.1M | Reduce -24.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.32% | 867,057 | $161.7M | Add +18.2% |
| IJH iShares Core S&P Midcap ETF | 0.31% | 2,400,500 | $156.7M | Add +0.5% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.30% | 1,690,558 | $155.1M | Add +8.5% |
| JNJ Johnson & Johnson | 0.30% | 832,368 | $154.3M | Add +6.3% |
| PG The Procter & Gamble Co. | 0.30% | 994,935 | $152.9M | Add +2.7% |
| VIG Vanguard Dividend Apprec ETF | 0.30% | 701,909 | $151.5M | Reduce -4.6% |
| VWO Vanguard Ftse Emerging Marke | 0.29% | 2,766,444 | $149.9M | Add +27.7% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.29% | 1,024,163 | $148.0M | Reduce -0.6% |
| NFLX Netflix Inc. | 0.29% | 121,891 | $146.1M | Reduce -3.3% |
| ABT Abbott Laboratories | 0.28% | 1,080,391 | $144.7M | Add +7.3% |
| KO The Coca-Cola Co. | 0.28% | 2,156,563 | $143.0M | Add +4.0% |
| AMGN Amgen Inc. | 0.28% | 503,584 | $142.1M | Reduce -5.4% |
| T AT&T Inc. | 0.27% | 4,902,734 | $138.5M | Add +22.6% |
| ANET Arista Networks Inc. | 0.27% | 947,808 | $138.1M | Add +34.5% |
| VEU Vanguard Ftse All-World Ex-U | 0.27% | 1,919,814 | $137.0M | Add +2.5% |
| CSCO Cisco Systems Inc. | 0.26% | 1,978,048 | $135.3M | Reduce -13.6% |
| CAT Caterpillar Inc. | 0.26% | 283,497 | $135.3M | Add +0.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.26% | 469,123 | $132.4M | Add +1.9% |
| GE General Electric filed as GE AEROSPACE | 0.26% | 439,017 | $132.1M | Reduce -5.5% |
| AXP American Express Co. | 0.25% | 390,153 | $129.6M | Reduce -2.2% |
| BABA Alibaba Group Holding-SP ADR | 0.25% | 715,555 | $127.9M | Reduce -6.1% |
| TEL Te Connectivity PLC | 0.25% | 575,873 | $126.4M | Reduce -0.8% |
| LIN Linde PLC | 0.25% | 266,004 | $126.4M | Add +1.0% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.25% | 427,241 | $125.5M | Add +6.4% |
| BX Blackstone Inc. | 0.25% | 734,112 | $125.4M | Add +1.7% |
| PH Parker Hannifin Corp. | 0.24% | 162,536 | $123.2M | Add +3.5% |
| NEE Nextera Energy Inc. | 0.24% | 1,623,630 | $122.6M | Reduce -17.4% |
| IAU iShares Gold Trust | 0.24% | 1,678,526 | $122.1M | Add +19.1% |
| TLT iShares 20+ Year Treasury BD | 0.24% | 1,356,715 | $121.2M | Add +2.9% |
| AER Aercap Holdings NV | 0.23% | 992,455 | $120.1M | Reduce -1.9% |
| EMR Emerson Electric Co. | 0.22% | 864,704 | $113.4M | Reduce -3.3% |
| LHX L3HARRIS Technologies Inc. | 0.22% | 368,900 | $112.7M | Add +0.2% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.22% | 278,033 | $111.9M | Add +1.9% |
| AMAT Applied Materials Inc. | 0.22% | 542,722 | $111.1M | Reduce -2.8% |
| GS Goldman Sachs Group Inc. | 0.21% | 138,005 | $109.9M | Add +0.5% |
| SOXX iShares Semiconductor ETF | 0.21% | 400,195 | $108.5M | Add +10.8% |
| MRK Merck & Co. Inc. | 0.21% | 1,292,727 | $108.5M | Add +3.7% |
| UNP Union Pacific Corp. | 0.20% | 435,762 | $103.0M | Add +4.6% |
| UNH Unitedhealth Group Inc. | 0.20% | 294,246 | $101.6M | Reduce -12.3% |
| ASML ASML Holding NV-NY Reg SHS | 0.20% | 103,729 | $100.4M | Add +2.0% |
| PEP Pepsico Inc. | 0.20% | 713,429 | $100.2M | Add +5.1% |
| ISRG Intuitive Surgical Inc. | 0.19% | 220,934 | $98.8M | Reduce -0.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.19% | 384,171 | $97.7M | Add +35.4% |
| RGA Reinsurance Group of America | 0.19% | 506,510 | $97.3M | Reduce -24.9% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.19% | 326,714 | $97.2M | Add +2.8% |
Other holdings (15): bonds, preferreds, convertibles and warrants · $9.8M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 258,127 | $5.3M | Add +45.4% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 19,678 | $1.4M | Add +19.4% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,037 | $1.3M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 825 | $1.1M | New |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 10,074 | $402K | New |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 9,261 | $189K | New |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 3,327 | $160K | New |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 338,401 | $47K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 500 | $30K | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 56 | $4K | New |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 11 | $1K | New |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 7,296 | $569 | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 18 | $459 | New |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | 1,629 | $31 | Reduce -95.6% |
| PSEWF Paysafe Ltd. -CW26 | *W EXP 03/30/202 | 86 | $2 | New |
Lines left out (1) · $16 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| BTCI Neos Bitcoin High Income ETF | BITC HIG INC ETF | 0 | $16 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $51.1B.
Portfolio Sells Q2 2025 → Q3 2025
| MSFT Microsoft Corp. | Reduce -1.2% | 3.85% | −0.36 |
| AMZN Amazon.com Inc. | Reduce -1.3% | 2.24% | −0.31 |
| META Meta Platforms Inc. Class A | Reduce -2.1% | 1.30% | −0.20 |
| RSMC Rockefeller US Small-Mid Cap | Reduce -1.8% | 1.43% | −0.18 |
| RGEF Rockefeller Global Eqty ETF | Reduce -5.6% | 1.46% | −0.18 |
| ACN Accenture PLC Class A | Reduce -34.1% | 0.12% | −0.13 |
| SHEL Shell PLC-ADR | Reduce -15.3% | 0.39% | −0.12 |
| RMOP Rockefeller Opport Muni ETF | Reduce -33.1% | 0.17% | −0.11 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -7.0% | 0.42% | −0.11 |
| RGA Reinsurance Group of America | Reduce -24.9% | 0.19% | −0.10 |
| ZTS Zoetis Inc. | Reduce -46.1% | 0.08% | −0.10 |
| AMD Advanced Micro Devices | Reduce -24.2% | 0.32% | −0.10 |
| CSCO Cisco Systems Inc. | Reduce -13.6% | 0.26% | −0.09 |
| NFLX Netflix Inc. | Reduce -3.3% | 0.29% | −0.08 |
| ISRG Intuitive Surgical Inc. | Reduce -0.6% | 0.19% | −0.07 |
| DHR Danaher Corp. | Reduce -20.9% | 0.17% | −0.07 |
| DIS The Walt Disney Co. | Reduce -13.8% | 0.16% | −0.07 |
| DAL Delta Air Lines Inc. | Reduce -60.3% | 0.05% | −0.07 |
| IBN Icici Bank Ltd.-Spon ADR | Reduce -7.7% | 0.18% | −0.06 |
| BAC Bank of America Corp. | Reduce -24.6% | 0.16% | −0.06 |
| NEE Nextera Energy Inc. | Reduce -17.4% | 0.24% | −0.06 |
| ICE Intercontinental Exchange Inc. | Reduce -6.6% | 0.18% | −0.06 |
| SLB SLB Ltd. | Reduce -58.1% | 0.03% | −0.05 |
| MA Mastercard Inc. Class A | Reduce -14.0% | 0.19% | −0.05 |
| BJ Bj's Wholesale Club Holdings | Reduce -3.0% | 0.15% | −0.05 |
| EOG EOG Resources Inc. | Reduce -12.7% | 0.13% | −0.05 |
| AMGN Amgen Inc. | Reduce -5.4% | 0.28% | −0.05 |
| RSG Republic Services Inc. | Reduce -4.1% | 0.18% | −0.05 |
| IWM iShares Russell 2000 ETF | Reduce -9.7% | 0.34% | −0.04 |
| COP Conocophillips | Reduce -23.2% | 0.11% | −0.04 |
| STRL Sterling Infrastructure Inc. | Reduce -62.8% | 0.04% | −0.04 |
| FTNT Fortinet Inc. | Reduce -8.0% | 0.08% | −0.04 |
| WBD Warner Bros Discovery Inc. | Reduce -81.2% | 0.02% | −0.04 |
| EMR Emerson Electric Co. | Reduce -3.3% | 0.22% | −0.04 |
| VIG Vanguard Dividend Apprec ETF | Reduce -4.6% | 0.30% | −0.04 |
| CARR Carrier Global Corp. | Reduce -2.4% | 0.09% | −0.04 |
| ADBE Adobe Inc. | Reduce -2.8% | 0.14% | −0.04 |
| LRN Stride Inc. | Reduce -15.7% | 0.12% | −0.03 |
| ANSS Ansys Inc. | Sold out | 0.00% | −0.03 |
| STE Steris PLC | Reduce -87.7% | 0.00% | −0.03 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -49.0% | 0.03% | −0.03 |
| ROKU Roku Inc. | Reduce -36.8% | 0.06% | −0.03 |
| UNH Unitedhealth Group Inc. | Reduce -12.3% | 0.20% | −0.03 |
| TRU Transunion | Reduce -63.2% | 0.01% | −0.03 |
| IEX Idex Corp. | Reduce -96.4% | 0.00% | −0.03 |
| LNG Cheniere Energy Inc. | Reduce -8.1% | 0.11% | −0.03 |
| LULU Lululemon Athletica Inc. | Reduce -63.7% | 0.01% | −0.03 |
| VHT Vanguard Health Care ETF | Reduce -32.5% | 0.05% | −0.03 |
| KFY Korn Ferry | Reduce -4.7% | 0.12% | −0.03 |
| TRMB Trimble Inc. | Reduce -50.1% | 0.03% | −0.03 |
Portfolio Buys Q2 2025 → Q3 2025
| CRM Salesforce Inc. | Add +698.2% | 2.55% | +2.13 |
| GOOGL Alphabet Inc. Class A | Add +2.1% | 2.00% | +0.41 |
| SNPS Synopsys Inc. | Add +1245.6% | 0.35% | +0.32 |
| AAPL Apple Inc. | Add +2.9% | 3.12% | +0.28 |
| GOOG Alphabet Inc. Class C | Add +2.2% | 1.04% | +0.21 |
| VTI VG Morningstar TS MKT ETF-US | Add +52.5% | 0.61% | +0.19 |
| NVDA Nvidia Corp. | Add +0.8% | 3.07% | +0.17 |
| AVGO Broadcom Inc. | Add +5.3% | 1.85% | +0.16 |
| BRK.A Berkshire Hathaway Inc. Class A | New | 0.13% | +0.13 |
| ANET Arista Networks Inc. | Add +34.5% | 0.27% | +0.11 |
| CET Central Securities Corp. | New | 0.08% | +0.08 |
| MELI MercadoLibre Inc. | Add +177.7% | 0.14% | +0.07 |
| VXUS Vanguard Total Intl Stock | Add +84.0% | 0.16% | +0.07 |
| VWO Vanguard Ftse Emerging Marke | Add +27.7% | 0.29% | +0.06 |
| CRCL Circle Internet Group Inc. | New | 0.06% | +0.06 |
| ABBV Abbvie Inc. | Add +5.4% | 0.36% | +0.05 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +18.2% | 0.40% | +0.05 |
| SCHF Schwab Intl Equity ETF | Add +520.8% | 0.06% | +0.05 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +25.7% | 0.35% | +0.05 |
| CEG Constellation Energy | Add +181.7% | 0.08% | +0.05 |
| BP BP PLC-Spons ADR | Add +454.9% | 0.06% | +0.05 |
| SHOP Shopify Inc. Class A | Add +1.0% | 0.33% | +0.05 |
| IAU iShares Gold Trust | Add +19.1% | 0.24% | +0.05 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +35.4% | 0.19% | +0.04 |
| ULS Ul Solutions Inc. Class A | New | 0.04% | +0.04 |
| JNJ Johnson & Johnson | Add +6.3% | 0.30% | +0.04 |
| CCI Crown Castle Inc. | Add +422.9% | 0.05% | +0.04 |
| KWEB Kranesh Csi China Internet | Add +307.1% | 0.05% | +0.04 |
| VXF Vanguard Extended Market ETF | Add +55.4% | 0.10% | +0.03 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +18.2% | 0.32% | +0.03 |
| JQUA JPMorgan US Quality Factor | Add +155.8% | 0.05% | +0.03 |
| BKNG Booking Holdings Inc. | New | 0.03% | +0.03 |
| URI United Rentals Inc. | Add +10.8% | 0.17% | +0.03 |
| APO Apollo Global Management Inc. | Add +56.8% | 0.13% | +0.03 |
| GDX Vaneck Gold Miners ETF | Add +1.5% | 0.12% | +0.03 |
| CGDV Cap Group Dividend Value | Add +298.4% | 0.04% | +0.03 |
| PWP Perella Weinberg Partners | New | 0.03% | +0.03 |
| CHTR Charter Communications Inc. Class A | New | 0.03% | +0.03 |
| UTI Universal Technical Institut | Add +200.6% | 0.05% | +0.03 |
| WCC Wesco International Inc. | Add +438.1% | 0.04% | +0.03 |
| BMNR Bitmine Immersion Technologi | New | 0.03% | +0.03 |
| MU Micron Technology Inc. | Add +0.3% | 0.16% | +0.03 |
| TMO Thermo Fisher Scientific Inc. | Add +2.8% | 0.32% | +0.03 |
| IDCC Interdigital Inc. | New | 0.03% | +0.03 |
| CNM Core & Main Inc. Class A | New | 0.03% | +0.03 |
| ITOT iShares Core S&P Total U.S. | Add +91.5% | 0.06% | +0.03 |
| CAT Caterpillar Inc. | Add +0.8% | 0.26% | +0.03 |
| VRT Vertiv Holdings Co. Class A | Add +35.2% | 0.09% | +0.03 |
| SIG Signet Jewelers Ltd. | Add +36.2% | 0.08% | +0.03 |
| ELF Elf Beauty Inc. | Add +494.2% | 0.03% | +0.02 |
Notes & Other Activity Q2 2025 → Q3 2025
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | Add +45.4% | 258,127 | $5.3M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +19.4% | 19,678 | $1.4M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | New | 1,037 | $1.3M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 825 | $1.1M |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | New | 10,074 | $402K |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | New | 9,261 | $189K |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | New | 3,327 | $160K |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | New | 338,401 | $47K |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | New | 500 | $30K |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 56 | $4K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | New | 11 | $1K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | New | 7,296 | $569 |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | New | 18 | $459 |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | Reduce -95.6% | 1,629 | $31 |
| BTCI Neos Bitcoin High Income ETF | BITC HIG INC ETF | New | 0 | $16 |
| PSEWF Paysafe Ltd. -CW26 | *W EXP 03/30/202 | New | 86 | $2 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,713 | $65.2B | SPY, AAPL, NVDA, GOOGL, MSFT |
| Q1 2026 | 4,663 | $56.4B | SPY, AAPL, NVDA, MSFT, GOOGL |
| Q4 2025Amended | 4,652 | $55.5B | SPY, MSFT, AAPL, NVDA, GOOGL |
| Q3 2025 | 4,411 | $51.1B | MSFT, SPY, AAPL, NVDA, CRM |
| Q2 2025Amended | 1,712 | $45.6B | MSFT, SPY, NVDA, AAPL, AMZN |
| Q1 2025 | 1,653 | $40.5B | CRM, SPY, AAPL, MSFT, AMZN |
| Q4 2024 | 1,652 | $38.6B | SPY, AAPL, MSFT, AMZN, NVDA |
| Q3 2024 | 1,608 | $37.2B | SPY, AAPL, MSFT, AMZN, NVDA |
| Q2 2024 | 1,622 | $35.2B | MSFT, AAPL, SPY, AMZN, NVDA |
| Q1 2024 | 1,659 | $34.3B | MSFT, SPY, AAPL, AMZN, NVDA |