Rossby Financial, LCC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 12, 2026), Rossby Financial, LCC reported 1,795 stock positions worth $318.0 million. Its top holding was Cal Intl Responsible Index (CVIE) at 7.0% of the portfolio, followed by Calvert US L-C CR Resp Index (CVLC, 4.6%) and Freedom 100 Emeging MRKT ETF (FRDM, 3.3%). Compared with Q3 2025, it opened 392 new positions, sold out of 71, added to 684 and reduced 363. The biggest buy was a new position in Bluerock Private Real Estate (BPRE) and the biggest sale iShares 7-10 Year Treasury B (IEF, shares −94%).
- Most Recent 13F
- Q2 2026
- Location
- MELBOURNE, FL
- CIK
- 0002056510
- Portfolio Value
- $318.0M (Q4 2025)
- SEC Filing
- 0002056510-26-000001 ↗ filed Feb 12, 2026
Holdings Value
Holdings 1,795 stocks · $318.0M
| CVIE Cal Intl Responsible Index | 6.95% | 310,122 | $22.1M | Add +8.1% |
| CVLC Calvert US L-C CR Resp Index | 4.61% | 174,021 | $14.7M | Add +7.3% |
| FRDM Freedom 100 Emeging MRKT ETF | 3.32% | 206,005 | $10.6M | Add +1.2% |
| SMMD iShares Russell 2500 ETF | 2.59% | 109,786 | $8.2M | Add +9.3% |
| GRNB Vaneck Green Bond ETF | 2.40% | 313,807 | $7.6M | Add +11.8% |
| AAPL Apple Inc. | 2.31% | 27,019 | $7.3M | Add +2.8% |
| BIV Vanguard Intermediate-Term B | 2.18% | 89,042 | $6.9M | Add +14.6% |
| NVDA Nvidia Corp. | 2.10% | 35,881 | $6.7M | Add +8.0% |
| VDC Vanguard Consumer Staple ETF | 1.72% | 25,899 | $5.5M | Add +3.5% |
| MSFT Microsoft Corp. | 1.54% | 10,108 | $4.9M | Reduce -0.9% |
| PSLV Sprott Physical Silver Trust | 1.48% | 199,200 | $4.7M | Reduce -0.2% |
| IJH iShares Core S&P Midcap ETF | 1.41% | 67,855 | $4.5M | Reduce -2.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.28% | 8,333 | $4.1M | Add +1224.8% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 1.22% | 48,039 | $3.9M | Add +5.6% |
| BPRE Bluerock Private Real Estate | 1.20% | 254,779 | $3.8M | New |
| NUSC Nuveen ESG Small-Cap ETF | 1.09% | 77,805 | $3.5M | Reduce -2.0% |
| IVV iShares Core S&P 500 ETF | 1.02% | 4,713 | $3.2M | Add +4.3% |
| GOOGL Alphabet Inc. Class A | 0.98% | 9,984 | $3.1M | Reduce -2.6% |
| VYM Vanguard High DVD Yield ETF | 0.98% | 21,694 | $3.1M | Add +2078.1% |
| EAGG iShares ESG Aware US Aggrega | 0.94% | 62,233 | $3.0M | Add +50.2% |
| SUSC iShares ESG Aware Usd Corpor | 0.88% | 119,021 | $2.8M | Reduce -3.9% |
| VCIT Vanguard Int-Term Corporate | 0.84% | 31,996 | $2.7M | Add +4591.5% |
| AMZN Amazon.com Inc. | 0.76% | 10,522 | $2.4M | Add +1.1% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.75% | 51,124 | $2.4M | Add +1402.8% |
| VHT Vanguard Health Care ETF | 0.70% | 7,751 | $2.2M | Add +18.6% |
| GOOG Alphabet Inc. Class C | 0.66% | 6,710 | $2.1M | Reduce -36.7% |
| VOO Vanguard S&P 500 ETF | 0.66% | 3,333 | $2.1M | Reduce -1.9% |
| JNK SS SPDR BB High Yield Bond | 0.64% | 21,064 | $2.0M | Add +9.2% |
| PHYS Sprott Physical Gold Trust | 0.62% | 59,650 | $2.0M | No change |
| AVGO Broadcom Inc. | 0.61% | 5,631 | $1.9M | Add +15.6% |
| META Meta Platforms Inc. Class A | 0.60% | 2,902 | $1.9M | Reduce -10.7% |
| JPM JPMorgan Chase & Co. | 0.55% | 5,467 | $1.8M | Reduce -2.4% |
| WMT Walmart Inc. | 0.55% | 15,705 | $1.7M | Reduce -8.1% |
| NACP Impact Shares Naacp Minority | 0.54% | 34,832 | $1.7M | Reduce -0.7% |
| KMI Kinder Morgan Inc. | 0.49% | 56,431 | $1.6M | Reduce 0.0% |
| LLY Eli Lilly & Co. | 0.48% | 1,410 | $1.5M | Reduce -7.4% |
| TDTT NT Iboxx 3Y Dur Tips ETF | 0.46% | 60,133 | $1.4M | New |
| IYW iShares Ustechnology ETF | 0.45% | 7,176 | $1.4M | Reduce -1.7% |
| GLD SPDR Gold Shares | 0.44% | 3,531 | $1.4M | No change |
| D Dominion Energy Inc. | 0.40% | 21,945 | $1.3M | Add +16.4% |
| FOXA Fox Corp. Class A | 0.40% | 17,228 | $1.3M | Reduce -2.1% |
| BSV Vanguard Short-Term Bond ETF | 0.39% | 15,598 | $1.2M | Add +101.7% |
| SYF Synchrony Financial | 0.38% | 14,512 | $1.2M | Reduce -1.3% |
| AEM Agnico Eagle Mines Ltd. | 0.38% | 7,061 | $1.2M | Add +1.1% |
| WPM Wheaton Precious Metals Corp. | 0.37% | 10,144 | $1.2M | Reduce -0.6% |
| OHI Omega Healthcare Investors | 0.37% | 26,228 | $1.2M | Reduce -6.7% |
| QLV NT US Qual Lowvol ETF | 0.36% | 16,108 | $1.2M | New |
| EQT Eqt Corp. | 0.36% | 21,401 | $1.1M | Add +0.1% |
| TSLA Tesla Inc. | 0.36% | 2,531 | $1.1M | Reduce -9.5% |
| JNJ Johnson & Johnson | 0.35% | 5,377 | $1.1M | Reduce -15.8% |
| CCJ Cameco Corp. | 0.34% | 11,825 | $1.1M | Reduce -12.4% |
| SILJ Amplify Junior Silver Miners | 0.34% | 38,700 | $1.1M | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.34% | 2,130 | $1.1M | Add +7.9% |
| T AT&T Inc. | 0.33% | 42,483 | $1.1M | Reduce -0.1% |
| SGDM Sprott Gold Miners ETF | 0.33% | 15,083 | $1.1M | Reduce -0.9% |
| DON Wisdomtree US Midcap Dividen | 0.33% | 20,319 | $1.0M | New |
| SLV iShares Silver Trust | 0.32% | 15,900 | $1.0M | Reduce -9.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.32% | 1,499 | $1.0M | Reduce -1.1% |
| AGG iShares Core U.S. Aggregate | 0.30% | 9,701 | $969K | Add +13.0% |
| ZECP Zacks Earnings Consistent Po | 0.30% | 27,381 | $952K | Add +39.6% |
| NEE Nextera Energy Inc. | 0.30% | 11,780 | $946K | Add +2.8% |
| SCHF Schwab Intl Equity ETF | 0.29% | 38,933 | $936K | Add +10.3% |
| STEX Streamex Corp. | 0.29% | 301,530 | $914K | Add +0.5% |
| IVW iShares S&P 500 Growth ETF | 0.28% | 7,280 | $897K | Add +4.8% |
| SA Seabridge Gold Inc. | 0.28% | 30,150 | $892K | Reduce -8.4% |
| UTHR United Therapeutics Corp. | 0.28% | 1,815 | $884K | Add +4.9% |
| TRX TRX Gold Corp. | 0.28% | 960,000 | $884K | Reduce -2.0% |
| PG The Procter & Gamble Co. | 0.27% | 6,071 | $870K | Add +14.0% |
| PAAS Pan American Silver Corp. | 0.27% | 16,518 | $856K | No change |
| TSM Taiwan Semiconductor-SP ADR | 0.27% | 2,786 | $847K | Reduce -30.9% |
| JOE The St Joe Co. | 0.26% | 14,025 | $833K | Reduce -16.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.25% | 2,357 | $790K | Reduce -19.3% |
| MA Mastercard Inc. Class A | 0.25% | 1,370 | $782K | Reduce -25.3% |
| VIG Vanguard Dividend Apprec ETF | 0.24% | 3,522 | $774K | Add +398.9% |
| V Visa Inc. Class A | 0.24% | 2,206 | $774K | Reduce -43.2% |
| BWXT BWX Technologies Inc. | 0.24% | 4,393 | $759K | Reduce -10.8% |
| CAT Caterpillar Inc. | 0.24% | 1,325 | $759K | Reduce -60.9% |
| CVX Chevron Corp. | 0.24% | 4,936 | $752K | Add +50.6% |
| FRO Frontline PLC | 0.23% | 33,873 | $739K | Reduce -16.8% |
| BND Vanguard Total Bond Market | 0.23% | 9,719 | $720K | Add +26.9% |
| NFRA NT GLBL BRD Infra ETF | 0.22% | 11,797 | $714K | New |
| XOM Exxon Mobil Corp. | 0.22% | 5,766 | $694K | Reduce -37.1% |
| MINT PIMCO Enhanced Short Maturit | 0.22% | 6,907 | $693K | Add +11.6% |
| MCD McDonald's Corp. | 0.21% | 2,209 | $675K | Add +26.1% |
| CVSB Calvert Ult-SHRT Inv GRD ETF | 0.21% | 13,056 | $663K | Add +59.1% |
| KGC Kinross Gold Corp. | 0.21% | 23,489 | $661K | Add +7.6% |
| NULG Nuveen ESG LRG-Cap GRW ETF | 0.21% | 6,702 | $655K | Reduce -3.0% |
| DFUV Dimensional US Marketwide Va | 0.20% | 13,791 | $643K | Add +0.1% |
| MTZ Mastec Inc. | 0.20% | 2,941 | $639K | Add +7.0% |
| IQDG Wisdomtree Intl QLTY DVD GRW | 0.20% | 15,376 | $638K | New |
| GDXJ Vaneck Junior Gold Miners | 0.20% | 5,575 | $634K | No change |
| VZ Verizon Communications Inc. | 0.20% | 15,354 | $625K | Reduce -0.3% |
| FIXD First Trust Smith Opportunis | 0.20% | 14,104 | $625K | Add +1.9% |
| NEM Newmont Corp. | 0.19% | 6,184 | $617K | Add +139.5% |
| TIP iShares Tips Bond ETF | 0.19% | 5,592 | $615K | Add +1484.1% |
| PLTR Palantir Technologies Inc. Class A | 0.19% | 3,453 | $614K | Add +16.1% |
| VEU Vanguard Ftse All-World Ex-U | 0.19% | 8,339 | $613K | New |
| LDOS Leidos Holdings Inc. | 0.19% | 3,386 | $611K | Add +0.3% |
| INSW International Seaways Inc. | 0.18% | 12,036 | $584K | Reduce -13.0% |
| NULV Nuveen ESG Large-Cap Val ETF | 0.18% | 12,744 | $574K | Reduce -2.6% |
Options reported separately and not counted above: SLV calls ($3.1M), GLD calls ($1.8M), CVNA puts ($506K), SILJ calls ($235K), VXX calls ($172K), BAC puts ($83K), AAPL puts ($82K), STEX calls ($76K), C puts ($58K), NG calls ($23K), SBSW calls ($21K), HL calls ($19K), and 1 more.
Other holdings (4): bonds, preferreds, convertibles and warrants · $53K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 23 | $29K | Reduce -73.9% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 206 | $14K | Reduce -82.4% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 8 | $10K | No change |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 5 | $15 | No change |
Total filed on the 13F, all lines: $318.1M.
Portfolio Sells Q3 2025 → Q4 2025
| IEF iShares 7-10 Year Treasury B | Reduce -94.3% | 0.08% | −1.42 |
| IWY iShares Russell Top 200 Grow | Reduce -93.4% | 0.07% | −1.11 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -94.5% | 0.04% | −0.73 |
| CAT Caterpillar Inc. | Reduce -60.9% | 0.24% | −0.30 |
| ZTS Zoetis Inc. | Reduce -73.0% | 0.08% | −0.29 |
| MSFT Microsoft Corp. | Reduce -0.9% | 1.54% | −0.22 |
| V Visa Inc. Class A | Reduce -43.2% | 0.24% | −0.21 |
| DHR Danaher Corp. | Reduce -80.5% | 0.05% | −0.20 |
| GOOG Alphabet Inc. Class C | Reduce -36.7% | 0.66% | −0.20 |
| META Meta Platforms Inc. Class A | Reduce -10.7% | 0.60% | −0.17 |
| TJX TJX Companies Inc. | Reduce -49.1% | 0.18% | −0.17 |
| TMO Thermo Fisher Scientific Inc. | Reduce -53.1% | 0.14% | −0.15 |
| FCX Freeport-McMoran Inc. | Reduce -71.5% | 0.08% | −0.14 |
| MRSH Marsh & McLennan Cos | Reduce -38.7% | 0.16% | −0.14 |
| LPG Dorian LPG Ltd. | Reduce -52.8% | 0.08% | −0.13 |
| MO Altria Group Inc. | Reduce -32.5% | 0.16% | −0.13 |
| KLAC KLA Corp. | Reduce -48.8% | 0.14% | −0.13 |
| ETN Eaton Corp. PLC | Reduce -47.0% | 0.09% | −0.13 |
| XOM Exxon Mobil Corp. | Reduce -37.1% | 0.22% | −0.12 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -30.9% | 0.27% | −0.12 |
| VRSK Verisk Analytics Inc. | Reduce -68.2% | 0.04% | −0.12 |
| SNPS Synopsys Inc. | Reduce -87.9% | 0.01% | −0.12 |
| FISV Fiserv Inc. | Reduce -92.3% | 0.00% | −0.11 |
| GLW Corning Inc. | Reduce -86.8% | 0.02% | −0.11 |
| IBM Intl Business Machines Corp. | Reduce -52.5% | 0.09% | −0.11 |
| TXN Texas Instruments Inc. | Reduce -76.9% | 0.03% | −0.11 |
| HCA HCA Healthcare Inc. | Reduce -82.1% | 0.02% | −0.10 |
| MA Mastercard Inc. Class A | Reduce -25.3% | 0.25% | −0.10 |
| COST Costco Wholesale Corp. | Reduce -44.4% | 0.10% | −0.10 |
| NOW ServiceNow Inc. | Reduce -67.4% | 0.04% | −0.10 |
| AMT American Tower Corp. | Reduce -80.0% | 0.02% | −0.10 |
| APH Amphenol Corp. Class A | Reduce -39.7% | 0.16% | −0.10 |
| GPN Global Payments Inc. | Sold out | 0.00% | −0.10 |
| FUTY Fidelity MSCI US Utilities | Reduce -90.6% | 0.01% | −0.10 |
| IJH iShares Core S&P Midcap ETF | Reduce -2.0% | 1.41% | −0.10 |
| TMUS T-Mobile US Inc. | Reduce -58.4% | 0.05% | −0.10 |
| NGD New Gold Inc. | Sold out | 0.00% | −0.10 |
| ECL Ecolab Inc. | Reduce -53.3% | 0.07% | −0.10 |
| ACN Accenture PLC Class A | Reduce -78.4% | 0.03% | −0.10 |
| SUSC iShares ESG Aware Usd Corpor | Reduce -3.9% | 0.88% | −0.09 |
| SPGI S&P Global Inc. | Reduce -51.7% | 0.09% | −0.09 |
| LMT Lockheed Martin Corp. | Reduce -35.4% | 0.13% | −0.09 |
| VST Vistra Corp. | Reduce -40.3% | 0.07% | −0.09 |
| AZN Astrazeneca PLC-Spons ADR | Sold out | 0.00% | −0.09 |
| LOW Lowe's Cos Inc. | Reduce -43.8% | 0.09% | −0.09 |
| VRSN Verisign Inc. | Reduce -55.1% | 0.05% | −0.08 |
| UNP Union Pacific Corp. | Reduce -44.8% | 0.08% | −0.08 |
| XYL Xylem Inc. | Reduce -49.6% | 0.06% | −0.08 |
| GNK Genco Shipping & Trading Ltd. | Reduce -60.6% | 0.05% | −0.08 |
| LIN Linde PLC | Reduce -37.6% | 0.09% | −0.08 |
Portfolio Buys Q3 2025 → Q4 2025
| BPRE Bluerock Private Real Estate | New | 1.20% | +1.20 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +1224.8% | 1.28% | +1.18 |
| VYM Vanguard High DVD Yield ETF | Add +2078.1% | 0.98% | +0.93 |
| VCIT Vanguard Int-Term Corporate | Add +4591.5% | 0.84% | +0.82 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +1402.8% | 0.75% | +0.70 |
| TDTT NT Iboxx 3Y Dur Tips ETF | New | 0.46% | +0.46 |
| CVIE Cal Intl Responsible Index | Add +8.1% | 6.95% | +0.40 |
| QLV NT US Qual Lowvol ETF | New | 0.36% | +0.36 |
| DON Wisdomtree US Midcap Dividen | New | 0.33% | +0.33 |
| FRDM Freedom 100 Emeging MRKT ETF | Add +1.2% | 3.32% | +0.30 |
| EAGG iShares ESG Aware US Aggrega | Add +50.2% | 0.94% | +0.28 |
| NFRA NT GLBL BRD Infra ETF | New | 0.22% | +0.22 |
| IQDG Wisdomtree Intl QLTY DVD GRW | New | 0.20% | +0.20 |
| VEU Vanguard Ftse All-World Ex-U | New | 0.19% | +0.19 |
| VIG Vanguard Dividend Apprec ETF | Add +398.9% | 0.24% | +0.19 |
| BSV Vanguard Short-Term Bond ETF | Add +101.7% | 0.39% | +0.18 |
| CVLC Calvert US L-C CR Resp Index | Add +7.3% | 4.61% | +0.18 |
| TIP iShares Tips Bond ETF | Add +1484.1% | 0.19% | +0.18 |
| BIV Vanguard Intermediate-Term B | Add +14.6% | 2.18% | +0.17 |
| GUNR NT Mstar GLBL NR ETF | New | 0.14% | +0.14 |
| TDV Proshares S&P Tech DVD Arist | New | 0.13% | +0.13 |
| GRNB Vaneck Green Bond ETF | Add +11.8% | 2.40% | +0.13 |
| VHT Vanguard Health Care ETF | Add +18.6% | 0.70% | +0.12 |
| SMMD iShares Russell 2500 ETF | Add +9.3% | 2.59% | +0.12 |
| KNSL Kinsale Capital Group Inc. | New | 0.12% | +0.12 |
| NEM Newmont Corp. | Add +139.5% | 0.19% | +0.12 |
| RGLD Royal Gold Inc. | Add +287.1% | 0.15% | +0.11 |
| CENX Century Aluminum Company | New | 0.11% | +0.11 |
| OLN Olin Corp. | New | 0.11% | +0.11 |
| REET iShares Global REIT ETF | New | 0.10% | +0.10 |
| CMBT CMB Tech NV | Add +10896.5% | 0.10% | +0.10 |
| AZN Astrazeneca PLC | New | 0.09% | +0.09 |
| VXX Ipath Series B S&P 500 Vix | New | 0.09% | +0.09 |
| VAL Valaris Ltd. | New | 0.09% | +0.09 |
| AKRE Akre Focus ETF | New | 0.09% | +0.09 |
| AAPL Apple Inc. | Add +2.8% | 2.31% | +0.08 |
| HL Hecla Mining Co. | Add +344.3% | 0.09% | +0.08 |
| ZECP Zacks Earnings Consistent Po | Add +39.6% | 0.30% | +0.08 |
| USMV iShares MSCI USA Min Vol Fac | Add +2583.7% | 0.08% | +0.08 |
| DNOW Dnow Inc. | New | 0.08% | +0.08 |
| PWZ Invesco California Amt-Free | New | 0.08% | +0.08 |
| AVGO Broadcom Inc. | Add +15.6% | 0.61% | +0.07 |
| VXF Vanguard Extended Market ETF | Add +100.0% | 0.15% | +0.07 |
| BAM Brookfield Asset Mgmt-A | Add +97.5% | 0.17% | +0.07 |
| CVSB Calvert Ult-SHRT Inv GRD ETF | Add +59.1% | 0.21% | +0.07 |
| CVX Chevron Corp. | Add +50.6% | 0.24% | +0.07 |
| SCHX Schwab US Large-Cap ETF | Add +209.2% | 0.10% | +0.07 |
| MRK Merck & Co. Inc. | Add +79.0% | 0.12% | +0.06 |
| IVOL Quadratic Int Rte Vol Infl H | New | 0.06% | +0.06 |
| CSTM Constellium SE | New | 0.06% | +0.06 |
Options Activity Q3 2025 → Q4 2025
| SLV iShares Silver Trust | call | Reduce -43.1% | 47,500 | $3.1M |
| CVNA Carvana Co. | put | New | 1,200 | $506K |
| SILJ Amplify Junior Silver Miners | call | New | 8,500 | $235K |
| VXX Ipath Series B S&P 500 Vix | call | New | 6,500 | $172K |
| STNG Scorpio Tankers Inc. | call | Sold out | 2,000 | $113Kbefore exit |
| BAC Bank of America Corp. | put | New | 1,500 | $83K |
| STEX Streamex Corp. | call | Add +525.0% | 25,000 | $76K |
| C Citigroup Inc. | put | New | 500 | $58K |
| AGI Alamos Gold Inc. Class A | call | Sold out | 1,000 | $35Kbefore exit |
| NG Novagold Resources Inc. | call | New | 2,500 | $23K |
| SBSW Sibanye-Stillwater Ltd.-ADR | call | New | 1,500 | $21K |
| HL Hecla Mining Co. | call | New | 1,000 | $19K |
| SHAK Shake Shack Inc. Class A | put | New | 200 | $16K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2025 → Q4 2025
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -73.9% | 23 | $29K |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Reduce -82.4% | 206 | $14K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,140 | $546.9M | CVIE, CVLC, SMMD, FRDM, SCHG |
| Q1 2026 | 2,253 | $478.5M | CVIE, CVLC, SMMD, FRDM, NVDA |
| Q4 2025 | 1,795 | $318.0M | CVIE, CVLC, FRDM, SMMD, GRNB |
| Q3 2025 | 1,472 | $301.2M | CVIE, CVLC, FRDM, SMMD, GRNB |
| Q2 2025 | 1,233 | $265.9M | CVIE, CVLC, FRDM, SMMD, BIV |
| Q1 2025 | 1,064 | $231.5M | CVLC, ESGU, FRDM, BIV, CVIE |
| Q4 2024 | 199 | $157.6M | ESGU, CVLC, FRDM, AAPL, BIV |