Rossby Financial, LCC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 11, 2026), Rossby Financial, LCC reported 2,253 stock positions worth $478.5 million. Its top holding was Cal Intl Responsible Index (CVIE) at 5.6% of the portfolio, followed by Calvert US L-C CR Resp Index (CVLC, 3.7%) and iShares Russell 2500 ETF (SMMD, 2.0%). Compared with Q4 2025, it opened 498 new positions, sold out of 41, added to 1,244 and reduced 235. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +673%) and the biggest sale Freedom 100 Emeging MRKT ETF (FRDM, shares −20%).
- Most Recent 13F
- Q2 2026
- Location
- MELBOURNE, FL
- CIK
- 0002056510
- Portfolio Value
- $478.5M (Q1 2026)
- SEC Filing
- 0002056510-26-000002 ↗ filed May 11, 2026
Holdings Value
Holdings 2,253 stocks · $478.5M
| CVIE Cal Intl Responsible Index | 5.57% | 360,720 | $26.7M | Add +16.3% |
| CVLC Calvert US L-C CR Resp Index | 3.70% | 219,195 | $17.7M | Add +26.0% |
| SMMD iShares Russell 2500 ETF | 2.03% | 126,214 | $9.7M | Add +15.0% |
| FRDM Freedom 100 Emeging MRKT ETF | 1.92% | 164,424 | $9.2M | Reduce -20.2% |
| NVDA Nvidia Corp. | 1.70% | 46,389 | $8.2M | Add +29.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.59% | 11,586 | $7.6M | Add +672.9% |
| AAPL Apple Inc. | 1.56% | 29,196 | $7.5M | Add +8.1% |
| VOO Vanguard S&P 500 ETF | 1.55% | 12,304 | $7.4M | Add +269.2% |
| BIV Vanguard Intermediate-Term B | 1.50% | 93,053 | $7.2M | Add +4.5% |
| GRNB Vaneck Green Bond ETF | 1.32% | 264,704 | $6.3M | Reduce -15.7% |
| VDC Vanguard Consumer Staple ETF | 1.18% | 25,288 | $5.7M | Reduce -2.4% |
| EAGG iShares ESG Aware US Aggrega | 1.18% | 119,307 | $5.7M | Add +91.7% |
| SCHG Schwab US Large-Cap Growth | 1.15% | 187,733 | $5.5M | Add +8206.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.15% | 12,500 | $5.5M | Add +50.0% |
| MSFT Microsoft Corp. | 1.13% | 14,662 | $5.4M | Add +45.0% |
| QUAL iShares MSCI USA Quality Fac | 1.09% | 27,025 | $5.2M | Add +1279.5% |
| IVV iShares Core S&P 500 ETF | 1.04% | 7,586 | $5.0M | Add +61.0% |
| PSLV Sprott Physical Silver Trust | 1.00% | 195,960 | $4.8M | Reduce -1.6% |
| GOOG Alphabet Inc. Class C | 0.99% | 16,135 | $4.8M | Add +140.5% |
| FNDB Schwab Fndmntl US BRD Mr ETF | 0.96% | 168,076 | $4.6M | New |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.93% | 55,922 | $4.4M | Add +16.4% |
| IJH iShares Core S&P Midcap ETF | 0.91% | 64,031 | $4.4M | Reduce -5.6% |
| VYM Vanguard High DVD Yield ETF | 0.85% | 27,565 | $4.1M | Add +27.1% |
| BPRE Bluerock Private Real Estate | 0.81% | 234,769 | $3.9M | Reduce -7.8% |
| GOOGL Alphabet Inc. Class A | 0.81% | 13,015 | $3.9M | Add +30.4% |
| AMZN Amazon.com Inc. | 0.79% | 17,938 | $3.8M | Add +70.5% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.77% | 79,418 | $3.7M | Add +12750.8% |
| NUSC Nuveen ESG Small-Cap ETF | 0.72% | 75,601 | $3.4M | Reduce -2.8% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.66% | 40,874 | $3.2M | Add +1086.8% |
| VCIT Vanguard Int-Term Corporate | 0.66% | 38,129 | $3.1M | Add +19.2% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.63% | 60,732 | $3.0M | Add +13578.4% |
| BOXX Alpha Architect 1-3 MNTH Box | 0.60% | 24,599 | $2.9M | New |
| IDEV iShares Core MSCI Dev MKTS | 0.56% | 31,594 | $2.7M | Add +531.5% |
| SCHV Schwab US Large-Cap Value | 0.56% | 86,890 | $2.7M | Add +24036.1% |
| IEMG iShares Core MSCI Emerging | 0.55% | 37,379 | $2.6M | Add +405.1% |
| SGOV iShares 0-3 Month Treasury B | 0.54% | 25,617 | $2.6M | Add +82535.5% |
| BND Vanguard Total Bond Market | 0.53% | 34,597 | $2.5M | Add +256.0% |
| JNK SS SPDR BB High Yield Bond | 0.53% | 26,553 | $2.5M | Add +26.1% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.53% | 54,550 | $2.5M | Add +6.7% |
| AVGO Broadcom Inc. | 0.51% | 7,843 | $2.5M | Add +39.3% |
| GLD SPDR Gold Shares | 0.50% | 5,424 | $2.4M | Add +53.6% |
| META Meta Platforms Inc. Class A | 0.45% | 3,758 | $2.2M | Add +29.5% |
| WMT Walmart Inc. | 0.45% | 17,308 | $2.2M | Add +10.2% |
| PHYS Sprott Physical Gold Trust | 0.45% | 59,600 | $2.2M | Reduce -0.1% |
| EVSM Eaton Vance SHRT Dur Muni | 0.44% | 41,624 | $2.1M | New |
| JPM JPMorgan Chase & Co. | 0.43% | 6,953 | $2.1M | Add +27.2% |
| SCHF Schwab Intl Equity ETF | 0.42% | 80,107 | $2.0M | Add +105.8% |
| VHT Vanguard Health Care ETF | 0.42% | 7,264 | $2.0M | Reduce -6.3% |
| KMI Kinder Morgan Inc. | 0.41% | 60,390 | $2.0M | Add +7.0% |
| SUSC iShares ESG Aware Usd Corpor | 0.39% | 80,980 | $1.9M | Reduce -32.0% |
| QLV NT US Qual Lowvol ETF | 0.39% | 25,899 | $1.9M | Add +60.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.38% | 9,250 | $1.8M | Add +558.4% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.37% | 29,924 | $1.8M | Add +42046.5% |
| AGG iShares Core U.S. Aggregate | 0.37% | 17,849 | $1.8M | Add +84.0% |
| NACP Impact Shares Naacp Minority | 0.36% | 34,794 | $1.7M | Reduce -0.1% |
| XLE SS Energy Select Sector | 0.35% | 28,033 | $1.7M | Add +152.0% |
| JNJ Johnson & Johnson | 0.34% | 6,720 | $1.6M | Add +25.0% |
| SCHJ Schwab 1-5 YR Corp. BND ETF | 0.32% | 63,050 | $1.6M | New |
| LLY Eli Lilly & Co. | 0.32% | 1,627 | $1.6M | Add +15.4% |
| JPLD JPMorgan Ltd. Duration ETF | 0.31% | 28,739 | $1.5M | Add +2868.9% |
| VEA Vanguard Ftse Developed ETF | 0.31% | 22,857 | $1.5M | Add +303.4% |
| XOM Exxon Mobil Corp. | 0.31% | 9,153 | $1.5M | Add +58.7% |
| IYW iShares Ustechnology ETF | 0.31% | 7,970 | $1.5M | Add +11.1% |
| TDTT NT Iboxx 3Y Dur Tips ETF | 0.30% | 60,031 | $1.5M | Reduce -0.2% |
| WPM Wheaton Precious Metals Corp. | 0.29% | 10,293 | $1.4M | Add +1.5% |
| AEM Agnico Eagle Mines Ltd. | 0.29% | 6,696 | $1.4M | Reduce -5.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.29% | 15,262 | $1.4M | Add +156.3% |
| USMV iShares MSCI USA Min Vol Fac | 0.29% | 14,979 | $1.4M | Add +436.7% |
| T AT&T Inc. | 0.29% | 48,429 | $1.4M | Add +14.0% |
| MUB iShares National Muni Bond E | 0.28% | 12,720 | $1.4M | Add +499.4% |
| D Dominion Energy Inc. | 0.28% | 21,722 | $1.3M | Reduce -1.0% |
| EQT Eqt Corp. | 0.28% | 21,623 | $1.3M | Add +1.0% |
| CCJ Cameco Corp. | 0.27% | 11,726 | $1.3M | Reduce -0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.27% | 2,719 | $1.3M | Add +27.6% |
| TRX TRX Gold Corp. | 0.26% | 822,000 | $1.3M | Reduce -14.4% |
| TSM Taiwan Semiconductor-SP ADR | 0.26% | 3,606 | $1.2M | Add +29.4% |
| VIG Vanguard Dividend Apprec ETF | 0.26% | 5,674 | $1.2M | Add +61.1% |
| CVX Chevron Corp. | 0.25% | 6,152 | $1.2M | Add +24.6% |
| SCHZ Schwab US Aggregate Bond ETF | 0.25% | 51,925 | $1.2M | Add +609.9% |
| JMUB JPMorgan Municipal ETF | 0.25% | 23,745 | $1.2M | New |
| NEE Nextera Energy Inc. | 0.25% | 12,663 | $1.2M | Add +7.5% |
| OLN Olin Corp. | 0.24% | 40,038 | $1.2M | Add +135.5% |
| SGDM Sprott Gold Miners ETF | 0.24% | 14,783 | $1.2M | Reduce -2.0% |
| CVSB Calvert Ult-SHRT Inv GRD ETF | 0.24% | 23,076 | $1.2M | Add +76.8% |
| PG The Procter & Gamble Co. | 0.24% | 7,999 | $1.2M | Add +31.8% |
| BSV Vanguard Short-Term Bond ETF | 0.24% | 14,700 | $1.1M | Reduce -5.8% |
| OHI Omega Healthcare Investors | 0.24% | 25,810 | $1.1M | Reduce -1.6% |
| TSLA Tesla Inc. | 0.23% | 2,917 | $1.1M | Add +15.3% |
| FOXA Fox Corp. Class A | 0.23% | 18,880 | $1.1M | Add +9.6% |
| SLV iShares Silver Trust | 0.23% | 16,193 | $1.1M | Add +1.8% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.23% | 21,970 | $1.1M | Add +2521.7% |
| SYF Synchrony Financial | 0.23% | 15,861 | $1.1M | Add +9.3% |
| UTHR United Therapeutics Corp. | 0.22% | 1,884 | $1.1M | Add +3.8% |
| CAT Caterpillar Inc. | 0.22% | 1,469 | $1.1M | Add +10.9% |
| GARP iShares MSCI USA Quality Gar | 0.22% | 16,520 | $1.1M | Add +137566.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.22% | 3,311 | $1.1M | Add +40.5% |
| XLI SS Industrial Select Sector | 0.22% | 6,395 | $1.1M | Add +732.7% |
| XLF SS Financial Select Sector | 0.22% | 21,097 | $1.0M | Add +625.7% |
| FRO Frontline PLC | 0.21% | 29,211 | $1.0M | Reduce -13.8% |
| VEU Vanguard Ftse All-World Ex-U | 0.21% | 13,341 | $1.0M | Add +60.0% |
Options reported separately and not counted above: SLV calls ($5.2M), CME puts ($2.8M), GLD calls ($1.8M), CVNA puts ($218K), SILJ calls ($200K), B calls ($169K), FRO calls ($87K), HL calls ($77K), AAPL puts ($77K), STEX calls ($61K), PATH calls ($44K), UNG calls ($29K), and 2 more.
Other holdings (4): bonds, preferreds, convertibles and warrants · $150K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 1,700 | $113K | Add +725.2% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 23 | $27K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 8 | $9K | No change |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 5 | $18 | No change |
Total filed on the 13F, all lines: $478.7M.
Portfolio Sells Q4 2025 → Q1 2026
| FRDM Freedom 100 Emeging MRKT ETF | Reduce -20.2% | 1.92% | −1.40 |
| GRNB Vaneck Green Bond ETF | Reduce -15.7% | 1.32% | −1.08 |
| VDC Vanguard Consumer Staple ETF | Reduce -2.4% | 1.18% | −0.54 |
| IJH iShares Core S&P Midcap ETF | Reduce -5.6% | 0.91% | −0.50 |
| SUSC iShares ESG Aware Usd Corpor | Reduce -32.0% | 0.39% | −0.49 |
| PSLV Sprott Physical Silver Trust | Reduce -1.6% | 1.00% | −0.48 |
| BPRE Bluerock Private Real Estate | Reduce -7.8% | 0.81% | −0.39 |
| NUSC Nuveen ESG Small-Cap ETF | Reduce -2.8% | 0.72% | −0.37 |
| VHT Vanguard Health Care ETF | Reduce -6.3% | 0.42% | −0.28 |
| JOE The St Joe Co. | Reduce -77.0% | 0.04% | −0.22 |
| NACP Impact Shares Naacp Minority | Reduce -0.1% | 0.36% | −0.18 |
| PAAS Pan American Silver Corp. | Reduce -53.4% | 0.09% | −0.18 |
| MTZ Mastec Inc. | Reduce -87.6% | 0.03% | −0.18 |
| PHYS Sprott Physical Gold Trust | Reduce -0.1% | 0.45% | −0.17 |
| BAM Brookfield Asset Mgmt-A | Reduce -99.7% | 0.00% | −0.17 |
| TDTT NT Iboxx 3Y Dur Tips ETF | Reduce -0.2% | 0.30% | −0.15 |
| BSV Vanguard Short-Term Bond ETF | Reduce -5.8% | 0.24% | −0.15 |
| DON Wisdomtree US Midcap Dividen | Reduce -13.4% | 0.19% | −0.14 |
| OHI Omega Healthcare Investors | Reduce -1.6% | 0.24% | −0.13 |
| SILJ Amplify Junior Silver Miners | Reduce -15.1% | 0.21% | −0.13 |
| D Dominion Energy Inc. | Reduce -1.0% | 0.28% | −0.12 |
| SA Seabridge Gold Inc. | Reduce -9.0% | 0.17% | −0.11 |
| ZECP Zacks Earnings Consistent Po | Reduce -1.1% | 0.19% | −0.11 |
| DIS The Walt Disney Co. | Reduce -46.5% | 0.04% | −0.10 |
| LDOS Leidos Holdings Inc. | Reduce -18.8% | 0.09% | −0.10 |
| CMBT CMB Tech NV | Reduce -99.1% | 0.00% | −0.10 |
| VAL Valaris Ltd. | Sold out | 0.00% | −0.09 |
| ANET Arista Networks Inc. | Reduce -54.8% | 0.04% | −0.09 |
| CPT Camden Property Trust | Sold out | 0.00% | −0.09 |
| SJNK SS SPDR BB St Hi Yield ETF | Reduce -22.8% | 0.09% | −0.09 |
| SGDM Sprott Gold Miners ETF | Reduce -2.0% | 0.24% | −0.09 |
| AEM Agnico Eagle Mines Ltd. | Reduce -5.2% | 0.29% | −0.08 |
| TMO Thermo Fisher Scientific Inc. | Reduce -24.9% | 0.06% | −0.08 |
| GDXJ Vaneck Junior Gold Miners | Reduce -16.1% | 0.12% | −0.08 |
| CELH Celsius Holdings Inc. | Reduce -90.4% | 0.00% | −0.08 |
| IEF iShares 7-10 Year Treasury B | Reduce -90.3% | 0.01% | −0.08 |
| NFRA NT GLBL BRD Infra ETF | Reduce -5.6% | 0.15% | −0.08 |
| IQDG Wisdomtree Intl QLTY DVD GRW | Reduce -4.6% | 0.13% | −0.07 |
| GIB Cgi Inc. | Reduce -12.8% | 0.06% | −0.07 |
| GOVT iShares US Treasury Bond ETF | Reduce -26.6% | 0.06% | −0.07 |
| B Barrick Mining Corp. | Reduce -12.3% | 0.09% | −0.07 |
| VST Vistra Corp. | Reduce -88.2% | 0.01% | −0.07 |
| CCJ Cameco Corp. | Reduce -0.8% | 0.27% | −0.07 |
| NULV Nuveen ESG Large-Cap Val ETF | Reduce -5.6% | 0.12% | −0.07 |
| MRSH Marsh & McLennan Cos | Reduce -1.8% | 0.10% | −0.06 |
| APH Amphenol Corp. Class A | Reduce -2.6% | 0.10% | −0.06 |
| INTU Intuit Inc. | Reduce -43.1% | 0.02% | −0.06 |
| AKRE Akre Focus ETF | Reduce -44.2% | 0.03% | −0.06 |
| IVOL Quadratic Int Rte Vol Infl H | Sold out | 0.00% | −0.06 |
| SPGI S&P Global Inc. | Reduce -35.5% | 0.03% | −0.06 |
Portfolio Buys Q4 2025 → Q1 2026
| SPY SS SPDR S&P 500 ETF Trust-US | Add +672.9% | 1.59% | +1.27 |
| SCHG Schwab US Large-Cap Growth | Add +8206.8% | 1.15% | +1.13 |
| QUAL iShares MSCI USA Quality Fac | Add +1279.5% | 1.09% | +0.97 |
| FNDB Schwab Fndmntl US BRD Mr ETF | New | 0.96% | +0.96 |
| VOO Vanguard S&P 500 ETF | Add +269.2% | 1.55% | +0.89 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +12750.8% | 0.77% | +0.76 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Add +13578.4% | 0.63% | +0.62 |
| BOXX Alpha Architect 1-3 MNTH Box | New | 0.60% | +0.60 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +1086.8% | 0.66% | +0.57 |
| SCHV Schwab US Large-Cap Value | Add +24036.1% | 0.56% | +0.55 |
| SGOV iShares 0-3 Month Treasury B | Add +82535.5% | 0.54% | +0.54 |
| EVSM Eaton Vance SHRT Dur Muni | New | 0.44% | +0.44 |
| IDEV iShares Core MSCI Dev MKTS | Add +531.5% | 0.56% | +0.43 |
| IEMG iShares Core MSCI Emerging | Add +405.1% | 0.55% | +0.39 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +42046.5% | 0.37% | +0.37 |
| GOOG Alphabet Inc. Class C | Add +140.5% | 0.99% | +0.33 |
| SCHJ Schwab 1-5 YR Corp. BND ETF | New | 0.32% | +0.32 |
| BND Vanguard Total Bond Market | Add +256.0% | 0.53% | +0.30 |
| JPLD JPMorgan Ltd. Duration ETF | Add +2868.9% | 0.31% | +0.30 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +558.4% | 0.38% | +0.30 |
| JMUB JPMorgan Municipal ETF | New | 0.25% | +0.25 |
| EAGG iShares ESG Aware US Aggrega | Add +91.7% | 1.18% | +0.25 |
| GARP iShares MSCI USA Quality Gar | Add +137566.7% | 0.22% | +0.22 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +2521.7% | 0.23% | +0.22 |
| MUB iShares National Muni Bond E | Add +499.4% | 0.28% | +0.21 |
| USMV iShares MSCI USA Min Vol Fac | Add +436.7% | 0.29% | +0.21 |
| VEA Vanguard Ftse Developed ETF | Add +303.4% | 0.31% | +0.20 |
| SCHZ Schwab US Aggregate Bond ETF | Add +609.9% | 0.25% | +0.20 |
| XLE SS Energy Select Sector | Add +152.0% | 0.35% | +0.19 |
| XLI SS Industrial Select Sector | Add +732.7% | 0.22% | +0.18 |
| XLK SS Technology Select Sector | New | 0.17% | +0.17 |
| XLF SS Financial Select Sector | Add +625.7% | 0.22% | +0.17 |
| MBB iShares MBS ETF | Add +1403.9% | 0.18% | +0.17 |
| SCHO Schwab Short-Term US Treas | Add +50800.0% | 0.16% | +0.16 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +1570.6% | 0.17% | +0.16 |
| BRK.A Berkshire Hathaway Inc. Class A | New | 0.15% | +0.15 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +2000.0% | 0.15% | +0.14 |
| XMHQ Invesco S&P Midcap Qual ETF | New | 0.13% | +0.13 |
| OLN Olin Corp. | Add +135.5% | 0.24% | +0.13 |
| SCHF Schwab Intl Equity ETF | Add +105.8% | 0.42% | +0.13 |
| IEFA iShares Core MSCI Eafe ETF | Add +156.3% | 0.29% | +0.13 |
| EWZ iShares MSCI Brazil ETF | New | 0.12% | +0.12 |
| JPST JPMorgan Ultra-Short Income | New | 0.11% | +0.11 |
| INTC Intel Corp. | Add +376.9% | 0.14% | +0.10 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +2932.8% | 0.11% | +0.10 |
| XLV SS Health Care Select Sector | Add +524.1% | 0.14% | +0.10 |
| VG Venture Global Inc. Class A | New | 0.10% | +0.10 |
| HGER Harbor Commodity All Weather | New | 0.10% | +0.10 |
| PDBC Invesco Optimum Yield Divers | Add +1326.0% | 0.10% | +0.10 |
| JMST JPM Ultra-Short Muni Income | Add +20667.4% | 0.10% | +0.09 |
Options Activity Q4 2025 → Q1 2026
| SLV iShares Silver Trust | call | Add +60.0% | 76,000 | $5.2M |
| CME Cme Group Inc. | put | New | 9,500 | $2.8M |
| GLD SPDR Gold Shares | call | Reduce -11.1% | 4,000 | $1.8M |
| CVNA Carvana Co. | put | Reduce -41.7% | 700 | $218K |
| SILJ Amplify Junior Silver Miners | call | Reduce -23.5% | 6,500 | $200K |
| B Barrick Mining Corp. | call | New | 4,000 | $169K |
| FRO Frontline PLC | call | New | 2,500 | $87K |
| BAC Bank of America Corp. | put | Sold out | 1,500 | $83Kbefore exit |
| HL Hecla Mining Co. | call | Add +300.0% | 4,000 | $77K |
| STEX Streamex Corp. | call | Add +120.0% | 55,000 | $61K |
| C Citigroup Inc. | put | Sold out | 500 | $58Kbefore exit |
| PATH Uipath Inc. Class A | call | New | 4,000 | $44K |
| UNG US Natural Gas Fund LP | call | New | 2,500 | $29K |
| PCT Purecycle Technologies Inc. | call | New | 5,000 | $26K |
| NG Novagold Resources Inc. | call | Sold out | 2,500 | $23Kbefore exit |
| SBSW Sibanye-Stillwater Ltd.-ADR | call | Sold out | 1,500 | $21Kbefore exit |
| VXX Ipath Series B S&P 500 Vix | call | Reduce -92.3% | 500 | $17K |
| SHAK Shake Shack Inc. Class A | put | Sold out | 200 | $16Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +725.2% | 1,700 | $113K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,140 | $546.9M | CVIE, CVLC, SMMD, FRDM, SCHG |
| Q1 2026 | 2,253 | $478.5M | CVIE, CVLC, SMMD, FRDM, NVDA |
| Q4 2025 | 1,795 | $318.0M | CVIE, CVLC, FRDM, SMMD, GRNB |
| Q3 2025 | 1,472 | $301.2M | CVIE, CVLC, FRDM, SMMD, GRNB |
| Q2 2025 | 1,233 | $265.9M | CVIE, CVLC, FRDM, SMMD, BIV |
| Q1 2025 | 1,064 | $231.5M | CVLC, ESGU, FRDM, BIV, CVIE |
| Q4 2024 | 199 | $157.6M | ESGU, CVLC, FRDM, AAPL, BIV |