Rossby Financial, LCC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 10, 2025), Rossby Financial, LCC reported 1,472 stock positions worth $301.2 million. Its top holding was Cal Intl Responsible Index (CVIE) at 6.6% of the portfolio, followed by Calvert US L-C CR Resp Index (CVLC, 4.4%) and Freedom 100 Emeging MRKT ETF (FRDM, 3.0%). Compared with Q2 2025, it opened 280 new positions, sold out of 41, added to 509 and reduced 208. The biggest buy was a new position in Streamex (STEX) and the biggest sale an exit from Biosig Technologies.
- Most Recent 13F
- Q2 2026
- Location
- MELBOURNE, FL
- CIK
- 0002056510
- Portfolio Value
- $301.2M (Q3 2025)
- SEC Filing
- 0002056510-25-000005 ↗ filed Nov 10, 2025
Holdings Value
Holdings 1,472 stocks · $301.2M
| CVIE Cal Intl Responsible Index | 6.56% | 286,826 | $19.7M | Add +13.0% |
| CVLC Calvert US L-C CR Resp Index | 4.43% | 162,100 | $13.3M | Add +11.3% |
| FRDM Freedom 100 Emeging MRKT ETF | 3.03% | 203,630 | $9.1M | Add +3.8% |
| SMMD iShares Russell 2500 ETF | 2.47% | 100,464 | $7.4M | Add +9.0% |
| GRNB Vaneck Green Bond ETF | 2.27% | 280,710 | $6.9M | Add +15.7% |
| AAPL Apple Inc. | 2.23% | 26,279 | $6.7M | Add +5.3% |
| NVDA Nvidia Corp. | 2.07% | 33,238 | $6.2M | Reduce -2.8% |
| BIV Vanguard Intermediate-Term B | 2.01% | 77,698 | $6.1M | Reduce -0.2% |
| VDC Vanguard Consumer Staple ETF | 1.77% | 25,034 | $5.3M | Reduce -0.4% |
| MSFT Microsoft Corp. | 1.76% | 10,202 | $5.3M | Add +2.0% |
| IJH iShares Core S&P Midcap ETF | 1.51% | 69,237 | $4.5M | Reduce -0.1% |
| IEF iShares 7-10 Year Treasury B | 1.50% | 46,906 | $4.5M | Add +9.4% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 1.22% | 45,489 | $3.7M | Add +11.4% |
| IWY iShares Russell Top 200 Grow | 1.19% | 12,975 | $3.6M | Reduce -6.7% |
| NUSC Nuveen ESG Small-Cap ETF | 1.17% | 79,400 | $3.5M | Add +2.1% |
| PSLV Sprott Physical Silver Trust | 1.06% | 199,550 | $3.2M | Add +1.1% |
| IVV iShares Core S&P 500 ETF | 1.01% | 4,517 | $3.0M | Add +22.6% |
| SUSC iShares ESG Aware Usd Corpor | 0.97% | 123,907 | $2.9M | Add +0.8% |
| GOOG Alphabet Inc. Class C | 0.86% | 10,602 | $2.6M | Reduce -12.0% |
| GOOGL Alphabet Inc. Class A | 0.83% | 10,253 | $2.5M | Add +4.2% |
| META Meta Platforms Inc. Class A | 0.77% | 3,249 | $2.3M | Add +4.0% |
| JAAA Janus Henderson Aaa Clo ETF | 0.77% | 45,555 | $2.3M | Add +6.9% |
| AMZN Amazon.com Inc. | 0.76% | 10,403 | $2.3M | Add +8.4% |
| VOO Vanguard S&P 500 ETF | 0.69% | 3,397 | $2.1M | Add +1.3% |
| EAGG iShares ESG Aware US Aggrega | 0.66% | 41,438 | $2.0M | Add +44.2% |
| JNK SS SPDR BB High Yield Bond | 0.63% | 19,296 | $1.9M | Add +10.2% |
| PHYS Sprott Physical Gold Trust | 0.59% | 59,650 | $1.8M | Reduce -0.2% |
| VHT Vanguard Health Care ETF | 0.58% | 6,538 | $1.7M | Add +0.5% |
| WMT Walmart Inc. | 0.58% | 17,091 | $1.7M | Add +1.8% |
| JPM JPMorgan Chase & Co. | 0.58% | 5,599 | $1.7M | Add +14.4% |
| NACP Impact Shares Naacp Minority | 0.56% | 35,082 | $1.7M | No change |
| STEX Streamex Corp. | 0.56% | 300,130 | $1.7M | New |
| CAT Caterpillar Inc. | 0.54% | 3,392 | $1.6M | Reduce -1.4% |
| AVGO Broadcom Inc. | 0.54% | 4,872 | $1.6M | Reduce -8.9% |
| KMI Kinder Morgan Inc. | 0.53% | 56,433 | $1.6M | Add +0.9% |
| IYW iShares Ustechnology ETF | 0.48% | 7,297 | $1.4M | Add +0.5% |
| V Visa Inc. Class A | 0.45% | 3,883 | $1.4M | Add +7.2% |
| TSLA Tesla Inc. | 0.43% | 2,796 | $1.3M | Add +15.6% |
| GLD SPDR Gold Shares | 0.42% | 3,531 | $1.3M | No change |
| LLY Eli Lilly & Co. | 0.42% | 1,523 | $1.3M | Add +23.0% |
| EQT Eqt Corp. | 0.40% | 21,375 | $1.2M | Add +5.2% |
| OHI Omega Healthcare Investors | 0.40% | 28,121 | $1.2M | Add +1.8% |
| AEM Agnico Eagle Mines Ltd. | 0.39% | 6,987 | $1.2M | Reduce -5.5% |
| JNJ Johnson & Johnson | 0.39% | 6,386 | $1.2M | Add +5.0% |
| T AT&T Inc. | 0.39% | 42,513 | $1.2M | Add +3.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.39% | 4,030 | $1.2M | Add +45.9% |
| D Dominion Energy Inc. | 0.38% | 18,857 | $1.1M | No change |
| WPM Wheaton Precious Metals Corp. | 0.38% | 10,205 | $1.1M | Add +6.5% |
| CCJ Cameco Corp. | 0.37% | 13,500 | $1.1M | Reduce -10.2% |
| ZTS Zoetis Inc. | 0.37% | 7,610 | $1.1M | Add +29.7% |
| FOXA Fox Corp. Class A | 0.36% | 17,596 | $1.1M | Add +37.0% |
| MA Mastercard Inc. Class A | 0.35% | 1,835 | $1.1M | Reduce -2.4% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.34% | 7,169 | $1.0M | Add +1.4% |
| XOM Exxon Mobil Corp. | 0.34% | 9,174 | $1.0M | Reduce -1.9% |
| SYF Synchrony Financial | 0.34% | 14,703 | $1.0M | Add +60.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.34% | 1,515 | $1.0M | Add +2.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.33% | 1,974 | $983K | Add +1.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.32% | 2,922 | $962K | Add +1.5% |
| SGDM Sprott Gold Miners ETF | 0.32% | 15,223 | $956K | No change |
| FRO Frontline PLC | 0.31% | 40,713 | $931K | Reduce -11.7% |
| BWXT BWX Technologies Inc. | 0.31% | 4,927 | $922K | Add +58.4% |
| MRSH Marsh & McLennan Cos | 0.30% | 4,489 | $904K | Add +8.2% |
| SILJ Amplify Junior Silver Miners | 0.30% | 38,700 | $902K | Add +7.5% |
| NEE Nextera Energy Inc. | 0.30% | 11,458 | $901K | Add +9.2% |
| MO Altria Group Inc. | 0.29% | 13,274 | $880K | Add +5.4% |
| AGG iShares Core U.S. Aggregate | 0.29% | 8,584 | $860K | Add +13.3% |
| TMO Thermo Fisher Scientific Inc. | 0.28% | 1,607 | $853K | Reduce -6.2% |
| IVW iShares S&P 500 Growth ETF | 0.28% | 6,950 | $843K | Add +2.2% |
| JOE The St Joe Co. | 0.28% | 16,725 | $829K | Reduce -2.9% |
| SCHF Schwab Intl Equity ETF | 0.28% | 35,285 | $828K | Reduce -9.8% |
| SA Seabridge Gold Inc. | 0.27% | 32,900 | $822K | Reduce -13.2% |
| PG The Procter & Gamble Co. | 0.27% | 5,324 | $816K | Reduce -32.3% |
| KLAC KLA Corp. | 0.26% | 705 | $796K | Reduce -4.9% |
| APH Amphenol Corp. Class A | 0.26% | 6,298 | $785K | Reduce -17.7% |
| DHR Danaher Corp. | 0.25% | 3,575 | $761K | Add +12.5% |
| UTHR United Therapeutics Corp. | 0.25% | 1,730 | $758K | Reduce -4.0% |
| SLV iShares Silver Trust | 0.25% | 17,600 | $755K | Reduce -2.2% |
| KO The Coca-Cola Co. | 0.23% | 10,419 | $696K | Add +2.8% |
| NULG Nuveen ESG LRG-Cap GRW ETF | 0.23% | 6,909 | $687K | Add +7.8% |
| LMT Lockheed Martin Corp. | 0.22% | 1,356 | $677K | Reduce -15.5% |
| VZ Verizon Communications Inc. | 0.22% | 15,405 | $675K | Reduce -0.6% |
| ZECP Zacks Earnings Consistent Po | 0.22% | 19,612 | $662K | Add +1.7% |
| ETN Eaton Corp. PLC | 0.22% | 1,762 | $659K | Add +12.5% |
| FCX Freeport-McMoran Inc. | 0.22% | 16,600 | $649K | Add +2.5% |
| PAAS Pan American Silver Corp. | 0.22% | 16,518 | $649K | Add +209.4% |
| LDOS Leidos Holdings Inc. | 0.21% | 3,377 | $647K | Add +21.3% |
| LPG Dorian LPG Ltd. | 0.21% | 22,050 | $640K | Reduce -11.8% |
| INSW International Seaways Inc. | 0.21% | 13,836 | $638K | Reduce -10.1% |
| MINT PIMCO Enhanced Short Maturit | 0.21% | 6,189 | $621K | Reduce -5.1% |
| COST Costco Wholesale Corp. | 0.21% | 674 | $618K | Add +5.5% |
| FIXD First Trust Smith Opportunis | 0.20% | 13,843 | $616K | Add +77.1% |
| DFUV Dimensional US Marketwide Va | 0.20% | 13,780 | $616K | Add +0.1% |
| TRX TRX Gold Corp. | 0.20% | 980,000 | $612K | Add +0.5% |
| BSV Vanguard Short-Term Bond ETF | 0.20% | 7,732 | $609K | Add +1.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.20% | 2,101 | $602K | Add +5.3% |
| RCL Royal Caribbean Cruises Ltd. | 0.20% | 1,883 | $595K | Add +78.0% |
| MTZ Mastec Inc. | 0.20% | 2,750 | $591K | New |
| ESGU iShares ESG Aware MSCI USA | 0.19% | 3,987 | $583K | Add +2.6% |
| NULV Nuveen ESG Large-Cap Val ETF | 0.19% | 13,089 | $574K | Add +1.1% |
| BND Vanguard Total Bond Market | 0.19% | 7,660 | $569K | Add +8.8% |
Options reported separately and not counted above: SLV calls ($3.6M), GLD calls ($1.6M), STNG calls ($113K), AAPL puts ($77K), AGI calls ($35K), STEX calls ($22K).
Other holdings (3): bonds, preferreds, convertibles and warrants · $202K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 88 | $112K | Add +17.3% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 1,168 | $80K | Add +35.8% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 8 | $10K | No change |
Total filed on the 13F, all lines: $301.4M.
Portfolio Sells Q2 2025 → Q3 2025
| BIOSIG TECHNOLOGIES INC | Sold out | 0.00% | −0.88 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -90.4% | 0.07% | −0.75 |
| VDC Vanguard Consumer Staple ETF | Reduce -0.4% | 1.77% | −0.30 |
| BIV Vanguard Intermediate-Term B | Reduce -0.2% | 2.01% | −0.25 |
| PG The Procter & Gamble Co. | Reduce -32.3% | 0.27% | −0.20 |
| MAG Mag Silver Corp. | Sold out | 0.00% | −0.19 |
| SMMV iShares MSCI USA Small-Cap M | Reduce -99.7% | 0.00% | −0.14 |
| NEOV Neovolta Inc. | Sold out | 0.00% | −0.13 |
| VG Venture Global Inc. Class A | Sold out | 0.00% | −0.12 |
| MDGL Madrigal Pharmaceuticals Inc. | Sold out | 0.00% | −0.12 |
| IJH iShares Core S&P Midcap ETF | Reduce -0.1% | 1.51% | −0.11 |
| CVX Chevron Corp. | Reduce -36.5% | 0.17% | −0.11 |
| VXX Ipath Series B S&P 500 Vix | Sold out | 0.00% | −0.11 |
| IWY iShares Russell Top 200 Grow | Reduce -6.7% | 1.19% | −0.10 |
| EMLC Vaneck JPM Em Local Curr BND | Reduce -39.1% | 0.12% | −0.10 |
| AAPD Direxion Daily Aapl Bear 1X | Sold out | 0.00% | −0.10 |
| PWZ Invesco California Amt-Free | Sold out | 0.00% | −0.09 |
| SFM Sprouts Farmers Market Inc. | Reduce -5.4% | 0.10% | −0.09 |
| INTU Intuit Inc. | Reduce -18.8% | 0.14% | −0.09 |
| CMBT CMB Tech NV | Reduce -99.0% | 0.00% | −0.08 |
| AFL Aflac Inc. | Reduce -93.4% | 0.00% | −0.08 |
| FDX FedEx Corp. | Reduce -59.0% | 0.04% | −0.07 |
| DAL Delta Air Lines Inc. | Reduce -69.8% | 0.03% | −0.07 |
| IT Gartner Inc. | Reduce -3.5% | 0.07% | −0.07 |
| ACN Accenture PLC Class A | Reduce -8.7% | 0.12% | −0.06 |
| DHT DHT Holdings Inc. | Reduce -38.4% | 0.09% | −0.06 |
| DG Dollar General Corp. | Reduce -35.0% | 0.06% | −0.06 |
| CAVA Cava Group Inc. | Reduce -96.3% | 0.00% | −0.06 |
| LMT Lockheed Martin Corp. | Reduce -15.5% | 0.22% | −0.05 |
| FCAL First Trust California Munic | Sold out | 0.00% | −0.05 |
| CZR Caesars Entertainment Inc. | Sold out | 0.00% | −0.05 |
| ED Consolidated Edison Inc. | Reduce -26.1% | 0.09% | −0.05 |
| SPGI S&P Global Inc. | Reduce -3.0% | 0.18% | −0.05 |
| SCHF Schwab Intl Equity ETF | Reduce -9.8% | 0.28% | −0.05 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -29.4% | 0.08% | −0.05 |
| MA Mastercard Inc. Class A | Reduce -2.4% | 0.35% | −0.05 |
| AMT American Tower Corp. | Reduce -6.5% | 0.12% | −0.05 |
| CCJ Cameco Corp. | Reduce -10.2% | 0.37% | −0.05 |
| DIS The Walt Disney Co. | Reduce -3.5% | 0.15% | −0.04 |
| JAZZ Jazz Pharmaceuticals PLC | Reduce -95.3% | 0.00% | −0.04 |
| MINT PIMCO Enhanced Short Maturit | Reduce -5.1% | 0.21% | −0.04 |
| B Barrick Mining Corp. | Reduce -46.5% | 0.13% | −0.04 |
| HAFN Hafnia Ltd. | Reduce -36.7% | 0.09% | −0.04 |
| XOM Exxon Mobil Corp. | Reduce -1.9% | 0.34% | −0.04 |
| FANG Diamondback Energy Inc. | Reduce -19.6% | 0.11% | −0.04 |
| SBLK Star Bulk Carriers Corp. | Reduce -33.3% | 0.06% | −0.04 |
| IWF iShares Russell 1000 Growth | Reduce -23.9% | 0.10% | −0.03 |
| JOE The St Joe Co. | Reduce -2.9% | 0.28% | −0.03 |
| ICE Intercontinental Exchange Inc. | Reduce -3.3% | 0.10% | −0.03 |
| NEM Newmont Corp. | Reduce -46.0% | 0.07% | −0.03 |
Portfolio Buys Q2 2025 → Q3 2025
| STEX Streamex Corp. | New | 0.56% | +0.56 |
| CVIE Cal Intl Responsible Index | Add +13.0% | 6.56% | +0.34 |
| AAPL Apple Inc. | Add +5.3% | 2.23% | +0.30 |
| CVLC Calvert US L-C CR Resp Index | Add +11.3% | 4.43% | +0.24 |
| MTZ Mastec Inc. | New | 0.20% | +0.20 |
| GOOGL Alphabet Inc. Class A | Add +4.2% | 0.83% | +0.18 |
| PAAS Pan American Silver Corp. | Add +209.4% | 0.22% | +0.16 |
| TSM Taiwan Semiconductor-SP ADR | Add +45.9% | 0.39% | +0.15 |
| GIB Cgi Inc. | Add +49840.0% | 0.15% | +0.15 |
| PSLV Sprott Physical Silver Trust | Add +1.1% | 1.06% | +0.15 |
| IVV iShares Core S&P 500 ETF | Add +22.6% | 1.01% | +0.15 |
| EAGG iShares ESG Aware US Aggrega | Add +44.2% | 0.66% | +0.15 |
| BWXT BWX Technologies Inc. | Add +58.4% | 0.31% | +0.14 |
| TSLA Tesla Inc. | Add +15.6% | 0.43% | +0.14 |
| GNK Genco Shipping & Trading Ltd. | Add +1340.0% | 0.13% | +0.12 |
| SMMD iShares Russell 2500 ETF | Add +9.0% | 2.47% | +0.12 |
| SYF Synchrony Financial | Add +60.0% | 0.34% | +0.11 |
| PCT Purecycle Technologies Inc. | New | 0.11% | +0.11 |
| VTHR Vanguard Russell 3000 | New | 0.11% | +0.11 |
| IQSI Nylim Cndrm Intrnt Eq ETF-Ui | New | 0.10% | +0.10 |
| UUUU Energy Fuels Inc. | New | 0.10% | +0.10 |
| SILJ Amplify Junior Silver Miners | Add +7.5% | 0.30% | +0.10 |
| FTCB FT Core Investment Grade ETF | Add +310.4% | 0.13% | +0.09 |
| BAM Brookfield Asset Mgmt-A | Add +5376.3% | 0.09% | +0.09 |
| LGOV First TR Long Duration O-ETF | Add +292.6% | 0.13% | +0.09 |
| FOXA Fox Corp. Class A | Add +37.0% | 0.36% | +0.09 |
| PLTR Palantir Technologies Inc. Class A | Add +61.7% | 0.18% | +0.09 |
| SMA Smartstop Self Storage REIT | New | 0.09% | +0.09 |
| TRX TRX Gold Corp. | Add +0.5% | 0.20% | +0.08 |
| FIXD First Trust Smith Opportunis | Add +77.1% | 0.20% | +0.08 |
| SPYX SS SPDR S&P 500 Foss FL ETF | New | 0.07% | +0.07 |
| RCL Royal Caribbean Cruises Ltd. | Add +78.0% | 0.20% | +0.07 |
| NFLX Netflix Inc. | Add +750.0% | 0.09% | +0.07 |
| EUSB Ishr ESG Advn Universal BD-$ | Add +413.3% | 0.09% | +0.07 |
| FIIG FT Intermed Dur Ig Corp. ETF | Add +221.9% | 0.10% | +0.07 |
| DFSB Dim GLB Sustain Fix Inc. ETF | New | 0.06% | +0.06 |
| GRNB Vaneck Green Bond ETF | Add +15.7% | 2.27% | +0.06 |
| VIVO Vivopower PLC Class A | New | 0.06% | +0.06 |
| SMTK Smartkem Inc. | New | 0.06% | +0.06 |
| ROKU Roku Inc. | New | 0.06% | +0.06 |
| LMBS First Trust Low Duration Opp | Add +211.4% | 0.09% | +0.06 |
| KGC Kinross Gold Corp. | Add +1.4% | 0.18% | +0.06 |
| COIN Coinbase Global Inc. Class A | Add +74.8% | 0.16% | +0.06 |
| LLY Eli Lilly & Co. | Add +23.0% | 0.42% | +0.05 |
| WPM Wheaton Precious Metals Corp. | Add +6.5% | 0.38% | +0.05 |
| FVD First Trust Value Line DVD | Add +91.3% | 0.12% | +0.05 |
| LDOS Leidos Holdings Inc. | Add +21.3% | 0.21% | +0.05 |
| UPXI Upexi Inc. | New | 0.05% | +0.05 |
| CPRT Copart Inc. | Add +31150.0% | 0.05% | +0.05 |
| ANET Arista Networks Inc. | Add +13.5% | 0.15% | +0.05 |
Options Activity Q2 2025 → Q3 2025
| SLV iShares Silver Trust | call | Reduce -9.7% | 83,500 | $3.6M |
| STNG Scorpio Tankers Inc. | call | Add +100.0% | 2,000 | $113K |
| WPM Wheaton Precious Metals Corp. | call | Sold out | 1,000 | $90Kbefore exit |
| FRO Frontline PLC | call | Sold out | 4,000 | $66Kbefore exit |
| AGI Alamos Gold Inc. Class A | call | Reduce -75.0% | 1,000 | $35K |
| VXX Ipath Series B S&P 500 Vix | call | Sold out | 700 | $34Kbefore exit |
| NGD New Gold Inc. | call | Sold out | 5,000 | $25Kbefore exit |
| STEX Streamex Corp. | call | New | 4,000 | $22K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +17.3% | 88 | $112K |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +35.8% | 1,168 | $80K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,140 | $546.9M | CVIE, CVLC, SMMD, FRDM, SCHG |
| Q1 2026 | 2,253 | $478.5M | CVIE, CVLC, SMMD, FRDM, NVDA |
| Q4 2025 | 1,795 | $318.0M | CVIE, CVLC, FRDM, SMMD, GRNB |
| Q3 2025 | 1,472 | $301.2M | CVIE, CVLC, FRDM, SMMD, GRNB |
| Q2 2025 | 1,233 | $265.9M | CVIE, CVLC, FRDM, SMMD, BIV |
| Q1 2025 | 1,064 | $231.5M | CVLC, ESGU, FRDM, BIV, CVIE |
| Q4 2024 | 199 | $157.6M | ESGU, CVLC, FRDM, AAPL, BIV |