Rossby Financial, LCC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed April 28, 2025), Rossby Financial, LCC reported 1,064 stock positions worth $231.5 million. Its top holding was Calvert US L-C CR Resp Index (CVLC) at 4.0% of the portfolio, followed by iShares ESG Aware MSCI USA (ESGU, 3.9%) and Freedom 100 Emeging MRKT ETF (FRDM, 3.0%). Compared with Q4 2024, it opened 871 new positions, sold out of 6, added to 97 and reduced 88. The biggest buy was a new position in Cal Intl Responsible Index (CVIE) and the biggest sale iShares ESG Aware MSCI USA (ESGU, shares −22%).
- Most Recent 13F
- Q2 2026
- Location
- MELBOURNE, FL
- CIK
- 0002056510
- Portfolio Value
- $231.5M (Q1 2025)
- SEC Filing
- 0002056510-25-000002 ↗ filed Apr 28, 2025
Holdings Value
Holdings 1,064 stocks · $231.5M
| CVLC Calvert US L-C CR Resp Index | 3.98% | 135,368 | $9.2M | Add +37.4% |
| ESGU iShares ESG Aware MSCI USA | 3.93% | 75,920 | $9.1M | Reduce -21.6% |
| FRDM Freedom 100 Emeging MRKT ETF | 2.99% | 192,689 | $6.9M | Add +9.7% |
| BIV Vanguard Intermediate-Term B | 2.55% | 77,113 | $5.9M | Add +24.1% |
| CVIE Cal Intl Responsible Index | 2.41% | 93,546 | $5.6M | New |
| VDC Vanguard Consumer Staple ETF | 2.37% | 25,154 | $5.5M | Add +26.2% |
| GRNB Vaneck Green Bond ETF | 2.23% | 215,050 | $5.2M | Add +20.0% |
| SMMD iShares Russell 2500 ETF | 2.20% | 83,607 | $5.1M | Add +70.3% |
| AAPL Apple Inc. | 2.19% | 24,263 | $5.1M | Add +18.1% |
| SHV iShares 0-1 Year Treasury Bo | 1.78% | 37,304 | $4.1M | New |
| IJH iShares Core S&P Midcap ETF | 1.76% | 71,842 | $4.1M | Add +2.2% |
| IEF iShares 7-10 Year Treasury B | 1.70% | 41,282 | $3.9M | New |
| MSFT Microsoft Corp. | 1.62% | 9,581 | $3.8M | Add +16.7% |
| SUSC iShares ESG Aware Usd Corpor | 1.36% | 137,103 | $3.1M | Add +11.8% |
| IWY iShares Russell Top 200 Grow | 1.32% | 14,385 | $3.1M | New |
| NUSC Nuveen ESG Small-Cap ETF | 1.28% | 79,698 | $3.0M | Add +9.0% |
| JAAA Janus Henderson Aaa Clo ETF | 0.91% | 41,786 | $2.1M | New |
| PSLV Sprott Physical Silver Trust | 0.91% | 190,050 | $2.1M | Add +2.2% |
| IVV iShares Core S&P 500 ETF | 0.90% | 3,779 | $2.1M | Add +18.8% |
| NVDA Nvidia Corp. | 0.84% | 17,501 | $1.9M | Add +51.5% |
| GOOG Alphabet Inc. Class C | 0.81% | 11,513 | $1.9M | Add +45.4% |
| AMZN Amazon.com Inc. | 0.75% | 9,185 | $1.7M | Add +36.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.74% | 18,778 | $1.7M | New |
| VOO Vanguard S&P 500 ETF | 0.73% | 3,337 | $1.7M | Reduce -29.1% |
| VHT Vanguard Health Care ETF | 0.70% | 6,444 | $1.6M | Add +18.8% |
| WMT Walmart Inc. | 0.69% | 16,737 | $1.6M | Add +7.7% |
| GOOGL Alphabet Inc. Class A | 0.67% | 9,510 | $1.5M | Add +23.5% |
| KMI Kinder Morgan Inc. | 0.65% | 56,005 | $1.5M | Add +1.7% |
| META Meta Platforms Inc. Class A | 0.63% | 2,680 | $1.5M | Add +82.6% |
| PHYS Sprott Physical Gold Trust | 0.62% | 56,950 | $1.4M | Reduce -0.7% |
| NACP Impact Shares Naacp Minority | 0.59% | 35,432 | $1.4M | Reduce -0.8% |
| MINT PIMCO Enhanced Short Maturit | 0.58% | 13,396 | $1.3M | Add +94.6% |
| V Visa Inc. Class A | 0.53% | 3,633 | $1.2M | Add +12.3% |
| PG The Procter & Gamble Co. | 0.51% | 7,283 | $1.2M | Add +62.4% |
| IYW iShares Ustechnology ETF | 0.48% | 7,764 | $1.1M | Add +3.6% |
| JPST JPMorgan Ultra-Short Income | 0.48% | 21,744 | $1.1M | New |
| EQT Eqt Corp. | 0.47% | 21,854 | $1.1M | Reduce -15.6% |
| GLD SPDR Gold Shares | 0.46% | 3,531 | $1.1M | Reduce -0.7% |
| MA Mastercard Inc. Class A | 0.45% | 1,954 | $1.0M | Reduce -19.8% |
| CAT Caterpillar Inc. | 0.45% | 3,397 | $1.0M | Add +187.2% |
| AVGO Broadcom Inc. | 0.45% | 5,374 | $1.0M | Add +45.6% |
| OHI Omega Healthcare Investors | 0.44% | 26,848 | $1.0M | Add +12.1% |
| JPM JPMorgan Chase & Co. | 0.44% | 4,143 | $1.0M | Add +41.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.43% | 1,874 | $995K | Add +49.6% |
| T AT&T Inc. | 0.43% | 37,038 | $993K | Add +30.9% |
| D Dominion Energy Inc. | 0.42% | 18,487 | $979K | Reduce -4.2% |
| XOM Exxon Mobil Corp. | 0.42% | 8,998 | $977K | Add +50.5% |
| JNJ Johnson & Johnson | 0.39% | 5,886 | $910K | Add +0.7% |
| AEM Agnico Eagle Mines Ltd. | 0.39% | 7,545 | $894K | Reduce -16.7% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.38% | 6,899 | $873K | Add +9.0% |
| MRSH Marsh & McLennan Cos | 0.37% | 3,918 | $859K | Add +14.9% |
| LLY Eli Lilly & Co. | 0.35% | 914 | $808K | Add +85.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.35% | 1,462 | $805K | Reduce -6.3% |
| SCHF Schwab Intl Equity ETF | 0.34% | 38,788 | $791K | Add +181.4% |
| WPM Wheaton Precious Metals Corp. | 0.34% | 9,634 | $787K | Reduce -10.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.34% | 2,905 | $786K | Reduce -1.9% |
| LMT Lockheed Martin Corp. | 0.34% | 1,635 | $781K | Reduce -10.3% |
| CCJ Cameco Corp. | 0.34% | 17,675 | $778K | Add +2.0% |
| KO The Coca-Cola Co. | 0.31% | 10,098 | $726K | Add +50.6% |
| AGG iShares Core U.S. Aggregate | 0.31% | 7,277 | $718K | Add +173.5% |
| FRO Frontline PLC | 0.31% | 43,134 | $714K | Add +21.0% |
| JOE The St Joe Co. | 0.31% | 16,625 | $709K | New |
| MO Altria Group Inc. | 0.30% | 12,095 | $705K | Add +96.2% |
| NEE Nextera Energy Inc. | 0.30% | 10,641 | $703K | Reduce -7.2% |
| CVX Chevron Corp. | 0.30% | 4,994 | $693K | Add +51.7% |
| TMO Thermo Fisher Scientific Inc. | 0.30% | 1,616 | $686K | Reduce -8.7% |
| ZTS Zoetis Inc. | 0.30% | 4,459 | $684K | Add +22.6% |
| VZ Verizon Communications Inc. | 0.29% | 16,208 | $679K | Add +12.4% |
| EMLC Vaneck JPM Em Local Curr BND | 0.29% | 27,212 | $664K | Reduce -9.3% |
| SGDM Sprott Gold Miners ETF | 0.28% | 15,773 | $652K | Add +1.1% |
| EAGG iShares ESG Aware US Aggrega | 0.28% | 13,589 | $642K | New |
| COST Costco Wholesale Corp. | 0.27% | 650 | $635K | Add +6.6% |
| IVW iShares S&P 500 Growth ETF | 0.27% | 6,731 | $633K | Add +6.9% |
| DHR Danaher Corp. | 0.27% | 3,187 | $628K | Add +11.8% |
| GOVT iShares US Treasury Bond ETF | 0.27% | 27,191 | $623K | Add +14.8% |
| BND Vanguard Total Bond Market | 0.26% | 8,291 | $607K | Reduce -11.1% |
| SPGI S&P Global Inc. | 0.26% | 1,246 | $598K | Reduce -12.8% |
| APH Amphenol Corp. Class A | 0.25% | 7,750 | $588K | Add +2.8% |
| FCX Freeport-McMoran Inc. | 0.25% | 15,715 | $587K | Add +25.3% |
| ZECP Zacks Earnings Consistent Po | 0.25% | 19,353 | $569K | New |
| BSV Vanguard Short-Term Bond ETF | 0.25% | 7,246 | $568K | Reduce -21.7% |
| NULG Nuveen ESG LRG-Cap GRW ETF | 0.24% | 7,017 | $561K | Reduce -6.5% |
| MCD McDonald's Corp. | 0.24% | 1,737 | $550K | Reduce -8.9% |
| SLV iShares Silver Trust | 0.23% | 18,000 | $541K | No change |
| NULV Nuveen ESG Large-Cap Val ETF | 0.23% | 13,955 | $539K | Reduce -9.5% |
| DFUV Dimensional US Marketwide Va | 0.23% | 13,750 | $538K | Add +15.2% |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.23% | 1,450 | $535K | No change |
| RSG Republic Services Inc. | 0.23% | 2,190 | $533K | Add +90.4% |
| KLAC KLA Corp. | 0.23% | 759 | $527K | New |
| VRSK Verisk Analytics Inc. | 0.23% | 1,822 | $521K | Reduce -3.3% |
| TSLA Tesla Inc. | 0.22% | 1,791 | $510K | Add +72.7% |
| SFM Sprouts Farmers Market Inc. | 0.22% | 2,991 | $503K | New |
| LIN Linde PLC | 0.22% | 1,117 | $501K | Reduce -4.8% |
| GDXJ Vaneck Junior Gold Miners | 0.21% | 8,075 | $493K | Reduce -19.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.21% | 2,119 | $492K | Add +89.4% |
| SYF Synchrony Financial | 0.21% | 9,526 | $490K | New |
| INTU Intuit Inc. | 0.21% | 770 | $481K | Reduce -4.6% |
| NTR Nutrien Ltd. | 0.20% | 8,750 | $473K | Add +1.2% |
| SA Seabridge Gold Inc. | 0.20% | 38,300 | $472K | Add +15.7% |
| FISV Fiserv Inc. | 0.20% | 2,647 | $470K | Add +50.9% |
Options reported separately and not counted above: SLV calls ($3.4M), GLD calls ($1.5M), FRO calls ($149K), B calls ($95K), INSW calls ($85K), AAPL puts ($63K), NEM calls ($54K), MAG calls ($46K), NGD calls ($34K), CCJ calls ($22K), UUUU calls ($11K).
Other holdings (2): bonds, preferreds, convertibles and warrants · $109K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 84 | $99K | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 8 | $9K | New |
Total filed on the 13F, all lines: $231.6M.
Portfolio Sells Q4 2024 → Q1 2025
| ESGU iShares ESG Aware MSCI USA | Reduce -21.6% | 3.93% | −3.98 |
| VOO Vanguard S&P 500 ETF | Reduce -29.1% | 0.73% | −0.88 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -94.7% | 0.03% | −0.80 |
| VXUS Vanguard Total Intl Stock | Reduce -65.1% | 0.18% | −0.51 |
| DIS The Walt Disney Co. | Reduce -47.3% | 0.20% | −0.49 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -89.8% | 0.02% | −0.43 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -65.8% | 0.13% | −0.41 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -67.5% | 0.11% | −0.40 |
| NOC Northrop Grumman Corp. | Reduce -52.5% | 0.18% | −0.37 |
| MA Mastercard Inc. Class A | Reduce -19.8% | 0.45% | −0.36 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -80.6% | 0.05% | −0.34 |
| NACP Impact Shares Naacp Minority | Reduce -0.8% | 0.59% | −0.33 |
| JNK SS SPDR BB High Yield Bond | Reduce -87.7% | 0.03% | −0.33 |
| TMO Thermo Fisher Scientific Inc. | Reduce -8.7% | 0.30% | −0.29 |
| EQT Eqt Corp. | Reduce -15.6% | 0.47% | −0.28 |
| D Dominion Energy Inc. | Reduce -4.2% | 0.42% | −0.24 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -6.3% | 0.35% | −0.23 |
| LMT Lockheed Martin Corp. | Reduce -10.3% | 0.34% | −0.22 |
| NEE Nextera Energy Inc. | Reduce -7.2% | 0.30% | −0.22 |
| UNH Unitedhealth Group Inc. | Reduce -39.7% | 0.11% | −0.21 |
| BSV Vanguard Short-Term Bond ETF | Reduce -21.7% | 0.25% | −0.21 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -1.9% | 0.34% | −0.20 |
| HD Home Depot Inc. | Reduce -35.2% | 0.14% | −0.20 |
| IWS iShares Russell Mid-Cap Valu | Reduce -79.5% | 0.03% | −0.20 |
| SPGI S&P Global Inc. | Reduce -12.8% | 0.26% | −0.19 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -77.8% | 0.03% | −0.18 |
| PYPL PayPal Holdings Inc. | Reduce -44.9% | 0.07% | −0.18 |
| NULG Nuveen ESG LRG-Cap GRW ETF | Reduce -6.5% | 0.24% | −0.17 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -38.7% | 0.12% | −0.17 |
| BND Vanguard Total Bond Market | Reduce -11.1% | 0.26% | −0.16 |
| ADBE Adobe Inc. | Reduce -34.4% | 0.09% | −0.16 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -42.2% | 0.10% | −0.15 |
| EMLC Vaneck JPM Em Local Curr BND | Reduce -9.3% | 0.29% | −0.15 |
| NULV Nuveen ESG Large-Cap Val ETF | Reduce -9.5% | 0.23% | −0.15 |
| ICSH iShares Ultra Short Duration | Reduce -84.3% | 0.02% | −0.15 |
| GLNG Golar LNG Ltd. | Sold out | 0.00% | −0.15 |
| BLV Vanguard Long-Term Bond ETF | Reduce -78.5% | 0.03% | −0.15 |
| MAA Mid-America Apartment Comm | Reduce -26.9% | 0.15% | −0.15 |
| IT Gartner Inc. | Reduce -6.8% | 0.17% | −0.14 |
| ET Energy Transfer LP | Reduce -13.2% | 0.15% | −0.14 |
| AAPD Direxion Daily Aapl Bear 1X | Sold out | 0.00% | −0.12 |
| VXF Vanguard Extended Market ETF | Reduce -29.9% | 0.09% | −0.12 |
| GILD Gilead Sciences Inc. | Reduce -73.2% | 0.03% | −0.12 |
| CRM Salesforce Inc. | Reduce -30.9% | 0.07% | −0.12 |
| INTU Intuit Inc. | Reduce -4.6% | 0.21% | −0.11 |
| CINF Cincinnati Financial Corp. | Reduce -14.4% | 0.13% | −0.11 |
| PHYS Sprott Physical Gold Trust | Reduce -0.7% | 0.62% | −0.11 |
| MCD McDonald's Corp. | Reduce -8.9% | 0.24% | −0.11 |
| AMT American Tower Corp. | Reduce -18.8% | 0.20% | −0.11 |
| USCI United States Commodity Inde | Reduce -13.9% | 0.19% | −0.11 |
Portfolio Buys Q4 2024 → Q1 2025
| CVIE Cal Intl Responsible Index | New | 2.41% | +2.41 |
| SHV iShares 0-1 Year Treasury Bo | New | 1.78% | +1.78 |
| IEF iShares 7-10 Year Treasury B | New | 1.70% | +1.70 |
| IWY iShares Russell Top 200 Grow | New | 1.32% | +1.32 |
| JAAA Janus Henderson Aaa Clo ETF | New | 0.91% | +0.91 |
| BIL SS SPDR BB 1-3M T-Bill ETF | New | 0.74% | +0.74 |
| JPST JPMorgan Ultra-Short Income | New | 0.48% | +0.48 |
| JOE The St Joe Co. | New | 0.31% | +0.31 |
| EAGG iShares ESG Aware US Aggrega | New | 0.28% | +0.28 |
| ZECP Zacks Earnings Consistent Po | New | 0.25% | +0.25 |
| KLAC KLA Corp. | New | 0.23% | +0.23 |
| SFM Sprouts Farmers Market Inc. | New | 0.22% | +0.22 |
| SYF Synchrony Financial | New | 0.21% | +0.21 |
| SONY Sony Group Corp. - SP ADR | New | 0.20% | +0.20 |
| FOXA Fox Corp. Class A | New | 0.20% | +0.20 |
| SPYV SS SPDR P S&P 500 Value ETF | New | 0.19% | +0.19 |
| ETN Eaton Corp. PLC | New | 0.19% | +0.19 |
| INSW International Seaways Inc. | New | 0.18% | +0.18 |
| SCHF Schwab Intl Equity ETF | Add +181.4% | 0.34% | +0.18 |
| CAT Caterpillar Inc. | Add +187.2% | 0.45% | +0.18 |
| VGT Vanguard Info Tech ETF | New | 0.18% | +0.18 |
| NOW ServiceNow Inc. | New | 0.15% | +0.15 |
| AGG iShares Core U.S. Aggregate | Add +173.5% | 0.31% | +0.15 |
| CSCO Cisco Systems Inc. | New | 0.15% | +0.15 |
| HCA HCA Healthcare Inc. | New | 0.15% | +0.15 |
| VST Vistra Corp. | New | 0.14% | +0.14 |
| MINT PIMCO Enhanced Short Maturit | Add +94.6% | 0.58% | +0.14 |
| SNPS Synopsys Inc. | New | 0.14% | +0.14 |
| CHKP Check Point Software Tech | New | 0.14% | +0.14 |
| KGC Kinross Gold Corp. | New | 0.13% | +0.13 |
| IWF iShares Russell 1000 Growth | New | 0.13% | +0.13 |
| PNC PNC Financial Services Group | New | 0.13% | +0.13 |
| LPG Dorian LPG Ltd. | New | 0.13% | +0.13 |
| GLW Corning Inc. | New | 0.13% | +0.13 |
| NVS Novartis AG-Sponsored ADR | New | 0.12% | +0.12 |
| PM Philip Morris International | New | 0.12% | +0.12 |
| WM Waste Management Inc. | New | 0.12% | +0.12 |
| FDX FedEx Corp. | New | 0.12% | +0.12 |
| ACGL Arch Capital Group Ltd. | New | 0.12% | +0.12 |
| TOL Toll Brothers Inc. | New | 0.12% | +0.12 |
| DG Dollar General Corp. | New | 0.12% | +0.12 |
| SPHY SS SPDR P High Yield ETF | New | 0.12% | +0.12 |
| QCOM Qualcomm Inc. | New | 0.11% | +0.11 |
| SPIB SS SPDR P Int C Corp. ETF | New | 0.11% | +0.11 |
| ESGV Vanguard ESG US Stock ETF | New | 0.11% | +0.11 |
| HAFN Hafnia Ltd. | New | 0.11% | +0.11 |
| EMBJ Embraer SA-Spon ADR | New | 0.11% | +0.11 |
| LLY Eli Lilly & Co. | Add +85.4% | 0.35% | +0.11 |
| CTSH Cognizant Tech Solutions-A | New | 0.11% | +0.11 |
| MFC Manulife Financial Corp. | New | 0.10% | +0.10 |
Options Activity Q4 2024 → Q1 2025
| SLV iShares Silver Trust | call | Reduce -22.8% | 112,000 | $3.4M |
| GLD SPDR Gold Shares | call | New | 5,000 | $1.5M |
| FRO Frontline PLC | call | New | 9,000 | $149K |
| NVDA Nvidia Corp. | put | Sold out | 1,000 | $134Kbefore exit |
| B Barrick Gold Corp. | call | New | 5,000 | $95K |
| INSW International Seaways Inc. | call | New | 2,500 | $85K |
| AAPL Apple Inc. | put | New | 300 | $63K |
| NEM Newmont Corp. | call | New | 1,000 | $54K |
| MAG Mag Silver Corp. | call | New | 3,000 | $46K |
| NGD New Gold Inc. | call | New | 10,000 | $34K |
| CCJ Cameco Corp. | call | New | 500 | $22K |
| UUUU Energy Fuels Inc. | call | New | 2,500 | $11K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2024 → Q1 2025
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 84 | $99K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | New | 8 | $9K |
| MJ Amplify Alternat Harvest ETF | ALTRNTV HARV ETF | New | 0 | $0 |
| DEO Diageo PLC-Sponsored ADR | SPON ADR NEW | New | 0 | $0 |
| DFIV Dimensional International Va | INTERNATNAL VAL | New | 0 | $0 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | IMGP DBI MAN ETF | New | 0 | $0 |
| CALF PCR US SM CP CSH CWS ETF-Usd | US SM CAP CA ETF | New | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,140 | $546.9M | CVIE, CVLC, SMMD, FRDM, SCHG |
| Q1 2026 | 2,253 | $478.5M | CVIE, CVLC, SMMD, FRDM, NVDA |
| Q4 2025 | 1,795 | $318.0M | CVIE, CVLC, FRDM, SMMD, GRNB |
| Q3 2025 | 1,472 | $301.2M | CVIE, CVLC, FRDM, SMMD, GRNB |
| Q2 2025 | 1,233 | $265.9M | CVIE, CVLC, FRDM, SMMD, BIV |
| Q1 2025 | 1,064 | $231.5M | CVLC, ESGU, FRDM, BIV, CVIE |
| Q4 2024 | 199 | $157.6M | ESGU, CVLC, FRDM, AAPL, BIV |