Rothschild Investment LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed July 31, 2024), Rothschild Investment LLC reported 2,262 stock positions worth $1.4 billion. Its top holding was Apple (AAPL) at 3.8% of the portfolio, followed by Nvidia (NVDA, 3.1%) and JPMorgan Chase (JPM, 2.4%). Compared with Q4 2023, it opened 942 new positions, sold out of 30, added to 611 and reduced 256. The biggest buy was a new position in Pioneer Natural Resources (PXD) and the biggest sale Boeing (BA, shares −14%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0000085338
- Portfolio Value
- $1.4B (Q1 2024)
- SEC Filing
- 0001104659-24-084195 ↗ filed Jul 31, 2024
Holdings Value
Holdings 2,262 stocks · $1.4B
| AAPL Apple Inc. | 3.85% | 309,910 | $53.1M | Add +1.2% |
| NVDA Nvidia Corp. | 3.14% | 47,988 | $43.4M | Reduce -5.0% |
| JPM JPMorgan Chase & Co. | 2.38% | 164,411 | $32.9M | Reduce -3.9% |
| MSFT Microsoft Corp. | 2.04% | 67,050 | $28.2M | Reduce -0.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.00% | 65,675 | $27.6M | Add +4.7% |
| GOOGL Alphabet Inc. Class A | 1.95% | 178,261 | $26.9M | Add +5.8% |
| BX Blackstone Inc. | 1.94% | 203,545 | $26.7M | Reduce -0.7% |
| PRF Invesco Rafi US 1000 ETF | 1.62% | 581,588 | $22.4M | Add +0.8% |
| COST Costco Wholesale Corp. | 1.57% | 29,574 | $21.7M | Reduce -4.7% |
| ABBV Abbvie Inc. | 1.57% | 118,903 | $21.7M | Reduce -0.3% |
| CVX Chevron Corp. | 1.54% | 134,638 | $21.2M | Add +0.3% |
| GOOG Alphabet Inc. Class C | 1.36% | 123,716 | $18.8M | Reduce -0.6% |
| AMZN Amazon.com Inc. | 1.30% | 99,737 | $18.0M | Add +0.3% |
| AMGN Amgen Inc. | 1.22% | 59,316 | $16.9M | Reduce -2.2% |
| TMO Thermo Fisher Scientific Inc. | 1.21% | 28,732 | $16.7M | Add +45.3% |
| PANW Palo Alto Networks Inc. | 1.20% | 58,524 | $16.6M | Reduce -5.2% |
| META Meta Platforms Inc. Class A | 1.11% | 31,500 | $15.3M | Reduce -2.7% |
| JNJ Johnson & Johnson | 1.08% | 94,726 | $15.0M | Reduce -0.5% |
| GD General Dynamics Corp. | 1.06% | 51,627 | $14.6M | Reduce -0.8% |
| VIG Vanguard Dividend Apprec ETF | 1.02% | 77,149 | $14.1M | Add +1.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.00% | 26,487 | $13.9M | Add +5.0% |
| ITW Illinois Tool Works | 0.99% | 50,960 | $13.7M | Reduce -3.4% |
| CRM Salesforce Inc. | 0.97% | 44,706 | $13.5M | Reduce -4.5% |
| HON Honeywell International Inc. | 0.87% | 58,815 | $12.1M | Add +0.1% |
| BA The Boeing Co. | 0.87% | 62,371 | $12.0M | Reduce -14.0% |
| MRK Merck & Co. Inc. | 0.86% | 90,240 | $11.9M | Reduce -1.0% |
| SYLD Cambria Shareholder Yield Et | 0.85% | 160,265 | $11.7M | Add +12.6% |
| SYK Stryker Corp. | 0.85% | 32,655 | $11.7M | Reduce -0.2% |
| DLR Digital Realty Trust Inc. | 0.82% | 78,908 | $11.4M | Add +212.6% |
| FYLD Cambria Foreign Shareholder | 0.82% | 419,839 | $11.3M | Add +9.9% |
| QCOM Qualcomm Inc. | 0.79% | 64,515 | $10.9M | Reduce -1.3% |
| ORCL Oracle Corp. | 0.79% | 86,620 | $10.9M | Add +9.3% |
| AIG American International Group | 0.77% | 135,213 | $10.6M | Reduce -1.9% |
| UNP Union Pacific Corp. | 0.73% | 40,959 | $10.1M | Reduce -0.1% |
| TFC Truist Financial Corp. | 0.72% | 255,204 | $9.9M | Add +27.4% |
| HLT Hilton Worldwide Holdings Inc. | 0.69% | 44,623 | $9.5M | Reduce -0.1% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.68% | 73,591 | $9.4M | Add +0.4% |
| CSCO Cisco Systems Inc. | 0.66% | 183,777 | $9.2M | Add +15.2% |
| JEPI JPMorgan Equity Premium Inco | 0.65% | 156,037 | $9.0M | Add +1.7% |
| HD Home Depot Inc. | 0.64% | 23,175 | $8.9M | Add +0.1% |
| CVS CVS Health Corp. | 0.63% | 108,919 | $8.7M | Reduce -1.3% |
| V Visa Inc. Class A | 0.62% | 30,503 | $8.5M | Add +13.2% |
| GPN Global Payments Inc. | 0.61% | 63,435 | $8.5M | Add +0.2% |
| VZ Verizon Communications Inc. | 0.59% | 194,502 | $8.2M | Reduce -3.0% |
| PXD Pioneer Natural Resources Co. | 0.59% | 31,085 | $8.2M | New |
| INVH Invitation Homes Inc. | 0.58% | 223,270 | $7.9M | Reduce -0.5% |
| KVUE Kenvue Inc. | 0.56% | 358,225 | $7.7M | Reduce -10.9% |
| IWF iShares Russell 1000 Growth | 0.56% | 22,764 | $7.7M | Reduce -2.3% |
| PSA Public Storage | 0.55% | 26,218 | $7.6M | Reduce -0.1% |
| VOO Vanguard S&P 500 ETF | 0.53% | 15,320 | $7.4M | Add +1.9% |
| XOM Exxon Mobil Corp. | 0.52% | 62,030 | $7.2M | Reduce -0.1% |
| NUE Nucor Corp. | 0.52% | 36,041 | $7.1M | Reduce -1.4% |
| PFF iShares Preferred & Income S | 0.51% | 218,889 | $7.1M | Reduce -0.2% |
| LLY Eli Lilly & Co. | 0.51% | 9,046 | $7.0M | Add +2.9% |
| AMD Advanced Micro Devices | 0.51% | 38,756 | $7.0M | Reduce -0.8% |
| NFLX Netflix Inc. | 0.50% | 11,269 | $6.8M | Add +0.8% |
| AVUV Avantis US Small Cap Value | 0.49% | 72,440 | $6.8M | Add +46.1% |
| MCD McDonald's Corp. | 0.48% | 23,704 | $6.7M | Add +13.1% |
| SYY Sysco Corp. | 0.48% | 81,775 | $6.6M | Reduce -6.6% |
| EPD Enterprise Products Partners | 0.48% | 227,096 | $6.6M | Reduce -3.4% |
| RPV Invesco S&P 500 Pure Value E | 0.47% | 72,821 | $6.4M | Reduce -3.0% |
| PSX Phillips 66 | 0.46% | 38,601 | $6.3M | Reduce -0.1% |
| AMT American Tower Corp. | 0.44% | 30,728 | $6.1M | Reduce -8.5% |
| VXF Vanguard Extended Market ETF | 0.43% | 33,846 | $5.9M | Reduce -0.1% |
| TGT Target Corp. | 0.43% | 33,429 | $5.9M | Add +0.9% |
| SWK Stanley Black & Decker Inc. | 0.41% | 57,477 | $5.6M | Reduce -0.5% |
| AVGO Broadcom Inc. | 0.40% | 4,197 | $5.6M | Add +0.1% |
| MET Metlife Inc. | 0.39% | 72,286 | $5.4M | Reduce -1.8% |
| WMT Walmart Inc. | 0.38% | 87,120 | $5.2M | Add +1.8% |
| CGDG Cap Group Dividend Growers filed as CAPITAL GROUP DIVIDEND GROWE | 0.38% | 182,590 | $5.2M | Add +103.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.36% | 131,803 | $5.0M | Reduce -1.0% |
| FDX FedEx Corp. | 0.34% | 16,436 | $4.8M | Reduce -2.2% |
| IWD iShares Russell 1000 Value E | 0.34% | 25,954 | $4.6M | Reduce -4.3% |
| LMT Lockheed Martin Corp. | 0.33% | 10,128 | $4.6M | Reduce -1.4% |
| EMR Emerson Electric Co. | 0.33% | 40,535 | $4.6M | Add +0.4% |
| ALL Allstate Corp. | 0.33% | 26,562 | $4.6M | Reduce -0.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.31% | 35,244 | $4.3M | Reduce -4.2% |
| MRVL Marvell Technology Inc. | 0.31% | 60,094 | $4.3M | Add +22.4% |
| LIN Linde PLC | 0.30% | 9,056 | $4.2M | Add +3.0% |
| PFE Pfizer Inc. | 0.30% | 148,190 | $4.1M | Reduce -3.1% |
| ITB iShares U.S. Home Constructi | 0.30% | 35,325 | $4.1M | Reduce -4.1% |
| KKR KKR & Co. Inc. | 0.29% | 39,633 | $4.0M | Reduce -3.4% |
| PYPL PayPal Holdings Inc. | 0.28% | 58,127 | $3.9M | Add +1367.1% |
| JPC Nuveen Prefered & Income Opp | 0.28% | 528,701 | $3.8M | Add +1.6% |
| AON Aon PLC Class A | 0.28% | 11,390 | $3.8M | Add +0.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.27% | 14,404 | $3.7M | Add +353.8% |
| FPF First TR Interm Dur & Inc. | 0.27% | 207,898 | $3.7M | Reduce -0.1% |
| CMI Cummins Inc. | 0.27% | 12,591 | $3.7M | Reduce -1.4% |
| CGSD Cap Group Short Duration | 0.27% | 144,766 | $3.7M | Add +16.7% |
| PXH Inves Rafi Emer MRKT-Usd Inc. | 0.26% | 186,619 | $3.6M | Add +2.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.26% | 18,961 | $3.6M | Add +1.7% |
| ABT Abbott Laboratories | 0.25% | 30,959 | $3.5M | Reduce -1.4% |
| PG The Procter & Gamble Co. | 0.24% | 20,174 | $3.3M | Add +0.5% |
| BMY Bristol-Myers Squibb Co. | 0.24% | 60,221 | $3.3M | Reduce -0.9% |
| DE Deere & Co. | 0.23% | 7,813 | $3.2M | Reduce -1.2% |
| DUK Duke Energy Corp. | 0.23% | 33,067 | $3.2M | Add +6.3% |
| CAT Caterpillar Inc. | 0.23% | 8,652 | $3.2M | Add +3.6% |
| NLY Annaly Capital Management Inc. | 0.22% | 156,415 | $3.1M | Reduce -12.6% |
| RTX RTX Corp. | 0.22% | 31,012 | $3.0M | Add +2.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.22% | 8,736 | $3.0M | Reduce -6.6% |
Other holdings (4): bonds, preferreds, convertibles and warrants · $359K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 279 | $333K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 605 | $26K | Reduce -22.4% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 14 | $186 | No change |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 166 | $9 | No change |
Lines left out (1) · $29 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| VOOG Vanguard S&P 500 Growth ETF | 500 GRTH IDX F | 0 | $29 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $1.4B.
Portfolio Sells Q4 2023 → Q1 2024
| BA The Boeing Co. | Reduce -14.0% | 0.87% | −0.71 |
| YETI Yeti Holdings Inc. | Sold out | 0.00% | −0.43 |
| PANW Palo Alto Networks Inc. | Reduce -5.2% | 1.20% | −0.32 |
| BX Blackstone Inc. | Reduce -0.7% | 1.94% | −0.32 |
| NORTHERN LTS FD TR IV | Sold out | 0.00% | −0.30 |
| AMGN Amgen Inc. | Reduce -2.2% | 1.22% | −0.24 |
| ITW Illinois Tool Works | Reduce -3.4% | 0.99% | −0.17 |
| KVUE Kenvue Inc. | Reduce -10.9% | 0.56% | −0.17 |
| AMT American Tower Corp. | Reduce -8.5% | 0.44% | −0.17 |
| JNJ Johnson & Johnson | Reduce -0.5% | 1.08% | −0.17 |
| COST Costco Wholesale Corp. | Reduce -4.7% | 1.57% | −0.15 |
| PSA Public Storage | Reduce -0.1% | 0.55% | −0.12 |
| UNP Union Pacific Corp. | Reduce -0.1% | 0.73% | −0.12 |
| GOOG Alphabet Inc. Class C | Reduce -0.6% | 1.36% | −0.11 |
| CVS CVS Health Corp. | Reduce -1.3% | 0.63% | −0.10 |
| MSFT Microsoft Corp. | Reduce -0.5% | 2.04% | −0.08 |
| GD General Dynamics Corp. | Reduce -0.8% | 1.06% | −0.08 |
| TSLA Tesla Inc. | Reduce -10.0% | 0.09% | −0.07 |
| PFE Pfizer Inc. | Reduce -3.1% | 0.30% | −0.07 |
| SWK Stanley Black & Decker Inc. | Reduce -0.5% | 0.41% | −0.07 |
| NLY Annaly Capital Management Inc. | Reduce -12.6% | 0.22% | −0.07 |
| INVH Invitation Homes Inc. | Reduce -0.5% | 0.58% | −0.07 |
| PFF iShares Preferred & Income S | Reduce -0.2% | 0.51% | −0.06 |
| CRM Salesforce Inc. | Reduce -4.5% | 0.97% | −0.06 |
| JPM JPMorgan Chase & Co. | Reduce -3.9% | 2.38% | −0.06 |
| LMT Lockheed Martin Corp. | Reduce -1.4% | 0.33% | −0.06 |
| SYY Sysco Corp. | Reduce -6.6% | 0.48% | −0.06 |
| VTR Ventas Inc. | Reduce -0.1% | 0.16% | −0.05 |
| RPV Invesco S&P 500 Pure Value E | Reduce -3.0% | 0.47% | −0.05 |
| BABA Alibaba Group Holding-SP ADR | Reduce -99.2% | 0.00% | −0.05 |
| VZ Verizon Communications Inc. | Reduce -3.0% | 0.59% | −0.04 |
| CVI CVR Energy Inc. | Reduce -100.0% | 0.00% | −0.04 |
| EPD Enterprise Products Partners | Reduce -3.4% | 0.48% | −0.04 |
| IWD iShares Russell 1000 Value E | Reduce -4.3% | 0.34% | −0.04 |
| VXF Vanguard Extended Market ETF | Reduce -0.1% | 0.43% | −0.04 |
| IWF iShares Russell 1000 Growth | Reduce -2.3% | 0.56% | −0.04 |
| STWD Starwood Property Trust Inc. | Reduce -3.1% | 0.15% | −0.04 |
| ABT Abbott Laboratories | Reduce -1.4% | 0.25% | −0.04 |
| KMI Kinder Morgan Inc. | Reduce -7.6% | 0.17% | −0.04 |
| DE Deere & Co. | Reduce -1.2% | 0.23% | −0.03 |
| ED Consolidated Edison Inc. | Reduce -0.1% | 0.19% | −0.03 |
| FIS Fidelity National Info Serv | Reduce -97.0% | 0.00% | −0.03 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -6.6% | 0.22% | −0.03 |
| UWMC Uwm Holdings Corp. | Sold out | 0.00% | −0.03 |
| BMY Bristol-Myers Squibb Co. | Reduce -0.9% | 0.24% | −0.03 |
| PM Philip Morris International | Reduce -2.5% | 0.11% | −0.02 |
| NVS Novartis AG-Sponsored ADR | Reduce -0.2% | 0.11% | −0.02 |
| CNI Canadian Natl Railway Co. | Reduce -1.2% | 0.20% | −0.02 |
| CBOE Cboe Global Markets Inc. | Reduce -3.7% | 0.14% | −0.02 |
| CPT Camden Property Trust | Reduce -17.6% | 0.05% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| PXD Pioneer Natural Resources Co. | New | 0.59% | +0.59 |
| DLR Digital Realty Trust Inc. | Add +212.6% | 0.82% | +0.54 |
| TMO Thermo Fisher Scientific Inc. | Add +45.3% | 1.21% | +0.33 |
| PYPL PayPal Holdings Inc. | Add +1367.1% | 0.28% | +0.26 |
| VTI VG Morningstar TS MKT ETF-US | Add +353.8% | 0.27% | +0.21 |
| SGOV iShares 0-3 Month Treasury B | Add +7361.3% | 0.21% | +0.20 |
| NTNX Nutanix Inc. Class A | Add +11984.0% | 0.20% | +0.20 |
| BJRI Bj's Restaurants Inc. | New | 0.19% | +0.19 |
| CGDG Cap Group Dividend Growers | Add +103.4% | 0.38% | +0.17 |
| CAL Caleres Inc. | Add +5620.2% | 0.15% | +0.15 |
| FANG Diamondback Energy Inc. | Add +539.8% | 0.18% | +0.15 |
| KBR KBR Inc. | Add +7507.6% | 0.12% | +0.12 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +4.7% | 2.00% | +0.12 |
| AVUV Avantis US Small Cap Value | Add +46.1% | 0.49% | +0.12 |
| CIEN Ciena Corp. | Add +9406.1% | 0.12% | +0.12 |
| SSNC Ss&c Technologies Holdings | Add +7483.3% | 0.11% | +0.11 |
| APO Apollo Global Management Inc. | Add +379.2% | 0.14% | +0.11 |
| ALLY Ally Financial Inc. | Add +1461.1% | 0.12% | +0.11 |
| CTRA Coterra Energy Inc. | Add +857.6% | 0.12% | +0.11 |
| ACI Albertsons Cos Inc. Class A | Add +1721.9% | 0.11% | +0.10 |
| OLLI Ollie's Bargain Outlet Holdi | Add +10949.1% | 0.10% | +0.10 |
| MCHP Microchip Technology Inc. | Add +3898.8% | 0.10% | +0.10 |
| TFC Truist Financial Corp. | Add +27.4% | 0.72% | +0.10 |
| VXUS Vanguard Total Intl Stock | New | 0.10% | +0.10 |
| FUL H.B. Fuller Co. | Add +8659.9% | 0.10% | +0.10 |
| CMCSA Comcast Corp. Class A | Add +192.4% | 0.15% | +0.09 |
| COHU Cohu Inc. | Add +5594.1% | 0.09% | +0.09 |
| ORCL Oracle Corp. | Add +9.3% | 0.79% | +0.09 |
| PCRX Pacira Biosciences Inc. | Add +6324.1% | 0.08% | +0.08 |
| IBIT iShares Bitcoin Trust ETF | New | 0.08% | +0.08 |
| AXP American Express Co. | Add +127.6% | 0.14% | +0.08 |
| LLY Eli Lilly & Co. | Add +2.9% | 0.51% | +0.08 |
| CCI Crown Castle Inc. | Add +628.7% | 0.09% | +0.08 |
| CNQ Canadian Natural Resources | Add +2273.3% | 0.08% | +0.08 |
| WRB WR Berkley Corp. | Add +4014.9% | 0.08% | +0.08 |
| MATV Mativ Holdings Inc. | Add +5836.6% | 0.07% | +0.07 |
| PRGO Perrigo Co. PLC | Add +221.9% | 0.11% | +0.07 |
| UNH Unitedhealth Group Inc. | Add +116.3% | 0.16% | +0.07 |
| TGLS Tecnoglass Holdings Inc. | Add +2923.5% | 0.07% | +0.07 |
| UTI Universal Technical Institut | Add +3057.8% | 0.07% | +0.06 |
| PEP Pepsico Inc. | Add +69.4% | 0.19% | +0.06 |
| EYLD Cambria Emerg Shrhldr Yield | Add +3605.5% | 0.07% | +0.06 |
| MRVL Marvell Technology Inc. | Add +22.4% | 0.31% | +0.06 |
| CEG Constellation Energy | Add +3.5% | 0.20% | +0.06 |
| ALB Albemarle Corp. | Add +100.0% | 0.15% | +0.05 |
| PNC PNC Financial Services Group | Add +333.0% | 0.07% | +0.05 |
| NPKI NPK International Inc. | Add +4125.4% | 0.05% | +0.05 |
| CGDV Cap Group Dividend Value | Add +55.2% | 0.16% | +0.05 |
| DOC Healthpeak Properties Inc. | Add +11020.3% | 0.05% | +0.05 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +0.4% | 0.68% | +0.05 |
Notes & Other Activity Q4 2023 → Q1 2024
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -22.4% | 605 | $26K |
| PGTI PGT Innovations Inc. | Stock | Reduce -100.0% | 0 | $0 |
| SHM SS SPDR N Ice St Muni ETF | ST NUVE TERM ETF | New | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,629 | $2.7B | AAPL, NVDA, GOOGL, JPM, AMZN |
| Q1 2026 | 3,597 | $1.9B | NVDA, AAPL, GOOGL, JPM, PRF |
| Q4 2025 | 3,421 | $1.8B | NVDA, AAPL, GOOGL, JPM, MSFT |
| Q3 2025 | 3,127 | $1.8B | NVDA, AAPL, JPM, GOOGL, MSFT |
| Q2 2025 | 3,007 | $1.6B | NVDA, AAPL, JPM, MSFT, BRK.B |
| Q1 2025 | 3,015 | $1.5B | AAPL, NVDA, JPM, BRK.B, GOOGL |
| Q4 2024 | 2,941 | $1.5B | AAPL, NVDA, JPM, GOOGL, BX |
| Q3 2024 | 2,882 | $1.5B | AAPL, NVDA, JPM, BX, MSFT |
| Q2 2024 | 2,798 | $1.4B | AAPL, NVDA, GOOGL, MSFT, JPM |
| Q1 2024 | 2,262 | $1.4B | AAPL, NVDA, JPM, MSFT, BRK.B |