Rothschild Investment LLC

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 4, 2025), Rothschild Investment LLC reported 2,941 stock positions worth $1.5 billion. Its top holding was Apple (AAPL) at 4.9% of the portfolio, followed by Nvidia (NVDA, 4.0%) and JPMorgan Chase (JPM, 2.4%). Compared with Q3 2024, it opened 195 new positions, sold out of 135, added to 1,281 and reduced 767. The biggest buy was Apollo Global Management (APO, shares +209%) and the biggest sale Salesforce (CRM, shares −92%).

Most Recent 13F
Q2 2026
Location
CHICAGO, IL
CIK
0000085338
Portfolio Value
$1.5B (Q4 2024)
SEC Filing
0001104659-25-008960 ↗ filed Feb 4, 2025

Holdings Value

0$1.0B$2.0B$3.0B Q1 2024: $1.4B Q1 2024 Q2 2024: $1.4B Q2 2024 Q3 2024: $1.5B Q3 2024 Q4 2024: $1.5B $1.5B Q4 2024 Q1 2025: $1.5B Q1 2025 Q2 2025: $1.6B Q2 2025 Q3 2025: $1.8B Q3 2025 Q4 2025: $1.8B Q4 2025 Q1 2026: $1.9B Q1 2026 Q2 2026: $2.7B Q2 2026

Holdings 2,941 stocks · $1.5B
AAPL Apple Inc. 4.94% 301,018 $75.4M Reduce -2.2%
NVDA Nvidia Corp. 4.04% 459,665 $61.7M Reduce -1.8%
JPM JPMorgan Chase & Co. 2.37% 150,861 $36.2M Reduce -2.2%
GOOGL Alphabet Inc. Class A 2.22% 178,972 $33.9M Reduce -0.8%
BX Blackstone Inc. 2.22% 196,478 $33.9M Reduce -2.5%
MSFT Microsoft Corp. 1.93% 69,938 $29.5M Add +0.4%
BRK.B Berkshire Hathaway Inc. Class B 1.92% 64,781 $29.4M Add +0.0%
PRF Invesco Rafi US 1000 ETF 1.58% 598,037 $24.1M Add +0.7%
AMZN Amazon.com Inc. 1.56% 108,386 $23.8M Reduce -0.1%
COST Costco Wholesale Corp. 1.55% 25,820 $23.7M Reduce -1.7%
GOOG Alphabet Inc. Class C 1.31% 105,399 $20.1M Reduce -2.0%
CVX Chevron Corp. 1.28% 134,483 $19.5M Add +0.4%
ABBV Abbvie Inc. 1.25% 107,040 $19.0M Reduce -1.1%
META Meta Platforms Inc. Class A 1.19% 30,969 $18.1M Reduce -1.1%
PANW Palo Alto Networks Inc. 1.06% 89,231 $16.2M Reduce -9.0%
VIG Vanguard Dividend Apprec ETF 1.03% 80,323 $15.7M Add +1.1%
AMGN Amgen Inc. 1.03% 60,259 $15.7M Add +2.8%
XOM Exxon Mobil Corp. 1.01% 143,310 $15.4M Add +4.7%
JNJ Johnson & Johnson 0.99% 104,313 $15.1M Reduce -0.9%
SPY SS SPDR S&P 500 ETF Trust-US 0.96% 25,131 $14.7M Reduce -0.3%
ORCL Oracle Corp. 0.94% 85,812 $14.3M Reduce -1.5%
TMO Thermo Fisher Scientific Inc. 0.93% 27,199 $14.1M Reduce -1.2%
DLR Digital Realty Trust Inc. 0.91% 78,085 $13.8M Reduce -0.6%
AVUV Avantis US Small Cap Value 0.89% 140,050 $13.5M Add +15.7%
ITW Illinois Tool Works 0.88% 52,874 $13.4M Reduce -1.3%
HON Honeywell International Inc. 0.87% 58,950 $13.3M Add +1.5%
GD General Dynamics Corp. 0.84% 48,568 $12.8M Reduce -4.0%
SYLD Cambria Shareholder Yield Et 0.83% 185,854 $12.7M Add +5.5%
FYLD Cambria Foreign Shareholder 0.79% 477,909 $12.0M Reduce -0.0%
CGDG Cap Group Dividend Growers filed as CAPITAL GROUP DIVIDEND GROWE 0.75% 387,506 $11.5M Add +33.8%
SYK Stryker Corp. 0.73% 30,783 $11.1M Reduce -3.7%
TFC Truist Financial Corp. 0.71% 250,565 $10.9M Reduce -0.5%
AVGO Broadcom Inc. 0.70% 46,140 $10.7M Reduce -2.6%
HD Home Depot Inc. 0.69% 27,128 $10.6M Add +0.1%
HLT Hilton Worldwide Holdings Inc. 0.69% 42,639 $10.5M Reduce -2.4%
NVO Novo-Nordisk A/S-Spons ADR 0.69% 122,112 $10.5M Add +34.2%
JEPI JPMorgan Equity Premium Inco 0.68% 179,134 $10.3M Add +4.8%
NFLX Netflix Inc. 0.67% 11,423 $10.2M Reduce -0.7%
V Visa Inc. Class A 0.64% 31,048 $9.8M Reduce -1.8%
QCOM Qualcomm Inc. 0.64% 63,783 $9.8M Reduce -0.7%
AIG American International Group 0.63% 131,808 $9.6M Add +1.0%
MRK Merck & Co. Inc. 0.61% 92,884 $9.2M Reduce -0.8%
CSCO Cisco Systems Inc. 0.60% 154,795 $9.2M Reduce -1.3%
UNP Union Pacific Corp. 0.59% 39,377 $9.0M Reduce -1.9%
VOO Vanguard S&P 500 ETF 0.57% 16,035 $8.6M Reduce -0.5%
APO Apollo Global Management Inc. 0.56% 52,068 $8.6M Add +209.4%
JAJL Innovator Edp ETF - 6M Ja 0.53% 297,250 $8.1M Add +1.0%
SO The Southern Co. 0.53% 98,380 $8.1M Reduce -0.3%
IWF iShares Russell 1000 Growth 0.53% 20,004 $8.0M Reduce -2.0%
WMT Walmart Inc. 0.53% 88,850 $8.0M Reduce -0.8%
VZ Verizon Communications Inc. 0.52% 197,400 $7.9M Add +2.8%
MRVL Marvell Technology Inc. 0.50% 69,266 $7.7M Add +1.4%
LLY Eli Lilly & Co. 0.50% 9,859 $7.6M Add +6.0%
PSA Public Storage 0.49% 24,968 $7.5M Reduce -1.8%
CBOE Cboe Global Markets Inc. 0.48% 37,279 $7.3M Reduce -1.2%
MCD McDonald's Corp. 0.47% 24,656 $7.1M Reduce -1.7%
EPD Enterprise Products Partners 0.46% 224,552 $7.0M Add +0.0%
KVUE Kenvue Inc. 0.45% 322,202 $6.9M Reduce -2.7%
GPN Global Payments Inc. 0.43% 59,269 $6.6M Reduce -4.1%
RSP Invesco S&P 500 Equal Weight 0.42% 36,593 $6.4M Add +28.4%
RPV Invesco S&P 500 Pure Value E 0.41% 69,481 $6.3M Reduce -1.3%
VXF Vanguard Extended Market ETF 0.40% 32,358 $6.1M Reduce -4.0%
PFF iShares Preferred & Income S 0.40% 193,304 $6.1M Reduce -9.2%
INVH Invitation Homes Inc. 0.39% 184,090 $5.9M Reduce -15.8%
MET Metlife Inc. 0.38% 71,535 $5.9M Add +1.0%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.38% 130,738 $5.7M Add +0.2%
PYPL PayPal Holdings Inc. 0.37% 66,920 $5.7M Add +5.1%
KKR KKR & Co. Inc. 0.36% 36,869 $5.5M Reduce -2.4%
IWD iShares Russell 1000 Value E 0.35% 28,931 $5.4M Add +5.0%
LMT Lockheed Martin Corp. 0.35% 10,981 $5.3M Reduce -0.2%
ALL Allstate Corp. 0.32% 25,321 $4.9M Reduce -1.9%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.31% 21,662 $4.8M Add +1.1%
NUE Nucor Corp. 0.30% 39,439 $4.6M Add +4.4%
AMD Advanced Micro Devices 0.30% 37,651 $4.5M Reduce -1.2%
FDX FedEx Corp. 0.30% 16,115 $4.5M Add +0.6%
PSX Phillips 66 0.28% 38,152 $4.3M Add +0.1%
PG The Procter & Gamble Co. 0.28% 25,783 $4.3M Add +5.4%
AMT American Tower Corp. 0.28% 23,515 $4.3M Reduce -18.5%
TSLA Tesla Inc. 0.28% 10,634 $4.3M Reduce -0.8%
CGSD Cap Group Short Duration 0.28% 164,930 $4.2M Add +0.9%
CMI Cummins Inc. 0.27% 12,010 $4.2M Reduce -0.6%
EMR Emerson Electric Co. 0.27% 33,461 $4.1M Add +0.1%
BJUL Innovator U.S. Equity Buffer 0.27% 91,000 $4.1M Reduce -3.8%
EYLD Cambria Emerg Shrhldr Yield 0.26% 128,421 $4.0M Add +6.1%
JPC Nuveen Prefered & Income Opp 0.26% 503,105 $4.0M Reduce -2.1%
BJRI Bj's Restaurants Inc. 0.26% 110,895 $3.9M Add +3.6%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.25% 107,597 $3.8M Add +9.9%
VTI VG Morningstar TS MKT ETF-US 0.25% 13,021 $3.8M Reduce -4.1%
PFE Pfizer Inc. 0.25% 142,208 $3.8M Reduce -2.5%
SWK Stanley Black & Decker Inc. 0.25% 46,791 $3.8M Reduce -14.7%
ABT Abbott Laboratories 0.24% 32,803 $3.7M Reduce -0.0%
LIN Linde PLC 0.24% 8,724 $3.7M Reduce -4.6%
KMI Kinder Morgan Inc. 0.24% 132,722 $3.6M Reduce -1.4%
CEG Constellation Energy 0.24% 16,255 $3.6M Add +2.6%
RTX RTX Corp. 0.23% 30,945 $3.6M Reduce -0.8%
ITB iShares U.S. Home Constructi 0.23% 34,535 $3.6M Reduce -0.1%
PXH Inves Rafi Emer MRKT-Usd Inc. 0.23% 174,324 $3.6M Reduce -1.1%
MMM 3M Co. 0.23% 27,159 $3.5M Add +7.0%
DUK Duke Energy Corp. 0.23% 32,284 $3.5M Reduce -1.1%
FPF First TR Interm Dur & Inc. 0.23% 193,198 $3.5M Reduce -3.0%

Show all 2,941 holdings

Other holdings (8): bonds, preferreds, convertibles and warrants · $372K (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 279$340KNo change
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 739$20KNo change
APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) SER A MAND CNV 59$5KNo change
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 2$2KNo change
NEXTERA ENERGY INC (NEE 6.926 09/01/25) UNIT 09/01/2025 58$2KNo change
CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) 6.75DP CNV PFD B 20$1KNo change
VAL.WS Valaris Ltd. -CW28 *W EXP 04/29/202 14$97No change
BRISTOL MYERS - CELGENE CVR RIGHT 12/30/2030 166$8No change

Total filed on the 13F, all lines: $1.5B.

Portfolio Sells Q3 2024 → Q4 2024
CRM Salesforce Inc. Reduce -92.1% 0.08% −0.72
TMO Thermo Fisher Scientific Inc. Reduce -1.2% 0.93% −0.19
GD General Dynamics Corp. Reduce -4.0% 0.84% −0.16
AMT American Tower Corp. Reduce -18.5% 0.28% −0.16
ABBV Abbvie Inc. Reduce -1.1% 1.25% −0.15
SWK Stanley Black & Decker Inc. Reduce -14.7% 0.25% −0.15
JNJ Johnson & Johnson Reduce -0.9% 0.99% −0.13
INVH Invitation Homes Inc. Reduce -15.8% 0.39% −0.12
PSA Public Storage Reduce -1.8% 0.49% −0.12
AMD Advanced Micro Devices Reduce -1.2% 0.30% −0.11
CVS CVS Health Corp. Reduce -3.0% 0.22% −0.10
MRK Merck & Co. Inc. Reduce -0.8% 0.61% −0.09
FUL H.B. Fuller Co. Reduce -99.8% 0.00% −0.09
SMCI Super Micro Computer Inc. Reduce -88.5% 0.00% −0.09
FYLD Cambria Foreign Shareholder Reduce -0.0% 0.79% −0.08
QCOM Qualcomm Inc. Reduce -0.7% 0.64% −0.07
LMT Lockheed Martin Corp. Reduce -0.2% 0.35% −0.07
DOW Dow Inc. Reduce -23.4% 0.09% −0.07
PFF iShares Preferred & Income S Reduce -9.2% 0.40% −0.07
NLY Annaly Capital Management Inc. Reduce -26.2% 0.13% −0.06
UNP Union Pacific Corp. Reduce -1.9% 0.59% −0.06
MATV Mativ Holdings Inc. Sold out 0.00% −0.06
ITB iShares U.S. Home Constructi Reduce -0.1% 0.23% −0.05
SO The Southern Co. Reduce -0.3% 0.53% −0.05
KVUE Kenvue Inc. Reduce -2.7% 0.45% −0.05
LYB Lyondellbasell Indu Class A Reduce -16.0% 0.09% −0.05
LIN Linde PLC Reduce -4.6% 0.24% −0.05
ETD Ethan Allen Interiors Inc. Reduce -66.9% 0.02% −0.04
ITW Illinois Tool Works Reduce -1.3% 0.88% −0.04
OLLI Ollie's Bargain Outlet Holdi Reduce -42.2% 0.07% −0.04
TSCO Tractor Supply Company Reduce -87.7% 0.00% −0.04
ORCL Oracle Corp. Reduce -1.5% 0.94% −0.04
CAG Conagra Brands Inc. Reduce -61.9% 0.02% −0.04
PANW Palo Alto Networks Inc. Reduce -9.0% 1.06% −0.03
CAL Caleres Inc. Reduce -0.0% 0.08% −0.03
MCD McDonald's Corp. Reduce -1.7% 0.47% −0.03
HPS John Hancock Prefer Inc. III Reduce -5.5% 0.15% −0.03
SYK Stryker Corp. Reduce -3.7% 0.73% −0.03
PFE Pfizer Inc. Reduce -2.5% 0.25% −0.03
CBOE Cboe Global Markets Inc. Reduce -1.2% 0.48% −0.03
CNH CNH Industrial NV Reduce -71.8% 0.01% −0.03
FPF First TR Interm Dur & Inc. Reduce -3.0% 0.23% −0.03
MCHP Microchip Technology Inc. Reduce -0.1% 0.07% −0.03
CCI Crown Castle Inc. Reduce -1.0% 0.07% −0.02
DHR Danaher Corp. Reduce -5.3% 0.08% −0.02
VTR Ventas Inc. Reduce -2.8% 0.18% −0.02
DMF BNYM Municipal Income Reduce -35.5% 0.03% −0.02
PXH Inves Rafi Emer MRKT-Usd Inc. Reduce -1.1% 0.23% −0.02
GSK GSK PLC-Spon ADR Reduce -30.2% 0.03% −0.02
NEE Nextera Energy Inc. Reduce -4.3% 0.08% −0.02

Portfolio Buys Q3 2024 → Q4 2024
APO Apollo Global Management Inc. Add +209.4% 0.56% +0.43
MRVL Marvell Technology Inc. Add +1.4% 0.50% +0.18
CGDG Cap Group Dividend Growers Add +33.8% 0.75% +0.17
AVUV Avantis US Small Cap Value Add +15.7% 0.89% +0.12
PRDO Perdoceo Education Corp. Add +360.8% 0.15% +0.12
CGCP Cap Group Core Plus Income Add +145.6% 0.17% +0.10
REXR Rexford Industrial Realty Inc. Add +760280.0% 0.10% +0.10
OXY Occidental Petroleum Corp. Add +348.7% 0.12% +0.10
HON Honeywell International Inc. Add +1.5% 0.87% +0.09
RSP Invesco S&P 500 Equal Weight Add +28.4% 0.42% +0.09
GDDY GoDaddy Inc. Class A Add +85.8% 0.15% +0.08
MPC Marathon Petroleum Corp. Add +152.5% 0.16% +0.08
DVN Devon Energy Corp. Add +122.9% 0.17% +0.08
IBIT iShares Bitcoin Trust ETF Add +5.6% 0.15% +0.05
PYPL PayPal Holdings Inc. Add +5.1% 0.37% +0.05
JEPQ JPM Nasdaq Equity Premium Add +19.7% 0.22% +0.04
OWL Blue Owl Capital Inc. Add +316.1% 0.05% +0.04
SHY iShares 1-3 Year Treasury Bo Add +47.7% 0.12% +0.04
BAC Bank of America Corp. Add +0.2% 0.38% +0.04
CGCB Cap Group Core Bond Add +98.0% 0.08% +0.04
LULU Lululemon Athletica Inc. Add +97.9% 0.05% +0.03
EPD Enterprise Products Partners Add +0.0% 0.46% +0.03
EMR Emerson Electric Co. Add +0.1% 0.27% +0.03
EQT Eqt Corp. Add +1.7% 0.14% +0.03
J Jacobs Solutions Inc. Add +35.4% 0.10% +0.03
BJRI Bj's Restaurants Inc. Add +3.6% 0.26% +0.03
WFC Wells Fargo & Co. Add +1.0% 0.13% +0.03
CGMS Cap Group US Multi-Sect Bond Add +31.1% 0.12% +0.03
PLTR Palantir Technologies Inc. Class A Add +22.9% 0.04% +0.03
CGGR Cap Group Growth Equity Add +54.6% 0.06% +0.02
ZDEK Inno Equ Def Pro ETF - 1 DE New 0.02% +0.02
QQQ Invesco QQQ Trust Series 1 Add +9.0% 0.19% +0.02
GBTC Grayscale Bitcoin Trust ETF Add +0.9% 0.07% +0.02
FBTC Fidelity Wise Origin Bitcoin Add +33.3% 0.04% +0.02
ETN Eaton Corp. PLC Add +42.4% 0.07% +0.02
BTC Grayscale Bitcoin Mini ETF Add +215.8% 0.02% +0.02
NTAP Netapp Inc. Add +213.4% 0.03% +0.02
WT Wisdomtree Inc. Add +7.3% 0.17% +0.02
RVT Royce Small-Cap Trust Inc. Add +9.3% 0.20% +0.02
JAJL Innovator Edp ETF - 6M Ja Add +1.0% 0.53% +0.02
SDVY First Trust Smid Cap Rising Add +4674.0% 0.02% +0.02
ENVX Enovix Corp. Add +28.4% 0.05% +0.01
CGDV Cap Group Dividend Value Add +9.9% 0.25% +0.01
RSPG Invesco S&P 500 Equal Weight Add +73.1% 0.03% +0.01
PPTA Perpetua Resources Corp. New 0.01% +0.01
SCHW Schwab (charles) Corp. Add +0.8% 0.10% +0.01
DIA SS SPDR Dow Jones Indus Avg Add +36.0% 0.05% +0.01
SNOW Snowflake Inc. Add +2.9% 0.05% +0.01
MS Morgan Stanley Add +1.2% 0.07% +0.01
EAT Brinker International Inc. Add +0.2% 0.03% +0.01

Notes & Other Activity Q3 2024 → Q4 2024
GABELLI UTILITY TRUST/THE RIGHT 10/21/2024 Sold out 43,030 $1Kbefore exit
APTV Aptiv PLC COM SHS Reduce -100.0% 0 $0
AKAM Akamai Technologies Inc. COM Reduce -100.0% 0 $0
DNB Dun & Bradstreet Holdings Inc. COM Reduce -100.0% 0 $0
RNR Renaissancere Holdings Ltd. COM Reduce -100.0% 0 $0
COFS Choiceone Financial SVCS Inc. COM New 0 $0
ELS Equity Lifestyle Properties COM Sold out 0 $0before exit
FWONK Liberty Media Corp. Class C COM LBTY ONE S C Sold out 0 $0before exit
UAMY United States Antimony Corp. COM New 0 $0
VGR Vector Group Ltd. COM Sold out 0 $0before exit
BYSI Beyondspring Inc. SHS Sold out 0 $0before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 3,629$2.7BAAPL, NVDA, GOOGL, JPM, AMZN
Q1 2026 3,597$1.9BNVDA, AAPL, GOOGL, JPM, PRF
Q4 2025 3,421$1.8BNVDA, AAPL, GOOGL, JPM, MSFT
Q3 2025 3,127$1.8BNVDA, AAPL, JPM, GOOGL, MSFT
Q2 2025 3,007$1.6BNVDA, AAPL, JPM, MSFT, BRK.B
Q1 2025 3,015$1.5BAAPL, NVDA, JPM, BRK.B, GOOGL
Q4 2024 2,941$1.5BAAPL, NVDA, JPM, GOOGL, BX
Q3 2024 2,882$1.5BAAPL, NVDA, JPM, BX, MSFT
Q2 2024 2,798$1.4BAAPL, NVDA, GOOGL, MSFT, JPM
Q1 2024 2,262$1.4BAAPL, NVDA, JPM, MSFT, BRK.B