Rothschild Investment LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 7, 2025), Rothschild Investment LLC reported 3,127 stock positions worth $1.8 billion. Its top holding was Nvidia (NVDA) at 4.5% of the portfolio, followed by Apple (AAPL, 3.8%) and JPMorgan Chase (JPM, 2.6%). Compared with Q2 2025, it opened 256 new positions, sold out of 136, added to 1,176 and reduced 1,073. The biggest buy was Forward Air (FWRD, shares +337481%) and the biggest sale an exit from Innovator Edp ETF - 6M Ja (JAJL).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0000085338
- Portfolio Value
- $1.8B (Q3 2025)
- SEC Filing
- 0001104659-25-108271 ↗ filed Nov 7, 2025
Holdings Value
Holdings 3,127 stocks · $1.8B
| NVDA Nvidia Corp. | 4.47% | 424,484 | $79.2M | Reduce -2.1% |
| AAPL Apple Inc. | 3.78% | 262,927 | $66.9M | Reduce -4.9% |
| JPM JPMorgan Chase & Co. | 2.59% | 145,306 | $45.8M | Reduce -1.2% |
| GOOGL Alphabet Inc. Class A | 2.40% | 174,783 | $42.5M | Reduce -0.8% |
| MSFT Microsoft Corp. | 2.06% | 70,430 | $36.5M | Reduce -0.1% |
| BX Blackstone Inc. | 1.92% | 199,208 | $34.0M | Add +0.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.82% | 64,243 | $32.3M | Add +0.5% |
| PRF Invesco Rafi US 1000 ETF | 1.58% | 618,102 | $27.9M | Reduce -0.2% |
| AMZN Amazon.com Inc. | 1.38% | 111,178 | $24.4M | Add +0.2% |
| ABBV Abbvie Inc. | 1.33% | 101,801 | $23.6M | Reduce -0.3% |
| GOOG Alphabet Inc. Class C | 1.32% | 96,080 | $23.4M | Reduce -6.5% |
| META Meta Platforms Inc. Class A | 1.25% | 30,220 | $22.2M | Reduce -1.7% |
| ORCL Oracle Corp. | 1.21% | 75,956 | $21.4M | Reduce -11.4% |
| CVX Chevron Corp. | 1.16% | 132,821 | $20.6M | Add +0.2% |
| COST Costco Wholesale Corp. | 1.14% | 21,786 | $20.2M | Reduce -2.0% |
| CGDG Cap Group Dividend Growers filed as CAPITAL GROUP DIVIDEND GROWE | 1.12% | 572,597 | $19.8M | Add +6.7% |
| JEPI JPMorgan Equity Premium Inco | 1.06% | 330,155 | $18.9M | Reduce -0.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.03% | 27,310 | $18.2M | Add +1.4% |
| AVUV Avantis US Small Cap Value | 1.03% | 182,646 | $18.2M | Add +0.7% |
| JNJ Johnson & Johnson | 1.03% | 97,975 | $18.2M | Add +0.1% |
| VIG Vanguard Dividend Apprec ETF | 0.99% | 81,263 | $17.5M | Add +0.1% |
| AMGN Amgen Inc. | 0.94% | 59,063 | $16.7M | Reduce -1.2% |
| GD General Dynamics Corp. | 0.94% | 48,602 | $16.6M | Add +2.3% |
| FYLD Cambria Foreign Shareholder | 0.92% | 524,734 | $16.4M | Reduce -0.9% |
| XOM Exxon Mobil Corp. | 0.92% | 143,897 | $16.2M | Reduce -0.8% |
| SYLD Cambria Shareholder Yield Et | 0.90% | 232,350 | $16.0M | Add +8.8% |
| PANW Palo Alto Networks Inc. | 0.89% | 77,614 | $15.8M | Add +0.2% |
| GE General Electric filed as GE AEROSPACE | 0.81% | 47,807 | $14.4M | Add +1.1% |
| DLR Digital Realty Trust Inc. | 0.79% | 80,663 | $13.9M | Add +0.4% |
| AVGO Broadcom Inc. | 0.78% | 41,902 | $13.8M | Reduce -0.8% |
| ITW Illinois Tool Works | 0.74% | 50,182 | $13.1M | Reduce -1.3% |
| CAT Caterpillar Inc. | 0.74% | 27,384 | $13.1M | Reduce -1.8% |
| HON Honeywell International Inc. | 0.73% | 61,764 | $13.0M | Add +2.0% |
| NFLX Netflix Inc. | 0.73% | 10,823 | $13.0M | Reduce -1.7% |
| BBIN JPM Betabuilders Intl Eqty filed as J P MORGAN EXCHANGE TRADED F | 0.73% | 184,573 | $12.9M | Add +3.0% |
| TMO Thermo Fisher Scientific Inc. | 0.71% | 25,939 | $12.6M | Reduce -1.5% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.66% | 203,299 | $11.7M | Add +1.0% |
| NKE Nike Inc. Class B | 0.64% | 161,772 | $11.3M | Add +110.1% |
| HD Home Depot Inc. | 0.63% | 27,583 | $11.2M | Add +1.6% |
| SYK Stryker Corp. | 0.60% | 28,911 | $10.7M | Reduce -0.7% |
| V Visa Inc. Class A | 0.60% | 31,054 | $10.6M | Add +0.8% |
| QCOM Qualcomm Inc. | 0.60% | 63,549 | $10.6M | Add +1.6% |
| CSCO Cisco Systems Inc. | 0.59% | 153,114 | $10.5M | Add +0.6% |
| AIG American International Group | 0.59% | 132,685 | $10.4M | Add +0.3% |
| VOO Vanguard S&P 500 ETF | 0.58% | 16,746 | $10.3M | Reduce -1.1% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.57% | 189,417 | $10.0M | Add +5.9% |
| WMT Walmart Inc. | 0.54% | 92,603 | $9.5M | Add +8.4% |
| SO The Southern Co. | 0.53% | 98,435 | $9.3M | Reduce -0.4% |
| CBOE Cboe Global Markets Inc. | 0.51% | 37,078 | $9.1M | Reduce -0.2% |
| UNP Union Pacific Corp. | 0.51% | 37,873 | $9.0M | Add +1.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.50% | 211,709 | $8.9M | Add +40.5% |
| IWF iShares Russell 1000 Growth | 0.49% | 18,595 | $8.7M | Reduce -2.0% |
| VZ Verizon Communications Inc. | 0.47% | 187,850 | $8.3M | Reduce -2.9% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.46% | 237,580 | $8.1M | Add +56.8% |
| HLT Hilton Worldwide Holdings Inc. | 0.45% | 30,944 | $8.0M | Reduce -3.1% |
| RSP Invesco S&P 500 Equal Weight | 0.45% | 41,968 | $8.0M | Add +0.0% |
| LLY Eli Lilly & Co. | 0.44% | 10,125 | $7.7M | Reduce -4.5% |
| PSA Public Storage | 0.42% | 25,488 | $7.4M | Add +5.3% |
| MRK Merck & Co. Inc. | 0.41% | 86,900 | $7.3M | Add +2.4% |
| MCD McDonald's Corp. | 0.40% | 23,176 | $7.0M | Reduce -2.0% |
| ETN Eaton Corp. PLC | 0.39% | 18,664 | $7.0M | Add +7.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.39% | 134,852 | $7.0M | Add +0.7% |
| FWRD Forward Air Corp. | 0.39% | 270,065 | $6.9M | Add +337481.3% |
| EPD Enterprise Products Partners | 0.39% | 218,302 | $6.8M | Reduce -0.1% |
| AMD Advanced Micro Devices | 0.38% | 42,062 | $6.8M | Add +3.4% |
| VXF Vanguard Extended Market ETF | 0.38% | 31,753 | $6.6M | Add +0.1% |
| RPV Invesco S&P 500 Pure Value E | 0.36% | 64,847 | $6.4M | Reduce -5.3% |
| MRVL Marvell Technology Inc. | 0.36% | 76,476 | $6.4M | Add +2.4% |
| CEG Constellation Energy | 0.36% | 19,520 | $6.4M | Add +3.1% |
| APO Apollo Global Management Inc. | 0.35% | 45,928 | $6.1M | Reduce -0.9% |
| MET Metlife Inc. | 0.34% | 73,452 | $6.1M | Add +3.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.34% | 21,221 | $6.0M | Reduce -2.9% |
| TLT iShares 20+ Year Treasury BD | 0.34% | 66,705 | $6.0M | Add +0.3% |
| RTX RTX Corp. | 0.33% | 34,519 | $5.8M | Add +11.3% |
| NUE Nucor Corp. | 0.32% | 42,223 | $5.7M | Add +1.2% |
| LMT Lockheed Martin Corp. | 0.32% | 11,360 | $5.7M | Reduce -3.2% |
| IWD iShares Russell 1000 Value E | 0.32% | 27,701 | $5.6M | Reduce -2.1% |
| PSX Phillips 66 | 0.32% | 41,106 | $5.6M | Add +5.5% |
| ALL Allstate Corp. | 0.29% | 24,338 | $5.2M | Reduce -2.8% |
| BLD Topbuild Corp. | 0.29% | 13,186 | $5.2M | Add +1.4% |
| CMI Cummins Inc. | 0.29% | 12,168 | $5.1M | Add +4.6% |
| EMR Emerson Electric Co. | 0.29% | 38,573 | $5.1M | Add +2.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.27% | 14,641 | $4.8M | No change |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.27% | 70,734 | $4.8M | Add +18.0% |
| KKR KKR & Co. Inc. | 0.27% | 36,452 | $4.7M | Add +0.7% |
| BJUL Innovator U.S. Equity Buffer | 0.26% | 94,350 | $4.7M | Reduce -0.3% |
| TSLA Tesla Inc. | 0.26% | 10,499 | $4.7M | Add +0.3% |
| EYLD Cambria Emerg Shrhldr Yield | 0.26% | 124,734 | $4.6M | Reduce -1.1% |
| PYPL PayPal Holdings Inc. | 0.26% | 68,546 | $4.6M | Reduce -3.4% |
| CVS CVS Health Corp. | 0.25% | 58,537 | $4.4M | Add +4.0% |
| PXH Inves Rafi Emer MRKT-Usd Inc. | 0.25% | 173,149 | $4.4M | Reduce -1.1% |
| ABT Abbott Laboratories | 0.25% | 32,709 | $4.4M | Reduce -1.1% |
| BA The Boeing Co. | 0.25% | 20,219 | $4.4M | Add +2.7% |
| DUK Duke Energy Corp. | 0.24% | 34,371 | $4.3M | Add +0.3% |
| LIN Linde PLC | 0.23% | 8,717 | $4.1M | Reduce -0.2% |
| MMM 3M Co. | 0.23% | 26,443 | $4.1M | Reduce -3.3% |
| KMI Kinder Morgan Inc. | 0.23% | 143,245 | $4.1M | Add +7.5% |
| NTNX Nutanix Inc. Class A | 0.23% | 54,459 | $4.1M | Add +7.1% |
| MPC Marathon Petroleum Corp. | 0.23% | 20,858 | $4.0M | Add +0.4% |
| PLTR Palantir Technologies Inc. Class A | 0.22% | 21,846 | $4.0M | Add +4.8% |
Options reported separately and not counted above: NU calls ($2K).
Other holdings (7): bonds, preferreds, convertibles and warrants · $384K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 279 | $357K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 739 | $19K | No change |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 59 | $4K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2 | $2K | No change |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 20 | $1K | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 14 | $39 | No change |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 166 | $5 | No change |
Total filed on the 13F, all lines: $1.8B.
Portfolio Sells Q2 2025 → Q3 2025
| JAJL Innovator Edp ETF - 6M Ja | Sold out | 0.00% | −0.39 |
| AMT American Tower Corp. | Reduce -78.0% | 0.05% | −0.25 |
| COST Costco Wholesale Corp. | Reduce -2.0% | 1.14% | −0.24 |
| NFLX Netflix Inc. | Reduce -1.7% | 0.73% | −0.19 |
| META Meta Platforms Inc. Class A | Reduce -1.7% | 1.25% | −0.17 |
| MSFT Microsoft Corp. | Reduce -0.1% | 2.06% | −0.14 |
| BJRI Bj's Restaurants Inc. | Reduce -6.0% | 0.17% | −0.12 |
| SYK Stryker Corp. | Reduce -0.7% | 0.60% | −0.12 |
| JEPI JPMorgan Equity Premium Inco | Reduce -0.1% | 1.06% | −0.11 |
| AMGN Amgen Inc. | Reduce -1.2% | 0.94% | −0.11 |
| JPM JPMorgan Chase & Co. | Reduce -1.2% | 2.59% | −0.09 |
| LLY Eli Lilly & Co. | Reduce -4.5% | 0.44% | −0.08 |
| HLT Hilton Worldwide Holdings Inc. | Reduce -3.1% | 0.45% | −0.08 |
| XMYDX BlackRock Muniyield Fund | Sold out | 0.00% | −0.08 |
| PYPL PayPal Holdings Inc. | Reduce -3.4% | 0.26% | −0.07 |
| APO Apollo Global Management Inc. | Reduce -0.9% | 0.35% | −0.07 |
| IBM Intl Business Machines Corp. | Reduce -2.9% | 0.34% | −0.07 |
| XOM Exxon Mobil Corp. | Reduce -0.8% | 0.92% | −0.06 |
| PRF Invesco Rafi US 1000 ETF | Reduce -0.2% | 1.58% | −0.06 |
| CMCSA Comcast Corp. Class A | Reduce -66.2% | 0.02% | −0.06 |
| IQI Invesco Quality Muni Inc. TR | Reduce -98.8% | 0.00% | −0.06 |
| VZ Verizon Communications Inc. | Reduce -2.9% | 0.47% | −0.06 |
| CLF Cleveland-Cliffs Inc. | Reduce -89.1% | 0.01% | −0.05 |
| ITW Illinois Tool Works | Reduce -1.3% | 0.74% | −0.05 |
| VGM Invesco Trust for Investmen | Reduce -99.0% | 0.00% | −0.05 |
| DIS The Walt Disney Co. | Reduce -8.9% | 0.15% | −0.05 |
| FYLD Cambria Foreign Shareholder | Reduce -0.9% | 0.92% | −0.05 |
| DE Deere & Co. | Reduce -0.4% | 0.19% | −0.04 |
| PG The Procter & Gamble Co. | Reduce -4.7% | 0.21% | −0.04 |
| AFB Allianceberstein NTL Muni | Sold out | 0.00% | −0.04 |
| BLE BlackRock Muni Inc. TR II | Reduce -97.3% | 0.00% | −0.04 |
| VKQ Invesco Municipal Trust | Sold out | 0.00% | −0.04 |
| SO The Southern Co. | Reduce -0.4% | 0.53% | −0.04 |
| CGSD Cap Group Short Duration | Reduce -6.6% | 0.22% | −0.04 |
| EPD Enterprise Products Partners | Reduce -0.1% | 0.39% | −0.04 |
| RPV Invesco S&P 500 Pure Value E | Reduce -5.3% | 0.36% | −0.04 |
| SBUX Starbucks Corp. | Reduce -6.1% | 0.14% | −0.04 |
| MMU Western Asset Managed Munici | Reduce -74.1% | 0.01% | −0.04 |
| MCD McDonald's Corp. | Reduce -2.0% | 0.40% | −0.04 |
| VKI Invesco Adv Muni Inc. TR II | Reduce -89.8% | 0.00% | −0.04 |
| PFF iShares Preferred & Income S | Reduce -8.3% | 0.20% | −0.04 |
| ABT Abbott Laboratories | Reduce -1.1% | 0.25% | −0.03 |
| KVUE Kenvue Inc. | Reduce -18.0% | 0.04% | −0.03 |
| LYB Lyondellbasell Indu Class A | Reduce -48.3% | 0.02% | −0.03 |
| MHD BlackRock Muniholdings Fund | Sold out | 0.00% | −0.03 |
| NMI Nuveen Municipal Income | Sold out | 0.00% | −0.03 |
| CBOE Cboe Global Markets Inc. | Reduce -0.2% | 0.51% | −0.03 |
| XMQTX BlackRock Muniyield QLTY II | Reduce -95.1% | 0.00% | −0.03 |
| CNI Canadian Natl Railway Co. | Reduce -5.6% | 0.10% | −0.03 |
| MMM 3M Co. | Reduce -3.3% | 0.23% | −0.03 |
Portfolio Buys Q2 2025 → Q3 2025
| FWRD Forward Air Corp. | Add +337481.3% | 0.39% | +0.39 |
| NKE Nike Inc. Class B | Add +110.1% | 0.64% | +0.29 |
| CGGO Cap Group Global Growth | Add +56.8% | 0.46% | +0.15 |
| CGDV Cap Group Dividend Value | Add +40.5% | 0.50% | +0.13 |
| ICLR Icon PLC | New | 0.10% | +0.10 |
| JNJ Johnson & Johnson | Add +0.1% | 1.03% | +0.09 |
| DDFS Innovato Equ Du Di 15 Bu ETF | New | 0.07% | +0.07 |
| GD General Dynamics Corp. | Add +2.3% | 0.94% | +0.07 |
| DHR Danaher Corp. | Add +119.3% | 0.13% | +0.07 |
| INTC Intel Corp. | Add +84.7% | 0.11% | +0.06 |
| BX Blackstone Inc. | Add +0.3% | 1.92% | +0.06 |
| TSLA Tesla Inc. | Add +0.3% | 0.26% | +0.06 |
| CMI Cummins Inc. | Add +4.6% | 0.29% | +0.05 |
| GE General Electric | Add +1.1% | 0.81% | +0.05 |
| PLTR Palantir Technologies Inc. Class A | Add +4.8% | 0.22% | +0.05 |
| KR Kroger Co. | Add +156.6% | 0.08% | +0.04 |
| ARE Alexandria Real Estate Equit | Add +37.3% | 0.14% | +0.04 |
| RTX RTX Corp. | Add +11.3% | 0.33% | +0.04 |
| RBLX Roblox Corp. Class A | Add +1533.8% | 0.04% | +0.04 |
| STX Seagate Technology Holdings | Add +0.6% | 0.12% | +0.04 |
| EXPE Expedia Group Inc. | Add +1337.9% | 0.04% | +0.04 |
| PXF Invesco Rafi Developed Marke | Add +52.9% | 0.11% | +0.04 |
| LYFT LYFT Inc. Class A | Add +142300.0% | 0.04% | +0.04 |
| VRSN Verisign Inc. | Add +1148.7% | 0.04% | +0.04 |
| PNC PNC Financial Services Group | Add +201.4% | 0.05% | +0.03 |
| GM General Motors Co. | Add +69.4% | 0.07% | +0.03 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +18.0% | 0.27% | +0.03 |
| JBHT Hunt (jb) Transprt SVCS Inc. | Add +14714.3% | 0.03% | +0.03 |
| SNOW Snowflake Inc. | Add +64.0% | 0.09% | +0.03 |
| SYLD Cambria Shareholder Yield Et | Add +8.8% | 0.90% | +0.03 |
| MDB Mongodb Inc. | Add +11.8% | 0.09% | +0.03 |
| BBY Best Buy Co. Inc. | Add +1521.7% | 0.03% | +0.03 |
| VEEV Veeva Systems Inc. Class A | Add +85650.0% | 0.03% | +0.03 |
| HUBS HubSpot Inc. | Add +36200.0% | 0.03% | +0.03 |
| TAGG T Rowe Price QM US Bond ETF | Add +255.3% | 0.04% | +0.03 |
| MOH Molina Healthcare Inc. | Add +10484.0% | 0.03% | +0.03 |
| DHI D.R. Horton Inc. | Add +113.2% | 0.05% | +0.03 |
| ALNY Alnylam Pharmaceuticals Inc. | Add +53800.0% | 0.03% | +0.03 |
| MEDP Medpace Holdings Inc. | New | 0.03% | +0.03 |
| BLD Topbuild Corp. | Add +1.4% | 0.29% | +0.03 |
| EG Everest Group Ltd. | Add +8475.0% | 0.03% | +0.03 |
| ZS Zscaler Inc. | Add +31500.0% | 0.03% | +0.03 |
| ABNB Airbnb Inc. Class A | Add +760.7% | 0.03% | +0.03 |
| MU Micron Technology Inc. | Add +138.6% | 0.04% | +0.03 |
| FTI Technipfmc PLC | Add +25468.9% | 0.03% | +0.03 |
| ADT Adt Inc. | New | 0.03% | +0.03 |
| CB Chubb Ltd. | Add +96.0% | 0.06% | +0.02 |
| PSX Phillips 66 | Add +5.5% | 0.32% | +0.02 |
| FIX Comfort Systems USA Inc. | Add +426.1% | 0.03% | +0.02 |
| LRCX Lam Research Corp. | Add +68.0% | 0.05% | +0.02 |
Options Activity Q2 2025 → Q3 2025
| W Wayfair Inc. Class A | put | Sold out | 200 | $10Kbefore exit |
| NU Nu Holdings Ltd./Cayman Isl-A | call | New | 100 | $2K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 58 | $2Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,629 | $2.7B | AAPL, NVDA, GOOGL, JPM, AMZN |
| Q1 2026 | 3,597 | $1.9B | NVDA, AAPL, GOOGL, JPM, PRF |
| Q4 2025 | 3,421 | $1.8B | NVDA, AAPL, GOOGL, JPM, MSFT |
| Q3 2025 | 3,127 | $1.8B | NVDA, AAPL, JPM, GOOGL, MSFT |
| Q2 2025 | 3,007 | $1.6B | NVDA, AAPL, JPM, MSFT, BRK.B |
| Q1 2025 | 3,015 | $1.5B | AAPL, NVDA, JPM, BRK.B, GOOGL |
| Q4 2024 | 2,941 | $1.5B | AAPL, NVDA, JPM, GOOGL, BX |
| Q3 2024 | 2,882 | $1.5B | AAPL, NVDA, JPM, BX, MSFT |
| Q2 2024 | 2,798 | $1.4B | AAPL, NVDA, GOOGL, MSFT, JPM |
| Q1 2024 | 2,262 | $1.4B | AAPL, NVDA, JPM, MSFT, BRK.B |