Rothschild Investment LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 10, 2026), Rothschild Investment LLC reported 3,421 stock positions worth $1.8 billion. Its top holding was Nvidia (NVDA) at 4.3% of the portfolio, followed by Apple (AAPL, 3.8%) and Alphabet Class A (GOOGL, 2.9%). Compared with Q3 2025, it opened 390 new positions, sold out of 99, added to 1,666 and reduced 846. The biggest buy was Global X US Infrastructure (PAVE, shares +10700%) and the biggest sale Oracle (ORCL, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0000085338
- Portfolio Value
- $1.8B (Q4 2025)
- SEC Filing
- 0001104659-26-012215 ↗ filed Feb 10, 2026
Holdings Value
Holdings 3,421 stocks · $1.8B
| NVDA Nvidia Corp. | 4.30% | 418,692 | $78.1M | Reduce -1.4% |
| AAPL Apple Inc. | 3.84% | 256,425 | $69.7M | Reduce -2.5% |
| GOOGL Alphabet Inc. Class A | 2.93% | 170,222 | $53.3M | Reduce -2.6% |
| JPM JPMorgan Chase & Co. | 2.54% | 142,966 | $46.1M | Reduce -1.6% |
| MSFT Microsoft Corp. | 1.86% | 69,912 | $33.8M | Reduce -0.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.76% | 63,519 | $31.9M | Reduce -1.1% |
| BX Blackstone Inc. | 1.66% | 195,947 | $30.2M | Reduce -1.6% |
| PRF Invesco Rafi US 1000 ETF | 1.60% | 619,700 | $29.1M | Add +0.3% |
| GOOG Alphabet Inc. Class C | 1.53% | 88,873 | $27.9M | Reduce -7.5% |
| AMZN Amazon.com Inc. | 1.45% | 113,961 | $26.3M | Add +2.5% |
| ABBV Abbvie Inc. | 1.25% | 99,348 | $22.7M | Reduce -2.4% |
| CGDG Cap Group Dividend Growers filed as CAPITAL GROUP DIVIDEND GROWE | 1.17% | 596,092 | $21.2M | Add +4.1% |
| JNJ Johnson & Johnson | 1.11% | 97,072 | $20.1M | Reduce -0.9% |
| META Meta Platforms Inc. Class A | 1.10% | 30,163 | $19.9M | Reduce -0.2% |
| CVX Chevron Corp. | 1.07% | 127,530 | $19.4M | Reduce -4.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.05% | 28,040 | $19.1M | Add +2.7% |
| JEPI JPMorgan Equity Premium Inco | 1.05% | 333,933 | $19.1M | Add +1.1% |
| AVUV Avantis US Small Cap Value | 1.05% | 187,213 | $19.1M | Add +2.5% |
| AMGN Amgen Inc. | 1.05% | 58,163 | $19.0M | Reduce -1.5% |
| VIG Vanguard Dividend Apprec ETF | 1.02% | 84,297 | $18.5M | Add +3.7% |
| COST Costco Wholesale Corp. | 1.01% | 21,208 | $18.3M | Reduce -2.6% |
| FYLD Cambria Foreign Shareholder | 1.00% | 557,994 | $18.1M | Add +6.3% |
| SYLD Cambria Shareholder Yield Et | 0.95% | 247,655 | $17.2M | Add +6.6% |
| XOM Exxon Mobil Corp. | 0.95% | 142,756 | $17.2M | Reduce -0.8% |
| GD General Dynamics Corp. | 0.88% | 47,748 | $16.1M | Reduce -1.8% |
| TMO Thermo Fisher Scientific Inc. | 0.82% | 25,617 | $14.8M | Reduce -1.2% |
| ORCL Oracle Corp. | 0.79% | 73,876 | $14.4M | Reduce -2.7% |
| GE General Electric filed as GE AEROSPACE | 0.79% | 46,734 | $14.4M | Reduce -2.2% |
| AVGO Broadcom Inc. | 0.79% | 41,421 | $14.3M | Reduce -1.1% |
| PANW Palo Alto Networks Inc. | 0.77% | 75,747 | $14.0M | Reduce -2.4% |
| BBIN JPM Betabuilders Intl Eqty filed as J P MORGAN EXCHANGE TRADED F | 0.75% | 188,817 | $13.7M | Add +2.3% |
| CAT Caterpillar Inc. | 0.70% | 22,353 | $12.8M | Reduce -18.4% |
| ITW Illinois Tool Works | 0.67% | 49,671 | $12.2M | Reduce -1.0% |
| DLR Digital Realty Trust Inc. | 0.66% | 77,562 | $12.0M | Reduce -3.8% |
| HON Honeywell International Inc. | 0.65% | 60,773 | $11.9M | Reduce -1.6% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.65% | 203,611 | $11.8M | Add +0.1% |
| CSCO Cisco Systems Inc. | 0.64% | 151,658 | $11.7M | Reduce -0.9% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.63% | 214,980 | $11.4M | Add +13.5% |
| NFLX Netflix Inc. | 0.62% | 119,464 | $11.2M | Add +10.4% |
| AIG American International Group | 0.61% | 129,950 | $11.1M | Reduce -2.1% |
| LLY Eli Lilly & Co. | 0.61% | 10,290 | $11.1M | Add +1.6% |
| V Visa Inc. Class A | 0.60% | 31,338 | $11.0M | Add +0.9% |
| VOO Vanguard S&P 500 ETF | 0.60% | 17,473 | $11.0M | Add +4.3% |
| QCOM Qualcomm Inc. | 0.59% | 62,729 | $10.7M | Reduce -1.3% |
| SYK Stryker Corp. | 0.55% | 28,279 | $9.9M | Reduce -2.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.54% | 226,713 | $9.9M | Add +7.1% |
| PAVE Global X US Infrastructure | 0.54% | 206,396 | $9.9M | Add +10700.4% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.52% | 270,536 | $9.4M | Add +13.9% |
| HD Home Depot Inc. | 0.51% | 27,134 | $9.3M | Reduce -1.6% |
| WMT Walmart Inc. | 0.51% | 83,624 | $9.3M | Reduce -9.7% |
| CBOE Cboe Global Markets Inc. | 0.51% | 37,017 | $9.3M | Reduce -0.2% |
| NKE Nike Inc. Class B | 0.50% | 141,671 | $9.0M | Reduce -12.4% |
| AMD Advanced Micro Devices | 0.49% | 41,470 | $8.9M | Reduce -1.4% |
| IWF iShares Russell 1000 Growth | 0.49% | 18,644 | $8.8M | Add +0.3% |
| MRK Merck & Co. Inc. | 0.49% | 83,768 | $8.8M | Reduce -3.6% |
| HLT Hilton Worldwide Holdings Inc. | 0.48% | 30,504 | $8.8M | Reduce -1.4% |
| RSP Invesco S&P 500 Equal Weight | 0.47% | 44,678 | $8.6M | Add +6.5% |
| UNP Union Pacific Corp. | 0.46% | 36,503 | $8.4M | Reduce -3.6% |
| SO The Southern Co. | 0.46% | 96,462 | $8.4M | Reduce -2.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.40% | 132,415 | $7.3M | Reduce -1.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.39% | 21,063 | $7.1M | Add +43.9% |
| VZ Verizon Communications Inc. | 0.38% | 168,937 | $6.9M | Reduce -10.1% |
| MCD McDonald's Corp. | 0.38% | 22,430 | $6.9M | Reduce -3.2% |
| NUE Nucor Corp. | 0.38% | 41,959 | $6.8M | Reduce -0.6% |
| EPD Enterprise Products Partners | 0.38% | 213,002 | $6.8M | Reduce -2.4% |
| CEG Constellation Energy | 0.37% | 19,208 | $6.8M | Reduce -1.6% |
| MRVL Marvell Technology Inc. | 0.37% | 78,884 | $6.7M | Add +3.1% |
| RPV Invesco S&P 500 Pure Value E | 0.36% | 62,434 | $6.5M | Reduce -3.7% |
| VXF Vanguard Extended Market ETF | 0.35% | 30,732 | $6.4M | Reduce -3.2% |
| TOST Toast Inc. Class A | 0.35% | 176,589 | $6.3M | Add +37076.6% |
| RTX RTX Corp. | 0.34% | 33,987 | $6.2M | Reduce -1.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.34% | 20,999 | $6.2M | Reduce -1.1% |
| CMI Cummins Inc. | 0.34% | 11,994 | $6.1M | Reduce -1.4% |
| PSA Public Storage | 0.34% | 23,526 | $6.1M | Reduce -7.7% |
| IWD iShares Russell 1000 Value E | 0.33% | 28,647 | $6.0M | Add +3.4% |
| ETN Eaton Corp. PLC | 0.33% | 18,588 | $5.9M | Reduce -0.4% |
| MET Metlife Inc. | 0.31% | 71,742 | $5.7M | Reduce -2.3% |
| LMT Lockheed Martin Corp. | 0.31% | 11,593 | $5.6M | Add +2.0% |
| BLD Topbuild Corp. | 0.30% | 13,115 | $5.5M | Reduce -0.5% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.30% | 74,905 | $5.4M | Add +5.9% |
| PSX Phillips 66 | 0.29% | 41,376 | $5.3M | Add +0.7% |
| CGMS Cap Group US Multi-Sect Bond | 0.29% | 191,523 | $5.3M | Add +68.0% |
| EMR Emerson Electric Co. | 0.28% | 38,521 | $5.1M | Reduce -0.1% |
| ALL Allstate Corp. | 0.27% | 23,803 | $5.0M | Reduce -2.2% |
| TSLA Tesla Inc. | 0.27% | 10,831 | $4.9M | Add +3.2% |
| BJUL Innovator U.S. Equity Buffer | 0.26% | 92,550 | $4.7M | Reduce -1.9% |
| EYLD Cambria Emerg Shrhldr Yield | 0.26% | 121,284 | $4.6M | Reduce -2.8% |
| KKR KKR & Co. Inc. | 0.25% | 36,112 | $4.6M | Reduce -0.9% |
| FDX FedEx Corp. | 0.25% | 15,553 | $4.5M | Reduce -0.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.25% | 7,255 | $4.5M | Add +16.6% |
| PXH Inves Rafi Emer MRKT-Usd Inc. | 0.25% | 172,524 | $4.5M | Reduce -0.4% |
| STBF Perf Trust Short Term BD ETF | 0.24% | 170,838 | $4.3M | Add +528.5% |
| EFA iShares MSCI Eafe ETF | 0.24% | 45,069 | $4.3M | Add +7.7% |
| CVS CVS Health Corp. | 0.24% | 53,879 | $4.3M | Reduce -8.0% |
| BA The Boeing Co. | 0.23% | 19,306 | $4.2M | Reduce -4.5% |
| PLTR Palantir Technologies Inc. Class A | 0.23% | 23,231 | $4.1M | Add +6.3% |
| ABT Abbott Laboratories | 0.22% | 32,535 | $4.1M | Reduce -0.5% |
| PYPL PayPal Holdings Inc. | 0.22% | 69,753 | $4.1M | Add +1.8% |
| CGSD Cap Group Short Duration | 0.22% | 155,683 | $4.0M | Add +2.5% |
| DUK Duke Energy Corp. | 0.22% | 34,409 | $4.0M | Add +0.1% |
Options reported separately and not counted above: QQQ puts ($614K).
Other holdings (6): bonds, preferreds, convertibles and warrants · $370K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 279 | $349K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 739 | $14K | No change |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 59 | $4K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2 | $2K | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 14 | $25 | No change |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 166 | $12 | No change |
Total filed on the 13F, all lines: $1.8B.
Portfolio Sells Q3 2025 → Q4 2025
| ORCL Oracle Corp. | Reduce -2.7% | 0.79% | −0.41 |
| TLT iShares 20+ Year Treasury BD | Reduce -98.3% | 0.01% | −0.33 |
| FWRD Forward Air Corp. | Reduce -74.1% | 0.10% | −0.29 |
| APO Apollo Global Management Inc. | Reduce -80.8% | 0.07% | −0.28 |
| BX Blackstone Inc. | Reduce -1.6% | 1.66% | −0.26 |
| MSFT Microsoft Corp. | Reduce -0.7% | 1.86% | −0.20 |
| NVDA Nvidia Corp. | Reduce -1.4% | 4.30% | −0.17 |
| META Meta Platforms Inc. Class A | Reduce -0.2% | 1.10% | −0.16 |
| ARE Alexandria Real Estate Equit | Reduce -99.1% | 0.00% | −0.14 |
| NKE Nike Inc. Class B | Reduce -12.4% | 0.50% | −0.14 |
| COST Costco Wholesale Corp. | Reduce -2.6% | 1.01% | −0.13 |
| DLR Digital Realty Trust Inc. | Reduce -3.8% | 0.66% | −0.13 |
| PANW Palo Alto Networks Inc. | Reduce -2.4% | 0.77% | −0.12 |
| HD Home Depot Inc. | Reduce -1.6% | 0.51% | −0.12 |
| CIEN Ciena Corp. | Reduce -88.9% | 0.02% | −0.11 |
| NTNX Nutanix Inc. Class A | Reduce -15.7% | 0.13% | −0.10 |
| CVX Chevron Corp. | Reduce -4.0% | 1.07% | −0.09 |
| VZ Verizon Communications Inc. | Reduce -10.1% | 0.38% | −0.09 |
| PFF iShares Preferred & Income S | Reduce -37.6% | 0.12% | −0.08 |
| HON Honeywell International Inc. | Reduce -1.6% | 0.65% | −0.08 |
| ABBV Abbvie Inc. | Reduce -2.4% | 1.25% | −0.08 |
| PSA Public Storage | Reduce -7.7% | 0.34% | −0.08 |
| ETN Eaton Corp. PLC | Reduce -0.4% | 0.33% | −0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -1.1% | 1.76% | −0.07 |
| ITW Illinois Tool Works | Reduce -1.0% | 0.67% | −0.07 |
| SO The Southern Co. | Reduce -2.0% | 0.46% | −0.06 |
| PNFP Pinnacle Financial Partners | Sold out | 0.00% | −0.06 |
| SYK Stryker Corp. | Reduce -2.2% | 0.55% | −0.06 |
| K Kellanova | Sold out | 0.00% | −0.06 |
| JPM JPMorgan Chase & Co. | Reduce -1.6% | 2.54% | −0.05 |
| GD General Dynamics Corp. | Reduce -1.8% | 0.88% | −0.05 |
| IBIT iShares Bitcoin Trust ETF | Reduce -0.1% | 0.13% | −0.05 |
| OXY Occidental Petroleum Corp. | Reduce -21.1% | 0.09% | −0.04 |
| MPC Marathon Petroleum Corp. | Reduce -0.7% | 0.19% | −0.04 |
| UNP Union Pacific Corp. | Reduce -3.6% | 0.46% | −0.04 |
| PRGO Perrigo Co. PLC | Reduce -100.0% | 0.00% | −0.04 |
| RBLX Roblox Corp. Class A | Reduce -84.4% | 0.00% | −0.04 |
| CAL Caleres Inc. | Reduce -99.9% | 0.00% | −0.04 |
| GNRC Generac Holdings Inc. | Reduce -44.0% | 0.03% | −0.04 |
| EXCHANGE TRADED CONCEPTS TRU | Sold out | 0.00% | −0.03 |
| WT Wisdomtree Inc. | Reduce -2.0% | 0.18% | −0.03 |
| LIN Linde PLC | Reduce -2.0% | 0.20% | −0.03 |
| PRDO Perdoceo Education Corp. | Reduce -0.1% | 0.10% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -7.2% | 0.18% | −0.03 |
| CAT Caterpillar Inc. | Reduce -18.4% | 0.70% | −0.03 |
| FBTC Fidelity Wise Origin Bitcoin | Reduce -62.5% | 0.01% | −0.03 |
| MET Metlife Inc. | Reduce -2.3% | 0.31% | −0.03 |
| PNC PNC Financial Services Group | Reduce -56.8% | 0.02% | −0.03 |
| T AT&T Inc. | Reduce -3.3% | 0.14% | −0.03 |
| TROW T Rowe Price Group Inc. | Reduce -67.2% | 0.01% | −0.03 |
Portfolio Buys Q3 2025 → Q4 2025
| PAVE Global X US Infrastructure | Add +10700.4% | 0.54% | +0.54 |
| TOST Toast Inc. Class A | Add +37076.6% | 0.35% | +0.34 |
| STBF Perf Trust Short Term BD ETF | Add +528.5% | 0.24% | +0.20 |
| LLY Eli Lilly & Co. | Add +1.6% | 0.61% | +0.17 |
| EXLS Exlservice Holdings Inc. | Add +2883.0% | 0.15% | +0.15 |
| VTI VG Morningstar TS MKT ETF-US | Add +43.9% | 0.39% | +0.12 |
| TCHP T Rowe Price Blue Chip Growt | New | 0.12% | +0.12 |
| CGMS Cap Group US Multi-Sect Bond | Add +68.0% | 0.29% | +0.11 |
| USEW Cambria US Ew ETF | New | 0.09% | +0.09 |
| HII Huntington Ingalls Industrie | Add +478.1% | 0.10% | +0.08 |
| FYLD Cambria Foreign Shareholder | Add +6.3% | 1.00% | +0.07 |
| AIOT Powerfleet Inc. | Add +122848.5% | 0.07% | +0.07 |
| AMZN Amazon.com Inc. | Add +2.5% | 1.45% | +0.07 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +13.5% | 0.63% | +0.06 |
| CGGO Cap Group Global Growth | Add +13.9% | 0.52% | +0.06 |
| PNFP Pinnacle Financial Partners | New | 0.06% | +0.06 |
| CGDG Cap Group Dividend Growers | Add +4.1% | 1.17% | +0.05 |
| CNC Centene Corp. | Add +366.6% | 0.06% | +0.05 |
| SYLD Cambria Shareholder Yield Et | Add +6.6% | 0.95% | +0.05 |
| BMY Bristol-Myers Squibb Co. | Add +26.3% | 0.14% | +0.05 |
| CGDV Cap Group Dividend Value | Add +7.1% | 0.54% | +0.04 |
| MTN Vail Resorts Inc. | Add +7482.9% | 0.04% | +0.04 |
| BITW Bitwise 10 Crypto Index ETF | New | 0.04% | +0.04 |
| QQQ Invesco QQQ Trust Series 1 | Add +16.6% | 0.25% | +0.03 |
| UPS United Parcel Service Class B | Add +86.0% | 0.06% | +0.03 |
| EIX Edison International | Add +52.9% | 0.09% | +0.03 |
| KBR KBR Inc. | Add +76.5% | 0.10% | +0.03 |
| COF Capital One Financial Corp. | Add +36.4% | 0.09% | +0.03 |
| MU Micron Technology Inc. | Add +8.6% | 0.07% | +0.03 |
| VYM Vanguard High DVD Yield ETF | Add +26.8% | 0.15% | +0.03 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +5.9% | 0.30% | +0.03 |
| VIG Vanguard Dividend Apprec ETF | Add +3.7% | 1.02% | +0.03 |
| PCG P G & E Corp. | Add +123.6% | 0.05% | +0.03 |
| JBHT Hunt (jb) Transprt SVCS Inc. | Add +36.9% | 0.06% | +0.03 |
| KEY Keycorp | Add +592.3% | 0.03% | +0.03 |
| CB Chubb Ltd. | Add +38.3% | 0.09% | +0.03 |
| SLV iShares Silver Trust | Add +37.8% | 0.06% | +0.03 |
| DG Dollar General Corp. | Add +85.9% | 0.05% | +0.03 |
| TEAM Atlassian Corp. Class A | Add +109.1% | 0.05% | +0.03 |
| LVS Las Vegas Sands Corp. | Add +631.9% | 0.03% | +0.03 |
| BKNG Booking Holdings Inc. | Add +221.4% | 0.04% | +0.03 |
| BITQ Bitwise Crypto Indu Inno ETF | New | 0.03% | +0.03 |
| FDS Factset Research Systems Inc. | Add +33220.0% | 0.03% | +0.03 |
| WMB Williams Cos Inc. | Add +80.9% | 0.07% | +0.03 |
| VGT Vanguard Info Tech ETF | Add +60.4% | 0.07% | +0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +2.7% | 1.05% | +0.03 |
| CFG Citizens Financial Group | Add +537.7% | 0.03% | +0.03 |
| VFLO Victoryshares Free Cash Flow | New | 0.03% | +0.03 |
| AVUV Avantis US Small Cap Value | Add +2.5% | 1.05% | +0.02 |
| VOO Vanguard S&P 500 ETF | Add +4.3% | 0.60% | +0.02 |
Options Activity Q3 2025 → Q4 2025
| QQQ Invesco QQQ Trust Series 1 | put | New | 1,000 | $614K |
| NU Nu Holdings Ltd./Cayman Isl-A | call | Sold out | 100 | $2Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2025 → Q4 2025
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Sold out | 20 | $1Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,629 | $2.7B | AAPL, NVDA, GOOGL, JPM, AMZN |
| Q1 2026 | 3,597 | $1.9B | NVDA, AAPL, GOOGL, JPM, PRF |
| Q4 2025 | 3,421 | $1.8B | NVDA, AAPL, GOOGL, JPM, MSFT |
| Q3 2025 | 3,127 | $1.8B | NVDA, AAPL, JPM, GOOGL, MSFT |
| Q2 2025 | 3,007 | $1.6B | NVDA, AAPL, JPM, MSFT, BRK.B |
| Q1 2025 | 3,015 | $1.5B | AAPL, NVDA, JPM, BRK.B, GOOGL |
| Q4 2024 | 2,941 | $1.5B | AAPL, NVDA, JPM, GOOGL, BX |
| Q3 2024 | 2,882 | $1.5B | AAPL, NVDA, JPM, BX, MSFT |
| Q2 2024 | 2,798 | $1.4B | AAPL, NVDA, GOOGL, MSFT, JPM |
| Q1 2024 | 2,262 | $1.4B | AAPL, NVDA, JPM, MSFT, BRK.B |