Rothschild Investment LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 7, 2026), Rothschild Investment LLC reported 3,597 stock positions worth $1.9 billion. Its top holding was Nvidia (NVDA) at 3.8% of the portfolio, followed by Apple (AAPL, 3.5%) and Alphabet Class A (GOOGL, 2.6%). Compared with Q4 2025, it opened 265 new positions, sold out of 90, added to 2,154 and reduced 659. The biggest buy was a new position in iShares Expanded Tech-Softwa (IGV) and the biggest sale Nvidia (NVDA, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0000085338
- Portfolio Value
- $1.9B (Q1 2026)
- SEC Filing
- 0001104659-26-056790 ↗ filed May 7, 2026
Holdings Value
Holdings 3,597 stocks · $1.9B
| NVDA Nvidia Corp. | 3.79% | 415,340 | $72.4M | Reduce -0.8% |
| AAPL Apple Inc. | 3.50% | 264,002 | $67.0M | Add +3.0% |
| GOOGL Alphabet Inc. Class A | 2.60% | 172,756 | $49.7M | Add +1.5% |
| JPM JPMorgan Chase & Co. | 2.20% | 142,747 | $42.0M | Reduce -0.1% |
| PRF Invesco Rafi US 1000 ETF | 1.60% | 643,009 | $30.6M | Add +3.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.58% | 63,036 | $30.2M | Reduce -0.8% |
| AMZN Amazon.com Inc. | 1.58% | 144,961 | $30.2M | Add +27.2% |
| MSFT Microsoft Corp. | 1.53% | 78,974 | $29.2M | Add +13.0% |
| GOOG Alphabet Inc. Class C | 1.36% | 91,014 | $26.1M | Add +2.4% |
| XOM Exxon Mobil Corp. | 1.25% | 141,473 | $24.0M | Reduce -0.9% |
| JNJ Johnson & Johnson | 1.24% | 97,419 | $23.8M | Add +0.4% |
| CGDG Cap Group Dividend Growers filed as CAPITAL GROUP DIVIDEND GROWE | 1.24% | 660,932 | $23.7M | Add +10.9% |
| BX Blackstone Inc. | 1.23% | 205,139 | $23.6M | Add +4.7% |
| ABBV Abbvie Inc. | 1.21% | 106,014 | $23.1M | Add +6.7% |
| CVX Chevron Corp. | 1.17% | 108,199 | $22.4M | Reduce -15.2% |
| FYLD Cambria Foreign Shareholder | 1.14% | 583,866 | $21.8M | Add +4.6% |
| AVUV Avantis US Small Cap Value | 1.11% | 191,935 | $21.2M | Add +2.5% |
| COST Costco Wholesale Corp. | 1.09% | 21,008 | $20.9M | Reduce -0.9% |
| SYLD Cambria Shareholder Yield Et | 1.09% | 275,419 | $20.8M | Add +11.2% |
| AMGN Amgen Inc. | 1.07% | 58,225 | $20.5M | Add +0.1% |
| JEPI JPMorgan Equity Premium Inco | 1.04% | 349,632 | $19.8M | Add +4.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.98% | 28,821 | $18.7M | Add +2.8% |
| VIG Vanguard Dividend Apprec ETF | 0.96% | 85,124 | $18.3M | Add +1.0% |
| META Meta Platforms Inc. Class A | 0.91% | 30,515 | $17.5M | Add +1.2% |
| NFLX Netflix Inc. | 0.85% | 169,683 | $16.3M | Add +42.0% |
| CAT Caterpillar Inc. | 0.85% | 22,845 | $16.2M | Add +2.2% |
| HON Honeywell International Inc. | 0.75% | 63,667 | $14.4M | Add +4.8% |
| BBIN JPM Betabuilders Intl Eqty filed as J P MORGAN EXCHANGE TRADED F | 0.74% | 194,077 | $14.2M | Add +2.8% |
| GE General Electric filed as GE AEROSPACE | 0.73% | 49,289 | $14.0M | Add +5.5% |
| GD General Dynamics Corp. | 0.72% | 39,986 | $13.7M | Reduce -16.3% |
| AVGO Broadcom Inc. | 0.69% | 42,846 | $13.3M | Add +3.4% |
| ITW Illinois Tool Works | 0.67% | 49,361 | $12.8M | Reduce -0.6% |
| TMO Thermo Fisher Scientific Inc. | 0.66% | 25,700 | $12.6M | Add +0.3% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.65% | 293,226 | $12.5M | Add +29.3% |
| PANW Palo Alto Networks Inc. | 0.65% | 77,199 | $12.4M | Add +1.9% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.64% | 367,839 | $12.3M | Add +36.0% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.64% | 232,639 | $12.2M | Add +8.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.62% | 212,866 | $11.8M | Add +4.5% |
| CSCO Cisco Systems Inc. | 0.61% | 151,594 | $11.8M | Reduce -0.0% |
| MRK Merck & Co. Inc. | 0.61% | 97,156 | $11.7M | Add +16.0% |
| VOO Vanguard S&P 500 ETF | 0.58% | 18,575 | $11.1M | Add +6.3% |
| ORCL Oracle Corp. | 0.58% | 75,395 | $11.1M | Add +2.1% |
| PAVE Global X US Infrastructure | 0.57% | 213,107 | $10.8M | Add +3.3% |
| DLR Digital Realty Trust Inc. | 0.54% | 57,502 | $10.4M | Reduce -25.9% |
| CBOE Cboe Global Markets Inc. | 0.54% | 36,563 | $10.3M | Reduce -1.2% |
| V Visa Inc. Class A | 0.51% | 31,964 | $9.7M | Add +2.0% |
| SO The Southern Co. | 0.50% | 99,981 | $9.7M | Add +3.6% |
| AIG American International Group | 0.50% | 127,598 | $9.6M | Reduce -1.8% |
| LLY Eli Lilly & Co. | 0.50% | 10,413 | $9.6M | Add +1.2% |
| SYK Stryker Corp. | 0.50% | 29,109 | $9.6M | Add +2.9% |
| PSX Phillips 66 | 0.48% | 50,161 | $9.1M | Add +21.2% |
| HLT Hilton Worldwide Holdings Inc. | 0.48% | 29,979 | $9.1M | Reduce -1.7% |
| UNP Union Pacific Corp. | 0.46% | 36,206 | $8.8M | Reduce -0.8% |
| RSP Invesco S&P 500 Equal Weight | 0.46% | 45,539 | $8.7M | Add +1.9% |
| HD Home Depot Inc. | 0.45% | 26,398 | $8.7M | Reduce -2.7% |
| IGV iShares Expanded Tech-Softwa | 0.45% | 107,475 | $8.6M | New |
| QCOM Qualcomm Inc. | 0.45% | 66,256 | $8.5M | Add +5.6% |
| VZ Verizon Communications Inc. | 0.44% | 169,225 | $8.5M | Add +0.2% |
| AMD Advanced Micro Devices | 0.44% | 41,067 | $8.4M | Reduce -1.0% |
| WMT Walmart Inc. | 0.43% | 66,849 | $8.3M | Reduce -20.1% |
| IWF iShares Russell 1000 Growth | 0.41% | 18,612 | $7.9M | Reduce -0.2% |
| CEG Constellation Energy | 0.40% | 27,723 | $7.7M | Add +44.3% |
| MRVL Marvell Technology Inc. | 0.40% | 77,946 | $7.7M | Reduce -1.2% |
| NKE Nike Inc. Class B | 0.38% | 138,569 | $7.3M | Reduce -2.2% |
| MCD McDonald's Corp. | 0.37% | 22,968 | $7.1M | Add +2.4% |
| NUE Nucor Corp. | 0.37% | 41,857 | $7.1M | Reduce -0.2% |
| RTX RTX Corp. | 0.36% | 35,557 | $6.9M | Add +4.6% |
| ETN Eaton Corp. PLC | 0.36% | 19,139 | $6.8M | Add +3.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.35% | 21,088 | $6.8M | Add +0.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.35% | 137,126 | $6.7M | Add +3.6% |
| LMT Lockheed Martin Corp. | 0.35% | 10,935 | $6.6M | Reduce -5.7% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.34% | 81,490 | $6.4M | Add +8.8% |
| RPV Invesco S&P 500 Pure Value E | 0.33% | 59,334 | $6.4M | Reduce -5.0% |
| PSA Public Storage | 0.33% | 23,518 | $6.4M | Reduce -0.0% |
| VXF Vanguard Extended Market ETF | 0.33% | 30,672 | $6.3M | Reduce -0.2% |
| IWD iShares Russell 1000 Value E | 0.33% | 29,430 | $6.3M | Add +2.7% |
| CMI Cummins Inc. | 0.33% | 11,591 | $6.2M | Reduce -3.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.33% | 25,668 | $6.2M | Add +22.2% |
| STBF Perf Trust Short Term BD ETF | 0.32% | 243,915 | $6.2M | Add +42.8% |
| CGMS Cap Group US Multi-Sect Bond | 0.32% | 226,350 | $6.2M | Add +18.2% |
| EPD Enterprise Products Partners | 0.32% | 160,456 | $6.1M | Reduce -24.7% |
| COP Conocophillips | 0.27% | 39,578 | $5.2M | Add +67.6% |
| ALL Allstate Corp. | 0.27% | 24,824 | $5.1M | Add +4.3% |
| EMR Emerson Electric Co. | 0.27% | 38,902 | $5.1M | Add +1.0% |
| DE Deere & Co. | 0.27% | 9,021 | $5.1M | Add +24.4% |
| EYLD Cambria Emerg Shrhldr Yield | 0.27% | 122,585 | $5.1M | Add +1.1% |
| TOST Toast Inc. Class A | 0.26% | 189,984 | $5.0M | Add +7.6% |
| MET Metlife Inc. | 0.26% | 70,966 | $5.0M | Reduce -1.1% |
| MPC Marathon Petroleum Corp. | 0.26% | 20,423 | $5.0M | Reduce -1.4% |
| KMI Kinder Morgan Inc. | 0.26% | 148,389 | $5.0M | Add +11.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.26% | 8,572 | $4.9M | Add +18.1% |
| DUK Duke Energy Corp. | 0.25% | 36,646 | $4.8M | Add +6.5% |
| PG The Procter & Gamble Co. | 0.25% | 32,588 | $4.7M | Add +43.4% |
| PXH Inves Rafi Emer MRKT-Usd Inc. | 0.24% | 173,809 | $4.7M | Add +0.7% |
| BJUL Innovator U.S. Equity Buffer | 0.24% | 92,350 | $4.6M | Reduce -0.2% |
| EFA iShares MSCI Eafe ETF | 0.24% | 46,919 | $4.6M | Add +4.1% |
| GLW Corning Inc. | 0.24% | 33,105 | $4.5M | Reduce -1.2% |
| LIN Linde PLC | 0.23% | 8,878 | $4.4M | Add +3.9% |
| BA The Boeing Co. | 0.23% | 22,004 | $4.4M | Add +14.0% |
| CGSD Cap Group Short Duration | 0.23% | 168,869 | $4.4M | Add +8.5% |
Other holdings (8): bonds, preferreds, convertibles and warrants · $579K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 454 | $541K | Add +62.7% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 739 | $32K | No change |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 59 | $3K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2 | $2K | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 14 | $224 | No change |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 6,000 | $42 | No change |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 166 | $19 | No change |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 57 | $5 | Reduce -31.7% |
Total filed on the 13F, all lines: $1.9B.
Portfolio Sells Q4 2025 → Q1 2026
| NVDA Nvidia Corp. | Reduce -0.8% | 3.79% | −0.51 |
| JPM JPMorgan Chase & Co. | Reduce -0.1% | 2.20% | −0.34 |
| BLD Topbuild Corp. | Reduce -76.5% | 0.06% | −0.24 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.8% | 1.58% | −0.18 |
| GD General Dynamics Corp. | Reduce -16.3% | 0.72% | −0.17 |
| MMM 3M Co. | Reduce -59.9% | 0.07% | −0.14 |
| DLR Digital Realty Trust Inc. | Reduce -25.9% | 0.54% | −0.12 |
| NKE Nike Inc. Class B | Reduce -2.2% | 0.38% | −0.11 |
| AIG American International Group | Reduce -1.8% | 0.50% | −0.11 |
| WMT Walmart Inc. | Reduce -20.1% | 0.43% | −0.08 |
| IWF iShares Russell 1000 Growth | Reduce -0.2% | 0.41% | −0.07 |
| PYPL PayPal Holdings Inc. | Reduce -2.7% | 0.16% | −0.06 |
| HD Home Depot Inc. | Reduce -2.7% | 0.45% | −0.06 |
| EPD Enterprise Products Partners | Reduce -24.7% | 0.32% | −0.06 |
| UNH Unitedhealth Group Inc. | Reduce -5.1% | 0.15% | −0.05 |
| AMD Advanced Micro Devices | Reduce -1.0% | 0.44% | −0.05 |
| FDX FedEx Corp. | Reduce -31.9% | 0.20% | −0.05 |
| MET Metlife Inc. | Reduce -1.1% | 0.26% | −0.05 |
| NTNX Nutanix Inc. Class A | Reduce -8.4% | 0.08% | −0.05 |
| PRDO Perdoceo Education Corp. | Reduce -52.1% | 0.06% | −0.04 |
| BJRI Bj's Restaurants Inc. | Reduce -6.7% | 0.16% | −0.04 |
| TEAM Atlassian Corp. Class A | Reduce -36.3% | 0.01% | −0.04 |
| GDDY GoDaddy Inc. Class A | Reduce -12.3% | 0.05% | −0.04 |
| IBIT iShares Bitcoin Trust ETF | Reduce -0.9% | 0.10% | −0.04 |
| EVN Eaton Vance Muni Inc. TR | Sold out | 0.00% | −0.04 |
| CVS CVS Health Corp. | Reduce -1.3% | 0.20% | −0.04 |
| FWRD Forward Air Corp. | Reduce -0.1% | 0.06% | −0.04 |
| EXPE Expedia Group Inc. | Reduce -43.1% | 0.03% | −0.03 |
| ORI Old Republic Intl Corp. | Reduce -3.0% | 0.13% | −0.03 |
| SNOW Snowflake Inc. | Reduce -3.3% | 0.05% | −0.03 |
| LYFT LYFT Inc. Class A | Reduce -83.8% | 0.00% | −0.03 |
| CSCO Cisco Systems Inc. | Reduce -0.0% | 0.61% | −0.03 |
| MA Mastercard Inc. Class A | Reduce -14.9% | 0.07% | −0.03 |
| TGNA Tegna Inc. | Sold out | 0.00% | −0.03 |
| ITB iShares U.S. Home Constructi | Reduce -4.0% | 0.16% | −0.03 |
| ACN Accenture PLC Class A | Reduce -54.9% | 0.01% | −0.03 |
| MDT Medtronic PLC | Reduce -13.4% | 0.07% | −0.02 |
| VXF Vanguard Extended Market ETF | Reduce -0.2% | 0.33% | −0.02 |
| EGP Eastgroup Properties Inc. | Reduce -99.3% | 0.00% | −0.02 |
| EXAS Exact Sciences Corp. | Sold out | 0.00% | −0.02 |
| BBY Best Buy Co. Inc. | Reduce -63.6% | 0.01% | −0.02 |
| RPV Invesco S&P 500 Pure Value E | Reduce -5.0% | 0.33% | −0.02 |
| REXR Rexford Industrial Realty Inc. | Reduce -9.0% | 0.06% | −0.02 |
| FDS Factset Research Systems Inc. | Reduce -68.9% | 0.01% | −0.02 |
| DHI D.R. Horton Inc. | Reduce -33.8% | 0.03% | −0.02 |
| PINS Pinterest Inc. Class A | Reduce -91.4% | 0.00% | −0.02 |
| AMT American Tower Corp. | Reduce -31.0% | 0.04% | −0.02 |
| ESTC Elastic NV | Reduce -33.5% | 0.01% | −0.02 |
| APO Apollo Global Management Inc. | Reduce -0.3% | 0.05% | −0.02 |
| BJUL Innovator U.S. Equity Buffer | Reduce -0.2% | 0.24% | −0.02 |
Portfolio Buys Q4 2025 → Q1 2026
| IGV iShares Expanded Tech-Softwa | New | 0.45% | +0.45 |
| NFLX Netflix Inc. | Add +42.0% | 0.85% | +0.24 |
| PSX Phillips 66 | Add +21.2% | 0.48% | +0.18 |
| COP Conocophillips | Add +67.6% | 0.27% | +0.15 |
| FYLD Cambria Foreign Shareholder | Add +4.6% | 1.14% | +0.14 |
| CAT Caterpillar Inc. | Add +2.2% | 0.85% | +0.14 |
| JNJ Johnson & Johnson | Add +0.4% | 1.24% | +0.14 |
| SYLD Cambria Shareholder Yield Et | Add +11.2% | 1.09% | +0.14 |
| AMZN Amazon.com Inc. | Add +27.2% | 1.58% | +0.13 |
| CGGO Cap Group Global Growth | Add +36.0% | 0.64% | +0.13 |
| MRK Merck & Co. Inc. | Add +16.0% | 0.61% | +0.13 |
| CGDV Cap Group Dividend Value | Add +29.3% | 0.65% | +0.11 |
| HUBS HubSpot Inc. | Add +4072.6% | 0.11% | +0.11 |
| CGNG Cap Group New Geography Eq | Add +1033.8% | 0.12% | +0.11 |
| HON Honeywell International Inc. | Add +4.8% | 0.75% | +0.10 |
| TCHP T Rowe Price Blue Chip Growt | Add +106.7% | 0.20% | +0.09 |
| STBF Perf Trust Short Term BD ETF | Add +42.8% | 0.32% | +0.08 |
| DE Deere & Co. | Add +24.4% | 0.27% | +0.08 |
| CGDG Cap Group Dividend Growers | Add +10.9% | 1.24% | +0.07 |
| PG The Procter & Gamble Co. | Add +43.4% | 0.25% | +0.07 |
| VZ Verizon Communications Inc. | Add +0.2% | 0.44% | +0.07 |
| PXF Invesco Rafi Developed Marke | Add +48.6% | 0.19% | +0.06 |
| OXY Occidental Petroleum Corp. | Add +15.7% | 0.15% | +0.06 |
| STX Seagate Technology Holdings | Add +7.0% | 0.20% | +0.06 |
| DDFM Innovator Edd 15 Buf ETF-Mar | New | 0.06% | +0.06 |
| KMI Kinder Morgan Inc. | Add +11.1% | 0.26% | +0.06 |
| AVUV Avantis US Small Cap Value | Add +2.5% | 1.11% | +0.06 |
| DOW Dow Inc. | Add +89.6% | 0.07% | +0.05 |
| GEV GE Vernova Inc. | Add +24.4% | 0.13% | +0.05 |
| TGT Target Corp. | Add +61.9% | 0.10% | +0.05 |
| CNI Canadian Natl Railway Co. | Add +48.3% | 0.14% | +0.05 |
| FIX Comfort Systems USA Inc. | Add +46.7% | 0.09% | +0.04 |
| DEM Wisdomtree Emerging Markets | Add +62.3% | 0.11% | +0.04 |
| EIX Edison International | Add +29.4% | 0.13% | +0.04 |
| BMY Bristol-Myers Squibb Co. | Add +21.3% | 0.19% | +0.04 |
| ARCC Ares Capital Corp. | Add +90.7% | 0.11% | +0.04 |
| SO The Southern Co. | Add +3.6% | 0.50% | +0.04 |
| GNRC Generac Holdings Inc. | Add +73.8% | 0.07% | +0.04 |
| MU Micron Technology Inc. | Add +39.1% | 0.11% | +0.04 |
| CGCV Cap Group Conservative Eq | New | 0.04% | +0.04 |
| SPGI S&P Global Inc. | Add +89.3% | 0.11% | +0.04 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +8.8% | 0.34% | +0.04 |
| VRT Vertiv Holdings Co. Class A | Add +64.8% | 0.06% | +0.03 |
| FTI Technipfmc PLC | Add +45.5% | 0.06% | +0.03 |
| AIOT Powerfleet Inc. | Add +165.8% | 0.11% | +0.03 |
| BURL Burlington Stores Inc. | Add +2832.8% | 0.03% | +0.03 |
| ETN Eaton Corp. PLC | Add +3.0% | 0.36% | +0.03 |
| TAGG T Rowe Price QM US Bond ETF | Add +81.7% | 0.08% | +0.03 |
| CEG Constellation Energy | Add +44.3% | 0.40% | +0.03 |
| CGMS Cap Group US Multi-Sect Bond | Add +18.2% | 0.32% | +0.03 |
Options Activity Q4 2025 → Q1 2026
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 1,000 | $614Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +62.7% | 454 | $541K |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | Reduce -31.7% | 57 | $5 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,629 | $2.7B | AAPL, NVDA, GOOGL, JPM, AMZN |
| Q1 2026 | 3,597 | $1.9B | NVDA, AAPL, GOOGL, JPM, PRF |
| Q4 2025 | 3,421 | $1.8B | NVDA, AAPL, GOOGL, JPM, MSFT |
| Q3 2025 | 3,127 | $1.8B | NVDA, AAPL, JPM, GOOGL, MSFT |
| Q2 2025 | 3,007 | $1.6B | NVDA, AAPL, JPM, MSFT, BRK.B |
| Q1 2025 | 3,015 | $1.5B | AAPL, NVDA, JPM, BRK.B, GOOGL |
| Q4 2024 | 2,941 | $1.5B | AAPL, NVDA, JPM, GOOGL, BX |
| Q3 2024 | 2,882 | $1.5B | AAPL, NVDA, JPM, BX, MSFT |
| Q2 2024 | 2,798 | $1.4B | AAPL, NVDA, GOOGL, MSFT, JPM |
| Q1 2024 | 2,262 | $1.4B | AAPL, NVDA, JPM, MSFT, BRK.B |