Round Rock Advisors LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 24, 2024), Round Rock Advisors LLC reported 190 stock positions worth $417.4 million. Its top holding was Vanguard High DVD Yield ETF (VYM) at 7.5% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 7.4%) and Vngrd Mrngstr MD-Cap ETF-Usd (VO, 5.3%). Compared with Q4 2023, it opened 12 new positions, sold out of 5, added to 56 and reduced 76. The biggest buy was Ishrs Ibnds Dec 27 Corp. ETF (IBDS, shares +443%) and the biggest sale Apple (AAPL, shares −6%).

Most Recent 13F
Q2 2026
Location
WILTON, CT
CIK
0001846991
Portfolio Value
$417.4M (Q1 2024)
SEC Filing
0001951757-24-000383 ↗ filed Apr 24, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $417.4M $417.4M Q1 2024 Q2 2024: $410.7M Q2 2024 Q3 2024: $427.8M Q3 2024 Q4 2024: $487.5M Q4 2024 Q1 2025: $539.2M Q1 2025 Q2 2025: $579.7M Q2 2025 Q3 2025: $631.2M Q3 2025 Q4 2025: $664.8M Q4 2025 Q1 2026: $653.5M Q1 2026 Q2 2026: $776.4M Q2 2026

Holdings 190 stocks · $417.4M
VYM Vanguard High DVD Yield ETF 7.55% 260,366 $31.5M Add +0.6%
QQQ Invesco QQQ Trust Series 1 7.44% 69,907 $31.0M Reduce -1.1%
VO Vngrd Mrngstr MD-Cap ETF-Usd 5.31% 88,700 $22.2M Reduce -2.3%
IJR iShares Core S&P Small-Cap E 5.15% 194,521 $21.5M Add +1.8%
SMH Vaneck Semiconductor ETF 4.39% 81,485 $18.3M Reduce -4.2%
AAPL Apple Inc. 3.87% 94,160 $16.1M Reduce -5.9%
MSFT Microsoft Corp. 3.62% 35,884 $15.1M Reduce -9.3%
BRK.A Berkshire Hathaway Inc. Class A 3.04% 20 $12.7M No change
XLI SS Industrial Select Sector 2.84% 94,221 $11.9M Add +1.0%
XLV SS Health Care Select Sector 2.49% 70,296 $10.4M Add +4.2%
DVY iShares Select Dividend ETF 2.44% 82,592 $10.2M Add +2.3%
RSP Invesco S&P 500 Equal Weight 2.43% 59,936 $10.2M Add +2.2%
XLK SS Technology Select Sector 1.71% 34,289 $7.1M Reduce -8.9%
GOOG Alphabet Inc. Class C 1.57% 42,978 $6.5M Reduce -20.0%
AMZN Amazon.com Inc. 1.57% 36,274 $6.5M Add +16.7%
JPST JPMorgan Ultra-Short Income 1.54% 127,312 $6.4M Add +3.9%
SPY SS SPDR S&P 500 ETF Trust-US 1.23% 9,814 $5.1M Reduce -1.3%
UNH Unitedhealth Group Inc. 1.21% 10,231 $5.1M Reduce -14.1%
USMV iShares MSCI USA Min Vol Fac 1.08% 53,721 $4.5M Reduce -4.0%
IBDR iShares Ibonds Dec 2026 Term 0.98% 171,627 $4.1M Add +63.7%
IBDQ iShares Ibonds Dec 2025 Term 0.98% 164,856 $4.1M Add +33.6%
KRE SS SPDR S&P Regional Bank 0.95% 78,480 $3.9M Add +2.9%
ABBV Abbvie Inc. 0.87% 19,978 $3.6M Reduce -15.2%
ELV Elevance Health Inc. 0.86% 6,900 $3.6M Reduce -19.5%
VCSH Vanguard S/T Corp. Bond ETF 0.68% 36,903 $2.9M Reduce -12.9%
JEPI JPMorgan Equity Premium Inco 0.68% 48,935 $2.8M Reduce -5.8%
CVX Chevron Corp. 0.67% 17,727 $2.8M Reduce -18.2%
HON Honeywell International Inc. 0.67% 13,576 $2.8M Reduce -15.9%
ICE Intercontinental Exchange Inc. 0.67% 20,273 $2.8M Reduce -25.8%
CVS CVS Health Corp. 0.66% 34,552 $2.8M Reduce -14.4%
ITT Itt Inc. 0.66% 20,183 $2.7M No change
APD Air Products & Chemicals Inc. 0.65% 11,212 $2.7M Reduce -22.3%
IVW iShares S&P 500 Growth ETF 0.64% 31,460 $2.7M Add +1.7%
STZ Constellation Brands Inc. Class A 0.63% 9,711 $2.6M Reduce -20.3%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.61% 13,325 $2.5M Add +0.9%
QQQM Invesco Nasdaq 100 ETF 0.58% 13,213 $2.4M Reduce -5.7%
CB Chubb Ltd. 0.55% 8,895 $2.3M Reduce -4.5%
IBDS Ishrs Ibnds Dec 27 Corp. ETF 0.54% 94,067 $2.2M Add +443.2%
VGT Vanguard Info Tech ETF 0.53% 4,234 $2.2M Add +2.2%
VIG Vanguard Dividend Apprec ETF 0.53% 12,151 $2.2M Reduce -0.9%
COF Capital One Financial Corp. 0.52% 14,563 $2.2M Reduce -13.5%
EFAV iShares MSCI Eafe Min Vol Fa 0.51% 29,774 $2.1M Reduce -5.3%
VTIP Vanguard Short-Term Tips 0.49% 42,935 $2.1M Reduce -16.4%
CMCSA Comcast Corp. Class A 0.48% 45,793 $2.0M Add +4.4%
XOM Exxon Mobil Corp. 0.47% 16,916 $2.0M Add +0.4%
HD Home Depot Inc. 0.47% 5,097 $2.0M Reduce -4.4%
IWF iShares Russell 1000 Growth 0.46% 5,727 $1.9M Add +7.4%
NXPI NXP Semiconductors NV 0.44% 7,480 $1.9M No change
GOOGL Alphabet Inc. Class A 0.43% 11,921 $1.8M Add +10.9%
WMB Williams Cos Inc. 0.43% 45,894 $1.8M Reduce -30.5%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.42% 7,275 $1.7M Add +0.6%
PEP Pepsico Inc. 0.40% 9,596 $1.7M Reduce -0.4%
IVV iShares Core S&P 500 ETF 0.40% 3,194 $1.7M Add +3.4%
IJH iShares Core S&P Midcap ETF 0.40% 27,589 $1.7M Reduce -8.1%
VTV Vanguard Mrngstr Val ETF-Aui 0.36% 9,321 $1.5M Reduce -9.4%
MU Micron Technology Inc. 0.36% 12,728 $1.5M No change
VIGI Vanguard Int Div App Indx FD 0.35% 18,139 $1.5M Reduce -7.2%
MRK Merck & Co. Inc. 0.33% 10,299 $1.4M Reduce -4.8%
EPD Enterprise Products Partners 0.31% 44,800 $1.3M No change
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.31% 3,238 $1.3M Add +3.9%
BRK.B Berkshire Hathaway Inc. Class B 0.31% 3,051 $1.3M Add +0.8%
NVDA Nvidia Corp. 0.29% 1,347 $1.2M Add +26.6%
RTX RTX Corp. 0.29% 12,464 $1.2M Add +20.7%
VTI VG Morningstar TS MKT ETF-US 0.28% 4,489 $1.2M Add +0.4%
XSD SS SPDR S&P Semiconductor 0.28% 4,987 $1.2M Add +3.0%
VB Vanguard Most SM-Cap ETF-Usd 0.27% 4,852 $1.1M Reduce -0.7%
JNJ Johnson & Johnson 0.26% 6,954 $1.1M Reduce -1.4%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.26% 4,147 $1.1M No change
DES Wisdomtree US Smallcap Divid 0.25% 31,955 $1.0M No change
CZR Caesars Entertainment Inc. 0.25% 23,687 $1.0M Reduce -30.0%
JPM JPMorgan Chase & Co. 0.25% 5,123 $1.0M Reduce -42.6%
C Citigroup Inc. 0.25% 16,187 $1.0M Reduce -16.9%
SPLV Invesco S&P 500 Low Volatili 0.24% 15,408 $1.0M Reduce -23.3%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.24% 5,170 $992K Reduce -3.5%
APH Amphenol Corp. Class A 0.24% 8,518 $983K No change
SUSA iShares ESG Optimized MSCI U 0.23% 8,772 $958K Add +1.8%
IVOG Vanguard S&P Mid-Cap 400 Gro 0.23% 8,286 $940K Reduce -0.9%
TSLA Tesla Inc. 0.23% 5,343 $939K Add +4.6%
IUSV iShares Core S&P U.S. Value 0.22% 10,121 $915K Reduce -5.6%
CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT 0.22% 35,434 $913K Reduce -11.3%
AMP Ameriprise Financial Inc. 0.21% 2,035 $892K Add +0.7%
AEM Agnico Eagle Mines Ltd. 0.21% 14,900 $889K No change
VCIT Vanguard Int-Term Corporate 0.21% 10,854 $874K Add +3.2%
IGA Voya Global Advan & Prem Opp 0.21% 96,005 $868K Reduce -13.0%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.21% 15,818 $858K Reduce -3.3%
BN Brookfield Corp. 0.21% 20,475 $857K No change
IWP iShares Russell Mid-Cap Grow 0.19% 6,895 $787K Reduce -0.3%
SHYG iShares 0-5 YR HY Corp. Bond 0.19% 18,278 $778K Add +0.1%
DELL Dell Technologies -C 0.18% 6,670 $761K Reduce -34.7%
IWY iShares Russell Top 200 Grow 0.18% 3,895 $760K Add +0.3%
ANET Arista Networks Inc. 0.18% 2,620 $760K Reduce -13.3%
MDY State Street SPDR S&P Midcap 0.18% 1,360 $757K Add +0.1%
IEFA iShares Core MSCI Eafe ETF 0.18% 9,964 $740K Add +3.2%
WH Wyndham Hotels & Resorts Inc. 0.18% 9,604 $737K Reduce -28.4%
SNOW Snowflake Inc. 0.18% 4,523 $731K New
AEE Ameren Corporation 0.17% 9,503 $703K Add +0.0%
VUG Vanguard Mrngstar GR ETF-Sui 0.17% 2,022 $696K Reduce -30.2%
PFE Pfizer Inc. 0.17% 25,011 $694K Add +0.6%
NFLX Netflix Inc. 0.17% 1,141 $693K Reduce -0.2%
VEA Vanguard Ftse Developed ETF 0.17% 13,803 $692K Reduce -11.3%
META Meta Platforms Inc. Class A 0.16% 1,409 $684K Add +30.5%
SDY SS SPDR S&P Dividend ETF 0.16% 5,147 $676K No change
GSIE Goldman Sachs Activebeta Int 0.16% 19,373 $664K Reduce -3.8%
MAR Marriott International Class A 0.15% 2,549 $643K No change
IWM iShares Russell 2000 ETF 0.15% 3,002 $631K Reduce -13.1%
MEM Matthews Em MKT Eqty Active 0.15% 20,654 $608K No change
ESML iShares ESG Aware MSCI USA S 0.14% 14,797 $596K Reduce -9.8%
XYL Xylem Inc. 0.14% 4,504 $582K Add +0.2%
PG The Procter & Gamble Co. 0.14% 3,564 $578K Reduce -2.6%
PYPL PayPal Holdings Inc. 0.13% 8,360 $560K Add +21.2%
VSGX Vanguard ESG Intl Stock ETF 0.13% 9,732 $559K Add +0.1%
EEM iShares MSCI Emerging Market 0.13% 13,537 $556K Add +1.0%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.13% 10,893 $553K Reduce -21.4%
KO The Coca-Cola Co. 0.13% 8,789 $538K Reduce -1.3%
IYH iShares U.S. Healthcare ETF 0.13% 8,661 $536K No change
SCHD Schwab US DVD Equity ETF 0.13% 6,596 $532K Add +0.5%
MMM 3M Co.-W/I 0.13% 5,004 $531K New
IBDP iShares Ibonds Dec 2024 Term 0.12% 20,442 $512K Add +63.9%
DE Deere & Co. 0.12% 1,227 $504K No change
GE General Electric Co.-Wi 0.12% 2,841 $499K New
BX Blackstone Inc. 0.12% 3,712 $488K Add +23.7%
MUB iShares National Muni Bond E 0.11% 4,430 $477K Reduce -3.7%
ONEQ Fidelity Nasdaq Comp Indx 0.11% 7,395 $476K No change
TNL Travel + Leisure Co. 0.11% 9,360 $458K No change
VHT Vanguard Health Care ETF 0.11% 1,692 $458K No change
MINT PIMCO Enhanced Short Maturit 0.11% 4,375 $440K No change
TMO Thermo Fisher Scientific Inc. 0.10% 741 $431K No change
EMNT PIMCO Enhcd St M-Active ESG 0.10% 4,312 $425K Reduce -1.4%
SMDV Proshrs RSL 2000 DVD GRW ETF 0.10% 6,560 $420K No change
XIGDX Voya GLBL Eqty DVD & PRM Opp 0.10% 76,634 $406K No change
PARAA Paramount Global Class B 0.10% 34,233 $403K No change
UNP Union Pacific Corp. 0.10% 1,622 $399K No change
YUM Yum! Brands Inc. 0.09% 2,858 $396K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.09% 3,222 $394K Add +23.4%
FBND Fidelity Total Bond ETF 0.09% 8,574 $388K Add +0.0%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.09% 6,690 $385K Add +0.7%
AXP American Express Co. 0.09% 1,679 $382K Add +9.4%
VZ Verizon Communications Inc. 0.09% 8,987 $377K Reduce -1.8%
PNR Pentair PLC 0.09% 4,300 $367K No change
ICSH iShares Ultra Short Duration 0.09% 7,210 $365K No change
GS Goldman Sachs Group Inc. 0.09% 860 $359K Add +7.5%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.09% 2,289 $357K Reduce -0.9%
ORCL Oracle Corp. 0.09% 2,833 $356K Add +2.0%
T AT&T Inc. 0.09% 20,163 $355K No change
REGN Regeneron Pharmaceuticals 0.08% 368 $354K Reduce -20.0%
BGB Blackstone Strategic Credit 0.08% 29,498 $351K No change
VTEB Vanguard Tax-Exempt Bond ETF 0.08% 6,907 $349K No change
NVS Novartis AG-Sponsored ADR 0.08% 3,500 $339K No change
DGRO iShares Core Dividend Growth 0.08% 5,719 $332K New
DOW Dow Inc. 0.08% 5,691 $330K Reduce -6.3%
DD Dupont DE Nemours Inc. 0.08% 4,156 $319K Reduce -27.8%
DVN Devon Energy Corp. 0.08% 6,295 $316K No change
XRNPX Cohen & Steers REIT and Pref 0.07% 14,365 $302K Reduce -30.0%
SHOP Shopify Inc. Class A 0.07% 3,880 $299K No change
NBH Neuberger Municipal Fund Inc. 0.07% 28,431 $298K Reduce -15.0%
SO The Southern Co. 0.07% 4,121 $296K No change
LLY Eli Lilly & Co. 0.07% 369 $287K New
BA The Boeing Co. 0.07% 1,475 $285K Add +13.5%
WMT Walmart Inc. 0.07% 4,659 $280K No change
PANW Palo Alto Networks Inc. 0.07% 982 $279K No change
CTVA Corteva Inc. 0.07% 4,821 $278K Reduce -13.3%
VOO Vanguard S&P 500 ETF 0.07% 577 $277K New
WPC WP Carey Inc. 0.07% 4,814 $272K No change
TEI Templeton Emrg MKTS Inc. 0.06% 49,498 $269K Add +0.1%
EMF Templeton Emerging Markets 0.06% 22,397 $267K No change
MSD Morgan Stanley Emrg MKT Debt 0.06% 36,324 $263K Reduce -17.1%
CRM Salesforce Inc. 0.06% 837 $252K New
ZBH Zimmer Biomet Holdings Inc. 0.06% 1,900 $251K No change
BCV Bancroft Fund Ltd. 0.06% 15,650 $250K Reduce -2.9%
GDX Vaneck Gold Miners ETF 0.06% 7,598 $240K Reduce -12.1%
VXUS Vanguard Total Intl Stock 0.06% 3,963 $239K No change
COST Costco Wholesale Corp. 0.06% 325 $238K Add +6.6%
XLF SS Financial Select Sector 0.06% 5,621 $237K New
CARR Carrier Global Corp. 0.06% 4,013 $233K New
VCR Vanguard Consumer Discre ETF 0.05% 720 $229K No change
AMD Advanced Micro Devices 0.05% 1,239 $224K New
ESGV Vanguard ESG US Stock ETF 0.05% 2,355 $219K No change
EOS Eaton Vance Enh Eqt Inc. II 0.05% 10,836 $219K Add +0.3%
BAM Brookfield Asset Mgmt-A 0.05% 5,153 $217K New
GILD Gilead Sciences Inc. 0.05% 2,950 $216K No change
VCEB Vanguard ESG US Corp. Bond 0.05% 3,408 $214K No change
ESGD iShares Trust iShares ESG Aw 0.05% 2,648 $212K Reduce -12.9%
WTW Willis Towers Watson PLC 0.05% 760 $209K New
SBUX Starbucks Corp. 0.05% 2,266 $207K Add +1.8%
BOND PIMCO Active Bond Exchange-T 0.05% 2,223 $204K Reduce -7.9%
MHD BlackRock Muniholdings Fund 0.04% 14,856 $179K Reduce -14.4%
XBKNX BlackRock Invest QLTY Muni 0.03% 10,900 $135K No change
IHD Voya Emrg MRKT Hi DVD Eqty 0.01% 11,030 $58K Reduce -8.3%
PPT Franklin Premir Inc. Trust-Ui 0.01% 12,000 $42K No change
QSI Quantum-Si Inc. 0.01% 11,855 $23K Reduce -14.9%

Portfolio Sells Q4 2023 → Q1 2024
AAPL Apple Inc. Reduce -5.9% 3.87% −0.98
UNH Unitedhealth Group Inc. Reduce -14.1% 1.21% −0.37
APD Air Products & Chemicals Inc. Reduce -22.3% 0.65% −0.34
GOOG Alphabet Inc. Class C Reduce -20.0% 1.57% −0.34
ICE Intercontinental Exchange Inc. Reduce -25.8% 0.67% −0.22
HON Honeywell International Inc. Reduce -15.9% 0.67% −0.18
ELV Elevance Health Inc. Reduce -19.5% 0.86% −0.16
CZR Caesars Entertainment Inc. Reduce -30.0% 0.25% −0.15
WMB Williams Cos Inc. Reduce -30.5% 0.43% −0.15
CVX Chevron Corp. Reduce -18.2% 0.67% −0.14
CVS CVS Health Corp. Reduce -14.4% 0.66% −0.14
VCSH Vanguard S/T Corp. Bond ETF Reduce -12.9% 0.68% −0.14
JPM JPMorgan Chase & Co. Reduce -42.6% 0.25% −0.14
MMM 3M Co. Sold out 0.00% −0.14
MSFT Microsoft Corp. Reduce -9.3% 3.62% −0.13
VTIP Vanguard Short-Term Tips Reduce -16.4% 0.49% −0.12
XLK SS Technology Select Sector Reduce -8.9% 1.71% −0.11
STZ Constellation Brands Inc. Class A Reduce -20.3% 0.63% −0.11
WH Wyndham Hotels & Resorts Inc. Reduce -28.4% 0.18% −0.10
SPLV Invesco S&P 500 Low Volatili Reduce -23.3% 0.24% −0.07
GE General Electric Sold out 0.00% −0.06
VUG Vanguard Mrngstar GR ETF-Sui Reduce -30.2% 0.17% −0.06
XBI SS SPDR S&P Biotech ETF Sold out 0.00% −0.06
VNQ Vanguard Real Estate ETF Sold out 0.00% −0.05
ABBV Abbvie Inc. Reduce -15.2% 0.87% −0.05
JMST JPM Ultra-Short Muni Income Reduce -21.4% 0.13% −0.04
EFAV iShares MSCI Eafe Min Vol Fa Reduce -5.3% 0.51% −0.04
JEPI JPMorgan Equity Premium Inco Reduce -5.8% 0.68% −0.04
COF Capital One Financial Corp. Reduce -13.5% 0.52% −0.04
VIGI Vanguard Int Div App Indx FD Reduce -7.2% 0.35% −0.04
DD Dupont DE Nemours Inc. Reduce -27.8% 0.08% −0.04
XRNPX Cohen & Steers REIT and Pref Reduce -30.0% 0.07% −0.03
IGA Voya Global Advan & Prem Opp Reduce -13.0% 0.21% −0.03
VTV Vanguard Mrngstr Val ETF-Aui Reduce -9.4% 0.36% −0.02
IWM iShares Russell 2000 ETF Reduce -13.1% 0.15% −0.02
USMV iShares MSCI USA Min Vol Fac Reduce -4.0% 1.08% −0.02
VEA Vanguard Ftse Developed ETF Reduce -11.3% 0.17% −0.02
CGXU Cap Group Intl Focus Reduce -11.3% 0.22% −0.02
UNITED STS NAT GAS FD LP Sold out 0.00% −0.02
IJH iShares Core S&P Midcap ETF Reduce -8.1% 0.40% −0.02
REGN Regeneron Pharmaceuticals Reduce -20.0% 0.08% −0.02
QQQM Invesco Nasdaq 100 ETF Reduce -5.7% 0.58% −0.02
NBH Neuberger Municipal Fund Inc. Reduce -15.0% 0.07% −0.02
JNJ Johnson & Johnson Reduce -1.4% 0.26% −0.01
DELL Dell Technologies -C Reduce -34.7% 0.18% −0.01
ESML iShares ESG Aware MSCI USA S Reduce -9.8% 0.14% −0.01
MSD Morgan Stanley Emrg MKT Debt Reduce -17.1% 0.06% −0.01
MUB iShares National Muni Bond E Reduce -3.7% 0.11% −0.01
GDX Vaneck Gold Miners ETF Reduce -12.1% 0.06% −0.01
PEP Pepsico Inc. Reduce -0.4% 0.40% −0.01

Portfolio Buys Q4 2023 → Q1 2024
IBDS Ishrs Ibnds Dec 27 Corp. ETF Add +443.2% 0.54% +0.43
AMZN Amazon.com Inc. Add +16.7% 1.57% +0.38
IBDR iShares Ibonds Dec 2026 Term Add +63.7% 0.98% +0.35
VYM Vanguard High DVD Yield ETF Add +0.6% 7.55% +0.27
IBDQ iShares Ibonds Dec 2025 Term Add +33.6% 0.98% +0.21
SNOW Snowflake Inc. New 0.18% +0.18
XLV SS Health Care Select Sector Add +4.2% 2.49% +0.17
XLI SS Industrial Select Sector Add +1.0% 2.84% +0.17
NVDA Nvidia Corp. Add +26.6% 0.29% +0.16
MMM 3M Co.-W/I New 0.13% +0.13
GE General Electric Co.-Wi New 0.12% +0.12
RSP Invesco S&P 500 Equal Weight Add +2.2% 2.43% +0.10
DGRO iShares Core Dividend Growth New 0.08% +0.08
RTX RTX Corp. Add +20.7% 0.29% +0.07
LLY Eli Lilly & Co. New 0.07% +0.07
META Meta Platforms Inc. Class A Add +30.5% 0.16% +0.07
VOO Vanguard S&P 500 ETF New 0.07% +0.07
IBM Intl Business Machines Corp. Add +0.9% 0.61% +0.07
CRM Salesforce Inc. New 0.06% +0.06
XLF SS Financial Select Sector New 0.06% +0.06
CARR Carrier Global Corp. New 0.06% +0.06
IWF iShares Russell 1000 Growth Add +7.4% 0.46% +0.06
DVY iShares Select Dividend ETF Add +2.3% 2.44% +0.06
AMD Advanced Micro Devices New 0.05% +0.05
GOOGL Alphabet Inc. Class A Add +10.9% 0.43% +0.05
BAM Brookfield Asset Mgmt-A New 0.05% +0.05
IVW iShares S&P 500 Growth ETF Add +1.7% 0.64% +0.05
WTW Willis Towers Watson PLC New 0.05% +0.05
XOM Exxon Mobil Corp. Add +0.4% 0.47% +0.05
IBDP iShares Ibonds Dec 2024 Term Add +63.9% 0.12% +0.04
BRK.B Berkshire Hathaway Inc. Class B Add +0.8% 0.31% +0.04
DIS The Walt Disney Co. Add +23.4% 0.09% +0.04
IVV iShares Core S&P 500 ETF Add +3.4% 0.40% +0.03
PYPL PayPal Holdings Inc. Add +21.2% 0.13% +0.03
VGT Vanguard Info Tech ETF Add +2.2% 0.53% +0.03
VV Vngrd Mrgstr LRG-Cap ETF-Usd Add +0.6% 0.42% +0.02
AMP Ameriprise Financial Inc. Add +0.7% 0.21% +0.02
AXP American Express Co. Add +9.4% 0.09% +0.02
BX Blackstone Inc. Add +23.7% 0.12% +0.02
DIA SS SPDR Dow Jones Indus Avg Add +3.9% 0.31% +0.01
VTI VG Morningstar TS MKT ETF-US Add +0.4% 0.28% +0.01
ORCL Oracle Corp. Add +2.0% 0.09% +0.01
SUSA iShares ESG Optimized MSCI U Add +1.8% 0.23% +0.01
IWY iShares Russell Top 200 Grow Add +0.3% 0.18% +0.01
XYL Xylem Inc. Add +0.2% 0.14% +0.01
GS Goldman Sachs Group Inc. Add +7.5% 0.09% +0.01
MDY State Street SPDR S&P Midcap Add +0.1% 0.18% +0.01
COST Costco Wholesale Corp. Add +6.6% 0.06% +0.01
IEFA iShares Core MSCI Eafe ETF Add +3.2% 0.18% +0.01
BNY Bank of New York Mellon Corp. Add +0.7% 0.09% +0.01

Notes & Other Activity Q4 2023 → Q1 2024
SQFTW Presidio Property TRST -CW27 *W EXP 01/24/202 Sold out 13,110 $787before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 318$776.4MQQQ, SMH, VYM, JPST, IJR
Q1 2026 318$653.5MVYM, QQQ, JPST, SMH, IJR
Q4 2025Amended 326$664.8MQQQ, JPST, VYM, SMH, IJR
Q3 2025 327$631.2MQQQ, JPST, VYM, SMH, IJR
Q2 2025 215$579.7MJPST, QQQ, VYM, SMH, VO
Q1 2025 216$539.2MJPST, VYM, QQQ, VO, IJR
Q4 2024 217$487.5MJPST, QQQ, VYM, AAPL, IJR
Q3 2024 183$427.8MVYM, QQQ, IJR, VO, AAPL
Q2 2024 180$410.7MQQQ, VYM, IJR, SMH, VO
Q1 2024 190$417.4MVYM, QQQ, VO, IJR, SMH