Round Rock Advisors LLC

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), Round Rock Advisors LLC reported 327 stock positions worth $631.2 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 7.7% of the portfolio, followed by JPMorgan Ultra-Short Income (JPST, 7.1%) and Vanguard High DVD Yield ETF (VYM, 6.8%). Compared with Q2 2025, it opened 149 new positions, sold out of 37, added to 66 and reduced 67. The biggest buy was a new position in Amer Cent SH Dur Strat (SDSI) and the biggest sale JPMorgan Ultra-Short Income (JPST, shares −26%).

Most Recent 13F
Q2 2026
Location
WILTON, CT
CIK
0001846991
Portfolio Value
$631.2M (Q3 2025)
SEC Filing
0001951757-25-001443 ↗ filed Nov 14, 2025

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $417.4M Q1 2024 Q2 2024: $410.7M Q2 2024 Q3 2024: $427.8M Q3 2024 Q4 2024: $487.5M Q4 2024 Q1 2025: $539.2M Q1 2025 Q2 2025: $579.7M Q2 2025 Q3 2025: $631.2M $631.2M Q3 2025 Q4 2025: $664.8M Q4 2025 Q1 2026: $653.5M Q1 2026 Q2 2026: $776.4M Q2 2026

Holdings 327 stocks · $631.2M

QQQ Invesco QQQ Trust Series 1 7.67% 80,588 $48.4M Add +3.3%
JPST JPMorgan Ultra-Short Income 7.07% 879,756 $44.6M Reduce -25.6%
VYM Vanguard High DVD Yield ETF 6.77% 303,037 $42.7M Add +2.1%
SMH Vaneck Semiconductor ETF 4.65% 89,946 $29.4M Add +0.1%
IJR iShares Core S&P Small-Cap E 4.48% 238,195 $28.3M Add +5.8%
VO Vngrd Mrngstr MD-Cap ETF-Usd 4.36% 93,639 $27.5M Add +5.4%
AAPL Apple Inc. 2.83% 70,116 $17.9M Reduce -16.2%
MSFT Microsoft Corp. 2.78% 33,903 $17.6M Reduce -5.8%
XLI SS Industrial Select Sector 2.68% 109,708 $16.9M Add +1.3%
DVY iShares Select Dividend ETF 2.43% 108,036 $15.4M Add +3.2%
BRK.A Berkshire Hathaway Inc. Class A 2.39% 20 $15.1M No change
XLV SS Health Care Select Sector 2.20% 99,958 $13.9M Add +9.3%
RSP Invesco S&P 500 Equal Weight 2.16% 71,961 $13.7M Reduce -3.9%
GOOG Alphabet Inc. Class C 1.55% 40,186 $9.8M Reduce -0.3%
SDSI Amer Cent SH Dur Strat Inc. 1.37% 167,279 $8.6M New
XLK SS Technology Select Sector 1.36% 30,547 $8.6M Reduce -1.5%
SPY SS SPDR S&P 500 ETF Trust-US 1.36% 12,918 $8.6M Add +22.5%
NBSD Neuberger Short Duration Inc. 1.36% 167,892 $8.6M New
AMZN Amazon.com Inc. 1.31% 37,646 $8.3M Add +0.1%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.78% 56,803 $5.0M Add +5.9%
USMV iShares MSCI USA Min Vol Fac 0.72% 48,013 $4.6M Reduce -1.6%
ABBV Abbvie Inc. 0.72% 19,579 $4.5M Reduce -4.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.71% 15,798 $4.5M Add +2.5%
NVDA Nvidia Corp. 0.70% 23,533 $4.4M Add +0.7%
ICE Intercontinental Exchange Inc. 0.69% 26,028 $4.4M Reduce -0.4%
IVW iShares S&P 500 Growth ETF 0.60% 31,178 $3.8M Add +0.1%
ITT Itt Inc. 0.58% 20,417 $3.6M No change
XOM Exxon Mobil Corp. 0.57% 31,880 $3.6M Reduce -4.9%
UNH Unitedhealth Group Inc. 0.55% 10,113 $3.5M Add +0.1%
QQQM Invesco Nasdaq 100 ETF 0.54% 13,859 $3.4M Reduce -0.8%
COF Capital One Financial Corp. 0.49% 14,483 $3.1M Reduce -0.0%
APD Air Products & Chemicals Inc. 0.47% 10,972 $3.0M Reduce -0.0%
XLE SS Energy Select Sector 0.44% 31,252 $2.8M Reduce -13.0%
TSLA Tesla Inc. 0.43% 6,131 $2.7M Add +10.1%
WMB Williams Cos Inc. 0.43% 42,761 $2.7M Add +0.4%
IBDR iShares Ibonds Dec 2026 Term 0.42% 109,735 $2.7M Add +0.1%
IBDQ iShares Ibonds Dec 2025 Term 0.42% 104,780 $2.6M Reduce -2.9%
CB Chubb Ltd. 0.39% 8,731 $2.5M Add +0.3%
GOOGL Alphabet Inc. Class A 0.38% 9,936 $2.4M Add +12.2%
CVX Chevron Corp. 0.36% 14,628 $2.3M No change
HON Honeywell International Inc. 0.33% 9,876 $2.1M Reduce -20.4%
ELV Elevance Health Inc. 0.33% 6,431 $2.1M Reduce -5.5%
APH Amphenol Corp. Class A 0.33% 16,657 $2.1M Reduce -1.2%
VIG Vanguard Dividend Apprec ETF 0.32% 9,370 $2.0M Reduce -1.1%
VGT Vanguard Info Tech ETF 0.32% 2,678 $2.0M Reduce -0.7%
JEPI JPMorgan Equity Premium Inco 0.31% 34,593 $2.0M Reduce -1.6%
BRK.B Berkshire Hathaway Inc. Class B 0.31% 3,844 $1.9M Reduce -15.7%
IBDS Ishrs Ibnds Dec 27 Corp. ETF 0.30% 77,203 $1.9M Add +0.1%
ORCL Oracle Corp. 0.29% 6,485 $1.8M Add +0.4%
JNJ Johnson & Johnson 0.28% 9,589 $1.8M Add +0.4%
AEM Agnico Eagle Mines Ltd. 0.28% 10,500 $1.8M Reduce -0.6%
SWIM Latham Group Inc. 0.28% 228,696 $1.8M New
IVV iShares Core S&P 500 ETF 0.27% 2,598 $1.7M Add +1.8%
C Citigroup Inc. 0.27% 17,085 $1.7M Add +0.6%
NFLX Netflix Inc. 0.26% 1,357 $1.6M Add +7.4%
JPM JPMorgan Chase & Co. 0.25% 5,030 $1.6M Add +0.3%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.25% 5,052 $1.6M Reduce -0.8%
NXPI NXP Semiconductors NV 0.25% 6,802 $1.5M Add +0.8%
META Meta Platforms Inc. Class A 0.24% 2,094 $1.5M Reduce -2.1%
VOO Vanguard S&P 500 ETF 0.24% 2,498 $1.5M Add +2.3%
ANET Arista Networks Inc. 0.24% 10,491 $1.5M Add +0.0%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.24% 3,249 $1.5M No change
VCSH Vanguard S/T Corp. Bond ETF 0.24% 18,641 $1.5M Add +0.5%
PEP Pepsico Inc. 0.23% 10,131 $1.4M Add +0.1%
TDOC Teladoc Health Inc. 0.22% 170,313 $1.4M New
BN Brookfield Corp. 0.22% 20,475 $1.4M No change
WMT Walmart Inc. 0.19% 11,702 $1.2M Add +7.8%
EPD Enterprise Products Partners 0.19% 38,435 $1.2M Reduce -1.3%
SUSA iShares ESG Optimized MSCI U 0.19% 8,616 $1.2M No change
CVS CVS Health Corp. 0.18% 15,041 $1.1M Reduce -0.5%
GS Goldman Sachs Group Inc. 0.18% 1,412 $1.1M Add +4.9%
EFAV iShares MSCI Eafe Min Vol Fa 0.18% 13,184 $1.1M Reduce -1.2%
PLUS Eplus Inc. 0.18% 15,302 $1.1M New
IWY iShares Russell Top 200 Grow 0.18% 4,047 $1.1M Add +0.4%
PLPC Preformed Line Products Co. 0.17% 4,703 $1.1M New
IJH iShares Core S&P Midcap ETF 0.17% 16,831 $1.1M Reduce -1.4%
RTX RTX Corp. 0.17% 6,526 $1.1M Reduce -35.1%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.17% 18,945 $1.1M Add +4.7%
AAMI Acadian Asset Management Inc. 0.17% 22,778 $1.1M New
VBK Van Morst SML-Cap Gro-Usd Inc. 0.17% 3,621 $1.1M No change
MMM 3M Co. 0.17% 6,866 $1.1M Add +8.5%
AEE Ameren Corporation 0.17% 10,166 $1.1M No change
VTIP Vanguard Short-Term Tips 0.17% 20,829 $1.1M Add +1.4%
IDR Idaho Strategic Resources Inc. 0.17% 30,230 $1.0M New
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.16% 9,398 $1.0M Reduce -3.2%
VTV Vanguard Mrngstr Val ETF-Aui 0.16% 5,486 $1.0M Add +12.9%
LZ Legalzoomcom Inc. 0.16% 98,132 $1.0M New
SONO Sonos Inc. 0.16% 58,397 $1.0M New
HZO Marinemax Inc. 0.16% 38,468 $1.0M New
DELL Dell Technologies -C 0.16% 7,051 $1000K No change
ICSH iShares Ultra Short Duration 0.16% 19,629 $996K Add +24.2%
AMP Ameriprise Financial Inc. 0.16% 2,020 $992K No change
CMCSA Comcast Corp. Class A 0.15% 31,054 $976K Reduce -21.7%
SNOW Snowflake Inc. 0.15% 4,312 $973K No change
CIFR Cipher Digital Inc. 0.15% 74,951 $944K New
SPLV Invesco S&P 500 Low Volatili 0.15% 12,674 $931K Add +0.0%
VIGI Vanguard Int Div App Indx FD 0.15% 10,307 $923K Reduce -0.3%
IWP iShares Russell Mid-Cap Grow 0.14% 6,429 $916K Reduce -1.0%
HD Home Depot Inc. 0.14% 2,191 $888K Add +9.1%
WH Wyndham Hotels & Resorts Inc. 0.14% 11,002 $879K No change
USLM United States Lime & Mineral 0.14% 6,420 $868K New
VCIT Vanguard Int-Term Corporate 0.14% 10,245 $862K Add +0.1%
GE General Electric filed as GE AEROSPACE 0.14% 2,854 $859K No change
SCHD Schwab US DVD Equity ETF 0.14% 31,278 $854K Add +0.5%
HAPN Happen Inc. filed as LENDINGCLUB CORP 0.13% 47,505 $843K New
ALNT Allient Inc. 0.13% 14,918 $832K New
SHYG iShares 0-5 YR HY Corp. Bond 0.13% 19,058 $825K Reduce -0.1%
PKE Park Aerospace Corp. 0.13% 41,090 $812K New
MRK Merck & Co. Inc. 0.13% 9,600 $806K Reduce -0.2%
AXP American Express Co. 0.13% 2,382 $791K Add +6.7%
LBRT Liberty Energy Inc. 0.12% 63,050 $778K New
ARRY Array Technologies Inc. 0.12% 86,659 $776K New
PG The Procter & Gamble Co. 0.12% 5,031 $773K Reduce -15.6%
IVOG Vanguard S&P Mid-Cap 400 Gro 0.12% 6,432 $768K Reduce -0.7%
FEIM Frequency Electronics Inc. 0.12% 19,248 $765K New
ODC Oil-Dri Corp. of America 0.12% 12,440 $761K New
PFE Pfizer Inc. 0.12% 29,468 $751K Add +78.7%
VEA Vanguard Ftse Developed ETF 0.12% 12,421 $744K Reduce -0.3%
DE Deere & Co. 0.12% 1,623 $742K Reduce -1.5%
GENI Genius Sports Ltd. 0.12% 60,325 $731K New
KO The Coca-Cola Co. 0.12% 11,015 $731K Add +0.4%
DGRO iShares Core Dividend Growth 0.11% 10,643 $725K Add +5.2%
MU Micron Technology Inc. 0.11% 4,308 $721K Reduce -10.4%
EEM iShares MSCI Emerging Market 0.11% 13,417 $716K No change
TE T1 Energy Inc. 0.11% 193,115 $716K New
IWM iShares Russell 2000 ETF 0.11% 2,847 $689K Reduce -5.2%
MDY State Street SPDR S&P Midcap 0.11% 1,153 $687K Reduce -7.1%
SXI Standex International Corp. 0.11% 2,986 $687K New
REX Rex American Resources Corp. 0.11% 22,300 $683K New
XYL Xylem Inc. 0.11% 4,542 $670K No change
MYRG MYR Group Inc./Delaware 0.10% 3,124 $653K New
ONEQ Fidelity Nasdaq Comp Indx 0.10% 7,245 $646K Reduce -4.8%
TCBI Texas Capital Bancshares Inc. 0.10% 7,636 $646K New
HCI Hci Group Inc. 0.10% 3,080 $636K New
VSGX Vanguard ESG Intl Stock ETF 0.10% 9,161 $635K Reduce -2.6%
STZ Constellation Brands Inc. Class A 0.10% 4,714 $635K Reduce -34.3%
PANW Palo Alto Networks Inc. 0.10% 3,116 $634K Add +2.7%
NPKI NPK International Inc. 0.10% 49,550 $633K New
MCD McDonald's Corp. 0.10% 2,083 $633K Reduce -0.1%
MAR Marriott International Class A 0.10% 2,423 $631K Reduce -4.9%
NBBK NB Bancorp Inc. 0.10% 33,970 $621K New
ESML iShares ESG Aware MSCI USA S 0.10% 13,733 $619K Reduce -2.3%
LMAT Lemaitre Vascular Inc. 0.10% 6,933 $617K New
OPY Oppenheimer Holdings Class A 0.10% 8,924 $614K New
VB Vanguard Most SM-Cap ETF-Usd 0.10% 2,407 $612K No change
ATMU Atmus Filtration Technologie 0.10% 13,458 $607K New
BLBD Blue Bird Corp. 0.10% 10,838 $605K New
SSRM SSR Mining Inc. 0.10% 25,792 $600K New
TILE Interface Inc. 0.09% 20,646 $597K New
TRNS Transcat Inc. 0.09% 7,601 $593K New
THRM Gentherm Inc. 0.09% 15,890 $590K New
PRCH Porch Group Inc. 0.09% 35,789 $584K New
XERS Xeris Biopharma Holdings Inc. 0.09% 63,772 $582K New
NWPX NWPX Infrastructure Inc. 0.09% 10,718 $582K New
AVGO Broadcom Inc. 0.09% 1,755 $579K Add +6.1%
SHOP Shopify Inc. Class A 0.09% 3,880 $577K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.09% 4,987 $571K Add +3.3%
AEIS Advanced Energy Industries 0.09% 3,264 $556K New
PSMT Pricesmart Inc. 0.09% 4,510 $555K New
GRBK Green Brick Partners Inc. 0.09% 8,970 $554K New
ESE Esco Technologies Inc. 0.09% 2,592 $547K New
CLMB Climb Global Solutions Inc. 0.08% 4,060 $533K New
VZ Verizon Communications Inc. 0.08% 12,063 $530K Add +119.0%
ITA iShares U.S. Aerospace & Def 0.08% 2,500 $523K New
BC Brunswick Corp. 0.08% 8,254 $522K New
CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT 0.08% 17,543 $520K No change
TNL Travel + Leisure Co. 0.08% 8,729 $519K No change
PLTR Palantir Technologies Inc. Class A 0.08% 2,837 $518K Reduce -1.1%
WPC WP Carey Inc. 0.08% 7,634 $516K Add +3.7%
GDX Vaneck Gold Miners ETF 0.08% 6,693 $511K No change
NEU Newmarket Corp. 0.08% 612 $507K New
HROW Harrow Inc. 0.08% 10,385 $500K New
HALO Halozyme Therapeutics Inc. 0.08% 6,809 $499K New
ALKS Alkermes PLC 0.08% 16,590 $498K New
CPRX Catalyst Pharmaceuticals Inc. 0.08% 25,110 $497K New
AAON Aaon Inc. 0.08% 5,258 $491K New
DES Wisdomtree US Smallcap Divid 0.08% 14,531 $489K Reduce -2.1%
SCHX Schwab US Large-Cap ETF 0.08% 18,572 $489K Add +1.1%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.08% 2,334 $487K No change
PNR Pentair PLC 0.08% 4,300 $476K No change
BKNG Booking Holdings Inc. 0.08% 88 $475K Add +18.9%
VTOL Bristow Group Inc. 0.08% 11,453 $475K New
ARLO Arlo Technologies Inc. 0.07% 25,005 $469K New
IGA Voya Global Advan & Prem Opp 0.07% 47,168 $468K No change
ANIP Ani Pharmaceuticals Inc. 0.07% 4,930 $468K New
IIIN Insteel Industries Inc. 0.07% 15,062 $464K New
CRAI Cra International Inc. 0.07% 2,370 $446K New
EXTR Extreme Networks Inc. 0.07% 20,920 $442K New
RUSHA Rush Enterprises Inc. Class A 0.07% 8,154 $436K New
YUM Yum! Brands Inc. 0.07% 2,842 $432K No change
RBC RBC Bearings Inc. 0.07% 1,105 $431K New
THO Thor Industries Inc. 0.07% 4,157 $431K New
FNDF Schwab Fndmn Intl LRG Co. ETF 0.07% 9,979 $429K Add +0.8%
SCSC Scansource Inc. 0.07% 9,736 $428K New
AKBA Akebia Therapeutics Inc. 0.07% 143,248 $427K New
HLI Houlihan Lokey Inc. 0.07% 2,073 $426K New
OMCL Omnicell Inc. 0.07% 13,749 $425K New
MEM Matthews Em MKT Eqty Active 0.07% 11,634 $422K No change
PRVA Privia Health Group Inc. 0.07% 16,747 $417K New
MYE Myers Industries Inc. 0.07% 24,455 $416K New
SHLS Shoals Technologies Group -A 0.07% 55,771 $413K New
MYFW First Western Financial Inc. 0.07% 18,210 $413K New
MGRC McGrath Rentcorp 0.07% 3,514 $412K New
BLZE Backblaze Inc. Class A 0.07% 39,061 $410K New
UPLD Upland Software Inc. 0.06% 188,846 $410K New
IEFA iShares Core MSCI Eafe ETF 0.06% 4,673 $408K No change
STRL Sterling Infrastructure Inc. 0.06% 1,199 $407K New
RH RH 0.06% 2,000 $406K No change
ACA Arcosa Inc. 0.06% 4,306 $404K New
IWF iShares Russell 1000 Growth 0.06% 854 $400K Reduce -0.7%
VHT Vanguard Health Care ETF 0.06% 1,516 $394K Reduce -3.2%
SDY SS SPDR S&P Dividend ETF 0.06% 2,808 $393K Add +1.8%
EVTC Evertec Inc. 0.06% 11,564 $391K New
UAL United Airlines Holdings Inc. 0.06% 4,003 $386K Reduce -1.1%
UNP Union Pacific Corp. 0.06% 1,624 $384K Add +2.0%
KRNT Kornit Digital Ltd. 0.06% 28,087 $379K New
AZZ Azz Inc. 0.06% 3,471 $379K New
EMNT PIMCO Enhcd St M-Active ESG 0.06% 3,803 $376K Reduce -0.3%
AORT Artivion Inc. 0.06% 8,560 $372K New
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.06% 7,200 $371K No change
GSIE Goldman Sachs Activebeta Int 0.06% 8,938 $367K Reduce -0.6%
COST Costco Wholesale Corp. 0.06% 379 $351K Add +12.5%
DAKT Daktronics Inc. 0.06% 17,610 $350K New
UTI Universal Technical Institut 0.06% 10,273 $349K New
DGII Digi International Inc. 0.06% 8,880 $348K New
VPG Vishay Precision Group 0.05% 10,810 $346K New
PCT Purecycle Technologies Inc. 0.05% 26,225 $345K Add +31.1%
BXC Bluelinx Holdings Inc. 0.05% 4,810 $345K New
OFG Ofg Bancorp 0.05% 7,666 $333K New
DD Dupont DE Nemours Inc. 0.05% 4,267 $332K No change
IBP Installed Building Products 0.05% 1,346 $332K New
PRLB Proto Labs Inc. 0.05% 6,610 $331K New
SCHA Schwab US Small-Cap ETF 0.05% 11,849 $331K Add +1.0%
PBYI Puma Biotechnology Inc. 0.05% 65,396 $330K New
SCHG Schwab US Large-Cap Growth 0.05% 10,241 $327K Add +10.4%
BUSE First Busey Corp. 0.05% 14,113 $327K New
VTEB Vanguard Tax-Exempt Bond ETF 0.05% 6,432 $322K No change
ATEN A10 Networks Inc. 0.05% 17,720 $319K New
MRVL Marvell Technology Inc. 0.05% 3,749 $315K New
WTTR Select Water Solutions Inc. 0.05% 26,890 $314K New
PLXS Plexus Corp. 0.05% 2,163 $313K New
IMKTA Ingles Markets Inc. Class A 0.05% 4,210 $306K New
INVX Innovex International Inc. 0.05% 14,710 $301K New
CEG Constellation Energy 0.05% 901 $296K No change
INSW International Seaways Inc. 0.05% 6,370 $294K New
BAM Brookfield Asset Mgmt-A 0.05% 5,153 $293K No change
ESGV Vanguard ESG US Stock ETF 0.05% 2,445 $290K No change
OSW Onespaworld Holdings Ltd. 0.05% 13,790 $289K New
KGS Kodiak Gas Services Inc. 0.05% 7,776 $287K New
SMDV Proshrs RSL 2000 DVD GRW ETF 0.05% 4,275 $285K No change
MUB iShares National Muni Bond E 0.04% 2,665 $284K No change
OII Oceaneering Intl Inc. 0.04% 11,374 $282K New
VUG Vanguard Mrngstar GR ETF-Sui 0.04% 585 $281K Reduce -0.7%
PPA Invesco Aerospace & Defense 0.04% 1,792 $278K No change
VCEL Vericel Corp. 0.04% 8,794 $277K New
SPXC SPX Technologies Inc. 0.04% 1,475 $276K New
ITGR Integer Holdings Corp. 0.04% 2,642 $273K New
HDV iShares Core High Dividend E 0.04% 2,227 $273K No change
XLF SS Financial Select Sector 0.04% 5,046 $272K Add +3.9%
ESGD iShares Trust iShares ESG Aw 0.04% 2,917 $271K Reduce -0.4%
VMD Viemed Healthcare Inc. 0.04% 39,590 $270K New
IUSG iShares Core S&P U.S. Growth 0.04% 1,639 $270K No change
MHO M/I Homes Inc. 0.04% 1,854 $268K New
NCNO Ncino Inc. 0.04% 9,872 $268K New
VCR Vanguard Consumer Discre ETF 0.04% 670 $265K Reduce -6.9%
CCS Century Communities Inc. 0.04% 4,174 $265K New
BA The Boeing Co. 0.04% 1,222 $264K Add +4.7%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.04% 1,493 $261K Reduce -0.3%
CALF PCR US SM CP CSH CWS ETF-Usd 0.04% 5,933 $260K New
MD Pediatrix Medical Group Inc. 0.04% 15,108 $259K New
SNBRQ Sleep Number Corp. 0.04% 40,149 $259K New
REGN Regeneron Pharmaceuticals 0.04% 460 $259K Reduce -39.5%
CENTA Central Garden and Pet Co. Class A 0.04% 8,690 $257K New
RBBN Ribbon Communications Inc. 0.04% 74,240 $256K New
STT State Street Corp. 0.04% 2,202 $255K No change
KODK Eastman Kodak Co. 0.04% 38,910 $253K New
APP AppLovin Corp. Class A 0.04% 351 $252K New
CFR Cullen/Frost Bankers Inc. 0.04% 1,964 $249K New
TCMD Tactile Systems Technology I 0.04% 16,610 $248K New
CTVA Corteva Inc. 0.04% 3,618 $245K Reduce -24.0%
DORM Dorman Products Inc. 0.04% 1,555 $242K New
CARR Carrier Global Corp. 0.04% 4,013 $240K No change
VLGEA Village Super Market Class A 0.04% 7,230 $239K New
BBSI Barrett Business SVCS Inc. 0.04% 5,720 $238K New
COLL Collegium Pharmaceutical Inc. 0.04% 6,682 $237K New
SCHB Schwab US Broad Market ETF 0.04% 9,121 $234K Add +0.1%
XBI SS SPDR S&P Biotech ETF 0.04% 2,325 $233K Reduce -62.1%
AIOT Powerfleet Inc. 0.04% 43,952 $233K New
SPMD SS SPDR P S&P 400 Midcap ETF 0.04% 4,025 $230K Reduce -0.0%
GLD SPDR Gold Shares 0.04% 646 $230K Reduce -2.3%
USPH U.S. Physical Therapy Inc. 0.04% 2,510 $229K New
TSM Taiwan Semiconductor-SP ADR 0.04% 819 $229K New
ENPH Enphase Energy Inc. 0.04% 6,417 $227K New
LNN Lindsay Corp. 0.04% 1,930 $226K New
CCLD Carecloud Inc. 0.04% 70,677 $226K New
FLYW Flywire Corp.-Voting 0.04% 16,929 $225K New
NVS Novartis AG-Sponsored ADR 0.04% 1,750 $224K Reduce -66.7%
T AT&T Inc. 0.04% 7,926 $224K Add +8.9%
JOUT Johnson Outdoors Inc. Class A 0.04% 5,212 $223K New
QCOM Qualcomm Inc. 0.04% 1,334 $222K New
ROKU Roku Inc. 0.03% 2,200 $220K New
SMTC Semtech Corp. 0.03% 3,036 $217K New
XIGDX Voya GLBL Eqty DVD & PRM Opp 0.03% 36,252 $215K No change
OSIS Osi Systems Inc. 0.03% 859 $214K New
TPH Tri Pointe Homes Inc. 0.03% 6,295 $214K New
IYH iShares U.S. Healthcare ETF 0.03% 3,641 $214K No change
AMPH Amphastar Pharmaceuticals Inc. 0.03% 8,580 $212K New
MCFT Mastercraft Boat Holdings Inc. 0.03% 9,300 $209K New
ZBH Zimmer Biomet Holdings Inc. 0.03% 2,107 $208K New
BOND PIMCO Active Bond Exchange-T 0.03% 2,223 $208K No change
SOXX iShares Semiconductor ETF 0.03% 765 $207K New
ADP Automatic Data Processing 0.03% 704 $207K Reduce -6.9%
PRIM Primoris Services Corp. 0.03% 1,490 $205K New
BCPC Balchem Corp. 0.03% 1,351 $203K New
NAGE Niagen Bioscience Inc. 0.03% 21,556 $201K New
KNSA Kiniksa Pharmaceuticals Inte 0.03% 5,156 $201K New
DVAX Dynavax Technologies Corp. 0.03% 18,360 $187K New
COMP Compass Inc. Class A 0.03% 22,423 $180K New
CPSH CPS Technologies Corp. 0.03% 45,916 $173K New
SGU Star Group LP 0.03% 14,000 $168K New
HL Hecla Mining Co. 0.02% 12,369 $150K New
NEWT Newtekone Inc. 0.02% 13,000 $149K No change
DH Definitive Healthcare Corp. 0.02% 36,200 $147K New
NEOG Neogen Corp. 0.02% 25,283 $144K New
CARS Cars.com Inc. 0.02% 11,170 $123K New
TEI Templeton Emrg MKTS Inc. 0.02% 15,678 $97K No change
HLLY Holley Inc. 0.02% 33,168 $97K New

Portfolio Sells Q2 2025 → Q3 2025

JPST JPMorgan Ultra-Short Income Reduce -25.6% 7.07% −3.27
DMLP Dorchester Minerals LP Sold out 0.00% −1.49
TRIN Trinity Capital Inc. Sold out 0.00% −1.41
TSLX Sixth Street Specialty Lendi Sold out 0.00% −1.15
MPV Barings Participation Invest Sold out 0.00% −0.71
ARCC Ares Capital Corp. Sold out 0.00% −0.68
BANX Arrowmark Financial Corp. Sold out 0.00% −0.63
GSBD Goldman Sachs BDC Inc. Sold out 0.00% −0.40
OBDC Blue Owl Capital Corp. Sold out 0.00% −0.35
MSFT Microsoft Corp. Reduce -5.8% 2.78% −0.31
OCSL Oaktree Specialty Lending Co. Sold out 0.00% −0.25
NVEC Nve Corp. Sold out 0.00% −0.22
RSP Invesco S&P 500 Equal Weight Reduce -3.9% 2.16% −0.18
RWAY Runway Growth Finance Corp. Sold out 0.00% −0.17
HON Honeywell International Inc. Reduce -20.4% 0.33% −0.17
FSK FS KKR Capital Corp. Sold out 0.00% −0.17
BGC BGC Group Inc. Class A Sold out 0.00% −0.17
MCI Barings Corporate Investors Sold out 0.00% −0.16
AAPL Apple Inc. Reduce -16.2% 2.83% −0.13
ICE Intercontinental Exchange Inc. Reduce -0.4% 0.69% −0.13
ELV Elevance Health Inc. Reduce -5.5% 0.33% −0.13
CGBD Carlyle Secured Lending Inc. Sold out 0.00% −0.11
KNTK Kinetik Holdings Inc. Sold out 0.00% −0.11
STZ Constellation Brands Inc. Class A Reduce -34.3% 0.10% −0.10
PYPL PayPal Holdings Inc. Sold out 0.00% −0.10
PULS Pgim Ultra Short Bond ETF Sold out 0.00% −0.10
CMCSA Comcast Corp. Class A Reduce -21.7% 0.15% −0.09
VBNK Versabank Sold out 0.00% −0.09
BLW BlackRock Ltd. Durat Inc. TR Sold out 0.00% −0.09
XLE SS Energy Select Sector Reduce -13.0% 0.44% −0.08
RTX RTX Corp. Reduce -35.1% 0.17% −0.08
BRK.B Berkshire Hathaway Inc. Class B Reduce -15.7% 0.31% −0.08
NVS Novartis AG-Sponsored ADR Reduce -66.7% 0.04% −0.07
ACT Enact Holdings Inc. Sold out 0.00% −0.07
NTIP Network-1 Technologies Inc. Sold out 0.00% −0.07
USMV iShares MSCI USA Min Vol Fac Reduce -1.6% 0.72% −0.07
APD Air Products & Chemicals Inc. Reduce -0.0% 0.47% −0.06
CFG Citizens Financial Group Sold out 0.00% −0.06
ARES Ares Management Corp. Class A Sold out 0.00% −0.06
GILD Gilead Sciences Inc. Sold out 0.00% −0.06
OKE Oneok Inc. Sold out 0.00% −0.06
XOM Exxon Mobil Corp. Reduce -4.9% 0.57% −0.05
BX Blackstone Inc. Sold out 0.00% −0.05
XBI SS SPDR S&P Biotech ETF Reduce -62.1% 0.04% −0.05
IBDQ iShares Ibonds Dec 2025 Term Reduce -2.9% 0.42% −0.05
PSTL Postal Realty Trust Inc. Class A Sold out 0.00% −0.05
CINF Cincinnati Financial Corp. Sold out 0.00% −0.05
COF Capital One Financial Corp. Reduce -0.0% 0.49% −0.04
PG The Procter & Gamble Co. Reduce -15.6% 0.12% −0.04
MAIN Main Street Capital Corp. Sold out 0.00% −0.04

Portfolio Buys Q2 2025 → Q3 2025

SDSI Amer Cent SH Dur Strat Inc. New 1.37% +1.37
NBSD Neuberger Short Duration Inc. New 1.36% +1.36
SMH Vaneck Semiconductor ETF Add +0.1% 4.65% +0.33
SWIM Latham Group Inc. New 0.28% +0.28
SPY SS SPDR S&P 500 ETF Trust-US Add +22.5% 1.36% +0.24
QQQ Invesco QQQ Trust Series 1 Add +3.3% 7.67% +0.24
IJR iShares Core S&P Small-Cap E Add +5.8% 4.48% +0.24
TDOC Teladoc Health Inc. New 0.22% +0.22
PLUS Eplus Inc. New 0.18% +0.18
PLPC Preformed Line Products Co. New 0.17% +0.17
AAMI Acadian Asset Management Inc. New 0.17% +0.17
IDR Idaho Strategic Resources Inc. New 0.17% +0.17
LZ Legalzoomcom Inc. New 0.16% +0.16
SONO Sonos Inc. New 0.16% +0.16
HZO Marinemax Inc. New 0.16% +0.16
CIFR Cipher Digital Inc. New 0.15% +0.15
USLM United States Lime & Mineral New 0.14% +0.14
HAPN Happen Inc. New 0.13% +0.13
ALNT Allient Inc. New 0.13% +0.13
PKE Park Aerospace Corp. New 0.13% +0.13
TSLA Tesla Inc. Add +10.1% 0.43% +0.13
LBRT Liberty Energy Inc. New 0.12% +0.12
ARRY Array Technologies Inc. New 0.12% +0.12
FEIM Frequency Electronics Inc. New 0.12% +0.12
ODC Oil-Dri Corp. of America New 0.12% +0.12
GENI Genius Sports Ltd. New 0.12% +0.12
GOOGL Alphabet Inc. Class A Add +12.2% 0.38% +0.11
TE T1 Energy Inc. New 0.11% +0.11
SXI Standex International Corp. New 0.11% +0.11
REX Rex American Resources Corp. New 0.11% +0.11
MYRG MYR Group Inc./Delaware New 0.10% +0.10
TCBI Texas Capital Bancshares Inc. New 0.10% +0.10
HCI Hci Group Inc. New 0.10% +0.10
NPKI NPK International Inc. New 0.10% +0.10
NBBK NB Bancorp Inc. New 0.10% +0.10
LMAT Lemaitre Vascular Inc. New 0.10% +0.10
OPY Oppenheimer Holdings Class A New 0.10% +0.10
ATMU Atmus Filtration Technologie New 0.10% +0.10
BLBD Blue Bird Corp. New 0.10% +0.10
SSRM SSR Mining Inc. New 0.10% +0.10
TILE Interface Inc. New 0.09% +0.09
TRNS Transcat Inc. New 0.09% +0.09
THRM Gentherm Inc. New 0.09% +0.09
PRCH Porch Group Inc. New 0.09% +0.09
NWPX NWPX Infrastructure Inc. New 0.09% +0.09
XERS Xeris Biopharma Holdings Inc. New 0.09% +0.09
AEIS Advanced Energy Industries New 0.09% +0.09
PSMT Pricesmart Inc. New 0.09% +0.09
GRBK Green Brick Partners Inc. New 0.09% +0.09
ESE Esco Technologies Inc. New 0.09% +0.09

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 318$776.4MQQQ, SMH, VYM, JPST, IJR
Q1 2026 318$653.5MVYM, QQQ, JPST, SMH, IJR
Q4 2025Amended 326$664.8MQQQ, JPST, VYM, SMH, IJR
Q3 2025 327$631.2MQQQ, JPST, VYM, SMH, IJR
Q2 2025 215$579.7MJPST, QQQ, VYM, SMH, VO
Q1 2025 216$539.2MJPST, VYM, QQQ, VO, IJR
Q4 2024 217$487.5MJPST, QQQ, VYM, AAPL, IJR
Q3 2024 183$427.8MVYM, QQQ, IJR, VO, AAPL
Q2 2024 180$410.7MQQQ, VYM, IJR, SMH, VO
Q1 2024 190$417.4MVYM, QQQ, VO, IJR, SMH