Sheaff Brock Investment Advisors, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 7, 2025), Sheaff Brock Investment Advisors, LLC reported 450 stock positions worth $1.1 billion. Its top holding was Apple (AAPL) at 10.6% of the portfolio, followed by Nvidia (NVDA, 6.7%) and Eli Lilly (LLY, 2.4%). Compared with Q4 2024, it opened 32 new positions, sold out of 28, added to 166 and reduced 149. The biggest buy was a new position in Berkshire Hathaway Class A (BRK.A) and the biggest sale Nvidia (NVDA, shares −1%).
- Most Recent 13F
- Q1 2025
- Location
- INDIANAPOLIS, IN
- CIK
- 0001666789
- Portfolio Value
- $1.1B (Q1 2025)
- SEC Filing
- 0001666789-25-000004 ↗ filed May 7, 2025
Holdings Value
Holdings 450 stocks · $1.1B
| AAPL Apple Inc. | 10.60% | 519,744 | $115.5M | Reduce -3.2% |
| NVDA Nvidia Corp. | 6.70% | 673,905 | $73.0M | Reduce -0.5% |
| LLY Eli Lilly & Co. | 2.36% | 31,149 | $25.7M | Reduce -3.4% |
| MSFT Microsoft Corp. | 2.18% | 63,287 | $23.8M | Reduce -0.3% |
| AMZN Amazon.com Inc. | 1.88% | 107,589 | $20.5M | Add +2.3% |
| LISTED FDS TR | 1.77% | 1,008,207 | $19.2M | Reduce -0.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.51% | 66,349 | $16.5M | Reduce -0.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.45% | 33,804 | $15.9M | Add +4.0% |
| ORCL Oracle Corp. | 1.41% | 110,102 | $15.4M | Add +1.9% |
| META Meta Platforms Inc. Class A | 1.39% | 26,312 | $15.2M | Reduce -1.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.17% | 22,746 | $12.7M | Add +1.6% |
| ABBV Abbvie Inc. | 1.09% | 56,937 | $11.9M | Reduce -6.3% |
| AVGO Broadcom Inc. | 1.06% | 68,706 | $11.5M | Reduce -9.5% |
| KLAC KLA Corp. | 1.02% | 16,340 | $11.1M | Reduce -0.4% |
| QCOM Qualcomm Inc. | 0.97% | 69,066 | $10.6M | Add +1.3% |
| AXP American Express Co. | 0.97% | 39,350 | $10.6M | Add +1.0% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.95% | 13 | $10.4M | New |
| GOOGL Alphabet Inc. Class A | 0.94% | 66,381 | $10.3M | Reduce -10.9% |
| HD Home Depot Inc. | 0.93% | 27,708 | $10.2M | Add +0.6% |
| OKE Oneok Inc. | 0.93% | 101,725 | $10.1M | Reduce -0.8% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.88% | 111,304 | $9.6M | Reduce -0.8% |
| PLD Prologis Inc. | 0.86% | 83,982 | $9.4M | Add +2.5% |
| CSCO Cisco Systems Inc. | 0.83% | 146,828 | $9.1M | Reduce -3.6% |
| PH Parker Hannifin Corp. | 0.82% | 14,657 | $8.9M | Reduce -2.6% |
| ACN Accenture PLC Class A | 0.81% | 28,309 | $8.8M | Add +0.7% |
| BKR Baker Hughes Co. | 0.81% | 199,546 | $8.8M | Add +5.1% |
| CMI Cummins Inc. | 0.80% | 27,661 | $8.7M | Reduce -0.6% |
| ALSN Allison Transmission Holding | 0.79% | 90,063 | $8.6M | Reduce -1.6% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.78% | 20,363 | $8.6M | Reduce -0.1% |
| UNH Unitedhealth Group Inc. | 0.77% | 16,007 | $8.4M | Reduce -0.8% |
| PG The Procter & Gamble Co. | 0.76% | 48,807 | $8.3M | Add +1.0% |
| MRK Merck & Co. Inc. | 0.76% | 92,619 | $8.3M | Reduce -27.1% |
| XOM Exxon Mobil Corp. | 0.76% | 69,532 | $8.3M | Reduce -2.6% |
| V Visa Inc. Class A | 0.75% | 23,310 | $8.2M | Add +118.0% |
| NFLX Netflix Inc. | 0.74% | 8,641 | $8.1M | Reduce -8.4% |
| INGR Ingredion Inc. | 0.73% | 59,033 | $8.0M | Add +0.6% |
| TFC Truist Financial Corp. | 0.73% | 192,888 | $7.9M | Reduce -3.6% |
| CME Cme Group Inc. | 0.73% | 29,824 | $7.9M | Add +0.3% |
| ACT Enact Holdings Inc. | 0.71% | 222,519 | $7.7M | Add +3.1% |
| BR Broadridge Financial Solutio | 0.71% | 31,829 | $7.7M | Reduce -0.2% |
| JPM JPMorgan Chase & Co. | 0.70% | 31,252 | $7.7M | Reduce -0.8% |
| CI The Cigna Group | 0.69% | 22,780 | $7.5M | Add +2.0% |
| JNJ Johnson & Johnson | 0.68% | 44,600 | $7.4M | Add +143.8% |
| TXN Texas Instruments Inc. | 0.68% | 40,989 | $7.4M | Add +0.4% |
| GL Globe Life Inc. | 0.66% | 54,184 | $7.1M | No change |
| PAG Penske Automotive Group Inc. | 0.65% | 49,324 | $7.1M | Add +0.3% |
| HUBB Hubbell Inc. | 0.65% | 21,380 | $7.1M | Reduce -0.2% |
| R Ryder System Inc. | 0.64% | 48,164 | $6.9M | New |
| GD General Dynamics Corp. | 0.63% | 25,320 | $6.9M | Add +2.2% |
| DELL Dell Technologies -C | 0.63% | 75,617 | $6.9M | Add +0.9% |
| PM Philip Morris International | 0.63% | 43,183 | $6.9M | Add +0.3% |
| LISTED FDS TR | 0.62% | 700,402 | $6.8M | Reduce -0.2% |
| TSLA Tesla Inc. | 0.62% | 26,144 | $6.8M | Add +3.7% |
| CRM Salesforce Inc. | 0.61% | 24,866 | $6.7M | Add +5.9% |
| GOOG Alphabet Inc. Class C | 0.58% | 40,341 | $6.3M | Reduce -16.1% |
| AFG American Financial Group Inc. | 0.56% | 46,407 | $6.1M | Add +4.2% |
| ISRG Intuitive Surgical Inc. | 0.55% | 12,022 | $6.0M | Add +0.1% |
| CVX Chevron Corp. | 0.51% | 32,907 | $5.5M | Reduce -2.3% |
| CAT Caterpillar Inc. | 0.50% | 16,367 | $5.4M | Reduce -0.8% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.47% | 14,953 | $5.2M | Reduce -0.3% |
| COST Costco Wholesale Corp. | 0.45% | 5,153 | $4.9M | Add +2.0% |
| TRV The Travelers Cos Inc. | 0.43% | 17,875 | $4.7M | Reduce -2.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.43% | 8,779 | $4.7M | Add +0.2% |
| WMT Walmart Inc. | 0.43% | 53,024 | $4.7M | Add +11.4% |
| MO Altria Group Inc. | 0.41% | 75,272 | $4.5M | Reduce -10.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.41% | 16,087 | $4.4M | Reduce -1.3% |
| TCBK Trico Bancshares | 0.40% | 109,540 | $4.4M | No change |
| UPS United Parcel Service Class B | 0.39% | 38,776 | $4.3M | Add +1.0% |
| KO The Coca-Cola Co. | 0.38% | 58,280 | $4.2M | Add +1.7% |
| VOO Vanguard S&P 500 ETF | 0.36% | 7,559 | $3.9M | Add +7.1% |
| MA Mastercard Inc. Class A | 0.33% | 6,483 | $3.6M | Reduce -0.1% |
| AME Ametek Inc. | 0.30% | 19,262 | $3.3M | No change |
| MCD McDonald's Corp. | 0.30% | 10,462 | $3.3M | Reduce -7.2% |
| AMD Advanced Micro Devices | 0.29% | 30,764 | $3.2M | Reduce -29.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.29% | 74,774 | $3.1M | Reduce -0.0% |
| GMED Globus Medical Inc. Class A | 0.26% | 38,993 | $2.9M | Reduce -0.3% |
| SPG Simon Property Group Inc. | 0.26% | 16,850 | $2.8M | Reduce -1.6% |
| LOW Lowe's Cos Inc. | 0.25% | 11,717 | $2.7M | Add +0.3% |
| TW Tradeweb Markets Inc. Class A | 0.25% | 18,087 | $2.7M | Reduce -1.3% |
| F Ford Motor Co. filed as FORD MTR CO | 0.24% | 260,621 | $2.6M | Reduce -6.3% |
| ANET Arista Networks Inc. | 0.24% | 33,523 | $2.6M | Reduce -2.5% |
| BA The Boeing Co. | 0.24% | 15,121 | $2.6M | No change |
| WELL Welltower Inc. | 0.23% | 16,586 | $2.5M | Reduce -5.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.23% | 25,462 | $2.5M | Reduce -0.9% |
| VZ Verizon Communications Inc. | 0.23% | 54,829 | $2.5M | Reduce -0.2% |
| CTAS Cintas Corp. | 0.23% | 11,989 | $2.5M | Reduce -1.1% |
| ADBE Adobe Inc. | 0.23% | 6,407 | $2.5M | Reduce -4.9% |
| PGR Progressive Corp. | 0.23% | 8,661 | $2.5M | Add +0.6% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.22% | 2,398 | $2.4M | Reduce -0.6% |
| LPLA LPL Financial Holdings Inc. | 0.22% | 7,200 | $2.4M | Reduce -2.4% |
| MRVL Marvell Technology Inc. | 0.21% | 37,702 | $2.3M | Reduce -1.4% |
| XLK SS Technology Select Sector | 0.21% | 10,893 | $2.2M | Add +6.9% |
| TSCO Tractor Supply Company | 0.20% | 40,092 | $2.2M | Reduce -20.6% |
| EPD Enterprise Products Partners | 0.19% | 61,693 | $2.1M | Add +2.0% |
| EXLS Exlservice Holdings Inc. | 0.19% | 44,049 | $2.1M | Reduce -3.0% |
| EME Emcor Group Inc. | 0.19% | 5,612 | $2.1M | Reduce -0.6% |
| VEEV Veeva Systems Inc. Class A | 0.19% | 8,948 | $2.1M | Add +0.4% |
| CDNS Cadence Design SYS Inc. | 0.19% | 8,134 | $2.1M | Reduce -0.2% |
| MDLZ Mondelez International Inc. Class A | 0.19% | 30,445 | $2.1M | Add +2.9% |
| SNPS Synopsys Inc. | 0.18% | 4,605 | $2.0M | Add +1.4% |
Options reported separately and not counted above: IWM calls ($199K), BA calls ($171K), GILD puts ($34K), TQQQ calls ($29K), PNC puts ($18K), PANW puts ($17K), MRVL calls ($12K), NVDA puts ($11K).
Other holdings (2): bonds, preferreds, convertibles and warrants · $31K (not counted above)
Total filed on the 13F, all lines: $1.1B.
Portfolio Sells Q4 2024 → Q1 2025
| NVDA Nvidia Corp. | Reduce -0.5% | 6.70% | −1.21 |
| AAPL Apple Inc. | Reduce -3.2% | 10.60% | −1.10 |
| LMT Lockheed Martin Corp. | Reduce -76.7% | 0.16% | −0.56 |
| AVGO Broadcom Inc. | Reduce -9.5% | 1.06% | −0.48 |
| HON Honeywell International Inc. | Reduce -88.0% | 0.05% | −0.36 |
| MRK Merck & Co. Inc. | Reduce -27.1% | 0.76% | −0.34 |
| GOOGL Alphabet Inc. Class A | Reduce -10.9% | 0.94% | −0.29 |
| GOOG Alphabet Inc. Class C | Reduce -16.1% | 0.58% | −0.22 |
| CSL Carlisle Cos Inc. | Sold out | 0.00% | −0.17 |
| AMD Advanced Micro Devices | Reduce -29.0% | 0.29% | −0.17 |
| MRVL Marvell Technology Inc. | Reduce -1.4% | 0.21% | −0.15 |
| MSFT Microsoft Corp. | Reduce -0.3% | 2.18% | −0.15 |
| IRM Iron Mountain Inc. | Reduce -0.8% | 0.88% | −0.15 |
| HUBB Hubbell Inc. | Reduce -0.2% | 0.65% | −0.13 |
| MU Micron Technology Inc. | Reduce -59.4% | 0.08% | −0.11 |
| DGX Quest Diagnostics Inc. | Sold out | 0.00% | −0.09 |
| ANET Arista Networks Inc. | Reduce -2.5% | 0.24% | −0.09 |
| ALSN Allison Transmission Holding | Reduce -1.6% | 0.79% | −0.07 |
| A Agilent Technologies Inc. | Sold out | 0.00% | −0.07 |
| WFC Wells Fargo & Co. | Reduce -32.9% | 0.15% | −0.06 |
| SLB SLB Ltd. | Sold out | 0.00% | −0.06 |
| CMI Cummins Inc. | Reduce -0.6% | 0.80% | −0.05 |
| ABT Abbott Laboratories | Reduce -59.1% | 0.05% | −0.05 |
| GPN Global Payments Inc. | Sold out | 0.00% | −0.05 |
| P Everpure Inc. Class A | Reduce -0.3% | 0.14% | −0.05 |
| ELF Elf Beauty Inc. | Sold out | 0.00% | −0.05 |
| SOUN Soundhound AI Inc. Class A | Reduce -48.7% | 0.01% | −0.05 |
| ESEA Euroseas Ltd. | Sold out | 0.00% | −0.04 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Sold out | 0.00% | −0.04 |
| ZBH Zimmer Biomet Holdings Inc. | Sold out | 0.00% | −0.04 |
| ADBE Adobe Inc. | Reduce -4.9% | 0.23% | −0.04 |
| PYPL PayPal Holdings Inc. | Reduce -2.6% | 0.12% | −0.03 |
| EME Emcor Group Inc. | Reduce -0.6% | 0.19% | −0.03 |
| ET Energy Transfer LP | Reduce -18.3% | 0.15% | −0.03 |
| LEN Lennar Corp. Class A | Reduce -23.6% | 0.07% | −0.03 |
| TSCO Tractor Supply Company | Reduce -20.6% | 0.20% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.03 |
| SCHA Schwab US Small-Cap ETF | Sold out | 0.00% | −0.03 |
| CROX Crocs Inc. | Sold out | 0.00% | −0.03 |
| DLR Digital Realty Trust Inc. | Reduce -0.3% | 0.16% | −0.03 |
| TFC Truist Financial Corp. | Reduce -3.6% | 0.73% | −0.03 |
| VRT Vertiv Holdings Co. Class A | Sold out | 0.00% | −0.03 |
| TTD Trade Desk Inc./the Class A | Sold out | 0.00% | −0.03 |
| CAT Caterpillar Inc. | Reduce -0.8% | 0.50% | −0.03 |
| QYLD Global X Nasd 100 Cov Call | Sold out | 0.00% | −0.02 |
| CVS CVS Health Corp. | Sold out | 0.00% | −0.02 |
| CDNS Cadence Design SYS Inc. | Reduce -0.2% | 0.19% | −0.02 |
| USA Liberty All Star Equity Fund | Reduce -12.0% | 0.14% | −0.02 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Sold out | 0.00% | −0.02 |
| TGT Target Corp. | Sold out | 0.00% | −0.02 |
Portfolio Buys Q4 2024 → Q1 2025
| BRK.A Berkshire Hathaway Inc. Class A | New | 0.95% | +0.95 |
| R Ryder System Inc. | New | 0.64% | +0.64 |
| V Visa Inc. Class A | Add +118.0% | 0.75% | +0.46 |
| JNJ Johnson & Johnson | Add +143.8% | 0.68% | +0.45 |
| PM Philip Morris International | Add +0.3% | 0.63% | +0.18 |
| CVLT Commvault Systems Inc. | New | 0.17% | +0.17 |
| CI The Cigna Group | Add +2.0% | 0.69% | +0.15 |
| BKR Baker Hughes Co. | Add +5.1% | 0.81% | +0.13 |
| CME Cme Group Inc. | Add +0.3% | 0.73% | +0.13 |
| PLD Prologis Inc. | Add +2.5% | 0.86% | +0.11 |
| ACT Enact Holdings Inc. | Add +3.1% | 0.71% | +0.10 |
| CORT Corcept Therapeutics Inc. | New | 0.09% | +0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.2% | 0.43% | +0.08 |
| GSY Invesco Ultra Short Duration | New | 0.08% | +0.08 |
| KO The Coca-Cola Co. | Add +1.7% | 0.38% | +0.07 |
| GD General Dynamics Corp. | Add +2.2% | 0.63% | +0.07 |
| TRMB Trimble Inc. | New | 0.06% | +0.06 |
| QCOM Qualcomm Inc. | Add +1.3% | 0.97% | +0.06 |
| SGOV iShares 0-3 Month Treasury B | Add +163.0% | 0.10% | +0.06 |
| APH Amphenol Corp. Class A | New | 0.06% | +0.06 |
| PG The Procter & Gamble Co. | Add +1.0% | 0.76% | +0.06 |
| PLTR Palantir Technologies Inc. Class A | Add +35.6% | 0.16% | +0.06 |
| WMT Walmart Inc. | Add +11.4% | 0.43% | +0.05 |
| DOCU Docusign Inc. | New | 0.05% | +0.05 |
| IVV iShares Core S&P 500 ETF | Add +66.1% | 0.13% | +0.05 |
| STLD Steel Dynamics Inc. | Add +60.2% | 0.11% | +0.05 |
| FTNT Fortinet Inc. | Add +60.0% | 0.12% | +0.05 |
| TJX TJX Companies Inc. | Add +29.1% | 0.18% | +0.05 |
| DFS Discover Financial Services | Add +137.6% | 0.08% | +0.05 |
| WMB Williams Cos Inc. | Add +35.0% | 0.13% | +0.05 |
| PGR Progressive Corp. | Add +0.6% | 0.23% | +0.05 |
| CPRX Catalyst Pharmaceuticals Inc. | New | 0.05% | +0.05 |
| COST Costco Wholesale Corp. | Add +2.0% | 0.45% | +0.04 |
| LRN Stride Inc. | New | 0.04% | +0.04 |
| IAU iShares Gold Trust | Add +121.0% | 0.06% | +0.04 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +31.4% | 0.14% | +0.04 |
| MPC Marathon Petroleum Corp. | Add +36.4% | 0.11% | +0.04 |
| MDLZ Mondelez International Inc. Class A | Add +2.9% | 0.19% | +0.04 |
| PTC PTC Inc. | New | 0.03% | +0.03 |
| CELH Celsius Holdings Inc. | New | 0.03% | +0.03 |
| O Realty Income Corp. | Add +6.5% | 0.17% | +0.03 |
| INGR Ingredion Inc. | Add +0.6% | 0.73% | +0.03 |
| AMT American Tower Corp. | Add +5.3% | 0.12% | +0.03 |
| ARES Ares Management Corp. Class A | Add +202.6% | 0.05% | +0.03 |
| AFG American Financial Group Inc. | Add +4.2% | 0.56% | +0.03 |
| EPD Enterprise Products Partners | Add +2.0% | 0.19% | +0.03 |
| VEEV Veeva Systems Inc. Class A | Add +0.4% | 0.19% | +0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1.6% | 1.17% | +0.03 |
| VOO Vanguard S&P 500 ETF | Add +7.1% | 0.36% | +0.03 |
| VRTX Vertex Pharmaceuticals Inc. | Add +27.8% | 0.06% | +0.02 |
Options Activity Q4 2024 → Q1 2025
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 800 | $409Kbefore exit |
| CRWD CrowdStrike Holdings Inc. Class A | put | Sold out | 1,000 | $342Kbefore exit |
| IWM iShares Russell 2000 ETF | call | New | 1,000 | $199K |
| TQQQ Proshares Ultrapro QQQ | put | Sold out | 700 | $55Kbefore exit |
| CRWD CrowdStrike Holdings Inc. Class A | call | Sold out | 100 | $34Kbefore exit |
| GILD Gilead Sciences Inc. | put | New | 300 | $34K |
| TQQQ Proshares Ultrapro QQQ | call | New | 500 | $29K |
| PNC PNC Financial Services Group | put | New | 100 | $18K |
| PANW Palo Alto Networks Inc. | put | New | 100 | $17K |
| MRVL Marvell Technology Inc. | call | New | 200 | $12K |
| NVDA Nvidia Corp. | put | New | 100 | $11K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2024 → Q1 2025
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | New | 10,000 | $31K |
| JQCNR Nuveen Credit Strategies-RTS | RIGHT 04/29/2025 | New | 12,650 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.