Sheaff Brock Investment Advisors, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 6, 2024), Sheaff Brock Investment Advisors, LLC reported 450 stock positions worth $1.1 billion. Its top holding was Apple (AAPL) at 11.1% of the portfolio, followed by Nvidia (NVDA, 7.3%) and Eli Lilly (LLY, 2.5%). Compared with Q2 2024, it opened 31 new positions, sold out of 29, added to 159 and reduced 138. The biggest buy was Dell Technologies -C (DELL, shares +968%) and the biggest sale Nvidia (NVDA, shares −5%).
- Most Recent 13F
- Q1 2025
- Location
- INDIANAPOLIS, IN
- CIK
- 0001666789
- Portfolio Value
- $1.1B (Q3 2024)
- SEC Filing
- 0001666789-24-000007 ↗ filed Nov 6, 2024
Holdings Value
Holdings 450 stocks · $1.1B
| AAPL Apple Inc. | 11.11% | 544,235 | $126.8M | Reduce -1.3% |
| NVDA Nvidia Corp. | 7.27% | 682,784 | $82.9M | Reduce -4.6% |
| LLY Eli Lilly & Co. | 2.49% | 32,010 | $28.4M | Reduce -7.1% |
| MSFT Microsoft Corp. | 2.42% | 64,088 | $27.6M | Reduce -0.5% |
| ORCL Oracle Corp. | 1.79% | 119,602 | $20.4M | Reduce -1.6% |
| AMZN Amazon.com Inc. | 1.73% | 105,835 | $19.7M | Reduce -4.6% |
| LISTED FDS TR | 1.70% | 990,478 | $19.4M | Reduce -1.1% |
| META Meta Platforms Inc. Class A | 1.41% | 28,106 | $16.1M | Reduce -2.0% |
| HD Home Depot Inc. | 1.38% | 38,769 | $15.7M | Reduce -0.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.30% | 30,395 | $14.8M | Add +0.2% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 1.23% | 117,863 | $14.0M | Reduce -15.2% |
| MRK Merck & Co. Inc. | 1.22% | 122,734 | $13.9M | Add +4.5% |
| AVGO Broadcom Inc. | 1.19% | 78,646 | $13.6M | Reduce -7.9% |
| KLAC KLA Corp. | 1.11% | 16,350 | $12.7M | Reduce -1.7% |
| GOOGL Alphabet Inc. Class A | 1.10% | 75,824 | $12.6M | Add +14.8% |
| ABBV Abbvie Inc. | 1.06% | 61,029 | $12.1M | Reduce -2.5% |
| LMT Lockheed Martin Corp. | 1.01% | 19,766 | $11.6M | Reduce -0.6% |
| QCOM Qualcomm Inc. | 1.01% | 67,877 | $11.5M | Add +0.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.96% | 19,096 | $11.0M | Add +2.4% |
| AXP American Express Co. | 0.94% | 39,439 | $10.7M | Reduce -1.1% |
| PLD Prologis Inc. | 0.92% | 82,821 | $10.5M | Reduce -0.6% |
| PH Parker Hannifin Corp. | 0.89% | 16,109 | $10.2M | Reduce -3.5% |
| HUBB Hubbell Inc. | 0.88% | 23,375 | $10.0M | Reduce -1.0% |
| ACN Accenture PLC Class A | 0.87% | 28,113 | $9.9M | Add +0.1% |
| ALSN Allison Transmission Holding | 0.85% | 100,472 | $9.7M | Reduce -1.8% |
| OKE Oneok Inc. | 0.84% | 104,721 | $9.5M | Reduce -0.7% |
| UNH Unitedhealth Group Inc. | 0.81% | 15,853 | $9.3M | Reduce -6.2% |
| DELL Dell Technologies -C | 0.81% | 77,503 | $9.2M | Add +968.0% |
| CMI Cummins Inc. | 0.80% | 28,242 | $9.1M | Add +0.1% |
| AMD Advanced Micro Devices | 0.76% | 53,136 | $8.7M | Add +3.3% |
| TFC Truist Financial Corp. | 0.76% | 203,237 | $8.7M | Add +2.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.75% | 20,281 | $8.6M | Add +1.9% |
| TXN Texas Instruments Inc. | 0.74% | 40,797 | $8.4M | Add +0.0% |
| XOM Exxon Mobil Corp. | 0.74% | 71,573 | $8.4M | Add +1.4% |
| PG The Procter & Gamble Co. | 0.74% | 48,431 | $8.4M | Add +0.5% |
| KO The Coca-Cola Co. | 0.73% | 116,214 | $8.4M | Add +104.9% |
| INGR Ingredion Inc. | 0.71% | 59,130 | $8.1M | Reduce -0.3% |
| GOOG Alphabet Inc. Class C | 0.71% | 48,319 | $8.1M | Add +6.0% |
| PAG Penske Automotive Group Inc. | 0.70% | 49,416 | $8.0M | Reduce -0.7% |
| ACT Enact Holdings Inc. | 0.70% | 218,498 | $7.9M | New |
| CI The Cigna Group | 0.68% | 22,394 | $7.8M | Add +0.0% |
| GD General Dynamics Corp. | 0.66% | 24,880 | $7.5M | Add +0.1% |
| CRM Salesforce Inc. | 0.63% | 26,183 | $7.2M | Add +2.4% |
| LISTED FDS TR | 0.63% | 686,867 | $7.1M | Add +3.5% |
| JNJ Johnson & Johnson | 0.62% | 43,568 | $7.1M | Add +137.2% |
| JPM JPMorgan Chase & Co. | 0.62% | 33,427 | $7.0M | Add +4.3% |
| BR Broadridge Financial Solutio | 0.60% | 31,952 | $6.9M | Add +0.5% |
| NFLX Netflix Inc. | 0.58% | 9,401 | $6.7M | No change |
| CME Cme Group Inc. | 0.57% | 29,616 | $6.5M | Add +1.3% |
| TSLA Tesla Inc. | 0.57% | 24,824 | $6.5M | Reduce -1.3% |
| PPG PPG Industries Inc. | 0.53% | 46,010 | $6.1M | Add +1.5% |
| AFG American Financial Group Inc. | 0.53% | 44,949 | $6.1M | Add +1.2% |
| ISRG Intuitive Surgical Inc. | 0.52% | 12,030 | $5.9M | New |
| GL Globe Life Inc. | 0.51% | 54,584 | $5.8M | Reduce -3.7% |
| UPS United Parcel Service Class B | 0.49% | 40,622 | $5.5M | Reduce -0.6% |
| TGT Target Corp. | 0.48% | 35,464 | $5.5M | Add +2.3% |
| PM Philip Morris International | 0.46% | 42,970 | $5.2M | Reduce -0.7% |
| CVX Chevron Corp. | 0.44% | 33,941 | $5.0M | Reduce -1.2% |
| CSCO Cisco Systems Inc. | 0.42% | 90,675 | $4.8M | Reduce -50.4% |
| TCBK Trico Bancshares | 0.41% | 109,540 | $4.7M | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.40% | 15,946 | $4.5M | Reduce -0.3% |
| COST Costco Wholesale Corp. | 0.40% | 5,087 | $4.5M | Reduce -3.8% |
| TRV The Travelers Cos Inc. | 0.38% | 18,488 | $4.3M | Reduce -1.0% |
| MO Altria Group Inc. | 0.37% | 83,677 | $4.3M | Add +0.9% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.37% | 14,964 | $4.2M | Reduce -19.7% |
| HON Honeywell International Inc. | 0.36% | 20,060 | $4.1M | Reduce -3.4% |
| WMT Walmart Inc. | 0.34% | 47,905 | $3.9M | Reduce -0.6% |
| ANET Arista Networks Inc. | 0.34% | 9,976 | $3.8M | Reduce -1.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.33% | 8,117 | $3.7M | Reduce -8.1% |
| VOO Vanguard S&P 500 ETF | 0.32% | 6,906 | $3.6M | Add +1.8% |
| MCD McDonald's Corp. | 0.31% | 11,571 | $3.5M | Reduce -0.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.31% | 15,912 | $3.5M | Add +6.8% |
| ADBE Adobe Inc. | 0.30% | 6,528 | $3.4M | Reduce -5.0% |
| AME Ametek Inc. | 0.29% | 19,262 | $3.3M | No change |
| MA Mastercard Inc. Class A | 0.28% | 6,488 | $3.2M | Reduce -6.8% |
| LOW Lowe's Cos Inc. | 0.28% | 11,642 | $3.2M | Add +1.1% |
| MRVL Marvell Technology Inc. | 0.27% | 43,142 | $3.1M | No change |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.27% | 78,261 | $3.1M | Reduce -14.6% |
| MU Micron Technology Inc. | 0.26% | 28,624 | $3.0M | Add +16.6% |
| F Ford Motor Co. filed as FORD MTR CO | 0.26% | 280,004 | $3.0M | Reduce -1.7% |
| V Visa Inc. Class A | 0.26% | 10,722 | $2.9M | Add +0.1% |
| SPG Simon Property Group Inc. | 0.26% | 17,296 | $2.9M | Add +3.2% |
| CAT Caterpillar Inc. | 0.25% | 7,238 | $2.8M | Add +0.5% |
| GMED Globus Medical Inc. Class A | 0.24% | 39,024 | $2.8M | Add +0.8% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.22% | 2,450 | $2.5M | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.22% | 26,276 | $2.5M | Reduce -0.7% |
| CTAS Cintas Corp. | 0.22% | 12,148 | $2.5M | Reduce -9.9% |
| EXP Eagle Materials Inc. | 0.22% | 8,678 | $2.5M | Add +1.1% |
| EME Emcor Group Inc. | 0.22% | 5,773 | $2.5M | Add +0.8% |
| WELL Welltower Inc. | 0.21% | 19,109 | $2.4M | Reduce -1.4% |
| CSL Carlisle Cos Inc. | 0.21% | 5,377 | $2.4M | Reduce -0.1% |
| VZ Verizon Communications Inc. | 0.21% | 53,234 | $2.4M | Add +1.9% |
| DLR Digital Realty Trust Inc. | 0.21% | 14,726 | $2.4M | Reduce -0.3% |
| TSCO Tractor Supply Company | 0.21% | 8,076 | $2.3M | Add +1.0% |
| ALL Allstate Corp. | 0.20% | 12,316 | $2.3M | Reduce -5.4% |
| BA The Boeing Co. | 0.20% | 15,341 | $2.3M | Reduce -0.5% |
| BMY Bristol-Myers Squibb Co. | 0.20% | 44,546 | $2.3M | Add +34.3% |
| TW Tradeweb Markets Inc. Class A | 0.20% | 18,435 | $2.3M | Add +1.2% |
| SNPS Synopsys Inc. | 0.20% | 4,496 | $2.3M | Add +2.3% |
| IT Gartner Inc. | 0.20% | 4,434 | $2.2M | Add +0.5% |
Options reported separately and not counted above: STATE STR SPDR S&P 500 ETF T puts ($574K), INVESCO QQQ TR puts ($488K), TESLA INC calls ($262K), META PLATFORMS INC calls ($229K), ISHARES TR puts ($221K).
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -4.6% | 7.27% | −0.94 |
| KR Kroger Co. | Sold out | 0.00% | −0.54 |
| PEP Pepsico Inc. | Reduce -72.7% | 0.18% | −0.49 |
| LLY Eli Lilly & Co. | Reduce -7.1% | 2.49% | −0.41 |
| CSCO Cisco Systems Inc. | Reduce -50.4% | 0.42% | −0.38 |
| MMM 3M Co. | Reduce -93.7% | 0.03% | −0.36 |
| AMZN Amazon.com Inc. | Reduce -4.6% | 1.73% | −0.26 |
| MSFT Microsoft Corp. | Reduce -0.5% | 2.42% | −0.25 |
| SIRI Sirius XM Holdings Inc. | Sold out | 0.00% | −0.23 |
| KLAC KLA Corp. | Reduce -1.7% | 1.11% | −0.16 |
| FTNT Fortinet Inc. | Reduce -79.0% | 0.06% | −0.16 |
| LECO Lincoln Electric Holdings | Sold out | 0.00% | −0.15 |
| CELH Celsius Holdings Inc. | Sold out | 0.00% | −0.14 |
| INTC Intel Corp. | Reduce -36.7% | 0.11% | −0.14 |
| SMCI Super Micro Computer Inc. | Reduce -55.3% | 0.03% | −0.11 |
| AVGO Broadcom Inc. | Reduce -7.9% | 1.19% | −0.08 |
| AJG Arthur J Gallagher & Co. | Reduce -19.7% | 0.37% | −0.08 |
| GDDY GoDaddy Inc. Class A | Sold out | 0.00% | −0.08 |
| F Ford Motor Co. | Reduce -1.7% | 0.26% | −0.07 |
| BAC Bank of America Corp. | Reduce -14.6% | 0.27% | −0.07 |
| DFS Discover Financial Services | Reduce -77.2% | 0.02% | −0.06 |
| AFL Aflac Inc. | Sold out | 0.00% | −0.06 |
| CVX Chevron Corp. | Reduce -1.2% | 0.44% | −0.06 |
| SO The Southern Co. | Reduce -36.4% | 0.13% | −0.06 |
| ADBE Adobe Inc. | Reduce -5.0% | 0.30% | −0.06 |
| BA The Boeing Co. | Reduce -0.5% | 0.20% | −0.06 |
| HON Honeywell International Inc. | Reduce -3.4% | 0.36% | −0.05 |
| STX Seagate Technology Holdings | Sold out | 0.00% | −0.04 |
| BBY Best Buy Co. Inc. | Sold out | 0.00% | −0.04 |
| SNA Snap-on Inc. | Reduce -35.9% | 0.08% | −0.04 |
| CINF Cincinnati Financial Corp. | Sold out | 0.00% | −0.04 |
| ABNB Airbnb Inc. Class A | Sold out | 0.00% | −0.04 |
| UPS United Parcel Service Class B | Reduce -0.6% | 0.49% | −0.03 |
| HUM Humana Inc. | Reduce -43.9% | 0.03% | −0.03 |
| LUV Southwest Airlines Co. | Sold out | 0.00% | −0.03 |
| INMD Inmode Ltd. | Sold out | 0.00% | −0.03 |
| MRNA Moderna Inc. | Sold out | 0.00% | −0.03 |
| DT Dynatrace Inc. | Sold out | 0.00% | −0.02 |
| ITOT iShares Core S&P Total U.S. | Sold out | 0.00% | −0.02 |
| DIS The Walt Disney Co. | Reduce -0.7% | 0.22% | −0.02 |
| GLW Corning Inc. | Sold out | 0.00% | −0.02 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Sold out | 0.00% | −0.02 |
| CMG Chipotle Mexican Grill Inc. | Sold out | 0.00% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -3.8% | 0.40% | −0.02 |
| PANW Palo Alto Networks Inc. | Reduce -14.2% | 0.10% | −0.02 |
| AI C3.AI Inc. Class A | Sold out | 0.00% | −0.02 |
| WDC Western Digital Corp. | Sold out | 0.00% | −0.02 |
| TEAM Atlassian Corp. Class A | Sold out | 0.00% | −0.02 |
| CONSOL ENERGY INC | Sold out | 0.00% | −0.02 |
| CTRA Coterra Energy Inc. | Sold out | 0.00% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| DELL Dell Technologies -C | Add +968.0% | 0.81% | +0.71 |
| ACT Enact Holdings Inc. | New | 0.70% | +0.70 |
| ISRG Intuitive Surgical Inc. | New | 0.52% | +0.52 |
| KO The Coca-Cola Co. | Add +104.9% | 0.73% | +0.40 |
| JNJ Johnson & Johnson | Add +137.2% | 0.62% | +0.37 |
| SIRI Sirius XM Holdings Inc. | New | 0.18% | +0.18 |
| PGR Progressive Corp. | Add +355.5% | 0.19% | +0.16 |
| CRUS Cirrus Logic Inc. | New | 0.15% | +0.15 |
| CARR Carrier Global Corp. | New | 0.09% | +0.09 |
| ACN Accenture PLC Class A | Add +0.1% | 0.87% | +0.08 |
| CMI Cummins Inc. | Add +0.1% | 0.80% | +0.08 |
| BMY Bristol-Myers Squibb Co. | Add +34.3% | 0.20% | +0.07 |
| AFLAC INC | New | 0.07% | +0.07 |
| DHI D.R. Horton Inc. | Add +110.4% | 0.11% | +0.07 |
| IBM Intl Business Machines Corp. | Add +6.8% | 0.31% | +0.07 |
| BXMT Blackstone Mortgage Tru Class A | New | 0.06% | +0.06 |
| CNC Centene Corp. | Add +127.4% | 0.09% | +0.05 |
| EXP Eagle Materials Inc. | Add +1.1% | 0.22% | +0.05 |
| TFC Truist Financial Corp. | Add +2.3% | 0.76% | +0.05 |
| LOW Lowe's Cos Inc. | Add +1.1% | 0.28% | +0.04 |
| CME Cme Group Inc. | Add +1.3% | 0.57% | +0.04 |
| CBRE CBRE Group Inc. Class A | New | 0.03% | +0.03 |
| WT Wisdomtree Inc. | New | 0.03% | +0.03 |
| BRO Brown & Brown Inc. | New | 0.03% | +0.03 |
| DIA SS SPDR Dow Jones Indus Avg | Add +1.9% | 0.75% | +0.03 |
| AXON Axon Enterprise Inc. | Add +0.2% | 0.12% | +0.03 |
| CAT Caterpillar Inc. | Add +0.5% | 0.25% | +0.03 |
| HOOD Robinhood Markets Inc. Class A | New | 0.03% | +0.03 |
| MO Altria Group Inc. | Add +0.9% | 0.37% | +0.02 |
| EME Emcor Group Inc. | Add +0.8% | 0.22% | +0.02 |
| O Realty Income Corp. | Add +2.0% | 0.18% | +0.02 |
| SBUX Starbucks Corp. | Add +15.7% | 0.09% | +0.02 |
| NEM Newmont Corp. | New | 0.02% | +0.02 |
| PHM Pultegroup Inc. | New | 0.02% | +0.02 |
| AFG American Financial Group Inc. | Add +1.2% | 0.53% | +0.02 |
| IAU iShares Gold Trust | New | 0.02% | +0.02 |
| EXLS Exlservice Holdings Inc. | Add +2.4% | 0.15% | +0.02 |
| MTB M & T Bank Corp. | Add +24.2% | 0.08% | +0.02 |
| VTR Ventas Inc. | New | 0.02% | +0.02 |
| BR Broadridge Financial Solutio | Add +0.5% | 0.60% | +0.02 |
| AB Alliancebernstein Holding LP | New | 0.02% | +0.02 |
| TW Tradeweb Markets Inc. Class A | Add +1.2% | 0.20% | +0.02 |
| ETN Eaton Corp. PLC | New | 0.02% | +0.02 |
| SPG Simon Property Group Inc. | Add +3.2% | 0.26% | +0.02 |
| IIPR Innovative Industrial Proper | New | 0.02% | +0.02 |
| LISTED FDS TR | Add +3.5% | 0.63% | +0.02 |
| EXAS Exact Sciences Corp. | New | 0.02% | +0.02 |
| FNF Fidelity National Financial | New | 0.02% | +0.02 |
| UAL United Airlines Holdings Inc. | New | 0.02% | +0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | New | 0.02% | +0.02 |
Options Activity Q2 2024 → Q3 2024
| STATE STR SPDR S&P 500 ETF T | put | New | 1,000 | $574K |
| INVESCO QQQ TR | put | New | 1,000 | $488K |
| ANET Arista Networks Inc. | call | Sold out | 1,000 | $350Kbefore exit |
| TESLA INC | call | New | 1,000 | $262K |
| META PLATFORMS INC | call | New | 400 | $229K |
| ISHARES TR | put | New | 1,000 | $221K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| GABELLI MULTIMEDIA TRUST-WI | RIGHT 07/22/2024 | Sold out | 14,506 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.