Sheaff Brock Investment Advisors, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 30, 2025), Sheaff Brock Investment Advisors, LLC reported 446 stock positions worth $1.1 billion. Its top holding was Apple (AAPL) at 11.7% of the portfolio, followed by Nvidia (NVDA, 7.9%) and Microsoft (MSFT, 2.3%). Compared with Q3 2024, it opened 30 new positions, sold out of 34, added to 154 and reduced 157. The biggest buy was Intl Business Machines (IBM, shares +319%) and the biggest sale an exit from PPG Industries (PPG).
- Most Recent 13F
- Q1 2025
- Location
- INDIANAPOLIS, IN
- CIK
- 0001666789
- Portfolio Value
- $1.1B (Q4 2024)
- SEC Filing
- 0001666789-25-000001 ↗ filed Jan 30, 2025
Holdings Value
Holdings 446 stocks · $1.1B
| AAPL Apple Inc. | 11.70% | 536,790 | $134.4M | Reduce -1.4% |
| NVDA Nvidia Corp. | 7.92% | 677,566 | $91.0M | Reduce -0.8% |
| MSFT Microsoft Corp. | 2.33% | 63,498 | $26.8M | Reduce -0.9% |
| LLY Eli Lilly & Co. | 2.17% | 32,240 | $24.9M | Add +0.7% |
| AMZN Amazon.com Inc. | 2.01% | 105,208 | $23.1M | Reduce -0.6% |
| LISTED FDS TR | 1.70% | 1,014,937 | $19.5M | Add +2.5% |
| ORCL Oracle Corp. | 1.57% | 108,046 | $18.0M | Reduce -9.7% |
| AVGO Broadcom Inc. | 1.53% | 75,933 | $17.6M | Reduce -3.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.45% | 32,511 | $16.6M | Add +7.0% |
| META Meta Platforms Inc. Class A | 1.35% | 26,588 | $15.6M | Reduce -5.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.28% | 66,689 | $14.7M | Add +319.1% |
| GOOGL Alphabet Inc. Class A | 1.23% | 74,505 | $14.1M | Reduce -1.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.14% | 22,389 | $13.1M | Add +17.2% |
| MRK Merck & Co. Inc. | 1.10% | 127,124 | $12.6M | Add +3.6% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 1.03% | 112,159 | $11.8M | Reduce -4.8% |
| AXP American Express Co. | 1.01% | 38,969 | $11.6M | Reduce -1.2% |
| ABBV Abbvie Inc. | 0.94% | 60,772 | $10.8M | Reduce -0.4% |
| HD Home Depot Inc. | 0.93% | 27,557 | $10.7M | Reduce -28.9% |
| QCOM Qualcomm Inc. | 0.91% | 68,175 | $10.5M | Add +0.4% |
| KLAC KLA Corp. | 0.90% | 16,401 | $10.3M | Add +0.3% |
| OKE Oneok Inc. | 0.90% | 102,553 | $10.3M | Reduce -2.1% |
| TSLA Tesla Inc. | 0.89% | 25,206 | $10.2M | Add +1.5% |
| ACN Accenture PLC Class A | 0.86% | 28,124 | $9.9M | Add +0.0% |
| ALSN Allison Transmission Holding | 0.86% | 91,481 | $9.9M | Reduce -8.9% |
| CMI Cummins Inc. | 0.84% | 27,833 | $9.7M | Reduce -1.4% |
| PH Parker Hannifin Corp. | 0.83% | 15,042 | $9.6M | Reduce -6.6% |
| GOOG Alphabet Inc. Class C | 0.80% | 48,097 | $9.2M | Reduce -0.5% |
| CSCO Cisco Systems Inc. | 0.79% | 152,372 | $9.0M | Add +68.0% |
| HUBB Hubbell Inc. | 0.78% | 21,423 | $9.0M | Reduce -8.3% |
| TFC Truist Financial Corp. | 0.76% | 200,195 | $8.7M | Reduce -1.5% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.75% | 20,373 | $8.7M | Add +0.5% |
| PLD Prologis Inc. | 0.75% | 81,906 | $8.7M | Reduce -1.1% |
| DELL Dell Technologies -C | 0.75% | 74,954 | $8.6M | Reduce -3.3% |
| NFLX Netflix Inc. | 0.73% | 9,437 | $8.4M | Add +0.4% |
| LMT Lockheed Martin Corp. | 0.72% | 16,965 | $8.2M | Reduce -14.2% |
| UNH Unitedhealth Group Inc. | 0.71% | 16,140 | $8.2M | Add +1.8% |
| PG The Procter & Gamble Co. | 0.70% | 48,319 | $8.1M | Reduce -0.2% |
| INGR Ingredion Inc. | 0.70% | 58,708 | $8.1M | Reduce -0.7% |
| CRM Salesforce Inc. | 0.68% | 23,479 | $7.8M | Reduce -10.3% |
| BKR Baker Hughes Co. | 0.68% | 189,786 | $7.8M | New |
| XOM Exxon Mobil Corp. | 0.67% | 71,377 | $7.7M | Reduce -0.3% |
| TXN Texas Instruments Inc. | 0.67% | 40,810 | $7.7M | Add +0.0% |
| JPM JPMorgan Chase & Co. | 0.66% | 31,518 | $7.6M | Reduce -5.7% |
| PAG Penske Automotive Group Inc. | 0.65% | 49,159 | $7.5M | Reduce -0.5% |
| BR Broadridge Financial Solutio | 0.63% | 31,888 | $7.2M | Reduce -0.2% |
| LISTED FDS TR | 0.61% | 701,849 | $7.0M | Add +2.2% |
| ACT Enact Holdings Inc. | 0.61% | 215,784 | $7.0M | Reduce -1.2% |
| CME Cme Group Inc. | 0.60% | 29,738 | $6.9M | Add +0.4% |
| GD General Dynamics Corp. | 0.57% | 24,771 | $6.5M | Reduce -0.4% |
| ISRG Intuitive Surgical Inc. | 0.55% | 12,010 | $6.3M | Reduce -0.2% |
| CI The Cigna Group | 0.54% | 22,331 | $6.2M | Reduce -0.3% |
| AFG American Financial Group Inc. | 0.53% | 44,540 | $6.1M | Reduce -0.9% |
| GL Globe Life Inc. | 0.53% | 54,184 | $6.0M | Reduce -0.7% |
| CAT Caterpillar Inc. | 0.52% | 16,500 | $6.0M | Add +128.0% |
| AMD Advanced Micro Devices | 0.46% | 43,318 | $5.2M | Reduce -18.5% |
| PM Philip Morris International | 0.45% | 43,074 | $5.2M | Add +0.2% |
| CVX Chevron Corp. | 0.42% | 33,689 | $4.9M | Reduce -0.7% |
| UPS United Parcel Service Class B | 0.42% | 38,385 | $4.8M | Reduce -5.5% |
| TCBK Trico Bancshares | 0.42% | 109,540 | $4.8M | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.41% | 16,296 | $4.7M | Add +2.2% |
| HON Honeywell International Inc. | 0.41% | 20,603 | $4.7M | Add +2.7% |
| COST Costco Wholesale Corp. | 0.40% | 5,053 | $4.6M | Reduce -0.7% |
| TRV The Travelers Cos Inc. | 0.38% | 18,319 | $4.4M | Reduce -0.9% |
| MO Altria Group Inc. | 0.38% | 83,897 | $4.4M | Add +0.3% |
| WMT Walmart Inc. | 0.37% | 47,599 | $4.3M | Reduce -0.6% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.37% | 15,001 | $4.3M | Add +0.3% |
| MRVL Marvell Technology Inc. | 0.37% | 38,252 | $4.2M | Reduce -11.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.35% | 8,762 | $4.0M | Add +8.0% |
| VOO Vanguard S&P 500 ETF | 0.33% | 7,060 | $3.8M | Add +2.2% |
| ANET Arista Networks Inc. | 0.33% | 34,381 | $3.8M | Reduce -13.8% |
| KO The Coca-Cola Co. | 0.31% | 57,310 | $3.6M | Reduce -50.7% |
| AME Ametek Inc. | 0.30% | 19,262 | $3.5M | No change |
| MA Mastercard Inc. Class A | 0.30% | 6,488 | $3.4M | No change |
| V Visa Inc. Class A | 0.29% | 10,695 | $3.4M | Reduce -0.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.29% | 74,778 | $3.3M | Reduce -4.5% |
| MCD McDonald's Corp. | 0.28% | 11,278 | $3.3M | Reduce -2.5% |
| GMED Globus Medical Inc. Class A | 0.28% | 39,112 | $3.2M | Add +0.2% |
| ADBE Adobe Inc. | 0.26% | 6,736 | $3.0M | Add +3.2% |
| SPG Simon Property Group Inc. | 0.26% | 17,116 | $2.9M | Reduce -1.0% |
| LOW Lowe's Cos Inc. | 0.25% | 11,677 | $2.9M | Add +0.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.25% | 25,707 | $2.9M | Reduce -2.2% |
| F Ford Motor Co. filed as FORD MTR CO | 0.24% | 278,072 | $2.8M | Reduce -0.7% |
| TSCO Tractor Supply Company | 0.23% | 50,511 | $2.7M | Add +25.1% |
| BA The Boeing Co. | 0.23% | 15,121 | $2.7M | Reduce -1.4% |
| JNJ Johnson & Johnson | 0.23% | 18,296 | $2.6M | Reduce -58.0% |
| EME Emcor Group Inc. | 0.22% | 5,647 | $2.6M | Reduce -2.2% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.22% | 2,412 | $2.5M | Reduce -1.6% |
| CDNS Cadence Design SYS Inc. | 0.21% | 8,148 | $2.4M | Add +1.3% |
| LPLA LPL Financial Holdings Inc. | 0.21% | 7,377 | $2.4M | Reduce -14.6% |
| TW Tradeweb Markets Inc. Class A | 0.21% | 18,330 | $2.4M | Reduce -0.6% |
| WFC Wells Fargo & Co. | 0.21% | 34,000 | $2.4M | Add +56.8% |
| XLK SS Technology Select Sector | 0.21% | 10,191 | $2.4M | Add +13.7% |
| WELL Welltower Inc. | 0.19% | 17,611 | $2.2M | Reduce -7.8% |
| CTAS Cintas Corp. | 0.19% | 12,121 | $2.2M | Reduce -0.2% |
| SNPS Synopsys Inc. | 0.19% | 4,542 | $2.2M | Add +1.0% |
| VZ Verizon Communications Inc. | 0.19% | 54,938 | $2.2M | Add +3.2% |
| MU Micron Technology Inc. | 0.19% | 25,988 | $2.2M | Reduce -9.2% |
| DLR Digital Realty Trust Inc. | 0.19% | 12,236 | $2.2M | Reduce -16.9% |
| P Everpure Inc. Class A filed as PURE STORAGE INC | 0.19% | 35,205 | $2.2M | Reduce -10.5% |
| IT Gartner Inc. | 0.19% | 4,429 | $2.1M | Reduce -0.1% |
Options reported separately and not counted above: QQQ puts ($409K), CRWD puts ($342K), BA calls ($177K), TQQQ puts ($55K), CRWD calls ($34K).
Portfolio Sells Q3 2024 → Q4 2024
| PPG PPG Industries Inc. | Sold out | 0.00% | −0.53 |
| TGT Target Corp. | Reduce -95.2% | 0.02% | −0.46 |
| HD Home Depot Inc. | Reduce -28.9% | 0.93% | −0.44 |
| KO The Coca-Cola Co. | Reduce -50.7% | 0.31% | −0.42 |
| JNJ Johnson & Johnson | Reduce -58.0% | 0.23% | −0.39 |
| AMD Advanced Micro Devices | Reduce -18.5% | 0.46% | −0.31 |
| LMT Lockheed Martin Corp. | Reduce -14.2% | 0.72% | −0.30 |
| ORCL Oracle Corp. | Reduce -9.7% | 1.57% | −0.22 |
| IRM Iron Mountain Inc. | Reduce -4.8% | 1.03% | −0.20 |
| PLD Prologis Inc. | Reduce -1.1% | 0.75% | −0.16 |
| CRUS Cirrus Logic Inc. | Sold out | 0.00% | −0.15 |
| CI The Cigna Group | Reduce -0.3% | 0.54% | −0.14 |
| ABBV Abbvie Inc. | Reduce -0.4% | 0.94% | −0.12 |
| ARE Alexandria Real Estate Equit | Reduce -72.0% | 0.03% | −0.10 |
| HUBB Hubbell Inc. | Reduce -8.3% | 0.78% | −0.10 |
| GD General Dynamics Corp. | Reduce -0.4% | 0.57% | −0.09 |
| MSFT Microsoft Corp. | Reduce -0.9% | 2.33% | −0.09 |
| ACT Enact Holdings Inc. | Reduce -1.2% | 0.61% | −0.09 |
| GEHC GE Healthcare Technology | Reduce -70.4% | 0.02% | −0.08 |
| AFLAC INC | Sold out | 0.00% | −0.07 |
| DHI D.R. Horton Inc. | Reduce -47.5% | 0.04% | −0.07 |
| MU Micron Technology Inc. | Reduce -9.2% | 0.19% | −0.07 |
| AGNC AGNC Investment Corp. | Reduce -73.3% | 0.02% | −0.07 |
| APH Amphenol Corp. Class A | Sold out | 0.00% | −0.07 |
| XOM Exxon Mobil Corp. | Reduce -0.3% | 0.67% | −0.07 |
| UPS United Parcel Service Class B | Reduce -5.5% | 0.42% | −0.06 |
| MET Metlife Inc. | Sold out | 0.00% | −0.06 |
| PH Parker Hannifin Corp. | Reduce -6.6% | 0.83% | −0.06 |
| BMY Bristol-Myers Squibb Co. | Reduce -34.6% | 0.14% | −0.06 |
| META Meta Platforms Inc. Class A | Reduce -5.4% | 1.35% | −0.06 |
| INTC Intel Corp. | Reduce -38.5% | 0.06% | −0.05 |
| FOUR SHIFT4 Payments Inc. Class A | Sold out | 0.00% | −0.05 |
| DELL Dell Technologies -C | Reduce -3.3% | 0.75% | −0.05 |
| PAG Penske Automotive Group Inc. | Reduce -0.5% | 0.65% | −0.05 |
| CSX CSX Corp. | Reduce -48.8% | 0.05% | −0.05 |
| ODFL Old Dominion Freight Line | Reduce -15.3% | 0.14% | −0.05 |
| ALL Allstate Corp. | Reduce -23.1% | 0.16% | −0.05 |
| AMT American Tower Corp. | Reduce -9.8% | 0.09% | −0.04 |
| AMAT Applied Materials Inc. | Reduce -26.3% | 0.05% | −0.04 |
| PFE Pfizer Inc. | Reduce -10.5% | 0.15% | −0.04 |
| CBRE CBRE Group Inc. Class A | Sold out | 0.00% | −0.03 |
| O Realty Income Corp. | Reduce -3.8% | 0.14% | −0.03 |
| MS Morgan Stanley | Reduce -57.1% | 0.04% | −0.03 |
| EXP Eagle Materials Inc. | Reduce -0.6% | 0.19% | −0.03 |
| JCI Johnson Controls Internation | Reduce -58.3% | 0.02% | −0.03 |
| SCHA Schwab US Small-Cap ETF | Reduce -51.5% | 0.03% | −0.03 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.03 |
| DKNG Draftkings Inc. Class A | Sold out | 0.00% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -0.2% | 0.70% | −0.03 |
| PFF iShares Preferred & Income S | Reduce -11.8% | 0.14% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| IBM Intl Business Machines Corp. | Add +319.1% | 1.28% | +0.97 |
| BKR Baker Hughes Co. | New | 0.68% | +0.68 |
| CSCO Cisco Systems Inc. | Add +68.0% | 0.79% | +0.36 |
| TSLA Tesla Inc. | Add +1.5% | 0.89% | +0.32 |
| CAT Caterpillar Inc. | Add +128.0% | 0.52% | +0.27 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +17.2% | 1.14% | +0.18 |
| FIX Comfort Systems USA Inc. | New | 0.17% | +0.17 |
| NFLX Netflix Inc. | Add +0.4% | 0.73% | +0.15 |
| QQQ Invesco QQQ Trust Series 1 | Add +7.0% | 1.45% | +0.15 |
| WFC Wells Fargo & Co. | Add +56.8% | 0.21% | +0.10 |
| DGX Quest Diagnostics Inc. | New | 0.09% | +0.09 |
| NTNX Nutanix Inc. Class A | New | 0.07% | +0.07 |
| A Agilent Technologies Inc. | New | 0.07% | +0.07 |
| DX Dynex Capital Inc. | New | 0.07% | +0.07 |
| AFL Aflac Inc. | New | 0.07% | +0.07 |
| AXON Axon Enterprise Inc. | Add +0.4% | 0.18% | +0.06 |
| LRCX Lam Research Corp. | Add +104.1% | 0.13% | +0.06 |
| SLB SLB Ltd. | New | 0.06% | +0.06 |
| REG Regency Centers Corp. | New | 0.06% | +0.06 |
| AHR American Healthcare REIT Inc. | New | 0.06% | +0.06 |
| VGIT Vanguard Intermediate-Term T | New | 0.05% | +0.05 |
| APP AppLovin Corp. Class A | New | 0.05% | +0.05 |
| SOUN Soundhound AI Inc. Class A | Add +149.9% | 0.06% | +0.05 |
| NTAP Netapp Inc. | New | 0.05% | +0.05 |
| PLTR Palantir Technologies Inc. Class A | Add +2.0% | 0.10% | +0.05 |
| DOCS Doximity Inc. Class A | New | 0.04% | +0.04 |
| IVV iShares Core S&P 500 ETF | Add +125.7% | 0.08% | +0.04 |
| PHM Pultegroup Inc. | Add +273.0% | 0.07% | +0.04 |
| HON Honeywell International Inc. | Add +2.7% | 0.41% | +0.04 |
| ABT Abbott Laboratories | Add +68.2% | 0.10% | +0.04 |
| GMED Globus Medical Inc. Class A | Add +0.2% | 0.28% | +0.04 |
| MTSI Macom Technology Solutions H | New | 0.04% | +0.04 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +53.4% | 0.10% | +0.03 |
| AVPT Avepoint Inc. | New | 0.03% | +0.03 |
| ED Consolidated Edison Inc. | New | 0.03% | +0.03 |
| ET Energy Transfer LP | Add +0.9% | 0.18% | +0.03 |
| XLK SS Technology Select Sector | Add +13.7% | 0.21% | +0.03 |
| CME Cme Group Inc. | Add +0.4% | 0.60% | +0.03 |
| TSCO Tractor Supply Company | Add +25.1% | 0.23% | +0.03 |
| VRT Vertiv Holdings Co. Class A | New | 0.03% | +0.03 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +48.1% | 0.07% | +0.02 |
| EXLS Exlservice Holdings Inc. | Add +0.0% | 0.18% | +0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +3.2% | 0.12% | +0.02 |
| TEAM Atlassian Corp. Class A | New | 0.02% | +0.02 |
| CDNS Cadence Design SYS Inc. | Add +1.3% | 0.21% | +0.02 |
| BLK BlackRock Inc. | New | 0.02% | +0.02 |
| GS Goldman Sachs Group Inc. | New | 0.02% | +0.02 |
| HOOD Robinhood Markets Inc. Class A | Add +11.7% | 0.04% | +0.02 |
| SNOW Snowflake Inc. | New | 0.02% | +0.02 |
| CTRA Coterra Energy Inc. | New | 0.02% | +0.02 |
Options Activity Q3 2024 → Q4 2024
| STATE STR SPDR S&P 500 ETF T | put | Sold out | 1,000 | $574Kbefore exit |
| INVESCO QQQ TR | put | Sold out | 1,000 | $488Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | New | 800 | $409K |
| CRWD CrowdStrike Holdings Inc. Class A | put | New | 1,000 | $342K |
| TESLA INC | call | Sold out | 1,000 | $262Kbefore exit |
| META PLATFORMS INC | call | Sold out | 400 | $229Kbefore exit |
| ISHARES TR | put | Sold out | 1,000 | $221Kbefore exit |
| BA The Boeing Co. | call | New | 1,000 | $177K |
| TQQQ Proshares Ultrapro QQQ | put | New | 700 | $55K |
| CRWD CrowdStrike Holdings Inc. Class A | call | New | 100 | $34K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.