Sheaff Brock Investment Advisors, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), Sheaff Brock Investment Advisors, LLC reported 498 stock positions worth $1.3 billion. Its top holding was Nvidia (NVDA) at 12.5% of the portfolio, followed by Apple (AAPL, 10.6%) and Eli Lilly (LLY, 2.3%). Compared with Q4 2023, it opened 44 new positions, sold out of 22, added to 164 and reduced 176. The biggest buy was Nvidia (NVDA, shares +15%) and the biggest sale Apple (AAPL, shares −2%).
- Most Recent 13F
- Q1 2025
- Location
- INDIANAPOLIS, IN
- CIK
- 0001666789
- Portfolio Value
- $1.3B (Q1 2024)
- SEC Filing
- 0001666789-24-000003 ↗ filed May 14, 2024
Holdings Value
Holdings 498 stocks · $1.3B
| NVDA Nvidia Corp. | 12.46% | 173,203 | $156.5M | Add +15.2% |
| AAPL Apple Inc. | 10.62% | 777,515 | $133.3M | Reduce -1.7% |
| LLY Eli Lilly & Co. | 2.27% | 36,585 | $28.5M | Add +0.5% |
| MSFT Microsoft Corp. | 2.05% | 61,303 | $25.8M | Reduce -15.2% |
| AMZN Amazon.com Inc. | 1.75% | 121,765 | $22.0M | Reduce -1.5% |
| LISTED FDS TR | 1.49% | 1,007,578 | $18.7M | Add +0.7% |
| HD Home Depot Inc. | 1.24% | 40,631 | $15.6M | Reduce -2.7% |
| CSCO Cisco Systems Inc. | 1.23% | 309,738 | $15.5M | Add +2.2% |
| META Meta Platforms Inc. Class A | 1.23% | 31,784 | $15.4M | Add +16.3% |
| AXP American Express Co. | 1.23% | 67,657 | $15.4M | Add +396.2% |
| ORCL Oracle Corp. | 1.21% | 121,289 | $15.2M | Reduce -0.9% |
| QQQ Invesco QQQ Trust Series 1 | 1.11% | 31,340 | $13.9M | Add +1.3% |
| MRK Merck & Co. Inc. | 1.06% | 100,711 | $13.3M | Reduce -4.1% |
| CME Cme Group Inc. | 1.05% | 61,467 | $13.2M | Add +1.1% |
| KLAC KLA Corp. | 1.02% | 18,387 | $12.8M | Reduce -11.7% |
| ABBV Abbvie Inc. | 1.00% | 68,644 | $12.5M | Reduce -8.0% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.98% | 153,646 | $12.3M | Reduce -7.7% |
| QCOM Qualcomm Inc. | 0.98% | 72,483 | $12.3M | Add +0.7% |
| PG The Procter & Gamble Co. | 0.97% | 75,072 | $12.2M | Add +1.1% |
| AVGO Broadcom Inc. | 0.96% | 9,082 | $12.0M | Reduce -8.7% |
| HUBB Hubbell Inc. | 0.87% | 26,212 | $10.9M | Reduce -7.2% |
| GOOGL Alphabet Inc. Class A | 0.86% | 71,360 | $10.8M | Add +3.4% |
| ACN Accenture PLC Class A | 0.84% | 30,305 | $10.5M | Reduce -0.3% |
| PH Parker Hannifin Corp. | 0.79% | 17,932 | $10.0M | Reduce -6.2% |
| AMD Advanced Micro Devices | 0.77% | 53,283 | $9.6M | Add +16.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.76% | 18,158 | $9.5M | Add +6.4% |
| OKE Oneok Inc. | 0.75% | 116,962 | $9.4M | Add +1.2% |
| LMT Lockheed Martin Corp. | 0.74% | 20,498 | $9.3M | Add +2.4% |
| TFC Truist Financial Corp. | 0.72% | 231,232 | $9.0M | Add +862.3% |
| ALSN Allison Transmission Holding | 0.70% | 108,888 | $8.8M | Add +1.0% |
| CMI Cummins Inc. | 0.70% | 29,787 | $8.8M | Reduce -1.3% |
| CI The Cigna Group | 0.69% | 23,687 | $8.6M | Reduce -0.9% |
| UNH Unitedhealth Group Inc. | 0.68% | 17,305 | $8.6M | Add +7.7% |
| PAG Penske Automotive Group Inc. | 0.67% | 52,069 | $8.4M | Reduce -17.5% |
| XOM Exxon Mobil Corp. | 0.64% | 69,596 | $8.1M | Reduce -10.7% |
| PEP Pepsico Inc. | 0.63% | 45,036 | $7.9M | Add +2.5% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.62% | 19,570 | $7.8M | Add +0.5% |
| TXN Texas Instruments Inc. | 0.60% | 43,448 | $7.6M | Reduce -14.9% |
| KO The Coca-Cola Co. | 0.60% | 123,055 | $7.5M | Add +112.9% |
| UPS United Parcel Service Class B | 0.59% | 49,921 | $7.4M | Reduce -0.1% |
| GD General Dynamics Corp. | 0.59% | 26,107 | $7.4M | Add +0.4% |
| INGR Ingredion Inc. | 0.58% | 62,120 | $7.3M | New |
| JPM JPMorgan Chase & Co. | 0.58% | 36,231 | $7.3M | Reduce -55.2% |
| GOOG Alphabet Inc. Class C | 0.57% | 47,209 | $7.2M | Add +1.2% |
| KR Kroger Co. | 0.56% | 122,381 | $7.0M | Add +2.0% |
| JNJ Johnson & Johnson | 0.55% | 43,710 | $6.9M | Reduce -40.8% |
| PPG PPG Industries Inc. | 0.54% | 47,128 | $6.8M | Add +0.8% |
| BR Broadridge Financial Solutio | 0.54% | 33,169 | $6.8M | New |
| LISTED FDS TR | 0.53% | 668,454 | $6.6M | Reduce -0.4% |
| GL Globe Life Inc. | 0.52% | 56,534 | $6.6M | Add +3.0% |
| AFG American Financial Group Inc. | 0.51% | 46,704 | $6.4M | Add +2.5% |
| TGT Target Corp. | 0.50% | 35,607 | $6.3M | Add +5.6% |
| NFLX Netflix Inc. | 0.50% | 10,245 | $6.2M | Add +0.3% |
| CVX Chevron Corp. | 0.49% | 39,072 | $6.2M | Reduce -26.0% |
| TSLA Tesla Inc. | 0.38% | 27,443 | $4.8M | Reduce -3.3% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.38% | 19,181 | $4.8M | Add +4.3% |
| V Visa Inc. Class A | 0.38% | 16,963 | $4.7M | Reduce -12.8% |
| HON Honeywell International Inc. | 0.37% | 22,727 | $4.7M | Add +581.5% |
| CRM Salesforce Inc. | 0.35% | 14,743 | $4.4M | Reduce -56.8% |
| INTC Intel Corp. | 0.35% | 98,731 | $4.4M | Reduce -1.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.34% | 10,293 | $4.3M | Add +4.0% |
| PM Philip Morris International | 0.34% | 46,735 | $4.3M | Reduce -0.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.33% | 109,819 | $4.2M | Reduce -1.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.33% | 34,010 | $4.2M | Add +6.7% |
| MMM 3M Co. | 0.33% | 38,701 | $4.1M | Add +1156.9% |
| TCBK Trico Bancshares | 0.32% | 109,540 | $4.0M | No change |
| COST Costco Wholesale Corp. | 0.32% | 5,498 | $4.0M | Add +0.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.32% | 15,484 | $4.0M | Add +4.3% |
| ADBE Adobe Inc. | 0.31% | 7,709 | $3.9M | Add +72.8% |
| F Ford Motor Co. filed as FORD MTR CO DEL | 0.30% | 286,552 | $3.8M | Add +0.1% |
| MA Mastercard Inc. Class A | 0.30% | 7,777 | $3.7M | Reduce -6.2% |
| WMT Walmart Inc. | 0.30% | 62,111 | $3.7M | Reduce -3.1% |
| MO Altria Group Inc. | 0.30% | 85,640 | $3.7M | Add +0.8% |
| AME Ametek Inc. | 0.28% | 19,262 | $3.5M | No change |
| MCD McDonald's Corp. | 0.28% | 12,341 | $3.5M | Add +0.7% |
| SIRI Sirius XM Holdings Inc. | 0.27% | 868,437 | $3.4M | Reduce -0.5% |
| ANET Arista Networks Inc. | 0.27% | 11,612 | $3.4M | Reduce -3.3% |
| BA The Boeing Co. | 0.26% | 16,673 | $3.2M | Reduce -16.7% |
| VOO Vanguard S&P 500 ETF | 0.25% | 6,620 | $3.2M | Add +3.9% |
| MRVL Marvell Technology Inc. | 0.25% | 44,342 | $3.1M | Add +0.4% |
| LOW Lowe's Cos Inc. | 0.24% | 12,040 | $3.1M | Reduce -3.5% |
| CAT Caterpillar Inc. | 0.24% | 8,186 | $3.0M | Reduce -64.4% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.23% | 2,849 | $2.9M | Reduce -9.3% |
| FTNT Fortinet Inc. | 0.23% | 42,344 | $2.9M | Add +7.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.22% | 14,745 | $2.8M | Reduce -9.7% |
| EME Emcor Group Inc. | 0.22% | 7,887 | $2.8M | Add +5.5% |
| SNPS Synopsys Inc. | 0.22% | 4,810 | $2.7M | Add +14.5% |
| CDNS Cadence Design SYS Inc. | 0.22% | 8,789 | $2.7M | Reduce -2.7% |
| SPG Simon Property Group Inc. | 0.22% | 17,294 | $2.7M | Reduce -3.1% |
| MU Micron Technology Inc. | 0.21% | 22,881 | $2.7M | Add +40.0% |
| TSCO Tractor Supply Company | 0.21% | 10,200 | $2.7M | Reduce -4.9% |
| CTAS Cintas Corp. | 0.20% | 3,740 | $2.6M | Add +1.4% |
| ALL Allstate Corp. | 0.20% | 14,766 | $2.6M | Add +109.0% |
| BLD Topbuild Corp. | 0.20% | 5,794 | $2.6M | Reduce -7.5% |
| PLD Prologis Inc. | 0.20% | 19,530 | $2.5M | Reduce -1.1% |
| EXP Eagle Materials Inc. | 0.20% | 9,336 | $2.5M | Add +5.8% |
| ATKR Atkore Inc. | 0.20% | 12,995 | $2.5M | Add +5.2% |
| MEDP Medpace Holdings Inc. | 0.20% | 6,092 | $2.5M | Reduce -4.1% |
| LECO Lincoln Electric Holdings | 0.19% | 9,441 | $2.4M | Add +4.1% |
| ODFL Old Dominion Freight Line | 0.19% | 10,978 | $2.4M | Add +6.0% |
Options reported separately and not counted above: SPY puts ($320.7M), AVGO puts ($3.3M), GM calls ($2.7M), QQQ puts ($2.2M), CAT puts ($733K), NVDA calls ($452K), IWM puts ($421K), XLF puts ($316K), PANW calls ($313K), AMAT calls ($309K), VZ calls ($210K).
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -1.7% | 10.62% | −3.04 |
| APA Apa Corp. | Sold out | 0.00% | −1.03 |
| JPM JPMorgan Chase & Co. | Reduce -55.2% | 0.58% | −0.66 |
| DFS Discover Financial Services | Reduce -88.4% | 0.08% | −0.58 |
| JNJ Johnson & Johnson | Reduce -40.8% | 0.55% | −0.49 |
| IIPR Innovative Industrial Proper | Sold out | 0.00% | −0.48 |
| CRM Salesforce Inc. | Reduce -56.8% | 0.35% | −0.45 |
| MSFT Microsoft Corp. | Reduce -15.2% | 2.05% | −0.38 |
| CAT Caterpillar Inc. | Reduce -64.4% | 0.24% | −0.37 |
| TRV The Travelers Cos Inc. | Reduce -90.8% | 0.04% | −0.33 |
| TSLA Tesla Inc. | Reduce -3.3% | 0.38% | −0.25 |
| PAG Penske Automotive Group Inc. | Reduce -17.5% | 0.67% | −0.24 |
| CVX Chevron Corp. | Reduce -26.0% | 0.49% | −0.22 |
| BA The Boeing Co. | Reduce -16.7% | 0.26% | −0.21 |
| TXN Texas Instruments Inc. | Reduce -14.9% | 0.60% | −0.18 |
| INTU Intuit Inc. | Sold out | 0.00% | −0.17 |
| SIRI Sirius XM Holdings Inc. | Reduce -0.5% | 0.27% | −0.16 |
| DE Deere & Co. | Reduce -65.1% | 0.07% | −0.16 |
| PFF iShares Preferred & Income S | Reduce -47.8% | 0.14% | −0.15 |
| TNA Dir Dai SML Ca Bul 3X Et-Usd | Reduce -63.6% | 0.07% | −0.13 |
| ACN Accenture PLC Class A | Reduce -0.3% | 0.84% | −0.12 |
| GPC Genuine Parts Co. | Sold out | 0.00% | −0.12 |
| UPS United Parcel Service Class B | Reduce -0.1% | 0.59% | −0.11 |
| CROX Crocs Inc. | Reduce -86.3% | 0.02% | −0.11 |
| INTC Intel Corp. | Reduce -1.6% | 0.35% | −0.10 |
| HIG Hartford Insurance Group Inc. | Sold out | 0.00% | −0.10 |
| CTRA Coterra Energy Inc. | Reduce -80.0% | 0.02% | −0.09 |
| CBRE CBRE Group Inc. Class A | Sold out | 0.00% | −0.09 |
| ETN Eaton Corp. PLC | Reduce -84.2% | 0.02% | −0.09 |
| V Visa Inc. Class A | Reduce -12.8% | 0.38% | −0.08 |
| AMAT Applied Materials Inc. | Reduce -51.5% | 0.09% | −0.07 |
| IRM Iron Mountain Inc. | Reduce -7.7% | 0.98% | −0.06 |
| KLAC KLA Corp. | Reduce -11.7% | 1.02% | −0.06 |
| APLE Apple Hospitality REIT Inc. | Reduce -45.1% | 0.05% | −0.06 |
| HD Home Depot Inc. | Reduce -2.7% | 1.24% | −0.06 |
| XOM Exxon Mobil Corp. | Reduce -10.7% | 0.64% | −0.05 |
| PM Philip Morris International | Reduce -0.3% | 0.34% | −0.05 |
| ZTS Zoetis Inc. | Sold out | 0.00% | −0.05 |
| WYNN WYNN Resorts Ltd. | Sold out | 0.00% | −0.05 |
| NKE Nike Inc. Class B | Reduce -12.7% | 0.10% | −0.05 |
| LISTED FDS TR | Reduce -0.4% | 0.53% | −0.05 |
| SPGI S&P Global Inc. | Sold out | 0.00% | −0.04 |
| DOV Dover Corp. | Sold out | 0.00% | −0.04 |
| ABBV Abbvie Inc. | Reduce -8.0% | 1.00% | −0.04 |
| ROKU Roku Inc. | Sold out | 0.00% | −0.04 |
| AVGO Broadcom Inc. | Reduce -8.7% | 0.96% | −0.04 |
| PLD Prologis Inc. | Reduce -1.1% | 0.20% | −0.03 |
| HRL Hormel Foods Corp. | Sold out | 0.00% | −0.03 |
| ABT Abbott Laboratories | Reduce -23.2% | 0.07% | −0.03 |
| IWM iShares Russell 2000 ETF | Reduce -18.6% | 0.08% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +15.2% | 12.46% | +5.79 |
| AXP American Express Co. | Add +396.2% | 1.23% | +1.00 |
| TFC Truist Financial Corp. | Add +862.3% | 0.72% | +0.64 |
| INGR Ingredion Inc. | New | 0.58% | +0.58 |
| BR Broadridge Financial Solutio | New | 0.54% | +0.54 |
| LLY Eli Lilly & Co. | Add +0.5% | 2.27% | +0.36 |
| META Meta Platforms Inc. Class A | Add +16.3% | 1.23% | +0.36 |
| HON Honeywell International Inc. | Add +581.5% | 0.37% | +0.31 |
| MMM 3M Co. | Add +1156.9% | 0.33% | +0.30 |
| KO The Coca-Cola Co. | Add +112.9% | 0.60% | +0.29 |
| VEEV Veeva Systems Inc. Class A | New | 0.18% | +0.18 |
| TW Tradeweb Markets Inc. Class A | New | 0.16% | +0.16 |
| AMD Advanced Micro Devices | Add +16.2% | 0.77% | +0.16 |
| P Everpure Inc. Class A | New | 0.16% | +0.16 |
| ALSN Allison Transmission Holding | Add +1.0% | 0.70% | +0.14 |
| ALL Allstate Corp. | Add +109.0% | 0.20% | +0.11 |
| EQIX Equinix Inc. | New | 0.11% | +0.11 |
| LEN Lennar Corp. Class A | Add +248.9% | 0.14% | +0.10 |
| MU Micron Technology Inc. | Add +40.0% | 0.21% | +0.09 |
| GEHC GE Healthcare Technology | Add +235.4% | 0.11% | +0.08 |
| PYPL PayPal Holdings Inc. | Add +112.6% | 0.15% | +0.08 |
| MDGL Madrigal Pharmaceuticals Inc. | New | 0.08% | +0.08 |
| EME Emcor Group Inc. | Add +5.5% | 0.22% | +0.08 |
| DIS The Walt Disney Co. | Add +6.7% | 0.33% | +0.07 |
| TGT Target Corp. | Add +5.6% | 0.50% | +0.07 |
| GPN Global Payments Inc. | New | 0.07% | +0.07 |
| JBHT Hunt (jb) Transprt SVCS Inc. | New | 0.07% | +0.07 |
| ADBE Adobe Inc. | Add +72.8% | 0.31% | +0.07 |
| PCAR Paccar Inc. | New | 0.07% | +0.07 |
| KR Kroger Co. | Add +2.0% | 0.56% | +0.07 |
| RHP Ryman Hospitality Properties | New | 0.06% | +0.06 |
| ARM Arm Holdings PLC-ADR | New | 0.06% | +0.06 |
| NFLX Netflix Inc. | Add +0.3% | 0.50% | +0.05 |
| PANW Palo Alto Networks Inc. | Add +173.4% | 0.08% | +0.05 |
| CELH Celsius Holdings Inc. | Add +4.5% | 0.16% | +0.05 |
| WDC Western Digital Corp. | New | 0.04% | +0.04 |
| QCOM Qualcomm Inc. | Add +0.7% | 0.98% | +0.04 |
| CARR Carrier Global Corp. | New | 0.04% | +0.04 |
| EXP Eagle Materials Inc. | Add +5.8% | 0.20% | +0.04 |
| CINF Cincinnati Financial Corp. | New | 0.04% | +0.04 |
| PTY PIMCO Corporate & Income Opp | Add +92.3% | 0.07% | +0.03 |
| SMH Vaneck Semiconductor ETF | New | 0.03% | +0.03 |
| CSL Carlisle Cos Inc. | Add +6.7% | 0.19% | +0.03 |
| GDDY GoDaddy Inc. Class A | New | 0.03% | +0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +6.4% | 0.76% | +0.03 |
| ABNB Airbnb Inc. Class A | Add +46.9% | 0.08% | +0.03 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +4.0% | 0.34% | +0.03 |
| URI United Rentals Inc. | New | 0.03% | +0.03 |
| PGR Progressive Corp. | Add +48.0% | 0.06% | +0.03 |
| SNPS Synopsys Inc. | Add +14.5% | 0.22% | +0.02 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +67.0% | 613,200 | $320.7M |
| AVGO Broadcom Inc. | put | New | 2,500 | $3.3M |
| GM General Motors Co. | call | New | 60,000 | $2.7M |
| QQQ Invesco QQQ Trust Series 1 | put | Add +233.3% | 5,000 | $2.2M |
| CAT Caterpillar Inc. | put | New | 2,000 | $733K |
| NVDA Nvidia Corp. | call | Reduce -88.4% | 500 | $452K |
| IWM iShares Russell 2000 ETF | put | New | 2,000 | $421K |
| XLF SS Financial Select Sector | put | New | 7,500 | $316K |
| PANW Palo Alto Networks Inc. | call | New | 1,100 | $313K |
| AMAT Applied Materials Inc. | call | New | 1,500 | $309K |
| AAPL Apple Inc. | call | Sold out | 1,500 | $289Kbefore exit |
| AVGO Broadcom Inc. | call | Sold out | 200 | $223Kbefore exit |
| VZ Verizon Communications Inc. | call | New | 5,000 | $210K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.