Sheaff Brock Investment Advisors, LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 30, 2024), Sheaff Brock Investment Advisors, LLC reported 447 stock positions worth $1.1 billion. Its top holding was Apple (AAPL) at 10.8% of the portfolio, followed by Nvidia (NVDA, 8.2%) and Eli Lilly (LLY, 2.9%). Compared with Q1 2024, it opened 18 new positions, sold out of 70, added to 71 and reduced 270. The biggest buy was Prologis (PLD, shares +327%) and the biggest sale Nvidia (NVDA, shares −59%).
- Most Recent 13F
- Q1 2025
- Location
- INDIANAPOLIS, IN
- CIK
- 0001666789
- Portfolio Value
- $1.1B (Q2 2024)
- SEC Filing
- 0001666789-24-000004 ↗ filed Jul 30, 2024
Holdings Value
Holdings 447 stocks · $1.1B
| AAPL Apple Inc. | 10.77% | 551,229 | $116.1M | Reduce -29.1% |
| NVDA Nvidia Corp. | 8.21% | 715,755 | $88.4M | Reduce -58.7% |
| LLY Eli Lilly & Co. | 2.90% | 34,457 | $31.2M | Reduce -5.8% |
| MSFT Microsoft Corp. | 2.67% | 64,398 | $28.8M | Add +5.0% |
| AMZN Amazon.com Inc. | 1.99% | 110,971 | $21.4M | Reduce -8.9% |
| LISTED FDS TR | 1.69% | 1,001,267 | $18.2M | Reduce -0.6% |
| ORCL Oracle Corp. | 1.59% | 121,605 | $17.2M | Add +0.3% |
| MRK Merck & Co. Inc. | 1.35% | 117,497 | $14.5M | Add +16.7% |
| QQQ Invesco QQQ Trust Series 1 | 1.35% | 30,342 | $14.5M | Reduce -3.2% |
| META Meta Platforms Inc. Class A | 1.34% | 28,691 | $14.5M | Reduce -9.7% |
| KLAC KLA Corp. | 1.27% | 16,638 | $13.7M | Reduce -9.5% |
| AVGO Broadcom Inc. | 1.27% | 8,539 | $13.7M | Reduce -6.0% |
| QCOM Qualcomm Inc. | 1.25% | 67,453 | $13.4M | Reduce -6.9% |
| HD Home Depot Inc. | 1.24% | 38,892 | $13.4M | Reduce -4.3% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 1.16% | 139,035 | $12.5M | Reduce -9.5% |
| GOOGL Alphabet Inc. Class A | 1.12% | 66,065 | $12.0M | Reduce -7.4% |
| ABBV Abbvie Inc. | 1.00% | 62,570 | $10.7M | Reduce -8.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.94% | 18,653 | $10.2M | Add +2.7% |
| PLD Prologis Inc. | 0.87% | 83,322 | $9.4M | Add +326.6% |
| LMT Lockheed Martin Corp. | 0.86% | 19,884 | $9.3M | Reduce -3.0% |
| AXP American Express Co. | 0.86% | 39,884 | $9.2M | Reduce -41.0% |
| CSCO Cisco Systems Inc. | 0.81% | 182,794 | $8.7M | Reduce -41.0% |
| HUBB Hubbell Inc. | 0.80% | 23,619 | $8.6M | Reduce -9.9% |
| UNH Unitedhealth Group Inc. | 0.80% | 16,898 | $8.6M | Reduce -2.4% |
| OKE Oneok Inc. | 0.80% | 105,427 | $8.6M | Reduce -9.9% |
| ACN Accenture PLC Class A | 0.79% | 28,083 | $8.5M | Reduce -7.3% |
| PH Parker Hannifin Corp. | 0.78% | 16,688 | $8.4M | Reduce -6.9% |
| GOOG Alphabet Inc. Class C | 0.78% | 45,594 | $8.4M | Reduce -3.4% |
| AMD Advanced Micro Devices | 0.77% | 51,461 | $8.3M | Reduce -3.4% |
| XOM Exxon Mobil Corp. | 0.75% | 70,611 | $8.1M | Add +1.5% |
| PG The Procter & Gamble Co. | 0.74% | 48,191 | $7.9M | Reduce -35.8% |
| TXN Texas Instruments Inc. | 0.74% | 40,793 | $7.9M | Reduce -6.1% |
| CMI Cummins Inc. | 0.73% | 28,218 | $7.8M | Reduce -5.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.72% | 19,895 | $7.8M | Add +1.7% |
| ALSN Allison Transmission Holding | 0.72% | 102,354 | $7.8M | Reduce -6.0% |
| TFC Truist Financial Corp. | 0.72% | 198,719 | $7.7M | Reduce -14.1% |
| PAG Penske Automotive Group Inc. | 0.69% | 49,781 | $7.4M | Reduce -4.4% |
| CI The Cigna Group | 0.69% | 22,391 | $7.4M | Reduce -5.5% |
| GD General Dynamics Corp. | 0.67% | 24,851 | $7.2M | Reduce -4.8% |
| PEP Pepsico Inc. | 0.66% | 43,323 | $7.1M | Reduce -3.8% |
| INGR Ingredion Inc. | 0.63% | 59,339 | $6.8M | Reduce -4.5% |
| CRM Salesforce Inc. | 0.61% | 25,568 | $6.6M | Add +73.4% |
| LISTED FDS TR | 0.61% | 663,754 | $6.5M | Reduce -0.7% |
| JPM JPMorgan Chase & Co. | 0.60% | 32,046 | $6.5M | Reduce -11.6% |
| NFLX Netflix Inc. | 0.59% | 9,401 | $6.3M | Reduce -8.2% |
| BR Broadridge Financial Solutio | 0.58% | 31,789 | $6.3M | Reduce -4.2% |
| KR Kroger Co. | 0.54% | 116,041 | $5.8M | Reduce -5.2% |
| CME Cme Group Inc. | 0.53% | 29,240 | $5.7M | Reduce -52.4% |
| PPG PPG Industries Inc. | 0.53% | 45,343 | $5.7M | Reduce -3.8% |
| UPS United Parcel Service Class B | 0.52% | 40,847 | $5.6M | Reduce -18.2% |
| AFG American Financial Group Inc. | 0.51% | 44,414 | $5.5M | Reduce -4.9% |
| CVX Chevron Corp. | 0.50% | 34,365 | $5.4M | Reduce -12.1% |
| TGT Target Corp. | 0.48% | 34,678 | $5.1M | Reduce -2.6% |
| TSLA Tesla Inc. | 0.46% | 25,153 | $5.0M | Reduce -8.3% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.45% | 18,639 | $4.8M | Reduce -2.8% |
| GL Globe Life Inc. | 0.43% | 56,684 | $4.7M | Add +0.3% |
| COST Costco Wholesale Corp. | 0.42% | 5,290 | $4.5M | Reduce -3.8% |
| HON Honeywell International Inc. | 0.41% | 20,758 | $4.4M | Reduce -8.7% |
| PM Philip Morris International | 0.41% | 43,261 | $4.4M | Reduce -7.4% |
| TCBK Trico Bancshares | 0.40% | 109,540 | $4.3M | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.40% | 16,000 | $4.3M | Add +3.3% |
| MMM 3M Co. | 0.40% | 41,677 | $4.3M | Add +7.7% |
| ADBE Adobe Inc. | 0.35% | 6,868 | $3.8M | Reduce -10.9% |
| TRV The Travelers Cos Inc. | 0.35% | 18,672 | $3.8M | Add +844.5% |
| MO Altria Group Inc. | 0.35% | 82,901 | $3.8M | Reduce -3.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.34% | 91,662 | $3.6M | Reduce -16.5% |
| KO The Coca-Cola Co. | 0.34% | 56,711 | $3.6M | Reduce -53.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.33% | 8,831 | $3.6M | Reduce -14.2% |
| F Ford Motor Co. filed as FORD MTR CO DEL | 0.33% | 284,899 | $3.6M | Reduce -0.6% |
| ANET Arista Networks Inc. | 0.33% | 10,171 | $3.6M | Reduce -12.4% |
| VOO Vanguard S&P 500 ETF | 0.31% | 6,784 | $3.4M | Add +2.5% |
| WMT Walmart Inc. | 0.30% | 48,180 | $3.3M | Reduce -22.4% |
| MU Micron Technology Inc. | 0.30% | 24,538 | $3.2M | Add +7.2% |
| AME Ametek Inc. | 0.30% | 19,262 | $3.2M | No change |
| MA Mastercard Inc. Class A | 0.29% | 6,964 | $3.1M | Reduce -10.4% |
| MRVL Marvell Technology Inc. | 0.28% | 43,142 | $3.0M | Reduce -2.7% |
| MCD McDonald's Corp. | 0.28% | 11,626 | $3.0M | Reduce -5.8% |
| V Visa Inc. Class A | 0.26% | 10,714 | $2.8M | Reduce -36.8% |
| BA The Boeing Co. | 0.26% | 15,421 | $2.8M | Reduce -7.5% |
| INTC Intel Corp. | 0.25% | 86,951 | $2.7M | Reduce -11.9% |
| JNJ Johnson & Johnson | 0.25% | 18,365 | $2.7M | Reduce -58.0% |
| GMED Globus Medical Inc. Class A | 0.25% | 38,703 | $2.7M | Add +84.6% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.24% | 26,466 | $2.6M | Reduce -22.2% |
| SNPS Synopsys Inc. | 0.24% | 4,395 | $2.6M | Reduce -8.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.24% | 14,895 | $2.6M | Add +1.0% |
| SPG Simon Property Group Inc. | 0.24% | 16,766 | $2.5M | Reduce -3.0% |
| LOW Lowe's Cos Inc. | 0.24% | 11,516 | $2.5M | Reduce -4.3% |
| CDNS Cadence Design SYS Inc. | 0.23% | 7,977 | $2.5M | Reduce -9.2% |
| SIRI Sirius XM Holdings Inc. | 0.23% | 866,704 | $2.5M | Reduce -0.2% |
| CAT Caterpillar Inc. | 0.22% | 7,204 | $2.4M | Reduce -12.0% |
| CTAS Cintas Corp. | 0.22% | 3,372 | $2.4M | Reduce -9.8% |
| FTNT Fortinet Inc. | 0.22% | 39,108 | $2.4M | Reduce -7.6% |
| LPLA LPL Financial Holdings Inc. | 0.21% | 8,276 | $2.3M | Reduce -6.0% |
| P Everpure Inc. Class A filed as PURE STORAGE INC | 0.21% | 35,030 | $2.2M | Reduce -8.4% |
| DLR Digital Realty Trust Inc. | 0.21% | 14,771 | $2.2M | Reduce -3.4% |
| MEDP Medpace Holdings Inc. | 0.21% | 5,435 | $2.2M | Reduce -10.8% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.21% | 2,450 | $2.2M | Reduce -14.0% |
| CSL Carlisle Cos Inc. | 0.20% | 5,381 | $2.2M | Reduce -10.0% |
| TSCO Tractor Supply Company | 0.20% | 7,999 | $2.2M | Reduce -21.6% |
| VZ Verizon Communications Inc. | 0.20% | 52,264 | $2.2M | Reduce -6.2% |
Options reported separately and not counted above: ANET calls ($350K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $0 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GABELLI MULTIMEDIA TRUST-WI | RIGHT 07/22/2024 | 14,506 | $0 | New |
Portfolio Sells Q1 2024 → Q2 2024
| NVDA Nvidia Corp. | Reduce -58.7% | 8.21% | −4.26 |
| CME Cme Group Inc. | Reduce -52.4% | 0.53% | −0.52 |
| CSCO Cisco Systems Inc. | Reduce -41.0% | 0.81% | −0.43 |
| AXP American Express Co. | Reduce -41.0% | 0.86% | −0.37 |
| JNJ Johnson & Johnson | Reduce -58.0% | 0.25% | −0.30 |
| KO The Coca-Cola Co. | Reduce -53.9% | 0.34% | −0.26 |
| PG The Procter & Gamble Co. | Reduce -35.8% | 0.74% | −0.23 |
| ATKR Atkore Inc. | Sold out | 0.00% | −0.20 |
| QLYS Qualys Inc. | Sold out | 0.00% | −0.13 |
| V Visa Inc. Class A | Reduce -36.8% | 0.26% | −0.12 |
| OXY Occidental Petroleum Corp. | Sold out | 0.00% | −0.11 |
| INTC Intel Corp. | Reduce -11.9% | 0.25% | −0.10 |
| GLW Corning Inc. | Reduce -86.1% | 0.02% | −0.09 |
| DIS The Walt Disney Co. | Reduce -22.2% | 0.24% | −0.09 |
| FNB FNB Corp. | Sold out | 0.00% | −0.08 |
| UPS United Parcel Service Class B | Reduce -18.2% | 0.52% | −0.07 |
| ISRG Intuitive Surgical Inc. | Sold out | 0.00% | −0.07 |
| PTY PIMCO Corporate & Income Opp | Sold out | 0.00% | −0.07 |
| HUBB Hubbell Inc. | Reduce -9.9% | 0.80% | −0.07 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.06 |
| DXCM Dexcom Inc. | Sold out | 0.00% | −0.06 |
| CLF Cleveland-Cliffs Inc. | Reduce -65.3% | 0.02% | −0.06 |
| TNK Teekay Tankers Ltd. Class A | Sold out | 0.00% | −0.05 |
| CVS CVS Health Corp. | Reduce -49.7% | 0.04% | −0.05 |
| ES Eversource Energy | Sold out | 0.00% | −0.05 |
| SHOP Shopify Inc. Class A | Reduce -58.2% | 0.03% | −0.05 |
| ACN Accenture PLC Class A | Reduce -7.3% | 0.79% | −0.05 |
| PRU Prudential Financial Inc. | Reduce -73.9% | 0.02% | −0.05 |
| ABNB Airbnb Inc. Class A | Reduce -56.7% | 0.04% | −0.04 |
| CARR Carrier Global Corp. | Sold out | 0.00% | −0.04 |
| ICE Intercontinental Exchange Inc. | Sold out | 0.00% | −0.04 |
| SIRI Sirius XM Holdings Inc. | Reduce -0.2% | 0.23% | −0.04 |
| LECO Lincoln Electric Holdings | Reduce -7.3% | 0.15% | −0.04 |
| GTY Getty Realty Corp. | Reduce -48.6% | 0.05% | −0.04 |
| BHP BHP Group Ltd.-Spon ADR | Sold out | 0.00% | −0.04 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -62.8% | 0.03% | −0.03 |
| DAL Delta Air Lines Inc. | Sold out | 0.00% | −0.03 |
| QLD Proshares Ultra QQQ | Reduce -50.0% | 0.06% | −0.03 |
| AEE Ameren Corporation | Sold out | 0.00% | −0.03 |
| FSLR First Solar Inc. | Sold out | 0.00% | −0.03 |
| VT Vanguard Tot World STK ETF | Sold out | 0.00% | −0.03 |
| TTD Trade Desk Inc./the Class A | Reduce -60.0% | 0.03% | −0.03 |
| EXP Eagle Materials Inc. | Reduce -8.1% | 0.17% | −0.03 |
| COIN Coinbase Global Inc. Class A | Sold out | 0.00% | −0.03 |
| RTX RTX Corp. | Reduce -52.4% | 0.04% | −0.03 |
| VEEV Veeva Systems Inc. Class A | Reduce -8.6% | 0.15% | −0.03 |
| URI United Rentals Inc. | Sold out | 0.00% | −0.03 |
| TGT Target Corp. | Reduce -2.6% | 0.48% | −0.03 |
| EME Emcor Group Inc. | Reduce -27.4% | 0.19% | −0.03 |
| GWW WW Grainger Inc. | Reduce -14.0% | 0.21% | −0.03 |
Portfolio Buys Q1 2024 → Q2 2024
| PLD Prologis Inc. | Add +326.6% | 0.87% | +0.67 |
| MSFT Microsoft Corp. | Add +5.0% | 2.67% | +0.62 |
| ORCL Oracle Corp. | Add +0.3% | 1.59% | +0.38 |
| TRV The Travelers Cos Inc. | Add +844.5% | 0.35% | +0.32 |
| MRK Merck & Co. Inc. | Add +16.7% | 1.35% | +0.29 |
| CRM Salesforce Inc. | Add +73.4% | 0.61% | +0.26 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +2.7% | 0.94% | +0.19 |
| GMED Globus Medical Inc. Class A | Add +84.6% | 0.25% | +0.16 |
| XOM Exxon Mobil Corp. | Add +1.5% | 0.75% | +0.11 |
| DIA SS SPDR Dow Jones Indus Avg | Add +1.7% | 0.72% | +0.10 |
| DELL Dell Technologies -C | New | 0.09% | +0.09 |
| MU Micron Technology Inc. | Add +7.2% | 0.30% | +0.08 |
| APH Amphenol Corp. Class A | New | 0.08% | +0.08 |
| VTI VG Morningstar TS MKT ETF-US | Add +3.3% | 0.40% | +0.08 |
| MMM 3M Co. | Add +7.7% | 0.40% | +0.07 |
| VOO Vanguard S&P 500 ETF | Add +2.5% | 0.31% | +0.06 |
| EPRT Essential Properties Realty | New | 0.06% | +0.06 |
| ZTS Zoetis Inc. | New | 0.05% | +0.05 |
| GDDY GoDaddy Inc. Class A | Add +90.3% | 0.08% | +0.05 |
| BSX Boston Scientific Corp. | New | 0.04% | +0.04 |
| FOUR SHIFT4 Payments Inc. Class A | New | 0.04% | +0.04 |
| PANW Palo Alto Networks Inc. | Add +4.7% | 0.12% | +0.04 |
| VECO Veeco Instruments Inc. | New | 0.04% | +0.04 |
| SCHD Schwab US DVD Equity ETF | Add +27.7% | 0.11% | +0.03 |
| XYL Xylem Inc. | New | 0.03% | +0.03 |
| XEXGX Eaton Vance Tax-Managed Glob | Add +31.4% | 0.07% | +0.03 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Add +1.3% | 0.12% | +0.02 |
| MTUM iShares MSCI USA Momentum Fa | Add +2.7% | 0.11% | +0.02 |
| AI C3.AI Inc. Class A | New | 0.02% | +0.02 |
| COKE Coca-Cola Consolidated Inc. | New | 0.02% | +0.02 |
| BIZD Vaneck BDC Income ETF | New | 0.02% | +0.02 |
| SUN Sunoco LP | New | 0.02% | +0.02 |
| CONSOL ENERGY INC | New | 0.02% | +0.02 |
| ESEA Euroseas Ltd. | New | 0.02% | +0.02 |
| AZO AutoZone Inc. | New | 0.02% | +0.02 |
| CASY Casey's General Stores Inc. | New | 0.02% | +0.02 |
| RIVN Rivian Automotive Inc. Class A | New | 0.02% | +0.02 |
| XLE SS Energy Select Sector | Add +20.8% | 0.07% | +0.02 |
| WM Waste Management Inc. | Add +0.1% | 0.13% | +0.02 |
| SVOL Simplify Volatility Premium | New | 0.02% | +0.02 |
| USA Liberty All Star Equity Fund | Add +0.7% | 0.17% | +0.02 |
| ELF Elf Beauty Inc. | Add +7.6% | 0.07% | +0.02 |
| NLY Annaly Capital Management Inc. | Add +63.1% | 0.03% | +0.02 |
| IBM Intl Business Machines Corp. | Add +1.0% | 0.24% | +0.01 |
| MSI Motorola Solutions Inc. | Add +2.7% | 0.06% | +0.01 |
| LUV Southwest Airlines Co. | Add +63.0% | 0.03% | +0.01 |
| HALO Halozyme Therapeutics Inc. | Add +19.3% | 0.03% | +0.01 |
| JEPQ JPM Nasdaq Equity Premium | Add +5.4% | 0.07% | +0.01 |
| VRTX Vertex Pharmaceuticals Inc. | Add +2.2% | 0.05% | +0.01 |
| HUM Humana Inc. | Add +0.1% | 0.06% | +0.01 |
Options Activity Q1 2024 → Q2 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 613,200 | $320.7Mbefore exit |
| AVGO Broadcom Inc. | put | Sold out | 2,500 | $3.3Mbefore exit |
| GM General Motors Co. | call | Sold out | 60,000 | $2.7Mbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 5,000 | $2.2Mbefore exit |
| CAT Caterpillar Inc. | put | Sold out | 2,000 | $733Kbefore exit |
| NVDA Nvidia Corp. | call | Sold out | 5,000 | $452Kbefore exit |
| IWM iShares Russell 2000 ETF | put | Sold out | 2,000 | $421Kbefore exit |
| ANET Arista Networks Inc. | call | New | 1,000 | $350K |
| XLF SS Financial Select Sector | put | Sold out | 7,500 | $316Kbefore exit |
| PANW Palo Alto Networks Inc. | call | Sold out | 1,100 | $313Kbefore exit |
| AMAT Applied Materials Inc. | call | Sold out | 1,500 | $309Kbefore exit |
| VZ Verizon Communications Inc. | call | Sold out | 5,000 | $210Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| GABELLI MULTIMEDIA TRUST-WI | RIGHT 07/22/2024 | New | 14,506 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.