Sheaff Brock Investment Advisors, LLC

In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 30, 2024), Sheaff Brock Investment Advisors, LLC reported 447 stock positions worth $1.1 billion. Its top holding was Apple (AAPL) at 10.8% of the portfolio, followed by Nvidia (NVDA, 8.2%) and Eli Lilly (LLY, 2.9%). Compared with Q1 2024, it opened 18 new positions, sold out of 70, added to 71 and reduced 270. The biggest buy was Prologis (PLD, shares +327%) and the biggest sale Nvidia (NVDA, shares −59%).

Most Recent 13F
Q1 2025
Location
INDIANAPOLIS, IN
CIK
0001666789
Portfolio Value
$1.1B (Q2 2024)
SEC Filing
0001666789-24-000004 ↗ filed Jul 30, 2024

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $1.3B Q1 2024 Q2 2024: $1.1B $1.1B Q2 2024 Q3 2024: $1.1B Q3 2024 Q4 2024: $1.1B Q4 2024 Q1 2025: $1.1B Q1 2025

Holdings 447 stocks · $1.1B
AAPL Apple Inc. 10.77% 551,229 $116.1M Reduce -29.1%
NVDA Nvidia Corp. 8.21% 715,755 $88.4M Reduce -58.7%
LLY Eli Lilly & Co. 2.90% 34,457 $31.2M Reduce -5.8%
MSFT Microsoft Corp. 2.67% 64,398 $28.8M Add +5.0%
AMZN Amazon.com Inc. 1.99% 110,971 $21.4M Reduce -8.9%
LISTED FDS TR 1.69% 1,001,267 $18.2M Reduce -0.6%
ORCL Oracle Corp. 1.59% 121,605 $17.2M Add +0.3%
MRK Merck & Co. Inc. 1.35% 117,497 $14.5M Add +16.7%
QQQ Invesco QQQ Trust Series 1 1.35% 30,342 $14.5M Reduce -3.2%
META Meta Platforms Inc. Class A 1.34% 28,691 $14.5M Reduce -9.7%
KLAC KLA Corp. 1.27% 16,638 $13.7M Reduce -9.5%
AVGO Broadcom Inc. 1.27% 8,539 $13.7M Reduce -6.0%
QCOM Qualcomm Inc. 1.25% 67,453 $13.4M Reduce -6.9%
HD Home Depot Inc. 1.24% 38,892 $13.4M Reduce -4.3%
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 1.16% 139,035 $12.5M Reduce -9.5%
GOOGL Alphabet Inc. Class A 1.12% 66,065 $12.0M Reduce -7.4%
ABBV Abbvie Inc. 1.00% 62,570 $10.7M Reduce -8.8%
SPY SS SPDR S&P 500 ETF Trust-US 0.94% 18,653 $10.2M Add +2.7%
PLD Prologis Inc. 0.87% 83,322 $9.4M Add +326.6%
LMT Lockheed Martin Corp. 0.86% 19,884 $9.3M Reduce -3.0%
AXP American Express Co. 0.86% 39,884 $9.2M Reduce -41.0%
CSCO Cisco Systems Inc. 0.81% 182,794 $8.7M Reduce -41.0%
HUBB Hubbell Inc. 0.80% 23,619 $8.6M Reduce -9.9%
UNH Unitedhealth Group Inc. 0.80% 16,898 $8.6M Reduce -2.4%
OKE Oneok Inc. 0.80% 105,427 $8.6M Reduce -9.9%
ACN Accenture PLC Class A 0.79% 28,083 $8.5M Reduce -7.3%
PH Parker Hannifin Corp. 0.78% 16,688 $8.4M Reduce -6.9%
GOOG Alphabet Inc. Class C 0.78% 45,594 $8.4M Reduce -3.4%
AMD Advanced Micro Devices 0.77% 51,461 $8.3M Reduce -3.4%
XOM Exxon Mobil Corp. 0.75% 70,611 $8.1M Add +1.5%
PG The Procter & Gamble Co. 0.74% 48,191 $7.9M Reduce -35.8%
TXN Texas Instruments Inc. 0.74% 40,793 $7.9M Reduce -6.1%
CMI Cummins Inc. 0.73% 28,218 $7.8M Reduce -5.3%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.72% 19,895 $7.8M Add +1.7%
ALSN Allison Transmission Holding 0.72% 102,354 $7.8M Reduce -6.0%
TFC Truist Financial Corp. 0.72% 198,719 $7.7M Reduce -14.1%
PAG Penske Automotive Group Inc. 0.69% 49,781 $7.4M Reduce -4.4%
CI The Cigna Group 0.69% 22,391 $7.4M Reduce -5.5%
GD General Dynamics Corp. 0.67% 24,851 $7.2M Reduce -4.8%
PEP Pepsico Inc. 0.66% 43,323 $7.1M Reduce -3.8%
INGR Ingredion Inc. 0.63% 59,339 $6.8M Reduce -4.5%
CRM Salesforce Inc. 0.61% 25,568 $6.6M Add +73.4%
LISTED FDS TR 0.61% 663,754 $6.5M Reduce -0.7%
JPM JPMorgan Chase & Co. 0.60% 32,046 $6.5M Reduce -11.6%
NFLX Netflix Inc. 0.59% 9,401 $6.3M Reduce -8.2%
BR Broadridge Financial Solutio 0.58% 31,789 $6.3M Reduce -4.2%
KR Kroger Co. 0.54% 116,041 $5.8M Reduce -5.2%
CME Cme Group Inc. 0.53% 29,240 $5.7M Reduce -52.4%
PPG PPG Industries Inc. 0.53% 45,343 $5.7M Reduce -3.8%
UPS United Parcel Service Class B 0.52% 40,847 $5.6M Reduce -18.2%
AFG American Financial Group Inc. 0.51% 44,414 $5.5M Reduce -4.9%
CVX Chevron Corp. 0.50% 34,365 $5.4M Reduce -12.1%
TGT Target Corp. 0.48% 34,678 $5.1M Reduce -2.6%
TSLA Tesla Inc. 0.46% 25,153 $5.0M Reduce -8.3%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.45% 18,639 $4.8M Reduce -2.8%
GL Globe Life Inc. 0.43% 56,684 $4.7M Add +0.3%
COST Costco Wholesale Corp. 0.42% 5,290 $4.5M Reduce -3.8%
HON Honeywell International Inc. 0.41% 20,758 $4.4M Reduce -8.7%
PM Philip Morris International 0.41% 43,261 $4.4M Reduce -7.4%
TCBK Trico Bancshares 0.40% 109,540 $4.3M No change
VTI VG Morningstar TS MKT ETF-US 0.40% 16,000 $4.3M Add +3.3%
MMM 3M Co. 0.40% 41,677 $4.3M Add +7.7%
ADBE Adobe Inc. 0.35% 6,868 $3.8M Reduce -10.9%
TRV The Travelers Cos Inc. 0.35% 18,672 $3.8M Add +844.5%
MO Altria Group Inc. 0.35% 82,901 $3.8M Reduce -3.2%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.34% 91,662 $3.6M Reduce -16.5%
KO The Coca-Cola Co. 0.34% 56,711 $3.6M Reduce -53.9%
BRK.B Berkshire Hathaway Inc. Class B 0.33% 8,831 $3.6M Reduce -14.2%
F Ford Motor Co. filed as FORD MTR CO DEL 0.33% 284,899 $3.6M Reduce -0.6%
ANET Arista Networks Inc. 0.33% 10,171 $3.6M Reduce -12.4%
VOO Vanguard S&P 500 ETF 0.31% 6,784 $3.4M Add +2.5%
WMT Walmart Inc. 0.30% 48,180 $3.3M Reduce -22.4%
MU Micron Technology Inc. 0.30% 24,538 $3.2M Add +7.2%
AME Ametek Inc. 0.30% 19,262 $3.2M No change
MA Mastercard Inc. Class A 0.29% 6,964 $3.1M Reduce -10.4%
MRVL Marvell Technology Inc. 0.28% 43,142 $3.0M Reduce -2.7%
MCD McDonald's Corp. 0.28% 11,626 $3.0M Reduce -5.8%
V Visa Inc. Class A 0.26% 10,714 $2.8M Reduce -36.8%
BA The Boeing Co. 0.26% 15,421 $2.8M Reduce -7.5%
INTC Intel Corp. 0.25% 86,951 $2.7M Reduce -11.9%
JNJ Johnson & Johnson 0.25% 18,365 $2.7M Reduce -58.0%
GMED Globus Medical Inc. Class A 0.25% 38,703 $2.7M Add +84.6%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.24% 26,466 $2.6M Reduce -22.2%
SNPS Synopsys Inc. 0.24% 4,395 $2.6M Reduce -8.6%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.24% 14,895 $2.6M Add +1.0%
SPG Simon Property Group Inc. 0.24% 16,766 $2.5M Reduce -3.0%
LOW Lowe's Cos Inc. 0.24% 11,516 $2.5M Reduce -4.3%
CDNS Cadence Design SYS Inc. 0.23% 7,977 $2.5M Reduce -9.2%
SIRI Sirius XM Holdings Inc. 0.23% 866,704 $2.5M Reduce -0.2%
CAT Caterpillar Inc. 0.22% 7,204 $2.4M Reduce -12.0%
CTAS Cintas Corp. 0.22% 3,372 $2.4M Reduce -9.8%
FTNT Fortinet Inc. 0.22% 39,108 $2.4M Reduce -7.6%
LPLA LPL Financial Holdings Inc. 0.21% 8,276 $2.3M Reduce -6.0%
P Everpure Inc. Class A filed as PURE STORAGE INC 0.21% 35,030 $2.2M Reduce -8.4%
DLR Digital Realty Trust Inc. 0.21% 14,771 $2.2M Reduce -3.4%
MEDP Medpace Holdings Inc. 0.21% 5,435 $2.2M Reduce -10.8%
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.21% 2,450 $2.2M Reduce -14.0%
CSL Carlisle Cos Inc. 0.20% 5,381 $2.2M Reduce -10.0%
TSCO Tractor Supply Company 0.20% 7,999 $2.2M Reduce -21.6%
VZ Verizon Communications Inc. 0.20% 52,264 $2.2M Reduce -6.2%
EME Emcor Group Inc. 0.19% 5,728 $2.1M Reduce -27.4%
PFE Pfizer Inc. 0.19% 74,367 $2.1M Reduce -4.6%
ALL Allstate Corp. 0.19% 13,016 $2.1M Reduce -11.8%
SO The Southern Co. 0.19% 26,646 $2.1M Reduce -12.9%
BLD Topbuild Corp. 0.19% 5,327 $2.1M Reduce -8.1%
WELL Welltower Inc. 0.19% 19,377 $2.0M Reduce -6.6%
IT Gartner Inc. 0.18% 4,410 $2.0M Reduce -8.1%
TW Tradeweb Markets Inc. Class A 0.18% 18,221 $1.9M Reduce -7.8%
TQQQ Proshares Ultrapro QQQ 0.18% 25,917 $1.9M Reduce -1.4%
MDLZ Mondelez International Inc. Class A 0.18% 29,089 $1.9M Reduce -6.7%
XLK SS Technology Select Sector 0.17% 8,290 $1.9M Reduce -3.5%
EXP Eagle Materials Inc. 0.17% 8,583 $1.9M Reduce -8.1%
USA Liberty All Star Equity Fund 0.17% 273,630 $1.9M Add +0.7%
ODFL Old Dominion Freight Line 0.17% 10,416 $1.8M Reduce -5.1%
WDAY Workday Inc. Class A 0.16% 7,779 $1.7M Reduce -6.8%
EPD Enterprise Products Partners 0.16% 59,428 $1.7M Reduce -6.6%
ET Energy Transfer LP 0.16% 103,187 $1.7M Reduce -6.7%
PFF iShares Preferred & Income S 0.15% 52,956 $1.7M Reduce -1.0%
LECO Lincoln Electric Holdings 0.15% 8,747 $1.7M Reduce -7.3%
O Realty Income Corp. 0.15% 30,872 $1.6M Reduce -9.8%
VEEV Veeva Systems Inc. Class A 0.15% 8,789 $1.6M Reduce -8.6%
BKNG Booking Holdings Inc. 0.15% 403 $1.6M No change
SMCI Super Micro Computer Inc. 0.15% 1,911 $1.6M Reduce -6.8%
SXT Sensient Technologies Corp. 0.14% 21,041 $1.6M No change
OHI Omega Healthcare Investors 0.14% 45,571 $1.6M Reduce -8.9%
CELH Celsius Holdings Inc. 0.14% 26,785 $1.5M Add +10.9%
GE General Electric filed as GE AEROSPACE 0.14% 9,419 $1.5M Reduce -6.1%
PYPL PayPal Holdings Inc. 0.13% 25,022 $1.5M Reduce -13.0%
ARE Alexandria Real Estate Equit 0.13% 12,254 $1.4M Reduce -5.7%
WM Waste Management Inc. 0.13% 6,671 $1.4M Add +0.1%
EXLS Exlservice Holdings Inc. 0.13% 44,332 $1.4M Reduce -6.5%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.13% 12,515 $1.4M Reduce -1.7%
BMY Bristol-Myers Squibb Co. 0.13% 33,159 $1.4M Reduce -2.3%
IDXX Idexx Laboratories Inc. 0.13% 2,813 $1.4M Reduce -7.5%
T AT&T Inc. 0.12% 69,506 $1.3M Reduce -16.3%
SNA Snap-on Inc. 0.12% 5,058 $1.3M No change
CRWD CrowdStrike Holdings Inc. Class A 0.12% 3,431 $1.3M Reduce -3.4%
LEN Lennar Corp. Class A 0.12% 8,733 $1.3M Reduce -16.8%
PANW Palo Alto Networks Inc. 0.12% 3,818 $1.3M Add +4.7%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.12% 5,173 $1.3M Add +1.3%
INVH Invitation Homes Inc. 0.12% 35,379 $1.3M Reduce -7.8%
PSA Public Storage 0.12% 4,355 $1.3M Reduce -5.1%
AMT American Tower Corp. 0.12% 6,445 $1.3M Reduce -12.8%
DOC Healthpeak Properties Inc. 0.12% 63,780 $1.3M Reduce -4.1%
AVB Avalonbay Communities Inc. 0.11% 5,962 $1.2M Reduce -6.3%
SCHD Schwab US DVD Equity ETF 0.11% 15,848 $1.2M Add +27.7%
WFC Wells Fargo & Co. 0.11% 20,479 $1.2M Reduce -8.6%
MTUM iShares MSCI USA Momentum Fa 0.11% 6,180 $1.2M Add +2.7%
EGP Eastgroup Properties Inc. 0.11% 7,062 $1.2M Reduce -5.9%
VICI Vici Properties Inc. filed as VICI PPTYS INC 0.11% 41,811 $1.2M Reduce -5.0%
EQIX Equinix Inc. 0.11% 1,574 $1.2M Reduce -4.0%
DUK Duke Energy Corp. 0.11% 11,873 $1.2M Reduce -11.7%
MAA Mid-America Apartment Comm 0.11% 8,298 $1.2M Reduce -3.9%
AMAT Applied Materials Inc. 0.11% 4,975 $1.2M Reduce -8.7%
ARCC Ares Capital Corp. 0.11% 55,660 $1.2M Reduce -4.7%
CDP Copt Defense Properties 0.11% 45,659 $1.1M Reduce -6.1%
LRCX Lam Research Corp. 0.10% 1,043 $1.1M Reduce -10.2%
CSX CSX Corp. 0.10% 32,754 $1.1M Reduce -12.3%
RF Regions Financial Corp. 0.10% 52,301 $1.0M No change
GEHC GE Healthcare Technology 0.10% 13,321 $1.0M Reduce -14.7%
AXON Axon Enterprise Inc. 0.10% 3,523 $1.0M No change
SSO Proshares Ultra S&P500 0.10% 12,500 $1.0M Reduce -27.9%
C Citigroup Inc. 0.10% 16,264 $1.0M Reduce -0.0%
MPC Marathon Petroleum Corp. 0.09% 5,892 $1.0M Add +0.3%
ADP Automatic Data Processing 0.09% 4,235 $1.0M Add +0.1%
VLO Valero Energy Corp. 0.09% 6,429 $1.0M Reduce -18.8%
DELL Dell Technologies -C 0.09% 7,257 $1.0M New
LH Labcorp Holdings Inc. 0.09% 4,892 $996K Reduce -5.0%
MDGL Madrigal Pharmaceuticals Inc. 0.09% 3,500 $981K Reduce -2.8%
MAR Marriott International Class A 0.09% 3,902 $943K Reduce -5.6%
BFK BlackRock Municipal Inc. TRST 0.09% 92,329 $943K No change
ORI Old Republic Intl Corp. 0.09% 30,500 $942K Reduce -1.3%
J Jacobs Solutions Inc. 0.09% 6,710 $937K Reduce -18.3%
ERX Direxion Daily Enrgy BL2X-Ui 0.09% 14,400 $937K No change
VUG Vanguard Mrngstar GR ETF-Sui 0.08% 2,390 $894K Reduce -9.5%
AGNC AGNC Investment Corp. 0.08% 93,388 $891K Reduce -7.6%
NEE Nextera Energy Inc. 0.08% 12,539 $888K Reduce -7.0%
MS Morgan Stanley 0.08% 9,074 $882K Reduce -10.9%
ASML ASML Holding NV-NY Reg SHS 0.08% 849 $868K Reduce -5.0%
DE Deere & Co. 0.08% 2,319 $866K Add +1.8%
DFS Discover Financial Services 0.08% 6,570 $859K Reduce -13.6%
NKE Nike Inc. Class B 0.08% 11,206 $845K Reduce -14.6%
COP Conocophillips 0.08% 7,381 $844K Reduce -10.5%
MDT Medtronic PLC 0.08% 10,718 $844K Reduce -13.7%
APH Amphenol Corp. Class A 0.08% 12,300 $829K New
MPLX MPLX LP 0.08% 19,433 $828K Reduce -1.9%
GDDY GoDaddy Inc. Class A 0.08% 5,900 $824K Add +90.3%
MELI MercadoLibre Inc. 0.08% 499 $820K Reduce -16.6%
STNG Scorpio Tankers Inc. 0.08% 10,000 $813K No change
SCHX Schwab US Large-Cap ETF 0.08% 12,600 $810K No change
XLE SS Energy Select Sector 0.07% 8,561 $780K Add +20.8%
MGC Vngrd Mrngstr MG Cap ETF-Usd 0.07% 3,947 $779K No change
CL Colgate-Palmolive Co. 0.07% 7,978 $774K Reduce -1.6%
IJH iShares Core S&P Midcap ETF 0.07% 13,045 $763K No change
XEXGX Eaton Vance Tax-Managed Glob 0.07% 89,716 $758K Add +31.4%
STLD Steel Dynamics Inc. 0.07% 5,849 $757K Add +0.6%
ZS Zscaler Inc. 0.07% 3,915 $752K Add +0.2%
BIL SS SPDR BB 1-3M T-Bill ETF 0.07% 8,059 $740K Reduce -22.8%
TNA Dir Dai SML Ca Bul 3X Et-Usd 0.07% 20,120 $738K Add +0.6%
IWM iShares Russell 2000 ETF 0.07% 3,608 $732K Reduce -24.9%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.07% 13,181 $732K Add +5.4%
ELF Elf Beauty Inc. 0.07% 3,427 $722K Add +7.6%
KHC The Kraft Heinz Co. 0.07% 22,137 $713K Reduce -1.1%
SCHA Schwab US Small-Cap ETF 0.07% 14,960 $710K Add +1.7%
QLD Proshares Ultra QQQ 0.06% 7,000 $699K Reduce -50.0%
SBUX Starbucks Corp. 0.06% 8,904 $693K Reduce -13.5%
AN Autonation Inc. 0.06% 4,268 $680K No change
BX Blackstone Inc. 0.06% 5,493 $680K Reduce -24.8%
MSI Motorola Solutions Inc. 0.06% 1,761 $680K Add +2.7%
WMB Williams Cos Inc. 0.06% 15,986 $679K Reduce -2.1%
PNC PNC Financial Services Group 0.06% 4,285 $666K Reduce -10.4%
MET Metlife Inc. 0.06% 9,458 $664K Reduce -21.6%
SYK Stryker Corp. 0.06% 1,950 $663K Reduce -9.4%
AFL Aflac Inc. 0.06% 7,344 $656K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.06% 2,672 $647K No change
MDY State Street SPDR S&P Midcap 0.06% 1,191 $637K Reduce -4.4%
HUM Humana Inc. 0.06% 1,693 $633K Add +0.1%
EPRT Essential Properties Realty 0.06% 22,553 $625K New
MTB M & T Bank Corp. filed as M & T BK CORP 0.06% 4,125 $624K No change
RHP Ryman Hospitality Properties 0.06% 6,220 $621K Reduce -11.1%
LULU Lululemon Athletica Inc. 0.06% 2,070 $618K Reduce -6.0%
ABT Abbott Laboratories 0.06% 5,913 $614K Reduce -26.4%
PII Polaris Inc. 0.06% 7,774 $609K Reduce -0.3%
PSX Phillips 66 0.06% 4,299 $607K Reduce -4.2%
DVY iShares Select Dividend ETF 0.06% 4,968 $601K Reduce -7.3%
DOW Dow Inc. 0.06% 11,271 $598K Reduce -2.6%
GTY Getty Realty Corp. 0.05% 21,967 $586K Reduce -48.6%
AMGN Amgen Inc. 0.05% 1,837 $574K Reduce -40.2%
USB US Bancorp 0.05% 14,431 $573K Reduce -2.5%
VRTX Vertex Pharmaceuticals Inc. 0.05% 1,219 $571K Add +2.2%
GPN Global Payments Inc. 0.05% 5,901 $571K Reduce -12.2%
ZTS Zoetis Inc. 0.05% 3,275 $568K New
VIG Vanguard Dividend Apprec ETF 0.05% 3,104 $567K Reduce -18.8%
JCI Johnson Controls Internation 0.05% 8,466 $563K Reduce -13.3%
WEC WEC Energy Group Inc. 0.05% 7,164 $562K Reduce -0.7%
APLE Apple Hospitality REIT Inc. 0.05% 38,076 $554K Reduce -7.4%
CODI Compass Diversified Holdings 0.05% 25,100 $549K No change
MINT PIMCO Enhanced Short Maturit 0.05% 5,418 $545K Add +0.1%
SCHW Schwab (charles) Corp. 0.05% 7,397 $545K Reduce -10.4%
JBHT Hunt (jb) Transprt SVCS Inc. 0.05% 3,400 $544K Reduce -24.4%
KMI Kinder Morgan Inc. 0.05% 26,998 $536K Reduce -4.0%
YUM Yum! Brands Inc. 0.05% 4,043 $536K Reduce -10.9%
VCSH Vanguard S/T Corp. Bond ETF 0.05% 6,910 $534K No change
ARM Arm Holdings PLC-ADR 0.05% 3,200 $524K Reduce -49.3%
TOWN Towne Bank 0.05% 19,000 $518K Reduce -5.0%
PWR Quanta Services Inc. 0.05% 2,038 $518K Add +3.7%
FAS Dirx DLY Finacial B3X ETF-Ui 0.05% 5,040 $509K No change
PCAR Paccar Inc. 0.05% 4,800 $494K Reduce -30.4%
ETW Eaton Vance T/M GLBL Buy-WR 0.05% 59,373 $491K Add +0.1%
SCHV Schwab US Large-Cap Value 0.05% 6,588 $488K Reduce -5.7%
ENB Enbridge Inc. 0.04% 13,498 $480K Reduce -12.3%
XLV SS Health Care Select Sector 0.04% 3,296 $480K Reduce -19.4%
AMX America Movil Sab DE CV 0.04% 28,210 $480K No change
UNP Union Pacific Corp. 0.04% 2,116 $479K Reduce -13.9%
SPYG SS SPDR P S&P 500 Growth ETF 0.04% 5,915 $474K Add +3.5%
NVO Novo-Nordisk A/S-Spons ADR 0.04% 3,320 $474K Reduce -29.2%
STX Seagate Technology Holdings 0.04% 4,464 $461K Reduce -6.3%
BP BP PLC-Spons ADR 0.04% 12,766 $461K Reduce -9.6%
DHI D.R. Horton Inc. 0.04% 3,259 $459K Add +1.8%
LABU DRXN DLY S&P BT BL 3X ETF-Ui 0.04% 4,000 $454K No change
BBY Best Buy Co. Inc. 0.04% 5,225 $440K Reduce -1.0%
ADM Archer-Daniels-Midland Co. 0.04% 7,210 $436K No change
MAIN Main Street Capital Corp. 0.04% 8,626 $436K Reduce -48.2%
NSC Norfolk Southern Corp. 0.04% 2,018 $433K Reduce -0.1%
ZBH Zimmer Biomet Holdings Inc. 0.04% 3,963 $430K Reduce -21.7%
PMM Franklin Managed Municipal I 0.04% 68,670 $426K No change
CINF Cincinnati Financial Corp. 0.04% 3,600 $425K Reduce -10.0%
CVS CVS Health Corp. 0.04% 7,193 $425K Reduce -49.7%
SMH Vaneck Semiconductor ETF 0.04% 1,626 $424K Reduce -13.9%
BSX Boston Scientific Corp. 0.04% 5,427 $418K New
RIV Rivernorth Opportunities 0.04% 34,000 $417K Add +3.0%
FOUR SHIFT4 Payments Inc. Class A 0.04% 5,640 $414K New
CNC Centene Corp. 0.04% 6,200 $411K No change
RTX RTX Corp. 0.04% 4,086 $410K Reduce -52.4%
DGRO iShares Core Dividend Growth 0.04% 7,087 $408K Add +0.0%
LVS Las Vegas Sands Corp. 0.04% 9,100 $403K Reduce -4.1%
KMB Kimberly-Clark Corp. 0.04% 2,885 $399K Reduce -51.5%
NOW ServiceNow Inc. 0.04% 506 $398K Reduce -46.3%
IJK iShares S&P Mid-Cap 400 Grow 0.04% 4,489 $396K No change
PGR Progressive Corp. 0.04% 1,900 $395K Reduce -48.6%
APD Air Products & Chemicals Inc. 0.04% 1,522 $393K No change
RSP Invesco S&P 500 Equal Weight 0.04% 2,390 $393K Reduce -3.9%
IJT iShares S&P Small-Cap 600 GR 0.04% 3,040 $390K No change
ABNB Airbnb Inc. Class A 0.04% 2,574 $390K Reduce -56.7%
WBA Walgreens Boots Alliance Inc. 0.04% 31,981 $387K Add +0.5%
EBAY eBay Inc. 0.04% 7,177 $386K No change
VECO Veeco Instruments Inc. 0.04% 8,198 $383K New
TMO Thermo Fisher Scientific Inc. 0.04% 686 $379K Reduce -1.1%
GLD SPDR Gold Shares 0.04% 1,763 $379K Reduce -13.1%
NLY Annaly Capital Management Inc. 0.03% 19,621 $374K Add +63.1%
CMCSA Comcast Corp. Class A 0.03% 9,516 $373K Reduce -16.3%
FCX Freeport-McMoran Inc. 0.03% 7,643 $371K Reduce -28.0%
ORLY O'reilly Automotive Inc. 0.03% 350 $370K Reduce -1.4%
TSM Taiwan Semiconductor-SP ADR 0.03% 2,115 $368K Reduce -3.0%
PLTR Palantir Technologies Inc. Class A 0.03% 14,484 $367K Reduce -22.1%
HBAN Huntington Bancshares Inc. 0.03% 27,836 $367K No change
PEG Public Service Enterprise GP 0.03% 4,948 $365K No change
SHOP Shopify Inc. Class A 0.03% 5,475 $362K Reduce -58.2%
VGT Vanguard Info Tech ETF 0.03% 627 $362K No change
CNM Core & Main Inc. Class A 0.03% 7,325 $358K Add +1.3%
DKNG Draftkings Inc. Class A 0.03% 9,250 $353K Reduce -38.9%
TY Tri-Continental Corp. 0.03% 11,229 $348K Reduce -0.1%
HALO Halozyme Therapeutics Inc. 0.03% 6,611 $346K Add +19.3%
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.03% 3,512 $343K Reduce -60.0%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.03% 1,079 $339K Reduce -62.8%
OXFORD LANE CAP CORP 0.03% 61,770 $335K No change
LUV Southwest Airlines Co. 0.03% 11,645 $333K Add +63.0%
XYL Xylem Inc. 0.03% 2,456 $333K New
CROX Crocs Inc. 0.03% 2,276 $332K Add +8.1%
VNQ Vanguard Real Estate ETF 0.03% 3,934 $329K Reduce -4.8%
CPRT Copart Inc. 0.03% 6,082 $329K Add +14.3%
FL Foot Locker Inc. 0.03% 13,193 $329K Reduce -4.2%
IVV iShares Core S&P 500 ETF 0.03% 599 $328K Add +28.3%
STZ Constellation Brands Inc. Class A 0.03% 1,269 $327K Reduce -0.5%
LIN Linde PLC 0.03% 739 $324K Reduce -8.9%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.03% 1,764 $322K Reduce -10.2%
NOC Northrop Grumman Corp. 0.03% 714 $311K Reduce -7.0%
CTSH Cognizant Tech Solutions-A 0.03% 4,575 $311K Reduce -11.6%
PBA Pembina Pipeline Corp. 0.03% 8,306 $308K No change
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.03% 2,867 $307K Add +0.1%
GEV GE Vernova Inc. 0.03% 1,781 $305K Reduce -29.0%
SHEL Shell PLC-ADR 0.03% 4,222 $305K Reduce -27.3%
PFBC Preferred Bank/Los Angeles 0.03% 4,000 $302K No change
XSSPX Nuveen S&P 500 Dynam Overwr 0.03% 18,226 $298K No change
PGX Invesco Preferred ETF 0.03% 25,487 $294K No change
INMD Inmode Ltd. 0.03% 16,100 $294K Reduce -28.8%
KRG Kite Realty Group Trust 0.03% 13,110 $293K Add +18.0%
MRNA Moderna Inc. 0.03% 2,468 $293K No change
DTE DTE Energy Company 0.03% 2,604 $289K No change
GGG Graco Inc. 0.03% 3,625 $287K No change
ISTB iShares Core 1-5 Year Usd Bo 0.03% 6,000 $284K No change
XLI SS Industrial Select Sector 0.03% 2,300 $280K Reduce -13.6%
BXSL Blackstone Secured Lending F 0.03% 9,150 $280K Add +5.6%
VYM Vanguard High DVD Yield ETF 0.03% 2,344 $278K Reduce -39.2%
OLED Universal Display Corp. 0.03% 1,300 $273K Reduce -7.1%
USRT iShares Core US REIT ETF 0.03% 5,100 $273K No change
NBIX Neurocrine Biosciences Inc. 0.03% 1,970 $271K Add +4.9%
QYLD Global X Nasd 100 Cov Call 0.03% 15,322 $271K Reduce -10.3%
STK Columbia Slgmn Prem Tech GR 0.02% 8,070 $269K No change
SPYM Ste STR SPDR PT S&P 500 ETF 0.02% 4,131 $264K Add +0.5%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.02% 4,400 $264K No change
XLRE SS Real Estate Select Sector 0.02% 6,803 $261K Reduce -2.0%
AGG iShares Core U.S. Aggregate 0.02% 2,685 $261K No change
DT Dynatrace Inc. 0.02% 5,734 $257K Add +24.3%
NEAR iShares SH Dba ETF Usd Inc. 0.02% 5,000 $252K No change
URA Global X Uranium ETF 0.02% 8,610 $249K No change
FDX FedEx Corp. 0.02% 825 $247K Reduce -2.4%
LTC LTC Properties Inc. filed as LTC PPTYS INC 0.02% 7,150 $247K No change
TWLO Twilio Inc. Class A 0.02% 4,313 $245K Reduce -10.4%
ITOT iShares Core S&P Total U.S. 0.02% 2,046 $243K Add +0.2%
BABA Alibaba Group Holding-SP ADR 0.02% 3,350 $241K Reduce -51.8%
IYW iShares Ustechnology ETF 0.02% 1,600 $241K Reduce -5.9%
FTEC Fidelity MSCI Info Tech Indx 0.02% 1,400 $240K No change
TRGP Targa Resources Corp. 0.02% 1,863 $240K Add +0.4%
GLW Corning Inc. 0.02% 6,162 $239K Reduce -86.1%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.02% 1,590 $239K Reduce -11.2%
CMG Chipotle Mexican Grill Inc. 0.02% 3,806 $238K Reduce -59.1%
EOI Eaton Vance Enhanced Eq Incm 0.02% 12,116 $235K Reduce -11.1%
AI C3.AI Inc. Class A 0.02% 8,052 $233K New
WDC Western Digital Corp. 0.02% 3,075 $233K Reduce -62.5%
CLF Cleveland-Cliffs Inc. 0.02% 15,110 $233K Reduce -65.3%
ICLR Icon PLC 0.02% 740 $232K No change
IP International Paper Co. 0.02% 5,376 $232K No change
COKE Coca-Cola Consolidated Inc. 0.02% 213 $231K New
TTWO Take-Two Interactive Softwre 0.02% 1,479 $230K Reduce -0.7%
BIZD Vaneck BDC Income ETF 0.02% 13,300 $228K New
IJR iShares Core S&P Small-Cap E 0.02% 2,132 $227K Reduce -28.6%
OMC Omnicom Group 0.02% 2,534 $227K Reduce -10.6%
TEAM Atlassian Corp. Class A 0.02% 1,283 $227K No change
SUN Sunoco LP 0.02% 3,997 $226K New
CONSOL ENERGY INC 0.02% 2,200 $224K New
SGOV iShares 0-3 Month Treasury B 0.02% 2,227 $224K Add +0.6%
CPB The Campbell's Company filed as CAMPBELL SOUP CO 0.02% 4,924 $223K Reduce -9.2%
CTRA Coterra Energy Inc. 0.02% 8,294 $221K Reduce -16.5%
GILD Gilead Sciences Inc. 0.02% 3,201 $220K Reduce -17.7%
DVN Devon Energy Corp. 0.02% 4,613 $219K Reduce -24.9%
ESEA Euroseas Ltd. 0.02% 6,250 $218K New
SPSM SS SPDR P S&P 600 Small Cap 0.02% 5,244 $218K Add +0.2%
BTI British American Tob-SP ADR 0.02% 7,022 $217K Add +6.0%
ETSY Etsy Inc. 0.02% 3,659 $216K No change
PRU Prudential Financial Inc. 0.02% 1,829 $214K Reduce -73.9%
RITM Rithm Capital Corp. 0.02% 19,611 $214K Reduce -17.3%
KMX Carmax Inc. 0.02% 2,916 $214K Reduce -5.8%
PIM Franklin Master Interm IT-Ui filed as PUTNAM MASTER INTER INCOME T 0.02% 66,272 $214K No change
CCL Carnival Corp. 0.02% 11,416 $214K Reduce -26.8%
XFRAX BlackRock Fltng RT Inc. Strat 0.02% 16,500 $214K No change
VHT Vanguard Health Care ETF 0.02% 796 $212K Reduce -20.1%
AZO AutoZone Inc. 0.02% 70 $207K New
FISV Fiserv Inc. 0.02% 1,383 $206K No change
CASY Casey's General Stores Inc. 0.02% 540 $206K New
RIVN Rivian Automotive Inc. Class A 0.02% 15,339 $206K New
FBIN Fortune Brands Innovations I 0.02% 3,163 $205K No change
ETB Eaton Vance T/M Buy-WRT Inc. 0.02% 14,439 $204K Add +0.2%
XLY SS Consumer Disc Select Sect 0.02% 1,115 $203K Reduce -45.3%
SVOL Simplify Volatility Premium 0.02% 9,000 $202K New
CCI Crown Castle Inc. 0.02% 2,050 $200K Reduce -12.8%
EMR Emerson Electric Co. 0.02% 1,816 $200K Reduce -27.8%
BLE BlackRock Muni Inc. TR II 0.02% 18,465 $200K No change
DIAX Nuveen Dow 30 Dynamic Overwr 0.02% 13,415 $188K No change
MFIN Medallion Financial Corp. 0.02% 24,000 $184K No change
PPT Franklin Premir Inc. Trust-Ui 0.02% 51,176 $183K No change
XBTAX BlackRock LNG-TRM Muni Adv 0.02% 18,000 $182K No change
SONO Sonos Inc. 0.02% 12,000 $177K Reduce -0.4%
MMT Aberdeen Multimarket Income 0.02% 37,500 $176K No change
GAB Gabelli Equity Trust 0.02% 33,495 $174K Reduce -2.6%
BKD Brookdale Senior Living Inc. 0.02% 25,000 $171K No change
ETJ Eaton Vance RSK-MGD Divers 0.02% 19,417 $170K Add +82.8%
GHY Pgim Global High Yield Fund 0.02% 14,000 $166K No change
XAODX Abrdn Total Dynamic Dividend 0.02% 19,476 $164K No change
XBXMX Nuveen S&P 500 Buy-WR Inc. 0.01% 11,794 $159K Add +7.2%
NAD Nuveen Quality Municipal Inc. 0.01% 13,178 $155K No change
BDJ BlackRock Enhanced Eqty DVD 0.01% 18,726 $153K Reduce -0.3%
PSEC Prospect Capital Corp. 0.01% 27,250 $151K Reduce -21.6%
ABR Arbor Realty Trust Inc. 0.01% 10,238 $147K Reduce -14.2%
NZF Nuveen Municipal Credit Inc. 0.01% 11,784 $146K No change
PHK PIMCO High Income Fund 0.01% 29,736 $143K No change
XNEAX Nuveen Amt-FR QLTY Muni Inc. 0.01% 11,141 $128K No change
HYI Western Asset High Yield Opp 0.01% 11,000 $128K No change
VOD Vodafone Group PLC-SP ADR 0.01% 14,157 $126K Reduce -12.3%
PMO Franklin Muncipl Opps Tst-Ui 0.01% 12,000 $123K No change
HRZN Horizon Technology Finance C 0.01% 10,205 $123K No change
VALE Vale SA-SP ADR 0.01% 10,410 $116K Reduce -10.3%
NUV Nuveen Municipal Value 0.01% 13,200 $114K No change
TSI TCW Strategic Income Fund 0.01% 23,000 $109K No change
SAN Banco Santander SA-Spon ADR 0.01% 23,362 $108K Reduce -7.9%
XEADX Allspring Income Opport 0.01% 16,198 $107K Add +0.2%
CLM Cornerstone Strategic Invest 0.01% 13,830 $106K No change
ASG Liberty All-Star Growth FD 0.01% 19,545 $104K No change
RC Ready Capital Corp. 0.01% 11,973 $98K Reduce -8.4%
WBD Warner Bros Discovery Inc. 0.01% 13,062 $97K Reduce -19.0%
DNP DNP Select Income Fund Inc. 0.01% 10,888 $90K Add +0.2%
ELP Companhia Paranaense DE Ener 0.01% 13,000 $87K No change
GGT Gabelli Multimedia Trust Inc. 0.01% 14,505 $78K No change
SOUN Soundhound AI Inc. Class A 0.01% 18,452 $73K Add +30.1%
AVXL Anavex Life Sciences Corp. 0.01% 15,250 $64K Reduce -14.1%
JMM Nuveen Multi-Market Income 0.01% 10,000 $60K No change
ZTR Virtus Total Return Fund Inc. 0.01% 10,000 $55K No change
GLO Clough Global Opportunities 0.01% 10,000 $54K No change
CXE MFS High Income Municipal TR 0.00% 13,000 $48K No change
OSUR Orasure Technologies Inc. 0.00% 10,000 $43K Reduce -9.4%
BPPTU BP Prudhoe Bay Royalty Trust 0.00% 16,963 $42K No change
NG Novagold Resources Inc. 0.00% 10,511 $36K No change
TLRY Tilray Brands Inc. 0.00% 20,003 $33K Reduce -0.0%
BIOAFFINITY TECHNOLOGIES INC 0.00% 15,000 $32K Add +50.0%
DHY UBS Asset Management High Yi filed as CREDIT SUISSE HIGH YIELD BD 0.00% 15,000 $30K No change
BIOVIE INC 0.00% 51,400 $21K No change
UPSTART HOLDINGS INC (UPST 0.25 08/15/26) 0.00% 10,000 $8K No change

Options reported separately and not counted above: ANET calls ($350K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $0 (not counted above)
SecurityClassShares / PrincipalValueChange
GABELLI MULTIMEDIA TRUST-WI RIGHT 07/22/2024 14,506$0New

Portfolio Sells Q1 2024 → Q2 2024
NVDA Nvidia Corp. Reduce -58.7% 8.21% −4.26
CME Cme Group Inc. Reduce -52.4% 0.53% −0.52
CSCO Cisco Systems Inc. Reduce -41.0% 0.81% −0.43
AXP American Express Co. Reduce -41.0% 0.86% −0.37
JNJ Johnson & Johnson Reduce -58.0% 0.25% −0.30
KO The Coca-Cola Co. Reduce -53.9% 0.34% −0.26
PG The Procter & Gamble Co. Reduce -35.8% 0.74% −0.23
ATKR Atkore Inc. Sold out 0.00% −0.20
QLYS Qualys Inc. Sold out 0.00% −0.13
V Visa Inc. Class A Reduce -36.8% 0.26% −0.12
OXY Occidental Petroleum Corp. Sold out 0.00% −0.11
INTC Intel Corp. Reduce -11.9% 0.25% −0.10
GLW Corning Inc. Reduce -86.1% 0.02% −0.09
DIS The Walt Disney Co. Reduce -22.2% 0.24% −0.09
FNB FNB Corp. Sold out 0.00% −0.08
UPS United Parcel Service Class B Reduce -18.2% 0.52% −0.07
ISRG Intuitive Surgical Inc. Sold out 0.00% −0.07
PTY PIMCO Corporate & Income Opp Sold out 0.00% −0.07
HUBB Hubbell Inc. Reduce -9.9% 0.80% −0.07
PXD Pioneer Natural Resources Co. Sold out 0.00% −0.06
DXCM Dexcom Inc. Sold out 0.00% −0.06
CLF Cleveland-Cliffs Inc. Reduce -65.3% 0.02% −0.06
TNK Teekay Tankers Ltd. Class A Sold out 0.00% −0.05
CVS CVS Health Corp. Reduce -49.7% 0.04% −0.05
ES Eversource Energy Sold out 0.00% −0.05
SHOP Shopify Inc. Class A Reduce -58.2% 0.03% −0.05
ACN Accenture PLC Class A Reduce -7.3% 0.79% −0.05
PRU Prudential Financial Inc. Reduce -73.9% 0.02% −0.05
ABNB Airbnb Inc. Class A Reduce -56.7% 0.04% −0.04
CARR Carrier Global Corp. Sold out 0.00% −0.04
ICE Intercontinental Exchange Inc. Sold out 0.00% −0.04
SIRI Sirius XM Holdings Inc. Reduce -0.2% 0.23% −0.04
LECO Lincoln Electric Holdings Reduce -7.3% 0.15% −0.04
GTY Getty Realty Corp. Reduce -48.6% 0.05% −0.04
BHP BHP Group Ltd.-Spon ADR Sold out 0.00% −0.04
MGK Vngrd Mrgstr MG CP GR ETF-Ui Reduce -62.8% 0.03% −0.03
DAL Delta Air Lines Inc. Sold out 0.00% −0.03
QLD Proshares Ultra QQQ Reduce -50.0% 0.06% −0.03
AEE Ameren Corporation Sold out 0.00% −0.03
FSLR First Solar Inc. Sold out 0.00% −0.03
VT Vanguard Tot World STK ETF Sold out 0.00% −0.03
TTD Trade Desk Inc./the Class A Reduce -60.0% 0.03% −0.03
EXP Eagle Materials Inc. Reduce -8.1% 0.17% −0.03
COIN Coinbase Global Inc. Class A Sold out 0.00% −0.03
RTX RTX Corp. Reduce -52.4% 0.04% −0.03
VEEV Veeva Systems Inc. Class A Reduce -8.6% 0.15% −0.03
URI United Rentals Inc. Sold out 0.00% −0.03
TGT Target Corp. Reduce -2.6% 0.48% −0.03
EME Emcor Group Inc. Reduce -27.4% 0.19% −0.03
GWW WW Grainger Inc. Reduce -14.0% 0.21% −0.03

Portfolio Buys Q1 2024 → Q2 2024
PLD Prologis Inc. Add +326.6% 0.87% +0.67
MSFT Microsoft Corp. Add +5.0% 2.67% +0.62
ORCL Oracle Corp. Add +0.3% 1.59% +0.38
TRV The Travelers Cos Inc. Add +844.5% 0.35% +0.32
MRK Merck & Co. Inc. Add +16.7% 1.35% +0.29
CRM Salesforce Inc. Add +73.4% 0.61% +0.26
SPY SS SPDR S&P 500 ETF Trust-US Add +2.7% 0.94% +0.19
GMED Globus Medical Inc. Class A Add +84.6% 0.25% +0.16
XOM Exxon Mobil Corp. Add +1.5% 0.75% +0.11
DIA SS SPDR Dow Jones Indus Avg Add +1.7% 0.72% +0.10
DELL Dell Technologies -C New 0.09% +0.09
MU Micron Technology Inc. Add +7.2% 0.30% +0.08
APH Amphenol Corp. Class A New 0.08% +0.08
VTI VG Morningstar TS MKT ETF-US Add +3.3% 0.40% +0.08
MMM 3M Co. Add +7.7% 0.40% +0.07
VOO Vanguard S&P 500 ETF Add +2.5% 0.31% +0.06
EPRT Essential Properties Realty New 0.06% +0.06
ZTS Zoetis Inc. New 0.05% +0.05
GDDY GoDaddy Inc. Class A Add +90.3% 0.08% +0.05
BSX Boston Scientific Corp. New 0.04% +0.04
FOUR SHIFT4 Payments Inc. Class A New 0.04% +0.04
PANW Palo Alto Networks Inc. Add +4.7% 0.12% +0.04
VECO Veeco Instruments Inc. New 0.04% +0.04
SCHD Schwab US DVD Equity ETF Add +27.7% 0.11% +0.03
XYL Xylem Inc. New 0.03% +0.03
XEXGX Eaton Vance Tax-Managed Glob Add +31.4% 0.07% +0.03
VV Vngrd Mrgstr LRG-Cap ETF-Usd Add +1.3% 0.12% +0.02
MTUM iShares MSCI USA Momentum Fa Add +2.7% 0.11% +0.02
AI C3.AI Inc. Class A New 0.02% +0.02
COKE Coca-Cola Consolidated Inc. New 0.02% +0.02
BIZD Vaneck BDC Income ETF New 0.02% +0.02
SUN Sunoco LP New 0.02% +0.02
CONSOL ENERGY INC New 0.02% +0.02
ESEA Euroseas Ltd. New 0.02% +0.02
AZO AutoZone Inc. New 0.02% +0.02
CASY Casey's General Stores Inc. New 0.02% +0.02
RIVN Rivian Automotive Inc. Class A New 0.02% +0.02
XLE SS Energy Select Sector Add +20.8% 0.07% +0.02
WM Waste Management Inc. Add +0.1% 0.13% +0.02
SVOL Simplify Volatility Premium New 0.02% +0.02
USA Liberty All Star Equity Fund Add +0.7% 0.17% +0.02
ELF Elf Beauty Inc. Add +7.6% 0.07% +0.02
NLY Annaly Capital Management Inc. Add +63.1% 0.03% +0.02
IBM Intl Business Machines Corp. Add +1.0% 0.24% +0.01
MSI Motorola Solutions Inc. Add +2.7% 0.06% +0.01
LUV Southwest Airlines Co. Add +63.0% 0.03% +0.01
HALO Halozyme Therapeutics Inc. Add +19.3% 0.03% +0.01
JEPQ JPM Nasdaq Equity Premium Add +5.4% 0.07% +0.01
VRTX Vertex Pharmaceuticals Inc. Add +2.2% 0.05% +0.01
HUM Humana Inc. Add +0.1% 0.06% +0.01

Options Activity Q1 2024 → Q2 2024
SPY SS SPDR S&P 500 ETF Trust-US put Sold out 613,200 $320.7Mbefore exit
AVGO Broadcom Inc. put Sold out 2,500 $3.3Mbefore exit
GM General Motors Co. call Sold out 60,000 $2.7Mbefore exit
QQQ Invesco QQQ Trust Series 1 put Sold out 5,000 $2.2Mbefore exit
CAT Caterpillar Inc. put Sold out 2,000 $733Kbefore exit
NVDA Nvidia Corp. call Sold out 5,000 $452Kbefore exit
IWM iShares Russell 2000 ETF put Sold out 2,000 $421Kbefore exit
ANET Arista Networks Inc. call New 1,000 $350K
XLF SS Financial Select Sector put Sold out 7,500 $316Kbefore exit
PANW Palo Alto Networks Inc. call Sold out 1,100 $313Kbefore exit
AMAT Applied Materials Inc. call Sold out 1,500 $309Kbefore exit
VZ Verizon Communications Inc. call Sold out 5,000 $210Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q1 2024 → Q2 2024
GABELLI MULTIMEDIA TRUST-WI RIGHT 07/22/2024 New 14,506 $0

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q1 2025 450$1.1BAAPL, NVDA, LLY, MSFT, AMZN
Q4 2024 446$1.1BAAPL, NVDA, MSFT, LLY, AMZN
Q3 2024 450$1.1BAAPL, NVDA, LLY, MSFT, ORCL
Q2 2024 447$1.1BAAPL, NVDA, LLY, MSFT, AMZN
Q1 2024 498$1.3BNVDA, AAPL, LLY, MSFT, AMZN