Steward Partners Investment Advisory, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 8, 2026), Steward Partners Investment Advisory, LLC reported 4,350 stock positions worth $19.6 billion. Its top holding was Nvidia (NVDA) at 3.4% of the portfolio, followed by Apple (AAPL, 3.2%) and iShares Core S&P 500 ETF (IVV, 2.3%). Compared with Q4 2025, it opened 302 new positions, sold out of 188, added to 1,870 and reduced 1,158. The biggest buy was iShares Core MSCI Emerging (IEMG, shares +37%) and the biggest sale Vanguard S&P 500 ETF (VOO, shares −8%).
- Most Recent 13F
- Q2 2026
- Location
- STAMFORD, CT
- CIK
- 0001723397
- Portfolio Value
- $19.6B (Q1 2026)
- SEC Filing
- 0001723397-26-000003 ↗ filed May 8, 2026
Holdings Value
Holdings 4,350 stocks · $19.6B
| NVDA Nvidia Corp. | 3.38% | 3,803,431 | $663.3M | Add +28.3% |
| AAPL Apple Inc. | 3.18% | 2,457,406 | $623.7M | Add +10.3% |
| IVV iShares Core S&P 500 ETF | 2.34% | 702,876 | $459.1M | Add +12.9% |
| GOOGL Alphabet Inc. Class A | 2.30% | 1,565,836 | $450.3M | Add +10.1% |
| AMZN Amazon.com Inc. | 2.13% | 2,005,807 | $417.7M | Add +12.7% |
| MSFT Microsoft Corp. | 2.02% | 1,067,474 | $395.1M | Add +18.2% |
| META Meta Platforms Inc. Class A | 1.96% | 672,555 | $384.8M | Add +3.3% |
| AGG iShares Core U.S. Aggregate | 1.90% | 3,751,130 | $372.4M | Reduce -5.8% |
| IEMG iShares Core MSCI Emerging | 1.60% | 4,509,997 | $314.6M | Add +37.3% |
| JPM JPMorgan Chase & Co. | 1.50% | 996,961 | $293.3M | Add +7.2% |
| GLD SPDR Gold Shares | 1.37% | 625,273 | $269.0M | Add +5.8% |
| VOO Vanguard S&P 500 ETF | 1.37% | 447,787 | $267.6M | Reduce -8.5% |
| IEFA iShares Core MSCI Eafe ETF | 1.34% | 2,895,269 | $262.1M | Add +2.1% |
| AVGO Broadcom Inc. | 1.15% | 729,521 | $225.8M | Add +30.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.10% | 330,317 | $214.8M | Reduce -6.2% |
| IJH iShares Core S&P Midcap ETF | 1.05% | 3,052,163 | $206.1M | Reduce -0.9% |
| IJR iShares Core S&P Small-Cap E | 1.02% | 1,603,265 | $199.3M | Add +1.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.01% | 341,391 | $197.0M | Add +7.0% |
| GOOG Alphabet Inc. Class C | 0.88% | 598,021 | $171.5M | Add +11.6% |
| V Visa Inc. Class A | 0.82% | 533,180 | $161.1M | Add +16.5% |
| COST Costco Wholesale Corp. | 0.82% | 161,140 | $160.6M | Add +15.7% |
| IVW iShares S&P 500 Growth ETF | 0.79% | 1,362,101 | $154.1M | Add +1.6% |
| JNJ Johnson & Johnson | 0.78% | 629,201 | $153.8M | Add +15.8% |
| IWF iShares Russell 1000 Growth | 0.71% | 324,255 | $138.3M | Add +3.1% |
| WMT Walmart Inc. | 0.70% | 1,108,365 | $137.7M | Add +16.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.70% | 284,657 | $136.4M | Add +4.7% |
| CVX Chevron Corp. | 0.55% | 517,057 | $107.0M | Add +4.6% |
| VIG Vanguard Dividend Apprec ETF | 0.54% | 492,749 | $106.0M | Add +4.5% |
| PJAN Innovator U.S. Equity Power | 0.53% | 2,268,319 | $104.6M | Add +39.8% |
| SYK Stryker Corp. | 0.53% | 316,245 | $103.9M | Add +30.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.52% | 234,307 | $102.3M | Add +3.1% |
| DGRW Wisdomtree U.S. Quality Divi | 0.52% | 1,149,149 | $100.9M | Add +6.0% |
| XOM Exxon Mobil Corp. | 0.50% | 575,463 | $97.6M | Add +6.7% |
| IGM iShares Expanded Tech Sector | 0.49% | 811,567 | $96.2M | Add +3.5% |
| ABBV Abbvie Inc. | 0.48% | 436,916 | $95.0M | Add +7.9% |
| XLE SS Energy Select Sector | 0.48% | 1,522,713 | $93.3M | Add +34.4% |
| SHY iShares 1-3 Year Treasury Bo | 0.45% | 1,073,029 | $88.6M | Reduce -27.1% |
| MCD McDonald's Corp. | 0.45% | 283,542 | $88.1M | Add +17.0% |
| LLY Eli Lilly & Co. | 0.43% | 91,946 | $84.6M | Add +16.6% |
| HD Home Depot Inc. | 0.43% | 256,040 | $84.2M | Add +14.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.43% | 428,813 | $84.1M | Add +3.0% |
| FLQL Franklin U.S. Large Cap Mult | 0.42% | 1,228,488 | $83.1M | Add +5.3% |
| UBER Uber Technologies Inc. | 0.42% | 1,151,543 | $82.8M | Add +5.8% |
| RSP Invesco S&P 500 Equal Weight | 0.42% | 428,972 | $82.3M | Add +74.5% |
| IWD iShares Russell 1000 Value E | 0.41% | 380,721 | $81.3M | Add +22.8% |
| TSLA Tesla Inc. | 0.41% | 216,798 | $80.6M | Add +12.7% |
| VYM Vanguard High DVD Yield ETF | 0.39% | 516,733 | $76.5M | Add +7.6% |
| VZ Verizon Communications Inc. | 0.38% | 1,469,917 | $73.8M | Add +2.4% |
| SGOV iShares 0-3 Month Treasury B | 0.37% | 729,229 | $73.4M | Add +74.7% |
| EMB iShares JP Morgan Usd Emergi | 0.37% | 774,583 | $72.8M | Reduce -3.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.35% | 213,792 | $68.6M | Add +10.1% |
| PANW Palo Alto Networks Inc. | 0.35% | 425,478 | $68.2M | Add +3.9% |
| CAT Caterpillar Inc. | 0.35% | 96,200 | $68.2M | Reduce -7.3% |
| GEV GE Vernova Inc. | 0.34% | 77,056 | $67.3M | Add +15.6% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.33% | 165,254 | $64.5M | Add +37.7% |
| VEA Vanguard Ftse Developed ETF | 0.31% | 938,479 | $60.1M | Add +9.8% |
| ETN Eaton Corp. PLC | 0.30% | 165,592 | $59.2M | Add +41.2% |
| JEPI JPMorgan Equity Premium Inco | 0.30% | 1,038,077 | $58.8M | Add +2.8% |
| USMV iShares MSCI USA Min Vol Fac | 0.30% | 634,361 | $58.8M | Reduce -4.8% |
| VNQ Vanguard Real Estate ETF | 0.29% | 637,628 | $56.6M | Add +2.8% |
| FLOT iShares Floating Rate Bond E | 0.29% | 1,109,611 | $56.5M | Add +0.4% |
| VHT Vanguard Health Care ETF | 0.29% | 207,505 | $56.5M | Add +2.8% |
| IAU iShares Gold Trust | 0.29% | 639,925 | $56.4M | Reduce -12.7% |
| QUAL iShares MSCI USA Quality Fac | 0.28% | 289,121 | $55.5M | Add +0.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.28% | 191,884 | $55.1M | Add +9.6% |
| IWR iShares Russell Mid-Cap ETF | 0.27% | 554,250 | $53.9M | Add +4.8% |
| PFF iShares Preferred & Income S | 0.26% | 1,675,635 | $50.8M | Add +1.8% |
| NFLX Netflix Inc. | 0.26% | 527,862 | $50.8M | Reduce -8.6% |
| IDU iShares US Utilities ETF | 0.25% | 424,713 | $49.3M | Add +5.0% |
| SCHD Schwab US DVD Equity ETF | 0.25% | 1,601,572 | $49.1M | Add +2.6% |
| DGRO iShares Core Dividend Growth | 0.25% | 695,460 | $48.8M | Add +4.1% |
| CSCO Cisco Systems Inc. | 0.25% | 628,369 | $48.8M | Add +9.1% |
| MPC Marathon Petroleum Corp. | 0.25% | 198,565 | $48.5M | Add +32.1% |
| USFR Wisdomtree Floating Rate Tre | 0.25% | 961,440 | $48.4M | Add +15.7% |
| APLU Allspring Core Plus ETF | 0.24% | 1,937,933 | $47.8M | Add +6.6% |
| ADI Analog Devices Inc. | 0.24% | 146,395 | $46.6M | Add +16.4% |
| XLK SS Technology Select Sector | 0.24% | 347,291 | $46.2M | Reduce -4.0% |
| BABA Alibaba Group Holding-SP ADR | 0.23% | 366,283 | $46.0M | Add +6.8% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.23% | 785,796 | $45.7M | Add +7.6% |
| NEE Nextera Energy Inc. | 0.23% | 476,271 | $44.2M | Add +33.0% |
| PG The Procter & Gamble Co. | 0.22% | 298,971 | $43.2M | Add +6.3% |
| GSLC Goldman Activebeta US LC ETF | 0.22% | 344,254 | $43.1M | Reduce -0.8% |
| CB Chubb Ltd. | 0.21% | 129,303 | $42.1M | Add +23.3% |
| HDV iShares Core High Dividend E | 0.21% | 310,300 | $42.1M | Add +4.8% |
| AMAT Applied Materials Inc. | 0.21% | 123,139 | $42.1M | Reduce -6.0% |
| DIVB iShares Core Dividend ETF | 0.21% | 768,556 | $41.5M | Add +12.4% |
| GS Goldman Sachs Group Inc. | 0.21% | 48,326 | $40.9M | Add +5.9% |
| BTC Grayscale Bitcoin Mini ETF | 0.21% | 1,361,254 | $40.8M | Add +4.9% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.21% | 254,777 | $40.7M | Add +8.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.21% | 418,085 | $40.3M | Add +7.0% |
| RTX RTX Corp. | 0.21% | 208,779 | $40.3M | Add +9.4% |
| AMD Advanced Micro Devices | 0.20% | 196,129 | $39.9M | Add +26.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.20% | 429,662 | $39.4M | Reduce -17.1% |
| IYK iShares US Consumer Staples | 0.20% | 555,676 | $38.9M | Add +3.3% |
| RDVY First Trust Rising Dividend | 0.20% | 569,198 | $38.9M | Add +6.2% |
| COWZ Pacer US Cash Cows 100 ETF | 0.20% | 614,789 | $38.5M | Add +1.5% |
| IYF iShares US Financials ETF | 0.19% | 324,033 | $38.1M | Reduce -22.6% |
| VGT Vanguard Info Tech ETF | 0.19% | 54,392 | $38.0M | Reduce -2.9% |
| MSI Motorola Solutions Inc. | 0.19% | 87,171 | $37.8M | Add +31.9% |
| IXUS iShares Core Intl Stock ETF | 0.19% | 432,583 | $37.5M | Add +838.8% |
Other holdings (64): bonds, preferreds, convertibles and warrants · $8.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 47,151 | $1.9M | Add +44.6% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 46,342 | $1.7M | Add +36.1% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 13,941 | $904K | Add +16.1% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 39,925 | $767K | Reduce -13.6% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 7,810 | $552K | Reduce -56.3% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 8,921 | $522K | Add +23.7% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 212 | $245K | Add +2.4% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 4,664 | $200K | Reduce -4.8% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 2,462 | $138K | Add +87.8% |
| SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) | 6 SER A CNV PREF | 2,325 | $125K | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 1,702 | $122K | Reduce -1.3% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 72,000 | $107K | Add +26.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 84 | $100K | Add +40.0% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 83,000 | $91K | Add +27.7% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 89,000 | $88K | Add +27.1% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 2,000 | $86K | No change |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | 1,625 | $85K | Add +18.2% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 1,057 | $68K | Reduce -32.9% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 72,000 | $61K | Add +56.5% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 51,000 | $60K | Add +27.5% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 52,000 | $50K | Add +23.8% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 32,000 | $41K | Add +28.0% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 32,000 | $36K | Add +33.3% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 33,000 | $30K | Add +32.0% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 30,000 | $30K | Add +30.4% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 800 | $24K | No change |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 500 | $23K | New |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 1,100 | $21K | No change |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 9,000 | $15K | New |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 12,000 | $12K | New |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 6,000 | $8K | No change |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 6,000 | $7K | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 7,000 | $7K | No change |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 7,000 | $7K | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 6,000 | $6K | No change |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 6,000 | $6K | No change |
| PENNYMAC CORP (PMT 8.5 06/01/29) | NOTE 8.500% 6/0 · principal | 5,000 | $5K | New |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 5,000 | $5K | New |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 5,000 | $5K | No change |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 4,000 | $5K | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 5,000 | $5K | No change |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 4,000 | $4K | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 4,000 | $4K | No change |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 4,000 | $4K | No change |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 4,000 | $4K | No change |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 4,000 | $4K | No change |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 154 | $3K | No change |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 3,000 | $3K | No change |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 2,000 | $3K | No change |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 2,000 | $3K | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 2,000 | $2K | No change |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 319,410 | $2K | Add +2.9% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 2,000 | $2K | No change |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 2,000 | $2K | No change |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 1,000 | $1K | Reduce -50.0% |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 165 | $637 | Reduce -83.8% |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 8 | $360 | New |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 1,214 | $110 | Add +0.1% |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 43 | $26 | Reduce -25.9% |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | 2,012 | $16 | Reduce -5.3% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 1 | $16 | New |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 43 | $11 | Reduce -24.6% |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 43 | $10 | Reduce -25.9% |
| INVZW Innoviz Technologies -CW26 | *W EXP 04/05/202 | 1,000 | $2 | No change |
Lines left out (2) · $4 — a value with no share or principal amount
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $19.6B.
Portfolio Sells Q4 2025 → Q1 2026
| VOO Vanguard S&P 500 ETF | Reduce -8.5% | 1.37% | −0.32 |
| AGG iShares Core U.S. Aggregate | Reduce -5.8% | 1.90% | −0.28 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -6.2% | 1.10% | −0.22 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -27.1% | 0.45% | −0.22 |
| PNOV Innovator U.S. Equity Power | Reduce -97.3% | 0.00% | −0.16 |
| PLTR Palantir Technologies Inc. Class A | Reduce -37.3% | 0.14% | −0.16 |
| OEF iShares S&P 100 ETF | Reduce -36.0% | 0.16% | −0.13 |
| XLV SS Health Care Select Sector | Reduce -50.5% | 0.09% | −0.12 |
| NBIS Nebius Group NV | Reduce -79.2% | 0.04% | −0.12 |
| KTOS Kratos Defense & Security | Reduce -70.5% | 0.04% | −0.11 |
| IYF iShares US Financials ETF | Reduce -22.6% | 0.19% | −0.10 |
| BAC Bank of America Corp. | Reduce -28.4% | 0.14% | −0.09 |
| ORCL Oracle Corp. | Reduce -4.5% | 0.18% | −0.09 |
| IBM Intl Business Machines Corp. | Reduce -12.3% | 0.16% | −0.08 |
| ONEQ Fidelity Nasdaq Comp Indx | Reduce -79.7% | 0.02% | −0.08 |
| AVAV Aerovironment Inc. | Reduce -95.5% | 0.00% | −0.08 |
| AXON Axon Enterprise Inc. | Reduce -46.2% | 0.04% | −0.08 |
| IEUR iShares Core MSCI Europe ETF | Reduce -92.0% | 0.01% | −0.07 |
| EWJ iShares MSCI Japan ETF | Reduce -76.5% | 0.02% | −0.07 |
| IJH iShares Core S&P Midcap ETF | Reduce -0.9% | 1.05% | −0.06 |
| MA Mastercard Inc. Class A | Reduce -7.5% | 0.19% | −0.06 |
| IVE iShares S&P 500 Value ETF | Reduce -30.8% | 0.11% | −0.06 |
| PFN PIMCO Income Strategy FD II | Reduce -96.7% | 0.00% | −0.06 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -17.1% | 0.20% | −0.06 |
| UNH Unitedhealth Group Inc. | Reduce -7.9% | 0.13% | −0.06 |
| EMB iShares JP Morgan Usd Emergi | Reduce -3.5% | 0.37% | −0.05 |
| XLK SS Technology Select Sector | Reduce -4.0% | 0.24% | −0.05 |
| JCPB JPMorgan Core Plus Bond ETF | Reduce -86.9% | 0.01% | −0.05 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -4.8% | 0.30% | −0.04 |
| ADP Automatic Data Processing | Reduce -12.7% | 0.07% | −0.04 |
| IAU iShares Gold Trust | Reduce -12.7% | 0.29% | −0.04 |
| NFLX Netflix Inc. | Reduce -8.6% | 0.26% | −0.04 |
| VGT Vanguard Info Tech ETF | Reduce -2.9% | 0.19% | −0.04 |
| BX Blackstone Inc. | Reduce -18.6% | 0.05% | −0.04 |
| BKNG Booking Holdings Inc. | Reduce -1.4% | 0.09% | −0.04 |
| UCON First Trust Smith Unconstrai | Reduce -90.1% | 0.00% | −0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -55.6% | 0.01% | −0.03 |
| GSLC Goldman Activebeta US LC ETF | Reduce -0.8% | 0.22% | −0.03 |
| TUSI Touchstone Ultra Short Incom | Reduce -21.2% | 0.08% | −0.03 |
| EHC Encompass Health Corp. | Reduce -92.7% | 0.00% | −0.03 |
| IYW iShares Ustechnology ETF | Reduce -21.9% | 0.05% | −0.03 |
| MS Morgan Stanley | Reduce -14.8% | 0.07% | −0.03 |
| BSJS Invesco Bulletshares 2028 HY | Reduce -69.2% | 0.01% | −0.03 |
| MDT Medtronic PLC | Reduce -3.5% | 0.11% | −0.03 |
| TLH iShares 10-20 Year Treasury | Reduce -7.3% | 0.15% | −0.03 |
| XLC SS Comm Select Sector SPDR | Reduce -19.1% | 0.06% | −0.02 |
| ITA iShares U.S. Aerospace & Def | Reduce -16.4% | 0.08% | −0.02 |
| CRDO Credo Technology Group Holdi | Reduce -21.2% | 0.02% | −0.02 |
| TDG Transdigm Group Inc. | Reduce -47.8% | 0.02% | −0.02 |
| PSLV Sprott Physical Silver Trust | Reduce -71.7% | 0.01% | −0.02 |
Portfolio Buys Q4 2025 → Q1 2026
| IEMG iShares Core MSCI Emerging | Add +37.3% | 1.60% | +0.39 |
| NVDA Nvidia Corp. | Add +28.3% | 3.38% | +0.35 |
| XLE SS Energy Select Sector | Add +34.4% | 0.48% | +0.20 |
| IXUS iShares Core Intl Stock ETF | Add +838.8% | 0.19% | +0.17 |
| JNJ Johnson & Johnson | Add +15.8% | 0.78% | +0.17 |
| RSP Invesco S&P 500 Equal Weight | Add +74.5% | 0.42% | +0.16 |
| COST Costco Wholesale Corp. | Add +15.7% | 0.82% | +0.16 |
| SGOV iShares 0-3 Month Treasury B | Add +74.7% | 0.37% | +0.14 |
| XOM Exxon Mobil Corp. | Add +6.7% | 0.50% | +0.14 |
| CVX Chevron Corp. | Add +4.6% | 0.55% | +0.13 |
| WMT Walmart Inc. | Add +16.6% | 0.70% | +0.12 |
| PJAN Innovator U.S. Equity Power | Add +39.8% | 0.53% | +0.12 |
| MPC Marathon Petroleum Corp. | Add +32.1% | 0.25% | +0.11 |
| APA Apa Corp. | Add +3126.1% | 0.11% | +0.11 |
| GEV GE Vernova Inc. | Add +15.6% | 0.34% | +0.10 |
| SNDK Sandisk Corp. | Add +2530.1% | 0.10% | +0.10 |
| ETN Eaton Corp. PLC | Add +41.2% | 0.30% | +0.10 |
| AVGO Broadcom Inc. | Add +30.6% | 1.15% | +0.09 |
| TAFM AB Tax Aware Inter Muni | Add +69607.7% | 0.09% | +0.09 |
| GLD SPDR Gold Shares | Add +5.8% | 1.37% | +0.09 |
| EOG EOG Resources Inc. | Add +440.1% | 0.10% | +0.08 |
| WIX Wix.com Ltd. | Add +62117.4% | 0.07% | +0.07 |
| LNGX Global X US NTRL Gas ETF | New | 0.07% | +0.07 |
| SM SM Energy Co. | Add +227428.9% | 0.07% | +0.07 |
| NEE Nextera Energy Inc. | Add +33.0% | 0.23% | +0.07 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | Add +2404.2% | 0.07% | +0.06 |
| SYK Stryker Corp. | Add +30.0% | 0.53% | +0.06 |
| IWD iShares Russell 1000 Value E | Add +22.8% | 0.41% | +0.06 |
| XAR SS SPDR S&P Aerospace Def | Add +1426.5% | 0.06% | +0.06 |
| VZ Verizon Communications Inc. | Add +2.4% | 0.38% | +0.06 |
| MSI Motorola Solutions Inc. | Add +31.9% | 0.19% | +0.05 |
| NRG NRG Energy Inc. | Add +130.9% | 0.11% | +0.05 |
| CORO Ish Intl CTRY Rot Act ETF | New | 0.05% | +0.05 |
| PSX Phillips 66 | Add +28.0% | 0.13% | +0.05 |
| UITB Victoryshares Core Intermedi | Add +107356.5% | 0.05% | +0.05 |
| TBIL F/M US Treasury 3 Month Bill | Add +67.3% | 0.14% | +0.05 |
| HTRB Hartford TTL RTRN BND ETF | Add +14090.5% | 0.05% | +0.05 |
| SPYI Neos S&P 500 High Income ETF | Add +8508.8% | 0.05% | +0.05 |
| ADI Analog Devices Inc. | Add +16.4% | 0.24% | +0.05 |
| WMB Williams Cos Inc. | Add +85.2% | 0.10% | +0.05 |
| RDVI FT Vest Rising Dividend Achi | Add +303.3% | 0.07% | +0.05 |
| VRT Vertiv Holdings Co. Class A | Add +0.6% | 0.15% | +0.05 |
| TT Trane Technologies PLC | Add +30.6% | 0.19% | +0.04 |
| MCD McDonald's Corp. | Add +17.0% | 0.45% | +0.04 |
| PWR Quanta Services Inc. | Add +65.2% | 0.09% | +0.04 |
| FCG First Trust Natural Gas ETF | Add +807.5% | 0.05% | +0.04 |
| PAVE Global X US Infrastructure | Add +93.7% | 0.09% | +0.04 |
| CME Cme Group Inc. | Add +44.9% | 0.13% | +0.04 |
| JCI Johnson Controls Internation | Add +41.8% | 0.13% | +0.04 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Add +132.0% | 0.07% | +0.04 |
Notes & Other Activity Q4 2025 → Q1 2026
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Add +44.6% | 47,151 | $1.9M |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | Add +36.1% | 46,342 | $1.7M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +16.1% | 13,941 | $904K |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | Reduce -13.6% | 39,925 | $767K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Reduce -56.3% | 7,810 | $552K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +23.7% | 8,921 | $522K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +2.4% | 212 | $245K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -4.8% | 4,664 | $200K |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +87.8% | 2,462 | $138K |
| SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) | 6 SER A CNV PREF | New | 2,325 | $125K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -1.3% | 1,702 | $122K |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Add +26.3% | 72,000 | $107K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +40.0% | 84 | $100K |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Add +27.7% | 83,000 | $91K |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | Add +27.1% | 89,000 | $88K |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | Add +18.2% | 1,625 | $85K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Sold out | 73,000 | $76Kbefore exit |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Sold out | 67,000 | $75Kbefore exit |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Reduce -32.9% | 1,057 | $68K |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | Add +56.5% | 72,000 | $61K |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | Add +27.5% | 51,000 | $60K |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Add +23.8% | 52,000 | $50K |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Add +28.0% | 32,000 | $41K |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | Add +33.3% | 32,000 | $36K |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +32.0% | 33,000 | $30K |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | Add +30.4% | 30,000 | $30K |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | New | 500 | $23K |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | Sold out | 22,000 | $23Kbefore exit |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | New | 9,000 | $15K |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | New | 12,000 | $12K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Sold out | 400 | $10Kbefore exit |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | Sold out | 7,000 | $7Kbefore exit |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | New | 7,000 | $7K |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | Sold out | 6,000 | $6Kbefore exit |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Sold out | 6,000 | $6Kbefore exit |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | Sold out | 6,000 | $5Kbefore exit |
| PENNYMAC CORP (PMT 8.5 06/01/29) | NOTE 8.500% 6/0 · principal | New | 5,000 | $5K |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | New | 5,000 | $5K |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | Sold out | 2,000 | $3Kbefore exit |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | Sold out | 1,000 | $3Kbefore exit |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | Sold out | 2,000 | $2Kbefore exit |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Add +2.9% | 319,410 | $2K |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | Sold out | 2,000 | $2Kbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | Sold out | 2,000 | $2Kbefore exit |
| MERITAGE HOMES CORP (MTH 1.75 05/15/28) | NOTE 1.750% 5/1 · principal | Sold out | 2,000 | $2Kbefore exit |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | Sold out | 2,000 | $2Kbefore exit |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -50.0% | 1,000 | $1K |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Sold out | 1,000 | $1Kbefore exit |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | Reduce -83.8% | 165 | $637 |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | New | 8 | $360 |
Showing the first 50 of 58.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,593 | $19.6B | AAPL, NVDA, IVV, GOOGL, AMZN |
| Q1 2026 | 4,350 | $19.6B | NVDA, AAPL, IVV, GOOGL, AMZN |
| Q4 2025 | 4,237 | $18.2B | AAPL, NVDA, GOOGL, MSFT, META |
| Q3 2025 | 4,191 | $17.4B | NVDA, AAPL, META, MSFT, IVV |
| Q2 2025 | 4,043 | $12.8B | AAPL, MSFT, NVDA, IVV, AMZN |
| Q1 2025 | 3,933 | $11.3B | AAPL, MSFT, NVDA, AMZN, IVV |
| Q4 2024 | 3,884 | $11.3B | AAPL, MSFT, NVDA, AMZN, VOO |
| Q3 2024 | 3,724 | $10.8B | AAPL, MSFT, NVDA, VOO, AMZN |
| Q2 2024 | 3,595 | $9.5B | AAPL, MSFT, NVDA, AMZN, IVV |
| Q1 2024 | 3,545 | $9.1B | AAPL, MSFT, NVDA, AMZN, IVV |