Steward Partners Investment Advisory, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Steward Partners Investment Advisory, LLC reported 3,724 stock positions worth $10.8 billion. Its top holding was Apple (AAPL) at 4.6% of the portfolio, followed by Microsoft (MSFT, 3.1%) and Nvidia (NVDA, 2.6%). Compared with Q2 2024, it opened 280 new positions, sold out of 153, added to 1,574 and reduced 944. The biggest buy was MercadoLibre (MELI, shares +331%) and the biggest sale KLA (KLAC, shares −89%).
- Most Recent 13F
- Q2 2026
- Location
- STAMFORD, CT
- CIK
- 0001723397
- Portfolio Value
- $10.8B (Q3 2024)
- SEC Filing
- 0001723397-24-000008 ↗ filed Nov 14, 2024
Holdings Value
Holdings 3,724 stocks · $10.8B
| AAPL Apple Inc. | 4.62% | 2,143,269 | $499.4M | Add +6.2% |
| MSFT Microsoft Corp. | 3.06% | 769,594 | $331.2M | Add +9.5% |
| NVDA Nvidia Corp. | 2.65% | 2,359,082 | $286.5M | Add +5.0% |
| VOO Vanguard S&P 500 ETF | 2.03% | 416,352 | $219.7M | Add +15.3% |
| AMZN Amazon.com Inc. | 2.02% | 1,172,796 | $218.5M | Add +9.7% |
| IVV iShares Core S&P 500 ETF | 1.83% | 342,473 | $197.5M | Reduce -0.1% |
| GOOGL Alphabet Inc. Class A | 1.53% | 999,005 | $165.7M | Add +4.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.25% | 277,585 | $135.5M | Add +4.4% |
| JPM JPMorgan Chase & Co. | 1.20% | 616,824 | $130.1M | Add +10.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.17% | 219,751 | $126.1M | Add +12.1% |
| AGG iShares Core U.S. Aggregate | 0.94% | 1,001,908 | $101.5M | Add +11.3% |
| AVGO Broadcom Inc. | 0.92% | 574,435 | $99.1M | Add +15.5% |
| IJH iShares Core S&P Midcap ETF | 0.88% | 1,534,992 | $95.7M | Add +3.9% |
| META Meta Platforms Inc. Class A | 0.82% | 155,941 | $89.3M | Add +9.3% |
| DGRW Wisdomtree U.S. Quality Divi | 0.81% | 1,047,159 | $87.1M | Reduce -0.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.78% | 184,389 | $84.9M | Add +17.5% |
| HD Home Depot Inc. | 0.75% | 201,456 | $81.6M | Reduce -3.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.75% | 210,553 | $80.8M | Add +1.9% |
| WMT Walmart Inc. | 0.74% | 995,892 | $80.4M | Add +7.0% |
| XOM Exxon Mobil Corp. | 0.74% | 679,451 | $79.6M | Add +3.6% |
| IWF iShares Russell 1000 Growth | 0.73% | 210,521 | $79.0M | Add +0.3% |
| V Visa Inc. Class A | 0.71% | 280,867 | $77.2M | Add +17.7% |
| VIG Vanguard Dividend Apprec ETF | 0.69% | 374,777 | $74.2M | Add +23.7% |
| COST Costco Wholesale Corp. | 0.68% | 83,557 | $74.1M | Reduce -0.9% |
| VYM Vanguard High DVD Yield ETF | 0.67% | 564,547 | $72.4M | Add +49.5% |
| UNH Unitedhealth Group Inc. | 0.65% | 119,832 | $70.1M | Add +15.6% |
| IJR iShares Core S&P Small-Cap E | 0.63% | 586,185 | $68.6M | Add +3.4% |
| GOOG Alphabet Inc. Class C | 0.63% | 404,540 | $67.6M | Add +31.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.58% | 358,703 | $62.6M | Add +8.5% |
| JNJ Johnson & Johnson | 0.54% | 357,901 | $58.0M | Add +6.9% |
| MRK Merck & Co. Inc. | 0.53% | 505,396 | $57.4M | Add +2.9% |
| COWZ Pacer US Cash Cows 100 ETF | 0.52% | 978,158 | $56.6M | Add +8.5% |
| LLY Eli Lilly & Co. | 0.52% | 63,631 | $56.4M | Add +4.5% |
| SCHD Schwab US DVD Equity ETF | 0.52% | 666,186 | $56.3M | Add +1.8% |
| USMV iShares MSCI USA Min Vol Fac | 0.52% | 614,976 | $56.2M | Add +14.1% |
| QUAL iShares MSCI USA Quality Fac | 0.50% | 301,912 | $54.1M | Add +4.8% |
| IEFA iShares Core MSCI Eafe ETF | 0.50% | 688,137 | $53.7M | Add +34.3% |
| IVW iShares S&P 500 Growth ETF | 0.49% | 555,121 | $53.2M | Reduce -2.6% |
| FLQL Franklin U.S. Large Cap Mult | 0.47% | 879,029 | $51.1M | Reduce -1.5% |
| MELI MercadoLibre Inc. | 0.46% | 24,503 | $50.3M | Add +331.1% |
| ABBV Abbvie Inc. | 0.45% | 248,928 | $49.2M | Add +11.2% |
| PG The Procter & Gamble Co. | 0.45% | 281,775 | $48.8M | Add +7.4% |
| IWD iShares Russell 1000 Value E | 0.44% | 248,399 | $47.1M | Add +1.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.43% | 163,895 | $46.4M | Add +8.4% |
| JEPI JPMorgan Equity Premium Inco | 0.42% | 756,869 | $45.0M | Add +7.2% |
| VEA Vanguard Ftse Developed ETF | 0.41% | 844,540 | $44.6M | Add +9.4% |
| ETN Eaton Corp. PLC | 0.41% | 133,373 | $44.2M | Reduce -3.3% |
| GIS General Mills Inc. | 0.40% | 579,056 | $42.8M | Add +0.7% |
| GSLC Goldman Activebeta US LC ETF | 0.38% | 368,686 | $41.6M | Add +0.4% |
| CVX Chevron Corp. | 0.37% | 272,116 | $40.1M | Reduce -13.7% |
| CAT Caterpillar Inc. | 0.37% | 101,786 | $39.8M | Add +5.5% |
| IWR iShares Russell Mid-Cap ETF | 0.37% | 450,815 | $39.7M | Reduce -0.4% |
| DGRO iShares Core Dividend Growth | 0.36% | 624,597 | $39.2M | Reduce -1.6% |
| ORCL Oracle Corp. | 0.35% | 224,085 | $38.2M | Add +12.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.35% | 144,520 | $38.1M | Add +14.0% |
| AMD Advanced Micro Devices | 0.34% | 224,481 | $36.8M | Add +31.9% |
| USFR Wisdomtree Floating Rate Tre | 0.34% | 727,254 | $36.5M | Add +34.5% |
| GLD SPDR Gold Shares | 0.34% | 150,130 | $36.5M | Add +12.3% |
| CB Chubb Ltd. | 0.33% | 123,214 | $35.5M | Add +4.4% |
| AXP American Express Co. | 0.32% | 129,211 | $35.0M | Add +27.4% |
| VCIT Vanguard Int-Term Corporate | 0.32% | 417,384 | $35.0M | Add +121.2% |
| MCD McDonald's Corp. | 0.32% | 114,663 | $34.9M | Add +7.1% |
| MA Mastercard Inc. Class A | 0.32% | 70,668 | $34.9M | Add +6.0% |
| DRI Darden Restaurants Inc. | 0.31% | 207,044 | $34.0M | Reduce -7.4% |
| CRM Salesforce Inc. | 0.31% | 121,547 | $33.3M | Add +1.9% |
| XLK SS Technology Select Sector | 0.31% | 147,023 | $33.2M | Reduce -1.4% |
| MSI Motorola Solutions Inc. | 0.31% | 73,657 | $33.1M | Add +0.3% |
| SDVY First Trust Smid Cap Rising | 0.30% | 905,678 | $32.9M | Add +46.6% |
| VZ Verizon Communications Inc. | 0.30% | 733,154 | $32.9M | Add +8.4% |
| MPC Marathon Petroleum Corp. | 0.30% | 200,224 | $32.6M | Add +0.9% |
| HDV iShares Core High Dividend E | 0.30% | 272,193 | $32.0M | Add +0.4% |
| XSMO Invesco S&P Smallcap Momentu | 0.29% | 481,263 | $31.9M | Add +13.0% |
| RSP Invesco S&P 500 Equal Weight | 0.29% | 175,575 | $31.5M | Add +14.3% |
| UNP Union Pacific Corp. | 0.29% | 126,846 | $31.3M | Add +5.5% |
| VGT Vanguard Info Tech ETF | 0.29% | 53,074 | $31.1M | Add +11.9% |
| RDVY First Trust Rising Dividend | 0.28% | 516,097 | $30.6M | Reduce -11.2% |
| IWM iShares Russell 2000 ETF | 0.28% | 135,453 | $29.9M | Add +101.1% |
| LMT Lockheed Martin Corp. | 0.28% | 51,108 | $29.9M | Reduce -10.0% |
| NEE Nextera Energy Inc. | 0.28% | 353,364 | $29.9M | Add +20.4% |
| MOAT Vaneck Morningstar Wide Moat | 0.28% | 307,209 | $29.8M | Reduce -1.1% |
| KO The Coca-Cola Co. | 0.27% | 412,688 | $29.7M | Add +7.9% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.26% | 354,447 | $28.6M | Add +184.8% |
| PHM Pultegroup Inc. | 0.26% | 197,380 | $28.3M | Add +739.7% |
| SHV iShares 0-1 Year Treasury Bo | 0.26% | 255,453 | $28.3M | Reduce -4.3% |
| OEF iShares S&P 100 ETF | 0.26% | 100,459 | $27.8M | Reduce -2.3% |
| AMGN Amgen Inc. | 0.25% | 85,122 | $27.4M | Add +15.7% |
| FIXD First Trust Smith Opportunis | 0.25% | 601,468 | $27.2M | Add +122.1% |
| DIVO Amplify CWP Enhan Divid ETF | 0.25% | 652,106 | $26.9M | Add +6.7% |
| CMCSA Comcast Corp. Class A | 0.24% | 623,212 | $26.0M | Add +6.3% |
| PANW Palo Alto Networks Inc. | 0.24% | 74,600 | $25.5M | Reduce -0.7% |
| TSLA Tesla Inc. | 0.23% | 96,016 | $25.1M | Reduce -0.9% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.23% | 454,497 | $25.0M | Add +6.2% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.23% | 269,333 | $24.8M | Add +0.1% |
| PEP Pepsico Inc. | 0.23% | 145,010 | $24.7M | Reduce -0.4% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.23% | 267,283 | $24.5M | Add +1.1% |
| XLV SS Health Care Select Sector | 0.22% | 157,888 | $24.3M | Add +102.8% |
| APD Air Products & Chemicals Inc. | 0.22% | 81,493 | $24.3M | Add +0.1% |
| QQQM Invesco Nasdaq 100 ETF | 0.22% | 120,441 | $24.2M | Add +46.8% |
| CSCO Cisco Systems Inc. | 0.22% | 450,869 | $24.0M | Reduce -26.5% |
| MRVL Marvell Technology Inc. | 0.22% | 329,877 | $23.8M | Add +4130.8% |
Other holdings (25): bonds, preferreds, convertibles and warrants · $786K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 5,875 | $272K | Add +6.8% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 7,610 | $226K | Reduce -2.5% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 101 | $130K | Add +2.0% |
| I3 VERTICALS LLC (IIIV 1 02/15/25) | NOTE 1.000% 2/1 · principal | 50,000 | $48K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 23 | $29K | No change |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 500 | $28K | New |
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 22,000 | $22K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 232,719 | $15K | New |
| EZCORP INC (EZPW 2.375 05/01/25) | NOTE 2.375% 5/0 · principal | 10,000 | $10K | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 2,000 | $2K | No change |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 1,000 | $2K | No change |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | 24,048 | $479 | Add +8.7% |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | 2,000 | $416 | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 21 | $247 | New |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 250 | $207 | New |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 25 | $168 | New |
| INVZW Innoviz Technologies -CW26 | *W EXP 04/05/202 | 1,000 | $123 | No change |
| SSTPW SYSTEM1 Inc.-CW | *W EXP 01/27/202 | 1,062 | $77 | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 200 | $75 | New |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | 12 | $35 | New |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 250 | $22 | New |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | 100 | $17 | New |
| QSIAW Quantum-Si Inc. -CW27 | *W EXP 06/10/202 | 100 | $9 | New |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | 606 | $7 | Add +0.3% |
| DNABW Ginkgo Bioworks -CW27 | *W EXP 09/16/202 | 200 | $1 | Reduce -98.5% |
Total filed on the 13F, all lines: $10.8B.
Portfolio Sells Q2 2024 → Q3 2024
| KLAC KLA Corp. | Reduce -89.3% | 0.02% | −0.23 |
| FEZ State Street SPDR Euro Stoxx | Reduce -96.0% | 0.01% | −0.18 |
| GBIL Goldman Sachs Access Treasur | Reduce -87.9% | 0.02% | −0.16 |
| IVV iShares Core S&P 500 ETF | Reduce -0.1% | 1.83% | −0.15 |
| CVX Chevron Corp. | Reduce -13.7% | 0.37% | −0.15 |
| BSCP Invesco Bulletshares 2025 CB | Reduce -89.5% | 0.01% | −0.14 |
| RODM Hartford Multifact Dev MRKT | Reduce -98.3% | 0.00% | −0.13 |
| CMG Chipotle Mexican Grill Inc. | Reduce -78.5% | 0.03% | −0.12 |
| BSCQ Invesco Bulletshares 2026 CB | Reduce -91.7% | 0.01% | −0.12 |
| MCHP Microchip Technology Inc. | Reduce -57.4% | 0.05% | −0.10 |
| FTSM First Trust Enh Short Mat FD | Reduce -32.5% | 0.13% | −0.09 |
| TOTL SS Doubleline TR Tact ETF | Reduce -61.5% | 0.05% | −0.09 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -4.2% | 0.20% | −0.09 |
| CSCO Cisco Systems Inc. | Reduce -26.5% | 0.22% | −0.09 |
| COST Costco Wholesale Corp. | Reduce -0.9% | 0.68% | −0.07 |
| ADBE Adobe Inc. | Reduce -14.5% | 0.16% | −0.07 |
| IVW iShares S&P 500 Growth ETF | Reduce -2.6% | 0.49% | −0.06 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -89.7% | 0.01% | −0.06 |
| CDNS Cadence Design SYS Inc. | Reduce -48.4% | 0.04% | −0.06 |
| DGRW Wisdomtree U.S. Quality Divi | Reduce -0.3% | 0.81% | −0.06 |
| IEF iShares 7-10 Year Treasury B | Reduce -29.3% | 0.10% | −0.06 |
| LDOS Leidos Holdings Inc. | Reduce -86.4% | 0.01% | −0.05 |
| HAL Halliburton Co. | Reduce -57.1% | 0.03% | −0.05 |
| LHX L3HARRIS Technologies Inc. | Reduce -23.0% | 0.13% | −0.05 |
| RDVY First Trust Rising Dividend | Reduce -11.2% | 0.28% | −0.05 |
| FLQL Franklin U.S. Large Cap Mult | Reduce -1.5% | 0.47% | −0.05 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -4.3% | 0.26% | −0.05 |
| XLK SS Technology Select Sector | Reduce -1.4% | 0.31% | −0.05 |
| NXPI NXP Semiconductors NV | Reduce -8.2% | 0.12% | −0.05 |
| SGOV iShares 0-3 Month Treasury B | Reduce -20.2% | 0.11% | −0.05 |
| APH Amphenol Corp. Class A | Reduce -51.5% | 0.03% | −0.05 |
| ETN Eaton Corp. PLC | Reduce -3.3% | 0.41% | −0.05 |
| DXCM Dexcom Inc. | Reduce -24.4% | 0.03% | −0.05 |
| DFAS Dimensional US Small Cap ETF | Reduce -96.4% | 0.00% | −0.05 |
| AVAV Aerovironment Inc. | Reduce -80.1% | 0.01% | −0.05 |
| MAR Marriott International Class A | Reduce -38.2% | 0.06% | −0.04 |
| RWJ Invesco S&P Smallcap 600 | Reduce -64.7% | 0.02% | −0.04 |
| PAPR Innovator U.S. Equity Power | Reduce -44.8% | 0.04% | −0.04 |
| DRI Darden Restaurants Inc. | Reduce -7.4% | 0.31% | −0.04 |
| PTLC Pacer Trendpilot US Large Ca | Reduce -31.3% | 0.07% | −0.04 |
| BAC Bank of America Corp. | Reduce -5.7% | 0.20% | −0.04 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -15.5% | 0.06% | −0.04 |
| MU Micron Technology Inc. | Reduce -57.8% | 0.02% | −0.04 |
| ROP Roper Technologies Inc. | Reduce -65.4% | 0.01% | −0.03 |
| PANW Palo Alto Networks Inc. | Reduce -0.7% | 0.24% | −0.03 |
| YJUN FT Vest Int Eq Modt ETF-June | Reduce -89.4% | 0.00% | −0.03 |
| FVD First Trust Value Line DVD | Reduce -17.5% | 0.13% | −0.03 |
| OEF iShares S&P 100 ETF | Reduce -2.3% | 0.26% | −0.03 |
| DHR Danaher Corp. | Reduce -23.0% | 0.09% | −0.03 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -49.5% | 0.02% | −0.03 |
Portfolio Buys Q2 2024 → Q3 2024
| MELI MercadoLibre Inc. | Add +331.1% | 0.46% | +0.37 |
| PHM Pultegroup Inc. | Add +739.7% | 0.26% | +0.23 |
| MRVL Marvell Technology Inc. | Add +4130.8% | 0.22% | +0.21 |
| VYM Vanguard High DVD Yield ETF | Add +49.5% | 0.67% | +0.20 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +184.8% | 0.26% | +0.18 |
| VCIT Vanguard Int-Term Corporate | Add +121.2% | 0.32% | +0.16 |
| AAPL Apple Inc. | Add +6.2% | 4.62% | +0.14 |
| IWM iShares Russell 2000 ETF | Add +101.1% | 0.28% | +0.13 |
| FPE FT-Preferred Secur & Inc. ETF | Add +619.5% | 0.16% | +0.13 |
| BSCV Invesco Bulletshares 2031 CB | New | 0.13% | +0.13 |
| FIXD First Trust Smith Opportunis | Add +122.1% | 0.25% | +0.13 |
| VOO Vanguard S&P 500 ETF | Add +15.3% | 2.03% | +0.13 |
| XLP SS Consumer Staples Sel Sect | Add +286.4% | 0.15% | +0.11 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +17.5% | 0.78% | +0.11 |
| XLV SS Health Care Select Sector | Add +102.8% | 0.22% | +0.11 |
| IEFA iShares Core MSCI Eafe ETF | Add +34.3% | 0.50% | +0.10 |
| VIG Vanguard Dividend Apprec ETF | Add +23.7% | 0.69% | +0.10 |
| ONEQ Fidelity Nasdaq Comp Indx | Add +1753.9% | 0.11% | +0.10 |
| XLRE SS Real Estate Select Sector | Add +1502.2% | 0.10% | +0.10 |
| UNH Unitedhealth Group Inc. | Add +15.6% | 0.65% | +0.09 |
| TBIL F/M US Treasury 3 Month Bill | Add +45003.8% | 0.09% | +0.09 |
| ADI Analog Devices Inc. | Add +117.5% | 0.18% | +0.09 |
| SDVY First Trust Smid Cap Rising | Add +46.6% | 0.30% | +0.09 |
| FSMD Fidelity Small-Mid Multifact | Add +17975.9% | 0.08% | +0.08 |
| FIS Fidelity National Info Serv | Add +666.9% | 0.10% | +0.08 |
| WMT Walmart Inc. | Add +7.0% | 0.74% | +0.08 |
| TMUS T-Mobile US Inc. | Add +101.4% | 0.15% | +0.08 |
| SPHQ Invesco S&P 500 Quality ETF | Add +5093.7% | 0.08% | +0.08 |
| AXP American Express Co. | Add +27.4% | 0.32% | +0.08 |
| AVGO Broadcom Inc. | Add +15.5% | 0.92% | +0.07 |
| META Meta Platforms Inc. Class A | Add +9.3% | 0.82% | +0.07 |
| FISV Fiserv Inc. | Add +41.9% | 0.20% | +0.07 |
| VRT Vertiv Holdings Co. Class A | Add +1868.9% | 0.07% | +0.06 |
| ARES Ares Management Corp. Class A | Add +338.6% | 0.08% | +0.06 |
| ORCL Oracle Corp. | Add +12.9% | 0.35% | +0.06 |
| XLG Invesco S&P 500 Top 50 ETF | Add +822.3% | 0.07% | +0.06 |
| NEE Nextera Energy Inc. | Add +20.4% | 0.28% | +0.06 |
| V Visa Inc. Class A | Add +17.7% | 0.71% | +0.05 |
| QQQM Invesco Nasdaq 100 ETF | Add +46.8% | 0.22% | +0.05 |
| SO The Southern Co. | Add +72.8% | 0.12% | +0.05 |
| USFR Wisdomtree Floating Rate Tre | Add +34.5% | 0.34% | +0.05 |
| ABBV Abbvie Inc. | Add +11.2% | 0.45% | +0.05 |
| AMD Advanced Micro Devices | Add +31.9% | 0.34% | +0.05 |
| EFV iShares MSCI Eafe Value ETF | Add +78.1% | 0.11% | +0.05 |
| BSEP Innovator U.S. Equity Buffer | Add +2217.4% | 0.05% | +0.04 |
| TLT iShares 20+ Year Treasury BD | Add +69.6% | 0.12% | +0.04 |
| USMV iShares MSCI USA Min Vol Fac | Add +14.1% | 0.52% | +0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +12.1% | 1.17% | +0.04 |
| GE General Electric | Add +25.8% | 0.18% | +0.04 |
| DHI D.R. Horton Inc. | Add +167.8% | 0.06% | +0.04 |
Notes & Other Activity Q2 2024 → Q3 2024
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +6.8% | 5,875 | $272K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -2.5% | 7,610 | $226K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +2.0% | 101 | $130K |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | New | 500 | $28K |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | New | 232,719 | $15K |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Add +8.7% | 24,048 | $479 |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | New | 21 | $247 |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | New | 250 | $207 |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | New | 25 | $168 |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | New | 200 | $75 |
| JETAI INC | *W EXP 08/10/203 | Sold out | 82 | $35before exit |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | New | 12 | $35 |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | New | 250 | $22 |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | New | 100 | $17 |
| QSIAW Quantum-Si Inc. -CW27 | *W EXP 06/10/202 | New | 100 | $9 |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | Add +0.3% | 606 | $7 |
| DNABW Ginkgo Bioworks -CW27 | *W EXP 09/16/202 | Reduce -98.5% | 200 | $1 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,593 | $19.6B | AAPL, NVDA, IVV, GOOGL, AMZN |
| Q1 2026 | 4,350 | $19.6B | NVDA, AAPL, IVV, GOOGL, AMZN |
| Q4 2025 | 4,237 | $18.2B | AAPL, NVDA, GOOGL, MSFT, META |
| Q3 2025 | 4,191 | $17.4B | NVDA, AAPL, META, MSFT, IVV |
| Q2 2025 | 4,043 | $12.8B | AAPL, MSFT, NVDA, IVV, AMZN |
| Q1 2025 | 3,933 | $11.3B | AAPL, MSFT, NVDA, AMZN, IVV |
| Q4 2024 | 3,884 | $11.3B | AAPL, MSFT, NVDA, AMZN, VOO |
| Q3 2024 | 3,724 | $10.8B | AAPL, MSFT, NVDA, VOO, AMZN |
| Q2 2024 | 3,595 | $9.5B | AAPL, MSFT, NVDA, AMZN, IVV |
| Q1 2024 | 3,545 | $9.1B | AAPL, MSFT, NVDA, AMZN, IVV |