Steward Partners Investment Advisory, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 6, 2025), Steward Partners Investment Advisory, LLC reported 3,884 stock positions worth $11.3 billion. Its top holding was Apple (AAPL) at 4.8% of the portfolio, followed by Microsoft (MSFT, 2.9%) and Nvidia (NVDA, 2.9%). Compared with Q3 2024, it opened 353 new positions, sold out of 195, added to 1,606 and reduced 1,068. The biggest buy was Broadcom (AVGO, shares +6%) and the biggest sale Pultegroup (PHM, shares −89%).
- Most Recent 13F
- Q2 2026
- Location
- STAMFORD, CT
- CIK
- 0001723397
- Portfolio Value
- $11.3B (Q4 2024)
- SEC Filing
- 0001723397-25-000001 ↗ filed Feb 6, 2025
Holdings Value
Holdings 3,884 stocks · $11.3B
| AAPL Apple Inc. | 4.83% | 2,172,290 | $544.0M | Add +1.4% |
| MSFT Microsoft Corp. | 2.93% | 784,164 | $330.5M | Add +1.9% |
| NVDA Nvidia Corp. | 2.85% | 2,393,949 | $321.5M | Add +1.5% |
| AMZN Amazon.com Inc. | 2.29% | 1,178,912 | $258.6M | Add +0.5% |
| VOO Vanguard S&P 500 ETF | 2.20% | 459,751 | $247.7M | Add +10.4% |
| IVV iShares Core S&P 500 ETF | 1.91% | 365,113 | $214.9M | Add +6.6% |
| GOOGL Alphabet Inc. Class A | 1.71% | 1,019,028 | $192.9M | Add +2.0% |
| JPM JPMorgan Chase & Co. | 1.35% | 636,912 | $152.7M | Add +3.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.27% | 279,334 | $142.8M | Add +0.6% |
| AVGO Broadcom Inc. | 1.25% | 608,038 | $141.0M | Add +5.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.22% | 235,297 | $137.9M | Add +7.1% |
| AGG iShares Core U.S. Aggregate | 0.92% | 1,073,367 | $104.0M | Add +7.1% |
| IJH iShares Core S&P Midcap ETF | 0.88% | 1,595,993 | $99.4M | Add +4.0% |
| META Meta Platforms Inc. Class A | 0.86% | 165,033 | $96.6M | Add +5.8% |
| WMT Walmart Inc. | 0.82% | 1,022,323 | $92.4M | Add +2.6% |
| IWF iShares Russell 1000 Growth | 0.78% | 218,169 | $87.6M | Add +3.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.77% | 211,809 | $86.9M | Add +0.6% |
| DGRW Wisdomtree U.S. Quality Divi | 0.76% | 1,064,985 | $86.2M | Add +1.7% |
| V Visa Inc. Class A | 0.76% | 271,272 | $85.7M | Reduce -3.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.74% | 185,137 | $83.9M | Add +0.4% |
| HD Home Depot Inc. | 0.69% | 200,725 | $78.1M | Reduce -0.4% |
| GOOG Alphabet Inc. Class C | 0.69% | 408,972 | $77.9M | Add +1.1% |
| VIG Vanguard Dividend Apprec ETF | 0.69% | 394,411 | $77.2M | Add +5.2% |
| XOM Exxon Mobil Corp. | 0.64% | 667,445 | $71.8M | Reduce -1.8% |
| IJR iShares Core S&P Small-Cap E | 0.62% | 610,310 | $70.3M | Add +4.1% |
| VYM Vanguard High DVD Yield ETF | 0.61% | 542,997 | $69.3M | Reduce -3.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.56% | 370,453 | $62.7M | Add +3.3% |
| UNH Unitedhealth Group Inc. | 0.55% | 121,738 | $61.6M | Add +1.6% |
| COST Costco Wholesale Corp. | 0.54% | 66,129 | $60.6M | Reduce -20.9% |
| SCHD Schwab US DVD Equity ETF | 0.52% | 2,131,110 | $58.2M | Add +6.6% |
| MELI MercadoLibre Inc. | 0.51% | 33,832 | $57.5M | Add +38.1% |
| COWZ Pacer US Cash Cows 100 ETF | 0.50% | 1,003,226 | $56.7M | Add +2.6% |
| USMV iShares MSCI USA Min Vol Fac | 0.50% | 632,233 | $56.1M | Add +2.8% |
| LLY Eli Lilly & Co. | 0.49% | 72,222 | $55.8M | Add +13.5% |
| QUAL iShares MSCI USA Quality Fac | 0.49% | 309,532 | $55.1M | Add +2.5% |
| FLQL Franklin U.S. Large Cap Mult | 0.46% | 886,481 | $52.0M | Add +0.8% |
| IVW iShares S&P 500 Growth ETF | 0.45% | 499,278 | $50.7M | Reduce -10.1% |
| IEFA iShares Core MSCI Eafe ETF | 0.45% | 718,351 | $50.5M | Add +4.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.44% | 172,190 | $49.9M | Add +5.1% |
| PG The Procter & Gamble Co. | 0.43% | 291,204 | $48.8M | Add +3.4% |
| MRK Merck & Co. Inc. | 0.43% | 484,036 | $48.2M | Reduce -4.2% |
| ABBV Abbvie Inc. | 0.43% | 270,178 | $48.0M | Add +8.5% |
| JNJ Johnson & Johnson | 0.42% | 330,543 | $47.8M | Reduce -7.6% |
| ETN Eaton Corp. PLC | 0.42% | 142,552 | $47.3M | Add +6.9% |
| IWD iShares Russell 1000 Value E | 0.41% | 251,890 | $46.6M | Add +1.4% |
| JEPI JPMorgan Equity Premium Inco | 0.40% | 779,879 | $44.9M | Add +3.0% |
| RSP Invesco S&P 500 Equal Weight | 0.39% | 253,746 | $44.5M | Add +44.5% |
| TSLA Tesla Inc. | 0.38% | 105,856 | $42.7M | Add +10.3% |
| GSLC Goldman Activebeta US LC ETF | 0.38% | 368,373 | $42.4M | Reduce -0.1% |
| CRM Salesforce Inc. | 0.37% | 125,570 | $42.0M | Add +3.3% |
| IWR iShares Russell Mid-Cap ETF | 0.36% | 458,218 | $40.5M | Add +1.6% |
| VEA Vanguard Ftse Developed ETF | 0.36% | 845,717 | $40.4M | Add +0.1% |
| DGRO iShares Core Dividend Growth | 0.35% | 649,553 | $39.8M | Add +4.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.35% | 150,490 | $39.7M | Add +4.1% |
| DRI Darden Restaurants Inc. | 0.35% | 212,134 | $39.6M | Add +2.5% |
| MRVL Marvell Technology Inc. | 0.35% | 357,025 | $39.4M | Add +8.2% |
| SDVY First Trust Smid Cap Rising | 0.34% | 1,080,895 | $38.8M | Add +19.4% |
| IWM iShares Russell 2000 ETF | 0.34% | 172,950 | $38.2M | Add +27.7% |
| XLK SS Technology Select Sector | 0.34% | 163,906 | $38.1M | Add +11.5% |
| MA Mastercard Inc. Class A | 0.34% | 71,862 | $37.8M | Add +1.7% |
| GLD SPDR Gold Shares | 0.33% | 152,981 | $37.0M | Add +1.9% |
| GIS General Mills Inc. | 0.33% | 578,438 | $36.9M | Reduce -0.1% |
| MSI Motorola Solutions Inc. | 0.33% | 79,708 | $36.8M | Add +8.2% |
| ORCL Oracle Corp. | 0.33% | 220,406 | $36.7M | Reduce -1.6% |
| CAT Caterpillar Inc. | 0.32% | 100,620 | $36.5M | Reduce -1.1% |
| CB Chubb Ltd. | 0.32% | 129,290 | $35.7M | Add +4.9% |
| CVX Chevron Corp. | 0.32% | 246,151 | $35.7M | Reduce -9.5% |
| VCIT Vanguard Int-Term Corporate | 0.32% | 443,531 | $35.6M | Add +6.3% |
| MCD McDonald's Corp. | 0.31% | 119,102 | $34.5M | Add +3.9% |
| VGT Vanguard Info Tech ETF | 0.29% | 51,815 | $32.2M | Reduce -2.4% |
| XSMO Invesco S&P Smallcap Momentu | 0.29% | 487,300 | $32.2M | Add +1.3% |
| VZ Verizon Communications Inc. | 0.27% | 773,308 | $30.9M | Add +5.5% |
| USFR Wisdomtree Floating Rate Tre | 0.27% | 607,608 | $30.6M | Reduce -16.4% |
| HDV iShares Core High Dividend E | 0.27% | 271,389 | $30.5M | Reduce -0.3% |
| UNP Union Pacific Corp. | 0.27% | 132,571 | $30.2M | Add +4.5% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.27% | 70,920 | $30.2M | Add +50.3% |
| NFLX Netflix Inc. | 0.27% | 33,820 | $30.1M | Add +0.9% |
| QQQM Invesco Nasdaq 100 ETF | 0.26% | 141,783 | $29.8M | Add +17.7% |
| RDVY First Trust Rising Dividend | 0.26% | 500,246 | $29.6M | Reduce -3.1% |
| OEF iShares S&P 100 ETF | 0.26% | 99,757 | $28.8M | Reduce -0.7% |
| MOAT Vaneck Morningstar Wide Moat | 0.25% | 305,871 | $28.4M | Reduce -0.4% |
| PANW Palo Alto Networks Inc. | 0.25% | 154,906 | $28.2M | Add +3.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.25% | 126,734 | $27.9M | Add +25.1% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.25% | 492,684 | $27.8M | Add +8.4% |
| CSCO Cisco Systems Inc. | 0.25% | 467,932 | $27.7M | Add +3.8% |
| NOW ServiceNow Inc. | 0.24% | 25,477 | $27.0M | Add +2.5% |
| KO The Coca-Cola Co. | 0.24% | 431,565 | $26.9M | Add +4.6% |
| DIVO Amplify CWP Enhan Divid ETF | 0.24% | 662,721 | $26.8M | Add +1.6% |
| T AT&T Inc. | 0.23% | 1,163,337 | $26.5M | Add +19.9% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.23% | 287,697 | $26.3M | Add +7.6% |
| AMD Advanced Micro Devices | 0.23% | 210,863 | $25.5M | Reduce -6.1% |
| APD Air Products & Chemicals Inc. | 0.22% | 85,483 | $24.8M | Add +4.9% |
| MPC Marathon Petroleum Corp. | 0.22% | 177,731 | $24.8M | Reduce -11.2% |
| FISV Fiserv Inc. | 0.22% | 120,595 | $24.8M | Add +1.2% |
| NEE Nextera Energy Inc. | 0.22% | 343,761 | $24.6M | Reduce -2.7% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.22% | 270,033 | $24.6M | Add +0.3% |
| LMT Lockheed Martin Corp. | 0.21% | 48,807 | $23.7M | Reduce -4.5% |
| CMCSA Comcast Corp. Class A | 0.21% | 625,008 | $23.5M | Add +0.3% |
| VWO Vanguard Ftse Emerging Marke | 0.20% | 523,325 | $23.0M | Add +16.5% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.20% | 505,641 | $22.2M | Reduce -5.6% |
Other holdings (83): bonds, preferreds, convertibles and warrants · $2.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 7,183 | $294K | Add +22.3% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 7,567 | $208K | Reduce -0.6% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 150 | $179K | Add +48.5% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 3,157 | $174K | New |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 2,435 | $148K | New |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 2,150 | $107K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 86 | $105K | Add +273.9% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 1,122 | $98K | New |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 25,000 | $66K | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 64,000 | $62K | New |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 57,000 | $60K | New |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 58,000 | $60K | New |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 59,000 | $59K | New |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 57,000 | $58K | New |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 50,000 | $57K | New |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 62,000 | $55K | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 810 | $51K | New |
| I3 VERTICALS LLC (IIIV 1 02/15/25) | NOTE 1.000% 2/1 · principal | 50,000 | $49K | No change |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 45,000 | $44K | New |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 43,000 | $43K | New |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 34,000 | $38K | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 35,000 | $37K | New |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 38,000 | $35K | New |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 232,719 | $35K | No change |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 613 | $30K | Add +22.6% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 22,000 | $29K | New |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 29,000 | $28K | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 26,000 | $27K | New |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 25,000 | $26K | New |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 23,000 | $23K | New |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 22,000 | $23K | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 23,000 | $22K | Add +1050.0% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 25,000 | $22K | New |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 22,000 | $22K | New |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 10,000 | $20K | New |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 938 | $20K | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 383 | $16K | New |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 12,000 | $14K | New |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 149 | $11K | New |
| EZCORP INC (EZPW 2.375 05/01/25) | NOTE 2.375% 5/0 · principal | 10,000 | $10K | No change |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 7,000 | $10K | New |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 9,000 | $9K | New |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 6,000 | $8K | New |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 6,000 | $8K | New |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 6,000 | $8K | New |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 6,000 | $7K | New |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 6,000 | $7K | New |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 2,000 | $7K | New |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 6,000 | $7K | New |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 6,000 | $7K | New |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 7,000 | $7K | New |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 7,000 | $7K | New |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 3,000 | $7K | New |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 6,000 | $6K | New |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 4,000 | $6K | New |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 4,000 | $6K | New |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 6,000 | $6K | New |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 4,000 | $6K | New |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 6,000 | $6K | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 6,000 | $6K | New |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 6,000 | $6K | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 5,000 | $5K | New |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 4,000 | $5K | New |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 4,000 | $5K | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 4,000 | $5K | New |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 5,000 | $5K | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 185 | $5K | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 4,000 | $4K | New |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 4,000 | $4K | New |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 4,000 | $4K | New |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 4,000 | $4K | New |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 5,000 | $4K | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 4,000 | $4K | New |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 3,000 | $3K | New |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 2,000 | $3K | New |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 3,000 | $3K | New |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 2,000 | $2K | New |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 2,000 | $2K | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 2,000 | $2K | New |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 1,000 | $1K | No change |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | 2,000 | $1K | No change |
| INVZW Innoviz Technologies -CW26 | *W EXP 04/05/202 | 1,000 | $160 | No change |
| SSTPW SYSTEM1 Inc.-CW | *W EXP 01/27/202 | 1,062 | $19 | No change |
Total filed on the 13F, all lines: $11.3B.
Portfolio Sells Q3 2024 → Q4 2024
| PHM Pultegroup Inc. | Reduce -88.8% | 0.02% | −0.24 |
| COST Costco Wholesale Corp. | Reduce -20.9% | 0.54% | −0.15 |
| AXP American Express Co. | Reduce -44.8% | 0.19% | −0.14 |
| AMD Advanced Micro Devices | Reduce -6.1% | 0.23% | −0.11 |
| JNJ Johnson & Johnson | Reduce -7.6% | 0.42% | −0.11 |
| DVN Devon Energy Corp. | Reduce -73.8% | 0.03% | −0.11 |
| MRK Merck & Co. Inc. | Reduce -4.2% | 0.43% | −0.10 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -28.9% | 0.10% | −0.10 |
| XOM Exxon Mobil Corp. | Reduce -1.8% | 0.64% | −0.10 |
| XLP SS Consumer Staples Sel Sect | Reduce -58.4% | 0.06% | −0.10 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -33.5% | 0.17% | −0.10 |
| XLV SS Health Care Select Sector | Reduce -31.9% | 0.13% | −0.09 |
| XLRE SS Real Estate Select Sector | Reduce -90.7% | 0.01% | −0.09 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -27.8% | 0.17% | −0.09 |
| IBTE iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.09 |
| FIXD First Trust Smith Opportunis | Reduce -28.9% | 0.16% | −0.09 |
| MPC Marathon Petroleum Corp. | Reduce -11.2% | 0.22% | −0.08 |
| AMGN Amgen Inc. | Reduce -11.7% | 0.17% | −0.08 |
| GIS General Mills Inc. | Reduce -0.1% | 0.33% | −0.07 |
| USFR Wisdomtree Floating Rate Tre | Reduce -16.4% | 0.27% | −0.07 |
| LMT Lockheed Martin Corp. | Reduce -4.5% | 0.21% | −0.07 |
| DOL Wisdomtree TR DVLP Intnl-Usd | Reduce -99.0% | 0.00% | −0.06 |
| ICE Intercontinental Exchange Inc. | Reduce -24.9% | 0.13% | −0.06 |
| HD Home Depot Inc. | Reduce -0.4% | 0.69% | −0.06 |
| NEE Nextera Energy Inc. | Reduce -2.7% | 0.22% | −0.06 |
| VYM Vanguard High DVD Yield ETF | Reduce -3.8% | 0.61% | −0.05 |
| CVX Chevron Corp. | Reduce -9.5% | 0.32% | −0.05 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -11.1% | 0.14% | −0.05 |
| CI The Cigna Group | Reduce -47.6% | 0.03% | −0.05 |
| PSX Phillips 66 | Reduce -15.4% | 0.11% | −0.04 |
| CAT Caterpillar Inc. | Reduce -1.1% | 0.32% | −0.04 |
| TMO Thermo Fisher Scientific Inc. | Reduce -3.4% | 0.15% | −0.04 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -52.2% | 0.03% | −0.04 |
| IVW iShares S&P 500 Growth ETF | Reduce -10.1% | 0.45% | −0.04 |
| AMP Ameriprise Financial Inc. | Reduce -70.2% | 0.02% | −0.04 |
| ITOT iShares Core S&P Total U.S. | Reduce -42.9% | 0.05% | −0.04 |
| SPHQ Invesco S&P 500 Quality ETF | Reduce -45.1% | 0.04% | −0.04 |
| ELV Elevance Health Inc. | Reduce -12.6% | 0.06% | −0.04 |
| PEP Pepsico Inc. | Reduce -1.9% | 0.19% | −0.04 |
| AES AES Corp. | Reduce -84.6% | 0.00% | −0.04 |
| GD General Dynamics Corp. | Reduce -11.8% | 0.10% | −0.03 |
| UPBD Upbound Group Inc. | Reduce -96.0% | 0.00% | −0.03 |
| LYB Lyondellbasell Indu Class A | Reduce -73.5% | 0.01% | −0.03 |
| FXI iShares China Large-Cap ETF | Reduce -96.1% | 0.00% | −0.03 |
| MRO Marathon Oil Corp. | Sold out | 0.00% | −0.03 |
| GSK GSK PLC-Spon ADR | Reduce -72.7% | 0.01% | −0.03 |
| ACGL Arch Capital Group Ltd. | Reduce -39.8% | 0.03% | −0.03 |
| CVS CVS Health Corp. | Reduce -31.6% | 0.02% | −0.03 |
| RNAM Avidity Biosciences Inc. | Reduce -48.3% | 0.01% | −0.03 |
| GE General Electric | Reduce -0.4% | 0.15% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| AVGO Broadcom Inc. | Add +5.8% | 1.25% | +0.34 |
| AMZN Amazon.com Inc. | Add +0.5% | 2.29% | +0.28 |
| AAPL Apple Inc. | Add +1.4% | 4.83% | +0.21 |
| NVDA Nvidia Corp. | Add +1.5% | 2.85% | +0.20 |
| GOOGL Alphabet Inc. Class A | Add +2.0% | 1.71% | +0.18 |
| VOO Vanguard S&P 500 ETF | Add +10.4% | 2.20% | +0.17 |
| JPM JPMorgan Chase & Co. | Add +3.3% | 1.35% | +0.15 |
| TSLA Tesla Inc. | Add +10.3% | 0.38% | +0.15 |
| MRVL Marvell Technology Inc. | Add +8.2% | 0.35% | +0.13 |
| RSP Invesco S&P 500 Equal Weight | Add +44.5% | 0.39% | +0.10 |
| CMG Chipotle Mexican Grill Inc. | Add +364.1% | 0.12% | +0.10 |
| PLTR Palantir Technologies Inc. Class A | Add +47.6% | 0.14% | +0.09 |
| DIA SS SPDR Dow Jones Indus Avg | Add +50.3% | 0.27% | +0.08 |
| SGOV iShares 0-3 Month Treasury B | Add +82.2% | 0.19% | +0.08 |
| IVV iShares Core S&P 500 ETF | Add +6.6% | 1.91% | +0.08 |
| TFC Truist Financial Corp. | Add +395.3% | 0.10% | +0.08 |
| C Citigroup Inc. | Add +136.6% | 0.13% | +0.08 |
| WMT Walmart Inc. | Add +2.6% | 0.82% | +0.08 |
| O Realty Income Corp. | Add +314.7% | 0.10% | +0.07 |
| GOOG Alphabet Inc. Class C | Add +1.1% | 0.69% | +0.07 |
| CRM Salesforce Inc. | Add +3.3% | 0.37% | +0.07 |
| IWM iShares Russell 2000 ETF | Add +27.7% | 0.34% | +0.06 |
| HYMB SS SPDR N Ice HY Muni ETF | Add +607.4% | 0.07% | +0.06 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +7.1% | 1.22% | +0.06 |
| JCPB JPMorgan Core Plus Bond ETF | Add +23781.5% | 0.06% | +0.06 |
| ARCC Ares Capital Corp. | Add +64.7% | 0.13% | +0.05 |
| ONEQ Fidelity Nasdaq Comp Indx | Add +45.0% | 0.16% | +0.05 |
| NFLX Netflix Inc. | Add +0.9% | 0.27% | +0.05 |
| IWF iShares Russell 1000 Growth | Add +3.6% | 0.78% | +0.05 |
| MELI MercadoLibre Inc. | Add +38.1% | 0.51% | +0.05 |
| APO Apollo Global Management Inc. | Add +40.4% | 0.10% | +0.04 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +238.5% | 0.06% | +0.04 |
| QQQM Invesco Nasdaq 100 ETF | Add +17.7% | 0.26% | +0.04 |
| IWO iShares Russell 2000 Growth | Add +46.8% | 0.13% | +0.04 |
| IBM Intl Business Machines Corp. | Add +25.1% | 0.25% | +0.04 |
| SDVY First Trust Smid Cap Rising | Add +19.4% | 0.34% | +0.04 |
| CRDO Credo Technology Group Holdi | New | 0.04% | +0.04 |
| T AT&T Inc. | Add +19.9% | 0.23% | +0.04 |
| DRI Darden Restaurants Inc. | Add +2.5% | 0.35% | +0.04 |
| NOW ServiceNow Inc. | Add +2.5% | 0.24% | +0.03 |
| WTV Wisdomtree U.S. Value Fund | New | 0.03% | +0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +31.4% | 0.09% | +0.03 |
| META Meta Platforms Inc. Class A | Add +5.8% | 0.86% | +0.03 |
| LMBS First Trust Low Duration Opp | Add +193.8% | 0.05% | +0.03 |
| COP Conocophillips | Add +59.1% | 0.10% | +0.03 |
| XLK SS Technology Select Sector | Add +11.5% | 0.34% | +0.03 |
| MTUM iShares MSCI USA Momentum Fa | Add +84.6% | 0.07% | +0.03 |
| IQQQ Proshares NDX High Incom ETF | Add +136.2% | 0.05% | +0.03 |
| MINT PIMCO Enhanced Short Maturit | Add +147.8% | 0.05% | +0.03 |
| JNK SS SPDR BB High Yield Bond | Add +567.3% | 0.03% | +0.03 |
Notes & Other Activity Q3 2024 → Q4 2024
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +22.3% | 7,183 | $294K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -0.6% | 7,567 | $208K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +48.5% | 150 | $179K |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | New | 3,157 | $174K |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | New | 2,435 | $148K |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | New | 2,150 | $107K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +273.9% | 86 | $105K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | New | 1,122 | $98K |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | New | 25,000 | $66K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | New | 64,000 | $62K |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 57,000 | $60K |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | New | 58,000 | $60K |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | New | 59,000 | $59K |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | New | 57,000 | $58K |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | New | 50,000 | $57K |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | New | 62,000 | $55K |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 810 | $51K |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | New | 45,000 | $44K |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | New | 43,000 | $43K |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | New | 34,000 | $38K |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | New | 35,000 | $37K |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | New | 38,000 | $35K |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +22.6% | 613 | $30K |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | New | 22,000 | $29K |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | New | 29,000 | $28K |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | New | 26,000 | $27K |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | New | 25,000 | $26K |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | New | 23,000 | $23K |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 22,000 | $23K |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | Add +1050.0% | 23,000 | $22K |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | New | 25,000 | $22K |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | New | 22,000 | $22K |
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | Sold out | 22,000 | $22Kbefore exit |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | New | 10,000 | $20K |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | New | 938 | $20K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 383 | $16K |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | New | 12,000 | $14K |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | New | 149 | $11K |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | New | 7,000 | $10K |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | New | 9,000 | $9K |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | New | 6,000 | $8K |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | New | 6,000 | $8K |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | New | 6,000 | $8K |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | New | 6,000 | $7K |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | New | 6,000 | $7K |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | New | 2,000 | $7K |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | New | 6,000 | $7K |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | New | 6,000 | $7K |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | New | 7,000 | $7K |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | New | 7,000 | $7K |
Showing the first 50 of 89.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,593 | $19.6B | AAPL, NVDA, IVV, GOOGL, AMZN |
| Q1 2026 | 4,350 | $19.6B | NVDA, AAPL, IVV, GOOGL, AMZN |
| Q4 2025 | 4,237 | $18.2B | AAPL, NVDA, GOOGL, MSFT, META |
| Q3 2025 | 4,191 | $17.4B | NVDA, AAPL, META, MSFT, IVV |
| Q2 2025 | 4,043 | $12.8B | AAPL, MSFT, NVDA, IVV, AMZN |
| Q1 2025 | 3,933 | $11.3B | AAPL, MSFT, NVDA, AMZN, IVV |
| Q4 2024 | 3,884 | $11.3B | AAPL, MSFT, NVDA, AMZN, VOO |
| Q3 2024 | 3,724 | $10.8B | AAPL, MSFT, NVDA, VOO, AMZN |
| Q2 2024 | 3,595 | $9.5B | AAPL, MSFT, NVDA, AMZN, IVV |
| Q1 2024 | 3,545 | $9.1B | AAPL, MSFT, NVDA, AMZN, IVV |