Steward Partners Investment Advisory, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Steward Partners Investment Advisory, LLC reported 3,545 stock positions worth $9.1 billion. Its top holding was Apple (AAPL) at 3.8% of the portfolio, followed by Microsoft (MSFT, 3.2%) and Nvidia (NVDA, 2.2%). Compared with Q4 2023, it opened 237 new positions, sold out of 159, added to 1,449 and reduced 921. The biggest buy was Nvidia (NVDA, shares +5%) and the biggest sale Tesla (TSLA, shares −57%).
- Most Recent 13F
- Q2 2026
- Location
- STAMFORD, CT
- CIK
- 0001723397
- Portfolio Value
- $9.1B (Q1 2024)
- SEC Filing
- 0001723397-24-000003 ↗ filed May 15, 2024
Holdings Value
Holdings 3,545 stocks · $9.1B
| AAPL Apple Inc. | 3.76% | 1,990,388 | $341.3M | Add +1.7% |
| MSFT Microsoft Corp. | 3.16% | 680,580 | $286.3M | Add +12.3% |
| NVDA Nvidia Corp. | 2.21% | 222,062 | $200.6M | Add +5.3% |
| AMZN Amazon.com Inc. | 2.07% | 1,038,758 | $187.4M | Add +7.3% |
| IVV iShares Core S&P 500 ETF | 1.93% | 333,680 | $175.4M | Reduce -7.5% |
| VOO Vanguard S&P 500 ETF | 1.75% | 330,946 | $159.1M | Add +22.3% |
| GOOGL Alphabet Inc. Class A | 1.56% | 936,415 | $141.3M | Add +9.1% |
| QQQ Invesco QQQ Trust Series 1 | 1.28% | 262,165 | $116.4M | Add +5.7% |
| JPM JPMorgan Chase & Co. | 1.26% | 569,563 | $114.1M | Add +20.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.15% | 199,912 | $104.6M | Add +0.8% |
| IJH iShares Core S&P Midcap ETF | 0.96% | 1,426,454 | $86.6M | Add +0.2% |
| AGG iShares Core U.S. Aggregate | 0.92% | 855,510 | $83.8M | Add +75.4% |
| HD Home Depot Inc. | 0.90% | 212,219 | $81.4M | Add +15.0% |
| IWF iShares Russell 1000 Growth | 0.78% | 209,104 | $70.5M | Reduce -5.9% |
| DGRW Wisdomtree U.S. Quality Divi | 0.77% | 921,428 | $70.2M | Add +1539.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.75% | 197,702 | $68.0M | Add +9.2% |
| META Meta Platforms Inc. Class A | 0.73% | 136,148 | $66.1M | Add +35.6% |
| V Visa Inc. Class A | 0.71% | 232,112 | $64.8M | Add +23.5% |
| AVGO Broadcom Inc. | 0.70% | 48,229 | $63.9M | Add +25.1% |
| XOM Exxon Mobil Corp. | 0.70% | 544,599 | $63.3M | Add +11.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.69% | 149,382 | $62.8M | Add +25.3% |
| AMD Advanced Micro Devices | 0.69% | 346,764 | $62.6M | Add +192.3% |
| MRK Merck & Co. Inc. | 0.68% | 465,323 | $61.4M | Add +26.6% |
| IJR iShares Core S&P Small-Cap E | 0.68% | 553,912 | $61.2M | Add +6.4% |
| COST Costco Wholesale Corp. | 0.65% | 80,473 | $59.0M | Add +5.9% |
| UNH Unitedhealth Group Inc. | 0.65% | 118,325 | $58.5M | Reduce -15.5% |
| WMT Walmart Inc. | 0.61% | 916,422 | $55.1M | Add +30.1% |
| VIG Vanguard Dividend Apprec ETF | 0.58% | 288,716 | $52.7M | Add +28.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.57% | 314,771 | $51.3M | Add +0.1% |
| CVX Chevron Corp. | 0.56% | 319,321 | $50.4M | Add +19.5% |
| JNJ Johnson & Johnson | 0.54% | 307,471 | $48.6M | Add +18.1% |
| LLY Eli Lilly & Co. | 0.53% | 62,002 | $48.2M | Add +5.3% |
| SCHD Schwab US DVD Equity ETF | 0.53% | 597,341 | $48.2M | Add +47.6% |
| FLQL Franklin U.S. Large Cap Mult | 0.53% | 896,991 | $47.8M | New |
| COWZ Pacer US Cash Cows 100 ETF | 0.52% | 812,055 | $47.2M | Add +22.3% |
| GOOG Alphabet Inc. Class C | 0.52% | 308,863 | $47.0M | Add +10.9% |
| QUAL iShares MSCI USA Quality Fac | 0.52% | 285,776 | $47.0M | Reduce -1.3% |
| VYM Vanguard High DVD Yield ETF | 0.52% | 385,966 | $46.7M | Add +5.8% |
| DGRO iShares Core Dividend Growth | 0.51% | 797,738 | $46.3M | Reduce -5.4% |
| USMV iShares MSCI USA Min Vol Fac | 0.50% | 540,721 | $45.2M | Reduce -2.9% |
| IWD iShares Russell 1000 Value E | 0.47% | 240,289 | $43.0M | Reduce -0.8% |
| ETN Eaton Corp. PLC | 0.47% | 136,287 | $42.6M | Add +33.2% |
| PG The Procter & Gamble Co. | 0.46% | 257,865 | $41.8M | Add +2.6% |
| GIS General Mills Inc. | 0.44% | 575,449 | $40.3M | Add +0.5% |
| MPC Marathon Petroleum Corp. | 0.44% | 197,470 | $39.8M | Add +32.2% |
| ABBV Abbvie Inc. | 0.44% | 217,544 | $39.6M | Add +4.8% |
| VEA Vanguard Ftse Developed ETF | 0.43% | 783,123 | $39.3M | Add +15.3% |
| IWR iShares Russell Mid-Cap ETF | 0.42% | 457,550 | $38.5M | Add +0.7% |
| GSLC Goldman Activebeta US LC ETF | 0.42% | 370,239 | $38.4M | Reduce -1.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.42% | 147,449 | $38.3M | Add +33.3% |
| IVW iShares S&P 500 Growth ETF | 0.42% | 448,107 | $37.8M | Add +141.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.42% | 508,396 | $37.7M | Add +8.9% |
| CRM Salesforce Inc. | 0.41% | 123,574 | $37.2M | Add +16.3% |
| DRI Darden Restaurants Inc. | 0.41% | 221,290 | $37.0M | Add +12.5% |
| CAT Caterpillar Inc. | 0.39% | 95,358 | $34.9M | Add +31.7% |
| JEPI JPMorgan Equity Premium Inco | 0.38% | 598,509 | $34.6M | Add +12.1% |
| RDVY First Trust Rising Dividend | 0.37% | 604,170 | $33.9M | Add +1.2% |
| XLK SS Technology Select Sector | 0.36% | 156,838 | $32.7M | Add +0.7% |
| MA Mastercard Inc. Class A | 0.36% | 67,249 | $32.4M | Add +4.7% |
| CSCO Cisco Systems Inc. | 0.36% | 648,682 | $32.4M | Add +16.5% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.34% | 125,181 | $31.3M | Add +317.5% |
| USFR Wisdomtree Floating Rate Tre | 0.34% | 610,042 | $30.7M | Add +5.8% |
| HDV iShares Core High Dividend E | 0.33% | 274,808 | $30.3M | Reduce -0.9% |
| MCD McDonald's Corp. | 0.33% | 107,294 | $30.3M | Reduce -6.3% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.33% | 328,452 | $30.0M | Add +20.0% |
| CB Chubb Ltd. | 0.33% | 114,551 | $29.7M | Add +35.5% |
| UNP Union Pacific Corp. | 0.32% | 118,272 | $29.1M | Add +14.3% |
| SHV iShares 0-1 Year Treasury Bo | 0.31% | 255,090 | $28.2M | Add +6.4% |
| MOAT Vaneck Morningstar Wide Moat | 0.30% | 306,925 | $27.6M | Add +82.5% |
| VZ Verizon Communications Inc. | 0.30% | 654,725 | $27.5M | Add +20.8% |
| RSP Invesco S&P 500 Equal Weight | 0.29% | 154,481 | $26.2M | Add +7.5% |
| OEF iShares S&P 100 ETF | 0.28% | 104,126 | $25.8M | Reduce -12.7% |
| MSI Motorola Solutions Inc. | 0.28% | 71,587 | $25.4M | Add +53.4% |
| GLD SPDR Gold Shares | 0.28% | 123,216 | $25.3M | Add +10.4% |
| XSMO Invesco S&P Smallcap Momentu | 0.27% | 407,509 | $24.6M | Add +339490.8% |
| PEP Pepsico Inc. | 0.27% | 139,573 | $24.4M | Reduce -5.6% |
| ORCL Oracle Corp. | 0.27% | 192,227 | $24.1M | Add +27.9% |
| CMCSA Comcast Corp. Class A | 0.26% | 552,617 | $24.0M | Add +59.4% |
| SDVY First Trust Smid Cap Rising | 0.26% | 680,773 | $23.7M | Add +49.3% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.26% | 181,806 | $23.3M | Add +17.0% |
| LMT Lockheed Martin Corp. | 0.25% | 49,861 | $22.7M | Add +10.9% |
| DIVO Amplify CWP Enhan Divid ETF | 0.25% | 582,265 | $22.6M | Reduce -3.3% |
| VGT Vanguard Info Tech ETF | 0.25% | 42,807 | $22.4M | Reduce -1.2% |
| KO The Coca-Cola Co. | 0.25% | 366,036 | $22.4M | Add +4.8% |
| AXP American Express Co. | 0.24% | 96,794 | $22.0M | Reduce -4.0% |
| PANW Palo Alto Networks Inc. | 0.23% | 73,637 | $20.9M | Add +22.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.23% | 540,092 | $20.5M | Add +14.7% |
| AMGN Amgen Inc. | 0.23% | 71,796 | $20.4M | Add +1.8% |
| FTSM First Trust Enh Short Mat FD | 0.22% | 339,065 | $20.2M | Reduce -5.7% |
| NFLX Netflix Inc. | 0.22% | 33,016 | $20.1M | Add +4.7% |
| KLAC KLA Corp. | 0.22% | 28,400 | $19.8M | Add +7053.6% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.22% | 363,680 | $19.7M | Add +29.4% |
| MUB iShares National Muni Bond E | 0.21% | 180,746 | $19.4M | Add +6.0% |
| IWP iShares Russell Mid-Cap Grow | 0.21% | 169,858 | $19.4M | Reduce -9.3% |
| APD Air Products & Chemicals Inc. | 0.21% | 80,015 | $19.4M | Add +31.5% |
| TMO Thermo Fisher Scientific Inc. | 0.21% | 33,282 | $19.3M | Add +4.9% |
| ALL Allstate Corp. | 0.21% | 111,592 | $19.3M | Add +13.8% |
| ADP Automatic Data Processing | 0.21% | 77,030 | $19.2M | Add +2.2% |
| SDY SS SPDR S&P Dividend ETF | 0.21% | 144,311 | $18.9M | Add +2.1% |
| MDT Medtronic PLC | 0.21% | 214,823 | $18.7M | Add +48.3% |
Other holdings (19): bonds, preferreds, convertibles and warrants · $1.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 8,045 | $347K | Reduce -40.3% |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 21,109 | $290K | Add +27.7% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 4,700 | $183K | Reduce -44.0% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 99 | $121K | Reduce -2.0% |
| I3 VERTICALS LLC (IIIV 1 02/15/25) | NOTE 1.000% 2/1 · principal | 50,000 | $48K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 23 | $27K | No change |
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 22,000 | $21K | No change |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 600 | $13K | Reduce -94.0% |
| EZCORP INC (EZPW 2.375 05/01/25) | NOTE 2.375% 5/0 · principal | 10,000 | $10K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 400 | $10K | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 2,000 | $2K | No change |
| DNABW Ginkgo Bioworks -CW27 | *W EXP 09/16/202 | 16,700 | $2K | No change |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 1,000 | $1K | No change |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | 2,000 | $409 | No change |
| INVZW Innoviz Technologies -CW26 | *W EXP 04/05/202 | 1,000 | $303 | No change |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 50 | $201 | No change |
| SSTPW SYSTEM1 Inc.-CW | *W EXP 01/27/202 | 1,062 | $154 | No change |
| JETAI INC | *W EXP 08/10/203 | 82 | $37 | No change |
| LMDWF Lumiradx Ltd. -CW26 | *W EXP 09/28/202 | 21 | $0 | No change |
Total filed on the 13F, all lines: $9.1B.
Portfolio Sells Q4 2023 → Q1 2024
| TSLA Tesla Inc. | Reduce -57.1% | 0.19% | −0.58 |
| IVV iShares Core S&P 500 ETF | Reduce -7.5% | 1.93% | −0.39 |
| BA The Boeing Co. | Reduce -68.7% | 0.09% | −0.38 |
| UNH Unitedhealth Group Inc. | Reduce -15.5% | 0.65% | −0.35 |
| NOG Northern Oil and Gas Inc. | Reduce -98.2% | 0.00% | −0.27 |
| GOCT FT Vest US Equity Moderate B | Reduce -82.7% | 0.03% | −0.19 |
| BSCO Invesco Bulletshares 2024 CB | Reduce -83.4% | 0.03% | −0.17 |
| IWF iShares Russell 1000 Growth | Reduce -5.9% | 0.78% | −0.13 |
| MCD McDonald's Corp. | Reduce -6.3% | 0.33% | −0.13 |
| OXY Occidental Petroleum Corp. | Reduce -62.4% | 0.06% | −0.12 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -63.5% | 0.05% | −0.12 |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | Sold out | 0.00% | −0.11 |
| DGRO iShares Core Dividend Growth | Reduce -5.4% | 0.51% | −0.10 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -2.9% | 0.50% | −0.09 |
| OEF iShares S&P 100 ETF | Reduce -12.7% | 0.28% | −0.08 |
| PEP Pepsico Inc. | Reduce -5.6% | 0.27% | −0.07 |
| FTSM First Trust Enh Short Mat FD | Reduce -5.7% | 0.22% | −0.07 |
| IWD iShares Russell 1000 Value E | Reduce -0.8% | 0.47% | −0.07 |
| IEMG iShares Core MSCI Emerging | Reduce -14.2% | 0.15% | −0.06 |
| TFLO iShares Treasury Floating Ra | Reduce -86.3% | 0.01% | −0.06 |
| QUAL iShares MSCI USA Quality Fac | Reduce -1.3% | 0.52% | −0.06 |
| OMFS Invesco RSL 2000 DYN Mltfctr | Sold out | 0.00% | −0.05 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -26.6% | 0.10% | −0.05 |
| GSLC Goldman Activebeta US LC ETF | Reduce -1.1% | 0.42% | −0.05 |
| IWP iShares Russell Mid-Cap Grow | Reduce -9.3% | 0.21% | −0.05 |
| SGOV iShares 0-3 Month Treasury B | Reduce -6.9% | 0.16% | −0.05 |
| HDV iShares Core High Dividend E | Reduce -0.9% | 0.33% | −0.05 |
| EFA iShares MSCI Eafe ETF | Reduce -9.2% | 0.18% | −0.05 |
| DIVO Amplify CWP Enhan Divid ETF | Reduce -3.3% | 0.25% | −0.05 |
| EFV iShares MSCI Eafe Value ETF | Reduce -19.9% | 0.09% | −0.04 |
| BX Blackstone Inc. | Reduce -8.1% | 0.13% | −0.04 |
| MMIT Nylim Mackay Muni Intermedia | Reduce -78.5% | 0.01% | −0.04 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -46.4% | 0.03% | −0.04 |
| VCIT Vanguard Int-Term Corporate | Reduce -0.5% | 0.17% | −0.04 |
| PII Polaris Inc. | Reduce -84.8% | 0.01% | −0.04 |
| GOVT iShares US Treasury Bond ETF | Reduce -1.5% | 0.15% | −0.04 |
| IWM iShares Russell 2000 ETF | Reduce -4.9% | 0.16% | −0.04 |
| URTH iShares MSCI World ETF | Sold out | 0.00% | −0.04 |
| VGT Vanguard Info Tech ETF | Reduce -1.2% | 0.25% | −0.04 |
| NOW ServiceNow Inc. | Reduce -5.7% | 0.17% | −0.04 |
| AMT American Tower Corp. | Reduce -19.2% | 0.05% | −0.03 |
| XLY SS Consumer Disc Select Sect | Reduce -7.6% | 0.12% | −0.03 |
| APA Apa Corp. | Reduce -79.8% | 0.01% | −0.03 |
| UPS United Parcel Service Class B | Reduce -1.9% | 0.11% | −0.03 |
| TIP iShares Tips Bond ETF | Reduce -35.8% | 0.04% | −0.03 |
| BSEP Innovator U.S. Equity Buffer | Reduce -92.6% | 0.00% | −0.03 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -41.3% | 0.04% | −0.03 |
| OKTA Okta Inc. | Reduce -96.4% | 0.00% | −0.03 |
| XMAR FT Vest US Equity Enhance & | Reduce -94.9% | 0.00% | −0.03 |
| BBAG JPMorgan Betabuilders US Agg | Reduce -40.2% | 0.03% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +5.3% | 2.21% | +0.80 |
| DGRW Wisdomtree U.S. Quality Divi | Add +1539.9% | 0.77% | +0.72 |
| FLQL Franklin U.S. Large Cap Mult | New | 0.53% | +0.53 |
| AMD Advanced Micro Devices | Add +192.3% | 0.69% | +0.45 |
| XSMO Invesco S&P Smallcap Momentu | Add +339490.8% | 0.27% | +0.27 |
| AGG iShares Core U.S. Aggregate | Add +75.4% | 0.92% | +0.27 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +317.5% | 0.34% | +0.25 |
| META Meta Platforms Inc. Class A | Add +35.6% | 0.73% | +0.25 |
| IVW iShares S&P 500 Growth ETF | Add +141.5% | 0.42% | +0.23 |
| KLAC KLA Corp. | Add +7053.6% | 0.22% | +0.22 |
| FEZ State Street SPDR Euro Stoxx | Add +1982.2% | 0.20% | +0.19 |
| HMOP Hartford Municipal Opp ETF | Add +998.2% | 0.21% | +0.18 |
| JPM JPMorgan Chase & Co. | Add +20.4% | 1.26% | +0.17 |
| VOO Vanguard S&P 500 ETF | Add +22.3% | 1.75% | +0.16 |
| DDWM Wisdomtree DY Inter Eq FD-US | New | 0.15% | +0.15 |
| DIVB iShares Core Dividend ETF | New | 0.14% | +0.14 |
| RODM Hartford Multifact Dev MRKT | Add +230735.5% | 0.14% | +0.14 |
| MPC Marathon Petroleum Corp. | Add +32.2% | 0.44% | +0.14 |
| ETN Eaton Corp. PLC | Add +33.2% | 0.47% | +0.14 |
| TOTL SS Doubleline TR Tact ETF | Add +5436.7% | 0.14% | +0.14 |
| MRK Merck & Co. Inc. | Add +26.6% | 0.68% | +0.14 |
| AVGO Broadcom Inc. | Add +25.1% | 0.70% | +0.12 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +25.3% | 0.69% | +0.12 |
| SCHD Schwab US DVD Equity ETF | Add +47.6% | 0.53% | +0.11 |
| MOAT Vaneck Morningstar Wide Moat | Add +82.5% | 0.30% | +0.11 |
| WMT Walmart Inc. | Add +30.1% | 0.61% | +0.11 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | New | 0.11% | +0.11 |
| CAT Caterpillar Inc. | Add +31.7% | 0.39% | +0.10 |
| IQV Iqvia Holdings Inc. | Add +124.9% | 0.17% | +0.09 |
| DVN Devon Energy Corp. | Add +131.7% | 0.16% | +0.08 |
| FLJP Franklin Ftse Japan ETF | Add +120825.5% | 0.08% | +0.08 |
| MSI Motorola Solutions Inc. | Add +53.4% | 0.28% | +0.08 |
| MSFT Microsoft Corp. | Add +12.3% | 3.16% | +0.08 |
| AMZN Amazon.com Inc. | Add +7.3% | 2.07% | +0.08 |
| SUSA iShares ESG Optimized MSCI U | Add +895.0% | 0.08% | +0.08 |
| IGIB iShares 5-10Y Inv Grade Corp. | Add +1955.6% | 0.08% | +0.07 |
| DXCM Dexcom Inc. | Add +891.5% | 0.08% | +0.07 |
| CB Chubb Ltd. | Add +35.5% | 0.33% | +0.07 |
| BKNG Booking Holdings Inc. | Add +390.9% | 0.09% | +0.07 |
| LLY Eli Lilly & Co. | Add +5.3% | 0.53% | +0.07 |
| VTI VG Morningstar TS MKT ETF-US | Add +33.3% | 0.42% | +0.07 |
| ELV Elevance Health Inc. | Add +266.8% | 0.10% | +0.07 |
| VKTX Viking Therapeutics Inc. | Add +117.5% | 0.08% | +0.07 |
| EZM Wisdomtree US Midcap Fund | Add +2337.7% | 0.07% | +0.06 |
| VIG Vanguard Dividend Apprec ETF | Add +28.3% | 0.58% | +0.06 |
| SCHW Schwab (charles) Corp. | Add +203.8% | 0.10% | +0.06 |
| IVE iShares S&P 500 Value ETF | Add +165.3% | 0.11% | +0.06 |
| SDVY First Trust Smid Cap Rising | Add +49.3% | 0.26% | +0.06 |
| CMCSA Comcast Corp. Class A | Add +59.4% | 0.26% | +0.06 |
| TT Trane Technologies PLC | Add +43.3% | 0.18% | +0.05 |
Notes & Other Activity Q4 2023 → Q1 2024
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -40.3% | 8,045 | $347K |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Add +27.7% | 21,109 | $290K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -44.0% | 4,700 | $183K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -2.0% | 99 | $121K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Sold out | 700 | $39Kbefore exit |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Sold out | 200 | $26Kbefore exit |
| DISH NETWORK CORP (DISH 2.375 03/15/24) | NOTE 2.375% 3/1 · principal | Sold out | 22,000 | $22Kbefore exit |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | Reduce -94.0% | 600 | $13K |
| ARES CAPITAL CORP (ARCC 4.625 03/01/24) | NOTE 4.625% 3/0 · principal | Sold out | 1,000 | $1Kbefore exit |
| JETAI INC | *W EXP 08/10/202 | Sold out | 6,000 | $240before exit |
| BODYW Beachbody Co.-CW27 | *W EXP 12/31/202 | Sold out | 500 | $1before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,593 | $19.6B | AAPL, NVDA, IVV, GOOGL, AMZN |
| Q1 2026 | 4,350 | $19.6B | NVDA, AAPL, IVV, GOOGL, AMZN |
| Q4 2025 | 4,237 | $18.2B | AAPL, NVDA, GOOGL, MSFT, META |
| Q3 2025 | 4,191 | $17.4B | NVDA, AAPL, META, MSFT, IVV |
| Q2 2025 | 4,043 | $12.8B | AAPL, MSFT, NVDA, IVV, AMZN |
| Q1 2025 | 3,933 | $11.3B | AAPL, MSFT, NVDA, AMZN, IVV |
| Q4 2024 | 3,884 | $11.3B | AAPL, MSFT, NVDA, AMZN, VOO |
| Q3 2024 | 3,724 | $10.8B | AAPL, MSFT, NVDA, VOO, AMZN |
| Q2 2024 | 3,595 | $9.5B | AAPL, MSFT, NVDA, AMZN, IVV |
| Q1 2024 | 3,545 | $9.1B | AAPL, MSFT, NVDA, AMZN, IVV |