Steward Partners Investment Advisory, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 13, 2025), Steward Partners Investment Advisory, LLC reported 3,933 stock positions worth $11.3 billion. Its top holding was Apple (AAPL) at 4.2% of the portfolio, followed by Microsoft (MSFT, 2.6%) and Nvidia (NVDA, 2.3%). Compared with Q4 2024, it opened 223 new positions, sold out of 177, added to 1,446 and reduced 1,198. The biggest buy was Meta Platforms Class A (META, shares +44%) and the biggest sale Apple (AAPL, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- STAMFORD, CT
- CIK
- 0001723397
- Portfolio Value
- $11.3B (Q1 2025)
- SEC Filing
- 0001723397-25-000004 ↗ filed May 13, 2025
Holdings Value
Holdings 3,933 stocks · $11.3B
| AAPL Apple Inc. | 4.22% | 2,147,443 | $477.0M | Reduce -1.1% |
| MSFT Microsoft Corp. | 2.62% | 788,991 | $296.2M | Add +0.6% |
| NVDA Nvidia Corp. | 2.33% | 2,427,259 | $263.1M | Add +1.4% |
| AMZN Amazon.com Inc. | 2.02% | 1,201,498 | $228.6M | Add +1.9% |
| IVV iShares Core S&P 500 ETF | 1.99% | 399,916 | $224.7M | Add +9.5% |
| VOO Vanguard S&P 500 ETF | 1.92% | 423,381 | $217.6M | Reduce -7.9% |
| JPM JPMorgan Chase & Co. | 1.45% | 666,789 | $163.6M | Add +4.7% |
| GOOGL Alphabet Inc. Class A | 1.34% | 979,232 | $151.4M | Reduce -3.9% |
| META Meta Platforms Inc. Class A | 1.21% | 237,595 | $136.9M | Add +44.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.19% | 241,089 | $134.9M | Add +2.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.16% | 278,927 | $130.8M | Reduce -0.1% |
| AGG iShares Core U.S. Aggregate | 1.00% | 1,144,249 | $113.2M | Add +6.6% |
| AVGO Broadcom Inc. | 0.91% | 617,613 | $103.4M | Add +1.6% |
| IJH iShares Core S&P Midcap ETF | 0.85% | 1,647,131 | $96.1M | Add +3.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.85% | 180,008 | $95.9M | Reduce -2.8% |
| V Visa Inc. Class A | 0.84% | 270,266 | $94.7M | Reduce -0.4% |
| HD Home Depot Inc. | 0.80% | 247,415 | $90.7M | Add +23.3% |
| DGRW Wisdomtree U.S. Quality Divi | 0.77% | 1,096,998 | $87.6M | Add +3.0% |
| IWF iShares Russell 1000 Growth | 0.74% | 232,464 | $83.9M | Add +6.5% |
| WMT Walmart Inc. | 0.74% | 952,965 | $83.7M | Reduce -6.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.72% | 219,896 | $81.5M | Add +3.8% |
| XOM Exxon Mobil Corp. | 0.70% | 669,052 | $79.6M | Add +0.2% |
| VIG Vanguard Dividend Apprec ETF | 0.70% | 405,443 | $78.7M | Add +2.8% |
| VYM Vanguard High DVD Yield ETF | 0.65% | 572,875 | $73.9M | Add +5.5% |
| IJR iShares Core S&P Small-Cap E | 0.60% | 646,754 | $67.6M | Add +6.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.58% | 379,269 | $65.5M | Add +2.4% |
| GOOG Alphabet Inc. Class C | 0.55% | 401,263 | $62.7M | Reduce -1.9% |
| LLY Eli Lilly & Co. | 0.55% | 74,811 | $61.8M | Add +3.6% |
| UNH Unitedhealth Group Inc. | 0.54% | 117,616 | $61.6M | Reduce -3.4% |
| COST Costco Wholesale Corp. | 0.54% | 65,110 | $61.6M | Reduce -1.5% |
| USMV iShares MSCI USA Min Vol Fac | 0.54% | 649,460 | $60.8M | Add +2.7% |
| IWD iShares Russell 1000 Value E | 0.53% | 319,708 | $60.2M | Add +26.9% |
| JNJ Johnson & Johnson | 0.53% | 361,775 | $60.0M | Add +9.4% |
| SCHD Schwab US DVD Equity ETF | 0.51% | 2,075,375 | $58.0M | Reduce -2.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.51% | 755,503 | $57.2M | Add +5.2% |
| ABBV Abbvie Inc. | 0.50% | 272,085 | $57.0M | Add +0.7% |
| FLQL Franklin U.S. Large Cap Mult | 0.48% | 956,684 | $54.0M | Add +7.9% |
| QUAL iShares MSCI USA Quality Fac | 0.45% | 296,762 | $50.7M | Reduce -4.1% |
| COWZ Pacer US Cash Cows 100 ETF | 0.45% | 925,168 | $50.7M | Reduce -7.8% |
| PG The Procter & Gamble Co. | 0.44% | 294,962 | $50.3M | Add +1.3% |
| JEPI JPMorgan Equity Premium Inco | 0.44% | 868,379 | $49.6M | Add +11.3% |
| IVW iShares S&P 500 Growth ETF | 0.43% | 529,449 | $49.1M | Add +6.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.43% | 178,073 | $48.9M | Add +3.4% |
| DRI Darden Restaurants Inc. | 0.40% | 217,707 | $45.2M | Add +2.6% |
| GLD SPDR Gold Shares | 0.39% | 153,521 | $44.2M | Add +0.3% |
| MRK Merck & Co. Inc. | 0.39% | 491,517 | $44.1M | Add +1.6% |
| RSP Invesco S&P 500 Equal Weight | 0.38% | 247,042 | $42.8M | Reduce -2.6% |
| CVX Chevron Corp. | 0.37% | 247,319 | $41.4M | Add +0.5% |
| CB Chubb Ltd. | 0.37% | 136,729 | $41.3M | Add +5.8% |
| IWR iShares Russell Mid-Cap ETF | 0.36% | 480,495 | $40.9M | Add +4.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.36% | 158,049 | $40.9M | Add +5.0% |
| VEA Vanguard Ftse Developed ETF | 0.36% | 803,354 | $40.8M | Reduce -5.0% |
| DGRO iShares Core Dividend Growth | 0.36% | 660,103 | $40.8M | Add +1.6% |
| ETN Eaton Corp. PLC | 0.35% | 147,508 | $40.1M | Add +3.5% |
| MA Mastercard Inc. Class A | 0.35% | 72,468 | $39.7M | Add +0.8% |
| GSLC Goldman Activebeta US LC ETF | 0.35% | 356,687 | $39.3M | Reduce -3.2% |
| VZ Verizon Communications Inc. | 0.34% | 840,498 | $38.1M | Add +8.7% |
| VCIT Vanguard Int-Term Corporate | 0.34% | 466,050 | $38.1M | Add +5.1% |
| MSI Motorola Solutions Inc. | 0.34% | 86,914 | $38.1M | Add +9.0% |
| MCD McDonald's Corp. | 0.33% | 120,787 | $37.7M | Add +1.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.32% | 145,171 | $36.1M | Add +14.6% |
| XLK SS Technology Select Sector | 0.31% | 171,261 | $35.4M | Add +4.5% |
| CRM Salesforce Inc. | 0.31% | 130,522 | $35.0M | Add +3.9% |
| PLTR Palantir Technologies Inc. Class A | 0.31% | 410,694 | $34.7M | Add +102.9% |
| GIS General Mills Inc. | 0.30% | 576,211 | $34.5M | Reduce -0.4% |
| CAT Caterpillar Inc. | 0.30% | 103,143 | $34.0M | Add +2.5% |
| HDV iShares Core High Dividend E | 0.30% | 279,716 | $33.9M | Add +3.1% |
| T AT&T Inc. | 0.29% | 1,175,896 | $33.3M | Add +1.1% |
| USFR Wisdomtree Floating Rate Tre | 0.29% | 653,611 | $32.9M | Add +7.6% |
| NFLX Netflix Inc. | 0.29% | 35,100 | $32.7M | Add +3.8% |
| DIVO Amplify CWP Enhan Divid ETF | 0.29% | 794,785 | $32.4M | Add +19.9% |
| ORCL Oracle Corp. | 0.28% | 227,463 | $31.8M | Add +3.2% |
| RDVY First Trust Rising Dividend | 0.27% | 526,911 | $30.8M | Add +5.3% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.27% | 587,634 | $30.4M | Add +19.3% |
| UNP Union Pacific Corp. | 0.27% | 127,695 | $30.2M | Reduce -3.7% |
| OEF iShares S&P 100 ETF | 0.27% | 110,905 | $30.0M | Add +11.2% |
| CSCO Cisco Systems Inc. | 0.27% | 486,284 | $30.0M | Add +3.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.26% | 717,802 | $30.0M | Add +42.0% |
| SGOV iShares 0-3 Month Treasury B | 0.26% | 297,115 | $29.9M | Add +37.8% |
| KO The Coca-Cola Co. | 0.26% | 416,002 | $29.8M | Reduce -3.6% |
| VGT Vanguard Info Tech ETF | 0.25% | 51,618 | $28.0M | Reduce -0.4% |
| SHV iShares 0-1 Year Treasury Bo | 0.25% | 251,422 | $27.8M | Add +48.0% |
| APD Air Products & Chemicals Inc. | 0.24% | 91,878 | $27.1M | Add +7.5% |
| HMOP Hartford Municipal Opp ETF | 0.24% | 702,724 | $27.0M | Add +28.3% |
| IAU iShares Gold Trust | 0.24% | 456,953 | $26.9M | Add +25.1% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.24% | 321,868 | $26.8M | Add +19.2% |
| FISV Fiserv Inc. | 0.24% | 121,190 | $26.8M | Add +0.5% |
| PANW Palo Alto Networks Inc. | 0.23% | 155,508 | $26.5M | Add +0.4% |
| NEE Nextera Energy Inc. | 0.23% | 371,223 | $26.3M | Add +8.0% |
| MOAT Vaneck Morningstar Wide Moat | 0.23% | 298,284 | $26.2M | Reduce -2.5% |
| MPC Marathon Petroleum Corp. | 0.23% | 179,175 | $26.1M | Add +0.8% |
| TSLA Tesla Inc. | 0.23% | 100,287 | $26.0M | Reduce -5.3% |
| TLH iShares 10-20 Year Treasury | 0.23% | 249,321 | $25.9M | Add +20.3% |
| RTX RTX Corp. | 0.22% | 189,894 | $25.2M | Add +4.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.22% | 272,653 | $25.0M | Reduce -5.2% |
| VWO Vanguard Ftse Emerging Marke | 0.22% | 543,780 | $24.6M | Add +3.9% |
| QQQM Invesco Nasdaq 100 ETF | 0.21% | 122,993 | $23.7M | Reduce -13.3% |
| ALL Allstate Corp. | 0.21% | 113,221 | $23.4M | Add +1.6% |
| CMCSA Comcast Corp. Class A | 0.21% | 632,498 | $23.3M | Add +1.2% |
| AMGN Amgen Inc. | 0.20% | 73,963 | $23.0M | Reduce -1.6% |
Other holdings (84): bonds, preferreds, convertibles and warrants · $5.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 55,907 | $959K | New |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 7,160 | $602K | New |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 10,912 | $526K | Add +245.6% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 5,899 | $353K | Add +142.3% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 7,414 | $301K | Add +3.2% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 4,800 | $215K | Add +123.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 166 | $199K | Add +10.7% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 6,543 | $181K | Reduce -13.5% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 97 | $120K | Add +12.8% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 1,424 | $104K | Add +26.9% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 72,000 | $93K | Add +44.0% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 82,000 | $91K | Add +43.9% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 83,000 | $90K | Add +45.6% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 90,000 | $88K | Add +40.6% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 85,000 | $84K | Add +44.1% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 82,000 | $82K | Add +41.4% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 33,000 | $81K | Add +32.0% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 89,000 | $80K | Add +43.5% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 59,000 | $63K | Add +37.2% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 61,000 | $61K | Add +35.6% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 49,000 | $59K | Add +44.1% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 51,000 | $57K | Add +45.7% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 1,099 | $53K | Add +79.3% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 52,000 | $49K | Add +36.8% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 32,000 | $35K | Add +28.0% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 36,000 | $35K | Add +24.1% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 35,000 | $35K | Add +34.6% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 32,000 | $34K | Add +45.5% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 676 | $32K | Reduce -16.5% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 32,000 | $31K | Add +39.1% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 29,000 | $31K | Add +31.8% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 30,000 | $31K | Add +30.4% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 33,000 | $29K | Add +32.0% |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 29,000 | $29K | Add +31.8% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 16,000 | $19K | Add +33.3% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 1,000 | $18K | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 476 | $17K | Add +24.3% |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 10,000 | $13K | No change |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 456 | $11K | Reduce -51.4% |
| EZCORP INC (EZPW 2.375 05/01/25) | NOTE 2.375% 5/0 · principal | 10,000 | $10K | No change |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 7,000 | $10K | No change |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 9,000 | $9K | No change |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 6,000 | $8K | No change |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 6,000 | $8K | No change |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 6,000 | $8K | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 6,000 | $8K | No change |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 6,000 | $8K | No change |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 6,000 | $7K | No change |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 131 | $7K | Reduce -12.1% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 6,000 | $7K | No change |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 3,000 | $7K | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 7,000 | $7K | No change |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 6,000 | $7K | No change |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 2,000 | $7K | No change |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 7,000 | $7K | No change |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 6,000 | $6K | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 4,000 | $6K | No change |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 6,000 | $6K | No change |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 4,000 | $6K | No change |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 6,000 | $6K | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 5,000 | $5K | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 6,000 | $5K | No change |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 100 | $5K | New |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 5,000 | $5K | No change |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 4,000 | $5K | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 4,000 | $4K | No change |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 4,000 | $4K | No change |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 4,000 | $4K | No change |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 4,000 | $4K | No change |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 4,000 | $4K | No change |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 4,000 | $4K | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 5,000 | $4K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 150 | $4K | Reduce -18.9% |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 4,000 | $4K | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 4,000 | $4K | No change |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 2,000 | $3K | No change |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 3,000 | $3K | No change |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 2,000 | $2K | No change |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 2,000 | $2K | No change |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 2,000 | $2K | No change |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | 1,000 | $650 | Reduce -50.0% |
| INVZW Innoviz Technologies -CW26 | *W EXP 04/05/202 | 1,000 | $70 | No change |
| SSTPW SYSTEM1 Inc.-CW | *W EXP 01/27/202 | 1,062 | $16 | No change |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 25 | $4 | New |
Total filed on the 13F, all lines: $11.3B.
Portfolio Sells Q4 2024 → Q1 2025
| AAPL Apple Inc. | Reduce -1.1% | 4.22% | −0.61 |
| MELI MercadoLibre Inc. | Reduce -78.6% | 0.12% | −0.39 |
| GOOGL Alphabet Inc. Class A | Reduce -3.9% | 1.34% | −0.37 |
| MRVL Marvell Technology Inc. | Reduce -92.0% | 0.02% | −0.33 |
| XSMO Invesco S&P Smallcap Momentu | Reduce -99.5% | 0.00% | −0.28 |
| VOO Vanguard S&P 500 ETF | Reduce -7.9% | 1.92% | −0.27 |
| IWM iShares Russell 2000 ETF | Reduce -64.1% | 0.11% | −0.23 |
| SDVY First Trust Smid Cap Rising | Reduce -44.5% | 0.18% | −0.17 |
| ONEQ Fidelity Nasdaq Comp Indx | Reduce -94.7% | 0.01% | −0.15 |
| TSLA Tesla Inc. | Reduce -5.3% | 0.23% | −0.15 |
| GOOG Alphabet Inc. Class C | Reduce -1.9% | 0.55% | −0.14 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.1% | 1.16% | −0.11 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -37.7% | 0.16% | −0.10 |
| VONG Vanguard Russell 1000 Growth | Reduce -90.7% | 0.01% | −0.08 |
| WMT Walmart Inc. | Reduce -6.8% | 0.74% | −0.08 |
| TFC Truist Financial Corp. | Reduce -72.5% | 0.03% | −0.07 |
| VRT Vertiv Holdings Co. Class A | Reduce -88.4% | 0.01% | −0.07 |
| AMD Advanced Micro Devices | Reduce -17.8% | 0.16% | −0.07 |
| QJUN FT Vest Nasdaq-100 Buffer Et | Reduce -70.6% | 0.03% | −0.07 |
| FJUL FT Vest US Equity Buffer ETF | Reduce -86.5% | 0.01% | −0.07 |
| IHDG Wisdomtree International Hed | Reduce -50.0% | 0.06% | −0.06 |
| NOW ServiceNow Inc. | Reduce -0.4% | 0.18% | −0.06 |
| IWO iShares Russell 2000 Growth | Reduce -33.4% | 0.08% | −0.06 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -13.3% | 0.21% | −0.05 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -7.8% | 0.45% | −0.05 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -42.5% | 0.05% | −0.05 |
| XLG Invesco S&P 500 Top 50 ETF | Reduce -60.3% | 0.03% | −0.05 |
| FTSL First Trust Senior Loan ETF | Reduce -88.8% | 0.01% | −0.04 |
| PAPR Innovator U.S. Equity Power | Reduce -98.0% | 0.00% | −0.04 |
| BSEP Innovator U.S. Equity Buffer | Reduce -92.4% | 0.00% | −0.04 |
| QUAL iShares MSCI USA Quality Fac | Reduce -4.1% | 0.45% | −0.04 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -36.1% | 0.08% | −0.04 |
| SUSA iShares ESG Optimized MSCI U | Reduce -54.3% | 0.03% | −0.04 |
| VGT Vanguard Info Tech ETF | Reduce -0.4% | 0.25% | −0.04 |
| DLR Digital Realty Trust Inc. | Reduce -23.2% | 0.06% | −0.04 |
| LMT Lockheed Martin Corp. | Reduce -9.0% | 0.18% | −0.04 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -21.7% | 0.14% | −0.03 |
| DHR Danaher Corp. | Reduce -38.9% | 0.04% | −0.03 |
| HPE Hewlett Packard Enterprise | Reduce -31.0% | 0.03% | −0.03 |
| AVT Avnet Inc. | Reduce -85.1% | 0.00% | −0.03 |
| GSLC Goldman Activebeta US LC ETF | Reduce -3.2% | 0.35% | −0.03 |
| ADBE Adobe Inc. | Reduce -7.6% | 0.10% | −0.03 |
| PAVE Global X US Infrastructure | Reduce -26.8% | 0.06% | −0.03 |
| UCON First Trust Smith Unconstrai | Reduce -29.0% | 0.06% | −0.02 |
| EVR Evercore Inc. Class A | Reduce -99.2% | 0.00% | −0.02 |
| IWP iShares Russell Mid-Cap Grow | Reduce -5.0% | 0.17% | −0.02 |
| GIS General Mills Inc. | Reduce -0.4% | 0.30% | −0.02 |
| CFG Citizens Financial Group | Reduce -82.5% | 0.00% | −0.02 |
| BNY Bank of New York Mellon Corp. | Reduce -39.2% | 0.04% | −0.02 |
| DFCF Dimensional Core Fixed Inc. | Reduce -68.9% | 0.01% | −0.02 |
Portfolio Buys Q4 2024 → Q1 2025
| META Meta Platforms Inc. Class A | Add +44.0% | 1.21% | +0.35 |
| PLTR Palantir Technologies Inc. Class A | Add +102.9% | 0.31% | +0.17 |
| SDVD FT Vest Smid Rising Dividend | New | 0.16% | +0.16 |
| APP AppLovin Corp. Class A | Add +3816.1% | 0.16% | +0.15 |
| IEUR iShares Core MSCI Europe ETF | Add +95671.3% | 0.12% | +0.12 |
| IWD iShares Russell 1000 Value E | Add +26.9% | 0.53% | +0.12 |
| HD Home Depot Inc. | Add +23.3% | 0.80% | +0.11 |
| JNJ Johnson & Johnson | Add +9.4% | 0.53% | +0.11 |
| CAVA Cava Group Inc. | Add +7003.9% | 0.10% | +0.10 |
| JPM JPMorgan Chase & Co. | Add +4.7% | 1.45% | +0.09 |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | Add +3639.5% | 0.09% | +0.09 |
| GFEB FT Vest US Equity Moderate B | Add +1548.9% | 0.09% | +0.09 |
| TBIL F/M US Treasury 3 Month Bill | Add +100.6% | 0.17% | +0.09 |
| QMFE FT NDQ100 Mod Buff ETF - Feb | New | 0.08% | +0.08 |
| XYZ Block Inc. | Add +954.1% | 0.10% | +0.08 |
| SHY iShares 1-3 Year Treasury Bo | Add +270.2% | 0.11% | +0.08 |
| IVV iShares Core S&P 500 ETF | Add +9.5% | 1.99% | +0.08 |
| SHV iShares 0-1 Year Treasury Bo | Add +48.0% | 0.25% | +0.08 |
| ABBV Abbvie Inc. | Add +0.7% | 0.50% | +0.08 |
| AGG iShares Core U.S. Aggregate | Add +6.6% | 1.00% | +0.08 |
| IAU iShares Gold Trust | Add +25.1% | 0.24% | +0.08 |
| SGOV iShares 0-3 Month Treasury B | Add +37.8% | 0.26% | +0.07 |
| IBM Intl Business Machines Corp. | Add +14.6% | 0.32% | +0.07 |
| DUK Duke Energy Corp. | Add +45.7% | 0.18% | +0.07 |
| BAC Bank of America Corp. | Add +42.0% | 0.26% | +0.07 |
| XOM Exxon Mobil Corp. | Add +0.2% | 0.70% | +0.07 |
| XLV SS Health Care Select Sector | Add +41.4% | 0.20% | +0.07 |
| CMI Cummins Inc. | Add +409.9% | 0.08% | +0.06 |
| COWG Pacer US LRG Cap Cows GR LD | Add +444.5% | 0.08% | +0.06 |
| IGE iShares North American Natur | Add +96.3% | 0.12% | +0.06 |
| VZ Verizon Communications Inc. | Add +8.7% | 0.34% | +0.06 |
| FLCV Fed Hermes Large Cap Value | Add +553.1% | 0.07% | +0.06 |
| GLD SPDR Gold Shares | Add +0.3% | 0.39% | +0.06 |
| LVHI Franklin International Low V | Add +2318.8% | 0.06% | +0.06 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +136.4% | 0.10% | +0.06 |
| T AT&T Inc. | Add +1.1% | 0.29% | +0.06 |
| IEFA iShares Core MSCI Eafe ETF | Add +5.2% | 0.51% | +0.06 |
| ILF iShares Latin America 40 ETF | Add +1065.9% | 0.06% | +0.05 |
| MCHI iShares MSCI China ETF | Add +1341.0% | 0.06% | +0.05 |
| LLY Eli Lilly & Co. | Add +3.6% | 0.55% | +0.05 |
| HMOP Hartford Municipal Opp ETF | Add +28.3% | 0.24% | +0.05 |
| CVX Chevron Corp. | Add +0.5% | 0.37% | +0.05 |
| DRI Darden Restaurants Inc. | Add +2.6% | 0.40% | +0.05 |
| DIVO Amplify CWP Enhan Divid ETF | Add +19.9% | 0.29% | +0.05 |
| CB Chubb Ltd. | Add +5.8% | 0.37% | +0.05 |
| SPHQ Invesco S&P 500 Quality ETF | Add +114.9% | 0.09% | +0.05 |
| LCF Touchstone US LRG Cap | Add +1663.2% | 0.05% | +0.05 |
| NBSD Neuberger Short Duration Inc. | Add +10927.5% | 0.05% | +0.05 |
| TLH iShares 10-20 Year Treasury | Add +20.3% | 0.23% | +0.05 |
| PM Philip Morris International | Add +5.7% | 0.16% | +0.05 |
Notes & Other Activity Q4 2024 → Q1 2025
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | New | 55,907 | $959K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | New | 7,160 | $602K |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | Add +245.6% | 10,912 | $526K |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +142.3% | 5,899 | $353K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +3.2% | 7,414 | $301K |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | Add +123.3% | 4,800 | $215K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +10.7% | 166 | $199K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -13.5% | 6,543 | $181K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +12.8% | 97 | $120K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +26.9% | 1,424 | $104K |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Add +44.0% | 72,000 | $93K |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | Add +43.9% | 82,000 | $91K |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Add +45.6% | 83,000 | $90K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +40.6% | 90,000 | $88K |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Add +44.1% | 85,000 | $84K |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +41.4% | 82,000 | $82K |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Add +32.0% | 33,000 | $81K |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | Add +43.5% | 89,000 | $80K |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +37.2% | 59,000 | $63K |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | Add +35.6% | 61,000 | $61K |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Add +44.1% | 49,000 | $59K |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | Add +45.7% | 51,000 | $57K |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +79.3% | 1,099 | $53K |
| I3 VERTICALS LLC (IIIV 1 02/15/25) | NOTE 1.000% 2/1 · principal | Sold out | 50,000 | $49Kbefore exit |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Add +36.8% | 52,000 | $49K |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | Add +28.0% | 32,000 | $35K |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +24.1% | 36,000 | $35K |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | Sold out | 232,719 | $35Kbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Add +34.6% | 35,000 | $35K |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Add +45.5% | 32,000 | $34K |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Reduce -16.5% | 676 | $32K |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | Add +39.1% | 32,000 | $31K |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | Add +31.8% | 29,000 | $31K |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | Add +30.4% | 30,000 | $31K |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +32.0% | 33,000 | $29K |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | Add +31.8% | 29,000 | $29K |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +33.3% | 16,000 | $19K |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | New | 1,000 | $18K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +24.3% | 476 | $17K |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Reduce -51.4% | 456 | $11K |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Reduce -12.1% | 131 | $7K |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | New | 100 | $5K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -18.9% | 150 | $4K |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Sold out | 3,000 | $3Kbefore exit |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | Sold out | 1,000 | $1Kbefore exit |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | Reduce -50.0% | 1,000 | $650 |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | New | 25 | $4 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,593 | $19.6B | AAPL, NVDA, IVV, GOOGL, AMZN |
| Q1 2026 | 4,350 | $19.6B | NVDA, AAPL, IVV, GOOGL, AMZN |
| Q4 2025 | 4,237 | $18.2B | AAPL, NVDA, GOOGL, MSFT, META |
| Q3 2025 | 4,191 | $17.4B | NVDA, AAPL, META, MSFT, IVV |
| Q2 2025 | 4,043 | $12.8B | AAPL, MSFT, NVDA, IVV, AMZN |
| Q1 2025 | 3,933 | $11.3B | AAPL, MSFT, NVDA, AMZN, IVV |
| Q4 2024 | 3,884 | $11.3B | AAPL, MSFT, NVDA, AMZN, VOO |
| Q3 2024 | 3,724 | $10.8B | AAPL, MSFT, NVDA, VOO, AMZN |
| Q2 2024 | 3,595 | $9.5B | AAPL, MSFT, NVDA, AMZN, IVV |
| Q1 2024 | 3,545 | $9.1B | AAPL, MSFT, NVDA, AMZN, IVV |