Stratos Investment Management, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 16, 2024), Stratos Investment Management, LLC reported 205 stock positions worth $1.0 billion. Its top holding was iShares Core S&P Total U.S. (ITOT) at 5.2% of the portfolio, followed by Dimensional US Core Equity 2 (DFAC, 4.6%) and Alps SMTH Cor BD Plus ETF (SMTH, 4.4%). Compared with Q4 2023, it opened 45 new positions, sold out of 21, added to 87 and reduced 67. The biggest buy was a new position in Dimensional US Core Equity 2 (DFAC) and the biggest sale iShares Aaa - A Rated Corpor (QLTA, shares −98%).
- Most Recent 13F
- Q2 2026
- Location
- BEACHWOOD, OH
- CIK
- 0001707206
- Portfolio Value
- $1.0B (Q1 2024)
- SEC Filing
- 0001085146-24-001853 ↗ filed Apr 16, 2024
Holdings Value
Holdings 205 stocks · $1.0B
| ITOT iShares Core S&P Total U.S. | 5.22% | 464,117 | $53.5M | Add +0.4% |
| DFAC Dimensional US Core Equity 2 | 4.60% | 1,476,466 | $47.2M | New |
| SMTH Alps SMTH Cor BD Plus ETF | 4.39% | 1,753,495 | $45.0M | Add +6.4% |
| DGRW Wisdomtree U.S. Quality Divi | 4.16% | 559,274 | $42.6M | Reduce -2.7% |
| MFDX PIMCO Rafi Dynamic Multi-Fac filed as PIMCO EQUITY SER | 3.30% | 1,101,300 | $33.8M | Add +4.3% |
| BND Vanguard Total Bond Market | 3.10% | 437,548 | $31.8M | Add +6.8% |
| MSFT Microsoft Corp. | 2.88% | 70,174 | $29.5M | Add +3.6% |
| RSP Invesco S&P 500 Equal Weight | 2.36% | 142,859 | $24.2M | New |
| GOOGL Alphabet Inc. Class A | 2.11% | 143,126 | $21.6M | Add +7.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 2.05% | 61,135 | $21.0M | Reduce -3.3% |
| VEU Vanguard Ftse All-World Ex-U | 1.93% | 337,176 | $19.8M | Add +7.9% |
| AAPL Apple Inc. | 1.91% | 113,867 | $19.5M | Reduce -8.1% |
| DFCF Dimensional Core Fixed Inc. | 1.71% | 416,772 | $17.5M | New |
| IVV iShares Core S&P 500 ETF | 1.68% | 32,796 | $17.2M | Reduce -5.3% |
| DDWM Wisdomtree DY Inter Eq FD-US | 1.65% | 495,460 | $16.9M | Add +9.2% |
| IWD iShares Russell 1000 Value E | 1.65% | 94,332 | $16.9M | Reduce -2.9% |
| SCHD Schwab US DVD Equity ETF | 1.65% | 209,542 | $16.9M | Add +1.2% |
| JEPI JPMorgan Equity Premium Inco | 1.63% | 288,420 | $16.7M | Reduce -1.8% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.53% | 143,554 | $15.6M | Add +16.1% |
| AVDV Avantis Intl S/C Value ETF | 1.51% | 234,372 | $15.4M | Add +2.4% |
| IJH iShares Core S&P Midcap ETF | 1.50% | 252,624 | $15.3M | Reduce -0.3% |
| FLRN SS SPDR BB Ig Float RT ETF | 1.28% | 426,730 | $13.2M | Add +3.8% |
| VTIP Vanguard Short-Term Tips | 1.26% | 268,680 | $12.9M | Add +4.3% |
| IAGG iShares Intl Aggregate Bond | 1.24% | 253,944 | $12.7M | New |
| BRK.B Berkshire Hathaway Inc. Class B | 1.21% | 29,450 | $12.4M | Add +6.5% |
| IGEB iShares Investment Grade SYS | 1.18% | 270,546 | $12.1M | New |
| NFLX Netflix Inc. | 1.16% | 19,503 | $11.8M | Add +1.9% |
| JPM JPMorgan Chase & Co. | 1.06% | 54,225 | $10.9M | Reduce -2.6% |
| WTPI Wisdomtree Equity Premium Inc. | 1.04% | 320,260 | $10.7M | Add +10.6% |
| DFAS Dimensional US Small Cap ETF | 1.03% | 169,915 | $10.6M | New |
| DFEM Dimensional Emrg MRKT Core | 0.99% | 399,305 | $10.2M | New |
| FLQM Franklin U.S. Mid Cap Multif | 0.96% | 183,466 | $9.8M | Reduce -15.9% |
| XT Ishar Fture Exp Tech ETF-Usd | 0.89% | 153,577 | $9.2M | Reduce -0.8% |
| AMZN Amazon.com Inc. | 0.88% | 50,057 | $9.0M | Add +32.4% |
| HD Home Depot Inc. | 0.81% | 21,645 | $8.3M | Reduce -1.1% |
| UNH Unitedhealth Group Inc. | 0.79% | 16,339 | $8.1M | Add +4.2% |
| AVGO Broadcom Inc. | 0.78% | 6,021 | $8.0M | Add +14.0% |
| V Visa Inc. Class A | 0.77% | 28,259 | $7.9M | Add +4.2% |
| IJR iShares Core S&P Small-Cap E | 0.77% | 71,298 | $7.9M | Add +8.6% |
| MA Mastercard Inc. Class A | 0.76% | 16,170 | $7.8M | Add +4.3% |
| CRM Salesforce Inc. | 0.76% | 25,762 | $7.8M | Add +1.0% |
| VEA Vanguard Ftse Developed ETF | 0.71% | 145,249 | $7.3M | Reduce -0.4% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.71% | 25,216 | $7.2M | Reduce -53.4% |
| AMGN Amgen Inc. | 0.68% | 24,381 | $6.9M | Add +0.9% |
| IEFA iShares Core MSCI Eafe ETF | 0.67% | 92,762 | $6.9M | Reduce -0.6% |
| WMT Walmart Inc. | 0.65% | 111,226 | $6.7M | Reduce -5.2% |
| CSCO Cisco Systems Inc. | 0.65% | 133,263 | $6.7M | Add +4.2% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.61% | 48,387 | $6.2M | Add +103.2% |
| GOVI Invesco Equal Weight 0-30 YR | 0.60% | 220,629 | $6.2M | Add +14.5% |
| NVDA Nvidia Corp. | 0.59% | 6,733 | $6.1M | Add +314.1% |
| ADBE Adobe Inc. | 0.59% | 11,937 | $6.0M | Add +6.9% |
| AXP American Express Co. | 0.58% | 26,150 | $6.0M | Add +3.1% |
| PG The Procter & Gamble Co. | 0.58% | 36,606 | $5.9M | Reduce -3.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.58% | 155,760 | $5.9M | Reduce -2.5% |
| MCD McDonald's Corp. | 0.49% | 17,905 | $5.0M | Add +4.3% |
| MRK Merck & Co. Inc. | 0.49% | 38,120 | $5.0M | Add +100.7% |
| COM Direxion Auspice BRD Cmdty | 0.49% | 177,220 | $5.0M | Add +5.3% |
| DFGR Dim Global Real Estate ETF | 0.48% | 192,163 | $4.9M | New |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.48% | 19,576 | $4.9M | Reduce -3.4% |
| BA The Boeing Co. | 0.47% | 24,981 | $4.8M | Add +8.0% |
| META Meta Platforms Inc. Class A | 0.46% | 9,789 | $4.8M | Add +669.6% |
| DFAW Dimensional World Eqty ETF | 0.46% | 79,518 | $4.7M | New |
| HON Honeywell International Inc. | 0.46% | 22,781 | $4.7M | Add +5.1% |
| NEE Nextera Energy Inc. | 0.44% | 70,710 | $4.5M | Reduce -22.0% |
| JNJ Johnson & Johnson | 0.42% | 27,384 | $4.3M | Add +0.5% |
| LLY Eli Lilly & Co. | 0.42% | 5,518 | $4.3M | Add +2.0% |
| DE Deere & Co. | 0.40% | 9,910 | $4.1M | Add +7.4% |
| TMO Thermo Fisher Scientific Inc. | 0.39% | 6,853 | $4.0M | Add +3.8% |
| CVX Chevron Corp. | 0.38% | 24,568 | $3.9M | Reduce -26.8% |
| PEP Pepsico Inc. | 0.38% | 22,072 | $3.9M | Reduce -35.9% |
| PSX Phillips 66 | 0.37% | 23,111 | $3.8M | Reduce -12.1% |
| MDT Medtronic PLC | 0.37% | 43,179 | $3.8M | Add +12.7% |
| AMD Advanced Micro Devices | 0.37% | 20,780 | $3.8M | Add +0.5% |
| COST Costco Wholesale Corp. | 0.37% | 5,106 | $3.7M | Reduce -35.6% |
| XOM Exxon Mobil Corp. | 0.36% | 31,513 | $3.7M | Add +1.2% |
| DFIP Dimensional Inflation-Protec | 0.35% | 86,427 | $3.6M | New |
| RTX RTX Corp. | 0.34% | 35,699 | $3.5M | Add +9.4% |
| GOOG Alphabet Inc. Class C | 0.34% | 22,811 | $3.5M | Add +6.4% |
| WM Waste Management Inc. | 0.33% | 15,923 | $3.4M | Add +4.9% |
| CRH CRH PLC | 0.33% | 39,207 | $3.4M | Add +3.0% |
| LNG Cheniere Energy Inc. | 0.33% | 20,747 | $3.3M | Add +7.3% |
| VOO Vanguard S&P 500 ETF | 0.28% | 6,039 | $2.9M | Add +5.8% |
| SNX TD Synnex Corp. | 0.28% | 25,570 | $2.9M | New |
| NANR Sta STR SP S&P Nor An Res-Ui | 0.28% | 51,621 | $2.8M | Add +1.5% |
| COP Conocophillips | 0.25% | 20,507 | $2.6M | Add +1.1% |
| GD General Dynamics Corp. | 0.23% | 8,311 | $2.3M | Reduce -7.0% |
| GILD Gilead Sciences Inc. | 0.22% | 31,202 | $2.3M | New |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.21% | 39,746 | $2.2M | New |
| APD Air Products & Chemicals Inc. | 0.21% | 8,901 | $2.2M | Add +7.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.21% | 8,100 | $2.1M | Add +42.3% |
| ABBV Abbvie Inc. | 0.20% | 10,999 | $2.0M | Reduce -17.2% |
| LHX L3HARRIS Technologies Inc. | 0.19% | 9,047 | $1.9M | Add +3.5% |
| DUK Duke Energy Corp. | 0.19% | 19,919 | $1.9M | Reduce -8.2% |
| TXN Texas Instruments Inc. | 0.18% | 10,510 | $1.8M | Reduce -13.4% |
| KO The Coca-Cola Co. | 0.17% | 28,540 | $1.7M | Reduce -8.1% |
| UNP Union Pacific Corp. | 0.17% | 7,010 | $1.7M | Add +1.9% |
| MS Morgan Stanley | 0.16% | 17,760 | $1.7M | New |
| NOC Northrop Grumman Corp. | 0.16% | 3,346 | $1.6M | Add +0.3% |
| LMT Lockheed Martin Corp. | 0.15% | 3,331 | $1.5M | Reduce -10.7% |
| BLK BlackRock Finance Inc. | 0.14% | 1,770 | $1.5M | Reduce -30.1% |
Portfolio Sells Q4 2023 → Q1 2024
| QLTA iShares Aaa - A Rated Corpor | Reduce -97.5% | 0.05% | −2.66 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -53.4% | 0.71% | −0.96 |
| AAPL Apple Inc. | Reduce -8.1% | 1.91% | −0.92 |
| DGRW Wisdomtree U.S. Quality Divi | Reduce -2.7% | 4.16% | −0.63 |
| PFE Pfizer Inc. | Reduce -91.2% | 0.04% | −0.55 |
| MDLZ Mondelez International Inc. Class A | Reduce -87.7% | 0.04% | −0.41 |
| CMCSA Comcast Corp. Class A | Reduce -71.4% | 0.12% | −0.39 |
| SBUX Starbucks Corp. | Reduce -65.5% | 0.13% | −0.35 |
| NKE Nike Inc. Class B | Reduce -79.1% | 0.06% | −0.33 |
| PEP Pepsico Inc. | Reduce -35.9% | 0.38% | −0.32 |
| FLQM Franklin U.S. Mid Cap Multif | Reduce -15.9% | 0.96% | −0.29 |
| JEPI JPMorgan Equity Premium Inco | Reduce -1.8% | 1.63% | −0.28 |
| IVV iShares Core S&P 500 ETF | Reduce -5.3% | 1.68% | −0.28 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -3.3% | 2.05% | −0.27 |
| COST Costco Wholesale Corp. | Reduce -35.6% | 0.37% | −0.25 |
| IWD iShares Russell 1000 Value E | Reduce -2.9% | 1.65% | −0.25 |
| KOMP SS SPDR S&P Kensho Ne Comp | Sold out | 0.00% | −0.24 |
| CVX Chevron Corp. | Reduce -26.8% | 0.38% | −0.21 |
| NEE Nextera Energy Inc. | Reduce -22.0% | 0.44% | −0.21 |
| XT Ishar Fture Exp Tech ETF-Usd | Reduce -0.8% | 0.89% | −0.20 |
| IJH iShares Core S&P Midcap ETF | Reduce -0.3% | 1.50% | −0.17 |
| AGG iShares Core U.S. Aggregate | Reduce -70.4% | 0.04% | −0.13 |
| VEA Vanguard Ftse Developed ETF | Reduce -0.4% | 0.71% | −0.12 |
| PHYS Sprott Physical Gold Trust | Sold out | 0.00% | −0.12 |
| UCON First Trust Smith Unconstrai | Sold out | 0.00% | −0.11 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -0.6% | 0.67% | −0.11 |
| IWF iShares Russell 1000 Growth | Reduce -56.3% | 0.07% | −0.10 |
| BLK BlackRock Finance Inc. | Reduce -30.1% | 0.14% | −0.10 |
| HD Home Depot Inc. | Reduce -1.1% | 0.81% | −0.09 |
| IWR iShares Russell Mid-Cap ETF | Reduce -45.0% | 0.08% | −0.08 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -3.4% | 0.48% | −0.08 |
| WMT Walmart Inc. | Reduce -5.2% | 0.65% | −0.08 |
| PG The Procter & Gamble Co. | Reduce -3.2% | 0.58% | −0.08 |
| TXN Texas Instruments Inc. | Reduce -13.4% | 0.18% | −0.07 |
| JPM JPMorgan Chase & Co. | Reduce -2.6% | 1.06% | −0.06 |
| UPS United Parcel Service Class B | Reduce -24.4% | 0.09% | −0.06 |
| DUK Duke Energy Corp. | Reduce -8.2% | 0.19% | −0.06 |
| BAC Bank of America Corp. | Reduce -2.5% | 0.58% | −0.06 |
| BSV Vanguard Short-Term Bond ETF | Reduce -12.1% | 0.14% | −0.06 |
| EFAV iShares MSCI Eafe Min Vol Fa | Sold out | 0.00% | −0.05 |
| LMT Lockheed Martin Corp. | Reduce -10.7% | 0.15% | −0.05 |
| ABBV Abbvie Inc. | Reduce -17.2% | 0.20% | −0.05 |
| KO The Coca-Cola Co. | Reduce -8.1% | 0.17% | −0.05 |
| PSX Phillips 66 | Reduce -12.1% | 0.37% | −0.05 |
| XLK SS Technology Select Sector | Reduce -46.1% | 0.04% | −0.05 |
| GD General Dynamics Corp. | Reduce -7.0% | 0.23% | −0.05 |
| GPC Genuine Parts Co. | Sold out | 0.00% | −0.04 |
| MO Altria Group Inc. | Reduce -58.3% | 0.03% | −0.04 |
| IBM Intl Business Machines Corp. | Reduce -65.2% | 0.02% | −0.04 |
| PRU Prudential Financial Inc. | Sold out | 0.00% | −0.04 |
Portfolio Buys Q4 2023 → Q1 2024
| DFAC Dimensional US Core Equity 2 | New | 4.60% | +4.60 |
| RSP Invesco S&P 500 Equal Weight | New | 2.36% | +2.36 |
| DFCF Dimensional Core Fixed Inc. | New | 1.71% | +1.71 |
| IAGG iShares Intl Aggregate Bond | New | 1.24% | +1.24 |
| IGEB iShares Investment Grade SYS | New | 1.18% | +1.18 |
| DFAS Dimensional US Small Cap ETF | New | 1.03% | +1.03 |
| DFEM Dimensional Emrg MRKT Core | New | 0.99% | +0.99 |
| NVDA Nvidia Corp. | Add +314.1% | 0.59% | +0.50 |
| DFGR Dim Global Real Estate ETF | New | 0.48% | +0.48 |
| DFAW Dimensional World Eqty ETF | New | 0.46% | +0.46 |
| META Meta Platforms Inc. Class A | Add +669.6% | 0.46% | +0.41 |
| DFIP Dimensional Inflation-Protec | New | 0.35% | +0.35 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +103.2% | 0.61% | +0.31 |
| SNX TD Synnex Corp. | New | 0.28% | +0.28 |
| MRK Merck & Co. Inc. | Add +100.7% | 0.49% | +0.25 |
| GILD Gilead Sciences Inc. | New | 0.22% | +0.22 |
| SLB SLB Ltd. | New | 0.21% | +0.21 |
| AMZN Amazon.com Inc. | Add +32.4% | 0.88% | +0.20 |
| MS Morgan Stanley | New | 0.16% | +0.16 |
| DLR Digital Realty Trust Inc. | New | 0.14% | +0.14 |
| FFEB FT Vest US Equity Buffer ETF | New | 0.09% | +0.09 |
| DGRO iShares Core Dividend Growth | New | 0.09% | +0.09 |
| AVGO Broadcom Inc. | Add +14.0% | 0.78% | +0.08 |
| SMCI Super Micro Computer Inc. | New | 0.06% | +0.06 |
| BKNG Booking Holdings Inc. | New | 0.06% | +0.06 |
| LMBS First Trust Low Duration Opp | New | 0.06% | +0.06 |
| NFLX Netflix Inc. | Add +1.9% | 1.16% | +0.05 |
| WFC Wells Fargo & Co. | New | 0.05% | +0.05 |
| JAAA Janus Henderson Aaa Clo ETF | New | 0.05% | +0.05 |
| AIQ Global X Art Intel & Tech | Add +227.5% | 0.07% | +0.05 |
| AMAT Applied Materials Inc. | New | 0.05% | +0.05 |
| LLY Eli Lilly & Co. | Add +2.0% | 0.42% | +0.05 |
| VTI VG Morningstar TS MKT ETF-US | Add +42.3% | 0.21% | +0.05 |
| CI The Cigna Group | New | 0.04% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +6.5% | 1.21% | +0.04 |
| IVW iShares S&P 500 Growth ETF | New | 0.03% | +0.03 |
| VYM Vanguard High DVD Yield ETF | Add +76.7% | 0.08% | +0.03 |
| IVE iShares S&P 500 Value ETF | New | 0.03% | +0.03 |
| XLE SS Energy Select Sector | New | 0.03% | +0.03 |
| COF Capital One Financial Corp. | New | 0.03% | +0.03 |
| BNY Bank of New York Mellon Corp. | New | 0.03% | +0.03 |
| IYW iShares Ustechnology ETF | New | 0.02% | +0.02 |
| OXY Occidental Petroleum Corp. | New | 0.02% | +0.02 |
| ASML ASML Holding NV-NY Reg SHS | New | 0.02% | +0.02 |
| CINF Cincinnati Financial Corp. | New | 0.02% | +0.02 |
| MFC Manulife Financial Corp. | New | 0.02% | +0.02 |
| ULTA Ulta Beauty Inc. | New | 0.02% | +0.02 |
| FTSM First Trust Enh Short Mat FD | New | 0.02% | +0.02 |
| HCA HCA Healthcare Inc. | New | 0.02% | +0.02 |
| POOL Pool Corp. | New | 0.02% | +0.02 |
Notes & Other Activity Q4 2023 → Q1 2024
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | Sold out | 12,701 | $304Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 382 | $2.8B | DFAC, ITOT, DGRW, RECS, DFCF |
| Q1 2026 | 371 | $2.5B | DFAC, ITOT, SMTH, DFCF, DGRW |
| Q4 2025 | 350 | $2.5B | DFAC, ITOT, SMTH, RECS, DGRW |
| Q3 2025 | 356 | $2.4B | DFAC, ITOT, SMTH, RECS, DGRW |
| Q2 2025 | 355 | $2.2B | ITOT, DFAC, SMTH, DGRW, RECS |
| Q1 2025 | 316 | $1.9B | ITOT, DFAC, DGRW, SMTH, RECS |
| Q4 2024 | 272 | $1.7B | DFAC, ITOT, DGRW, DFCF, SMTH |
| Q3 2024 | 252 | $1.4B | DFAC, ITOT, DGRW, SMTH, MFDX |
| Q2 2024 | 223 | $1.2B | DFAC, ITOT, DGRW, SMTH, MFDX |
| Q1 2024 | 205 | $1.0B | ITOT, DFAC, SMTH, DGRW, MFDX |