Stratos Investment Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 17, 2024), Stratos Investment Management, LLC reported 252 stock positions worth $1.4 billion. Its top holding was Dimensional US Core Equity 2 (DFAC) at 7.5% of the portfolio, followed by iShares Core S&P Total U.S. (ITOT, 6.0%) and Wisdomtree U.S. Quality Divi (DGRW, 4.0%). Compared with Q2 2024, it opened 39 new positions, sold out of 10, added to 147 and reduced 57. The biggest buy was a new position in Columbia Resear Enh Cor ETF (RECS) and the biggest sale Dimensional US Small Cap ETF (DFAS, shares −98%).
- Most Recent 13F
- Q2 2026
- Location
- BEACHWOOD, OH
- CIK
- 0001707206
- Portfolio Value
- $1.4B (Q3 2024)
- SEC Filing
- 0001085146-24-004984 ↗ filed Oct 17, 2024
Holdings Value
Holdings 252 stocks · $1.4B
| DFAC Dimensional US Core Equity 2 | 7.50% | 3,130,907 | $107.4M | Add +25.1% |
| ITOT iShares Core S&P Total U.S. | 6.04% | 688,624 | $86.5M | Add +19.1% |
| DGRW Wisdomtree U.S. Quality Divi | 4.03% | 693,236 | $57.7M | Add +7.7% |
| SMTH Alps SMTH Cor BD Plus ETF | 3.64% | 1,969,650 | $52.1M | Add +9.0% |
| MFDX PIMCO Rafi Dynamic Multi-Fac filed as PIMCO EQUITY SER | 3.24% | 1,427,667 | $46.4M | Add +15.8% |
| DFCF Dimensional Core Fixed Inc. | 2.53% | 840,662 | $36.3M | Add +24.3% |
| SPAB SS SPDR P Agg Bond ETF | 2.41% | 1,320,272 | $34.5M | Add +9.5% |
| RECS Columbia Resear Enh Cor ETF | 2.27% | 958,405 | $32.5M | New |
| MSFT Microsoft Corp. | 2.18% | 72,677 | $31.3M | Reduce -4.3% |
| RSP Invesco S&P 500 Equal Weight | 1.96% | 156,316 | $28.0M | Add +3.9% |
| IGEB iShares Investment Grade SYS | 1.90% | 586,856 | $27.3M | Add +21.0% |
| GOOGL Alphabet Inc. Class A | 1.89% | 162,997 | $27.0M | Add +6.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.86% | 69,557 | $26.7M | Add +15.3% |
| VEU Vanguard Ftse All-World Ex-U | 1.85% | 419,807 | $26.4M | Add +12.3% |
| IAGG iShares Intl Aggregate Bond | 1.80% | 497,899 | $25.8M | Add +23.8% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.76% | 222,881 | $25.2M | Add +18.5% |
| DDWM Wisdomtree DY Inter Eq FD-US | 1.64% | 655,597 | $23.5M | Add +14.5% |
| AAPL Apple Inc. | 1.63% | 100,320 | $23.4M | Reduce -3.4% |
| AVDV Avantis Intl S/C Value ETF | 1.50% | 304,146 | $21.5M | Add +16.5% |
| IWD iShares Russell 1000 Value E | 1.41% | 106,724 | $20.3M | Add +13.8% |
| IVV iShares Core S&P 500 ETF | 1.38% | 34,220 | $19.7M | Add +3.8% |
| SCHD Schwab US DVD Equity ETF | 1.33% | 225,686 | $19.1M | Add +5.2% |
| JEPI JPMorgan Equity Premium Inco | 1.30% | 312,115 | $18.6M | Add +4.7% |
| DFEM Dimensional Emrg MRKT Core | 1.28% | 649,808 | $18.3M | Add +17.6% |
| FLRN SS SPDR BB Ig Float RT ETF | 1.27% | 588,459 | $18.2M | Add +18.7% |
| VTIP Vanguard Short-Term Tips | 1.25% | 364,508 | $18.0M | Add +17.8% |
| AMZN Amazon.com Inc. | 1.14% | 87,959 | $16.4M | Add +58.9% |
| NVDA Nvidia Corp. | 1.13% | 133,350 | $16.2M | Add +56.9% |
| DIVO Amplify CWP Enhan Divid ETF | 1.08% | 374,174 | $15.4M | Add +19.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.04% | 32,224 | $14.8M | Add +2.0% |
| GOVI Invesco Equal Weight 0-30 YR | 0.85% | 416,841 | $12.1M | Add +85.8% |
| NFLX Netflix Inc. | 0.82% | 16,567 | $11.8M | Reduce -17.6% |
| XT Ishar Fture Exp Tech ETF-Usd | 0.78% | 183,218 | $11.2M | Add +18.9% |
| META Meta Platforms Inc. Class A | 0.78% | 19,401 | $11.1M | Add +35.8% |
| FLQM Franklin U.S. Mid Cap Multif | 0.74% | 189,966 | $10.6M | Add +0.8% |
| AVGO Broadcom Inc. | 0.71% | 59,221 | $10.2M | Reduce -6.2% |
| JPM JPMorgan Chase & Co. | 0.71% | 48,048 | $10.1M | Add +9.5% |
| MA Mastercard Inc. Class A | 0.70% | 20,328 | $10.0M | Add +41.0% |
| ICOW Pacer Developed Markets Inte | 0.70% | 316,376 | $10.0M | Add +146.3% |
| UNH Unitedhealth Group Inc. | 0.69% | 16,849 | $9.9M | Reduce -4.6% |
| AXP American Express Co. | 0.66% | 34,724 | $9.4M | Add +5.9% |
| HD Home Depot Inc. | 0.65% | 23,151 | $9.4M | Reduce -1.3% |
| IJH iShares Core S&P Midcap ETF | 0.65% | 150,244 | $9.4M | Add +6.9% |
| FFEB FT Vest US Equity Buffer ETF | 0.65% | 192,106 | $9.3M | Add +28.5% |
| MRK Merck & Co. Inc. | 0.64% | 80,481 | $9.1M | Add +46.0% |
| DFIP Dimensional Inflation-Protec | 0.63% | 212,885 | $9.0M | Add +24.1% |
| WMT Walmart Inc. | 0.60% | 106,799 | $8.6M | Reduce -9.2% |
| CRM Salesforce Inc. | 0.57% | 29,640 | $8.1M | Add +8.2% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.56% | 24,940 | $8.0M | Add +3.0% |
| VEA Vanguard Ftse Developed ETF | 0.56% | 150,920 | $8.0M | Add +4.5% |
| UBER Uber Technologies Inc. | 0.54% | 103,026 | $7.7M | Add +78.2% |
| FMDE Fidelity Enhanced Mid Cap Co. | 0.54% | 239,568 | $7.7M | Add +6.3% |
| ADBE Adobe Inc. | 0.52% | 14,519 | $7.5M | Add +8.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.52% | 95,191 | $7.4M | Add +3.4% |
| FSMD Fidelity Small-Mid Multifact | 0.50% | 174,411 | $7.2M | Add +5.6% |
| BKNG Booking Holdings Inc. | 0.49% | 1,659 | $7.0M | Add +8.9% |
| DGRO iShares Core Dividend Growth | 0.48% | 109,406 | $6.9M | Add +79.7% |
| PG The Procter & Gamble Co. | 0.44% | 36,733 | $6.4M | Add +3.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.44% | 157,969 | $6.3M | Reduce -2.3% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.43% | 52,169 | $6.2M | Add +1.8% |
| LLY Eli Lilly & Co. | 0.43% | 6,910 | $6.1M | Add +0.7% |
| AMGN Amgen Inc. | 0.41% | 18,352 | $5.9M | Add +4.2% |
| AMD Advanced Micro Devices | 0.40% | 35,202 | $5.8M | Add +18.4% |
| DFAW Dimensional World Eqty ETF | 0.40% | 90,807 | $5.8M | Add +7.2% |
| COM Direxion Auspice BRD Cmdty | 0.38% | 189,348 | $5.4M | Reduce -17.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.36% | 19,712 | $5.2M | Reduce -0.3% |
| NEE Nextera Energy Inc. | 0.36% | 60,563 | $5.1M | Add +2.4% |
| JNJ Johnson & Johnson | 0.36% | 31,495 | $5.1M | Add +6.9% |
| CVX Chevron Corp. | 0.34% | 33,337 | $4.9M | Add +15.4% |
| TMO Thermo Fisher Scientific Inc. | 0.33% | 7,736 | $4.8M | Add +5.6% |
| RTX RTX Corp. | 0.33% | 38,947 | $4.7M | Add +0.8% |
| C Citigroup Inc. | 0.32% | 73,577 | $4.6M | Add +98.8% |
| PEP Pepsico Inc. | 0.31% | 25,713 | $4.4M | Add +5.9% |
| CRH CRH PLC | 0.30% | 45,913 | $4.3M | Add +5.0% |
| LNG Cheniere Energy Inc. | 0.30% | 23,635 | $4.3M | Add +5.6% |
| BND Vanguard Total Bond Market | 0.29% | 55,724 | $4.2M | Add +106.2% |
| XOM Exxon Mobil Corp. | 0.28% | 34,455 | $4.0M | Add +3.6% |
| GOOG Alphabet Inc. Class C | 0.28% | 23,584 | $3.9M | Add +4.0% |
| COST Costco Wholesale Corp. | 0.27% | 4,365 | $3.9M | Reduce -19.4% |
| HON Honeywell International Inc. | 0.26% | 18,358 | $3.8M | Add +6.3% |
| VOO Vanguard S&P 500 ETF | 0.26% | 7,111 | $3.8M | Add +1.7% |
| WM Waste Management Inc. | 0.25% | 17,512 | $3.6M | Add +3.4% |
| NANR Sta STR SP S&P Nor An Res-Ui | 0.24% | 59,855 | $3.4M | Add +15.5% |
| SNX TD Synnex Corp. | 0.24% | 28,115 | $3.4M | Add +5.6% |
| PSX Phillips 66 | 0.23% | 25,525 | $3.4M | Add +1.9% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.21% | 70,427 | $3.0M | Add +6.0% |
| MDT Medtronic PLC | 0.20% | 31,171 | $2.8M | Reduce -35.3% |
| GD General Dynamics Corp. | 0.19% | 9,178 | $2.8M | Add +1.0% |
| IJR iShares Core S&P Small-Cap E | 0.19% | 23,686 | $2.8M | Add +23.8% |
| DLR Digital Realty Trust Inc. | 0.18% | 16,137 | $2.6M | Add +7.1% |
| SCHW Schwab (charles) Corp. | 0.18% | 38,926 | $2.5M | Add +7.2% |
| LHX L3HARRIS Technologies Inc. | 0.17% | 10,536 | $2.5M | Add +4.9% |
| COP Conocophillips | 0.17% | 23,222 | $2.4M | Add +4.8% |
| ABBV Abbvie Inc. | 0.17% | 12,072 | $2.4M | Add +0.3% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.16% | 42,288 | $2.3M | New |
| VTI VG Morningstar TS MKT ETF-US | 0.16% | 7,948 | $2.3M | Add +2.7% |
| LMT Lockheed Martin Corp. | 0.15% | 3,580 | $2.1M | Reduce -2.1% |
| MS Morgan Stanley | 0.14% | 19,922 | $2.1M | Add +5.7% |
| TXN Texas Instruments Inc. | 0.14% | 9,691 | $2.0M | Add +1.2% |
| V Visa Inc. Class A | 0.13% | 6,912 | $1.9M | Reduce -72.4% |
Portfolio Sells Q2 2024 → Q3 2024
| DFAS Dimensional US Small Cap ETF | Reduce -97.7% | 0.02% | −0.76 |
| DFGR Dim Global Real Estate ETF | Reduce -97.8% | 0.01% | −0.66 |
| MSFT Microsoft Corp. | Reduce -4.3% | 2.18% | −0.63 |
| CSCO Cisco Systems Inc. | Reduce -75.0% | 0.13% | −0.43 |
| V Visa Inc. Class A | Reduce -72.4% | 0.13% | −0.41 |
| BA The Boeing Co. | Reduce -87.0% | 0.04% | −0.36 |
| NFLX Netflix Inc. | Reduce -17.6% | 0.82% | −0.30 |
| MCD McDonald's Corp. | Reduce -68.0% | 0.13% | −0.27 |
| GILD Gilead Sciences Inc. | Reduce -92.3% | 0.02% | −0.18 |
| AAPL Apple Inc. | Reduce -3.4% | 1.63% | −0.18 |
| COM Direxion Auspice BRD Cmdty | Reduce -17.8% | 0.38% | −0.17 |
| BLK BlackRock Finance Inc. | Sold out | 0.00% | −0.13 |
| AVGO Broadcom Inc. | Reduce -6.2% | 0.71% | −0.13 |
| MDT Medtronic PLC | Reduce -35.3% | 0.20% | −0.12 |
| COST Costco Wholesale Corp. | Reduce -19.4% | 0.27% | −0.11 |
| UNP Union Pacific Corp. | Reduce -67.3% | 0.04% | −0.10 |
| BAC Bank of America Corp. | Reduce -2.3% | 0.44% | −0.10 |
| WMT Walmart Inc. | Reduce -9.2% | 0.60% | −0.06 |
| UNH Unitedhealth Group Inc. | Reduce -4.6% | 0.69% | −0.06 |
| SBUX Starbucks Corp. | Reduce -60.4% | 0.03% | −0.05 |
| LMBS First Trust Low Duration Opp | Reduce -55.2% | 0.03% | −0.04 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.04 |
| KO The Coca-Cola Co. | Reduce -19.5% | 0.12% | −0.04 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -0.3% | 0.36% | −0.03 |
| PDBC Invesco Optimum Yield Divers | Reduce -40.6% | 0.03% | −0.03 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.03 |
| FTSM First Trust Enh Short Mat FD | Sold out | 0.00% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -20.1% | 0.06% | −0.03 |
| OXY Occidental Petroleum Corp. | Sold out | 0.00% | −0.02 |
| MUB iShares National Muni Bond E | Sold out | 0.00% | −0.02 |
| ASML ASML Holding NV-NY Reg SHS | Sold out | 0.00% | −0.02 |
| IWF iShares Russell 1000 Growth | Reduce -15.6% | 0.05% | −0.02 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Sold out | 0.00% | −0.02 |
| VLO Valero Energy Corp. | Sold out | 0.00% | −0.02 |
| TER Teradyne Inc. | Sold out | 0.00% | −0.02 |
| MCK McKesson Corp. | Reduce -3.4% | 0.04% | −0.02 |
| AMAT Applied Materials Inc. | Reduce -2.0% | 0.04% | −0.01 |
| ETN Eaton Corp. PLC | Reduce -4.2% | 0.08% | −0.01 |
| HD Home Depot Inc. | Reduce -1.3% | 0.65% | −0.01 |
| GLD SPDR Gold Shares | Reduce -44.2% | 0.01% | −0.01 |
| WFC Wells Fargo & Co. | Reduce -5.2% | 0.04% | −0.01 |
| AIQ Global X Art Intel & Tech | Reduce -1.7% | 0.06% | −0.01 |
| IWM iShares Russell 2000 ETF | Reduce -3.8% | 0.07% | −0.01 |
| VYM Vanguard High DVD Yield ETF | Reduce -3.3% | 0.06% | −0.01 |
| IYW iShares Ustechnology ETF | Reduce -7.5% | 0.03% | −0.01 |
| ADI Analog Devices Inc. | Reduce -0.4% | 0.04% | −0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -6.7% | 0.04% | −0.01 |
| MCHP Microchip Technology Inc. | Reduce -1.0% | 0.02% | −0.01 |
| IVE iShares S&P 500 Value ETF | Reduce -17.0% | 0.02% | −0.01 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -1.5% | 0.03% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| RECS Columbia Resear Enh Cor ETF | New | 2.27% | +2.27 |
| DFAC Dimensional US Core Equity 2 | Add +25.1% | 7.50% | +0.81 |
| ICOW Pacer Developed Markets Inte | Add +146.3% | 0.70% | +0.38 |
| ITOT iShares Core S&P Total U.S. | Add +19.1% | 6.04% | +0.35 |
| GOVI Invesco Equal Weight 0-30 YR | Add +85.8% | 0.85% | +0.33 |
| NVDA Nvidia Corp. | Add +56.9% | 1.13% | +0.26 |
| AMZN Amazon.com Inc. | Add +58.9% | 1.14% | +0.26 |
| DFCF Dimensional Core Fixed Inc. | Add +24.3% | 2.53% | +0.21 |
| UBER Uber Technologies Inc. | Add +78.2% | 0.54% | +0.19 |
| DGRO iShares Core Dividend Growth | Add +79.7% | 0.48% | +0.19 |
| META Meta Platforms Inc. Class A | Add +35.8% | 0.78% | +0.18 |
| MA Mastercard Inc. Class A | Add +41.0% | 0.70% | +0.17 |
| IGIB iShares 5-10Y Inv Grade Corp. | New | 0.16% | +0.16 |
| MFDX PIMCO Rafi Dynamic Multi-Fac | Add +15.8% | 3.24% | +0.15 |
| IAGG iShares Intl Aggregate Bond | Add +23.8% | 1.80% | +0.14 |
| BND Vanguard Total Bond Market | Add +106.2% | 0.29% | +0.13 |
| C Citigroup Inc. | Add +98.8% | 0.32% | +0.13 |
| IGEB iShares Investment Grade SYS | Add +21.0% | 1.90% | +0.12 |
| FBND Fidelity Total Bond ETF | New | 0.12% | +0.12 |
| SPMB SS SPDR P Mort Back Bond ETF | New | 0.11% | +0.11 |
| AVDV Avantis Intl S/C Value ETF | Add +16.5% | 1.50% | +0.10 |
| FLIA Franklin International Aggre | New | 0.09% | +0.09 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +18.5% | 1.76% | +0.09 |
| DIVO Amplify CWP Enhan Divid ETF | Add +19.8% | 1.08% | +0.07 |
| MRK Merck & Co. Inc. | Add +46.0% | 0.64% | +0.07 |
| FFEB FT Vest US Equity Buffer ETF | Add +28.5% | 0.65% | +0.07 |
| KOMP SS SPDR S&P Kensho Ne Comp | New | 0.06% | +0.06 |
| IWD iShares Russell 1000 Value E | Add +13.8% | 1.41% | +0.06 |
| DFEM Dimensional Emrg MRKT Core | Add +17.6% | 1.28% | +0.05 |
| SPYV SS SPDR P S&P 500 Value ETF | New | 0.05% | +0.05 |
| DFIP Dimensional Inflation-Protec | Add +24.1% | 0.63% | +0.05 |
| USIG iShares Broad Usd Investment | New | 0.05% | +0.05 |
| HIG Hartford Insurance Group Inc. | New | 0.04% | +0.04 |
| VNQ Vanguard Real Estate ETF | New | 0.04% | +0.04 |
| VXUS Vanguard Total Intl Stock | New | 0.04% | +0.04 |
| AMP Ameriprise Financial Inc. | New | 0.04% | +0.04 |
| VEU Vanguard Ftse All-World Ex-U | Add +12.3% | 1.85% | +0.03 |
| SPYM Ste STR SPDR PT S&P 500 ETF | New | 0.03% | +0.03 |
| IBM Intl Business Machines Corp. | New | 0.03% | +0.03 |
| AXP American Express Co. | Add +5.9% | 0.66% | +0.03 |
| XT Ishar Fture Exp Tech ETF-Usd | Add +18.9% | 0.78% | +0.03 |
| DDWM Wisdomtree DY Inter Eq FD-US | Add +14.5% | 1.64% | +0.03 |
| CRH CRH PLC | Add +5.0% | 0.30% | +0.03 |
| BMY Bristol-Myers Squibb Co. | Add +23.9% | 0.11% | +0.03 |
| IYH iShares U.S. Healthcare ETF | New | 0.02% | +0.02 |
| IJR iShares Core S&P Small-Cap E | Add +23.8% | 0.19% | +0.02 |
| IVOO Vanguard S&P Mid-Cap 400 ETF | New | 0.02% | +0.02 |
| VWO Vanguard Ftse Emerging Marke | Add +103.8% | 0.05% | +0.02 |
| EFA iShares MSCI Eafe ETF | New | 0.02% | +0.02 |
| XLC SS Comm Select Sector SPDR | New | 0.02% | +0.02 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 382 | $2.8B | DFAC, ITOT, DGRW, RECS, DFCF |
| Q1 2026 | 371 | $2.5B | DFAC, ITOT, SMTH, DFCF, DGRW |
| Q4 2025 | 350 | $2.5B | DFAC, ITOT, SMTH, RECS, DGRW |
| Q3 2025 | 356 | $2.4B | DFAC, ITOT, SMTH, RECS, DGRW |
| Q2 2025 | 355 | $2.2B | ITOT, DFAC, SMTH, DGRW, RECS |
| Q1 2025 | 316 | $1.9B | ITOT, DFAC, DGRW, SMTH, RECS |
| Q4 2024 | 272 | $1.7B | DFAC, ITOT, DGRW, DFCF, SMTH |
| Q3 2024 | 252 | $1.4B | DFAC, ITOT, DGRW, SMTH, MFDX |
| Q2 2024 | 223 | $1.2B | DFAC, ITOT, DGRW, SMTH, MFDX |
| Q1 2024 | 205 | $1.0B | ITOT, DFAC, SMTH, DGRW, MFDX |