Stratos Investment Management, LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 20, 2026), Stratos Investment Management, LLC reported 350 stock positions worth $2.5 billion. Its top holding was Dimensional US Core Equity 2 (DFAC) at 6.4% of the portfolio, followed by iShares Core S&P Total U.S. (ITOT, 6.1%) and Alps SMTH Cor BD Plus ETF (SMTH, 3.4%). Compared with Q3 2025, it opened 18 new positions, sold out of 24, added to 188 and reduced 131. The biggest buy was a new position in Putnam Focused LRG Cap Value (PVAL) and the biggest sale JPMorgan Equity Premium Inco (JEPI, shares −43%).
- Most Recent 13F
- Q2 2026
- Location
- BEACHWOOD, OH
- CIK
- 0001707206
- Portfolio Value
- $2.5B (Q4 2025)
- SEC Filing
- 0001707206-26-000001 ↗ filed Jan 20, 2026
Holdings Value
Holdings 350 stocks · $2.5B
| DFAC Dimensional US Core Equity 2 | 6.45% | 4,064,248 | $160.9M | Add +2.6% |
| ITOT iShares Core S&P Total U.S. | 6.11% | 1,024,654 | $152.4M | Add +2.9% |
| SMTH Alps SMTH Cor BD Plus ETF | 3.41% | 3,259,817 | $85.0M | Add +1.7% |
| RECS Columbia Resear Enh Cor ETF | 3.40% | 2,075,118 | $84.7M | Add +3.1% |
| DGRW Wisdomtree U.S. Quality Divi | 3.32% | 926,245 | $82.8M | Add +2.6% |
| DFCF Dimensional Core Fixed Inc. | 3.27% | 1,917,407 | $81.6M | Add +4.3% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 2.57% | 1,054,581 | $64.1M | Add +2.4% |
| SPAB SS SPDR P Agg Bond ETF | 2.22% | 2,154,828 | $55.5M | Add +5.2% |
| IVV iShares Core S&P 500 ETF | 2.10% | 76,646 | $52.5M | Add +3.8% |
| IGEB iShares Investment Grade SYS | 2.09% | 1,141,537 | $52.1M | Add +5.1% |
| MFDX PIMCO Rafi Dynamic Multi-Fac filed as PIMCO EQUITY SER | 1.99% | 1,291,412 | $49.6M | Add +2.9% |
| IAGG iShares Intl Aggregate Bond | 1.90% | 945,951 | $47.3M | Add +6.9% |
| DCOR Dimensional US Core Eq 1 ETF | 1.82% | 616,797 | $45.4M | Add +5.2% |
| MSFT Microsoft Corp. | 1.81% | 93,527 | $45.2M | Add +0.9% |
| PYLD PIMCO Multisector Bond Actv | 1.80% | 1,686,185 | $45.0M | Add +1.9% |
| NVDA Nvidia Corp. | 1.72% | 229,711 | $42.8M | Add +2.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.61% | 82,474 | $40.2M | Reduce -1.2% |
| GOOGL Alphabet Inc. Class A | 1.55% | 123,609 | $38.7M | Reduce -5.7% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.45% | 328,888 | $36.2M | Add +4.6% |
| AAPL Apple Inc. | 1.35% | 124,357 | $33.8M | Add +1.5% |
| AVGO Broadcom Inc. | 1.34% | 96,892 | $33.5M | Reduce -11.8% |
| DIVO Amplify CWP Enhan Divid ETF | 1.24% | 694,676 | $30.9M | Add +5.7% |
| RSP Invesco S&P 500 Equal Weight | 1.15% | 149,818 | $28.7M | Reduce -0.4% |
| VTIP Vanguard Short-Term Tips | 1.15% | 579,285 | $28.7M | Add +6.0% |
| FLRN SS SPDR BB Ig Float RT ETF | 1.13% | 920,342 | $28.3M | Add +5.2% |
| VEU Vanguard Ftse All-World Ex-U | 1.12% | 378,472 | $27.8M | Add +3.7% |
| AMZN Amazon.com Inc. | 1.07% | 116,200 | $26.8M | Add +11.2% |
| AVDV Avantis Intl S/C Value ETF | 1.04% | 276,251 | $26.0M | Add +1.6% |
| DDWM Wisdomtree DY Inter Eq FD-US | 1.04% | 593,277 | $25.8M | Add +2.9% |
| IWD iShares Russell 1000 Value E | 0.97% | 115,570 | $24.3M | Reduce -0.6% |
| DFEM Dimensional Emrg MRKT Core | 0.96% | 723,039 | $23.9M | Add +2.3% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.84% | 50,732 | $20.9M | Reduce -6.1% |
| JEPI JPMorgan Equity Premium Inco | 0.83% | 361,062 | $20.7M | Reduce -43.0% |
| DFIP Dimensional Inflation-Protec | 0.74% | 445,779 | $18.5M | Add +5.2% |
| JPM JPMorgan Chase & Co. | 0.70% | 54,346 | $17.5M | Add +2.1% |
| META Meta Platforms Inc. Class A | 0.70% | 26,288 | $17.4M | Add +0.6% |
| C Citigroup Inc. | 0.67% | 143,214 | $16.7M | Reduce -0.9% |
| FDVV Fidelity High Dividend ETF | 0.67% | 293,476 | $16.6M | Reduce -2.2% |
| LGOV First TR Long Duration O-ETF | 0.66% | 756,610 | $16.5M | Add +2.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.66% | 32,819 | $16.5M | Reduce -21.7% |
| LLY Eli Lilly & Co. | 0.60% | 13,934 | $15.0M | Add +2.4% |
| AXP American Express Co. | 0.60% | 40,460 | $15.0M | Add +1.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.58% | 43,406 | $14.6M | Add +3.8% |
| MRK Merck & Co. Inc. | 0.57% | 135,281 | $14.2M | Add +5.4% |
| NFLX Netflix Inc. | 0.55% | 147,003 | $13.8M | Add +0.8% |
| DGRO iShares Core Dividend Growth | 0.52% | 186,447 | $12.9M | Add +2.5% |
| DFSD Dimensional Short Duration | 0.51% | 267,194 | $12.8M | Add +3.9% |
| COM Direxion Auspice BRD Cmdty | 0.51% | 431,615 | $12.8M | Add +0.0% |
| QGRO American Century US Quality | 0.51% | 110,714 | $12.7M | Reduce -1.1% |
| XT Ishar Fture Exp Tech ETF-Usd | 0.50% | 180,097 | $12.6M | Add +2.1% |
| WMT Walmart Inc. | 0.50% | 110,933 | $12.4M | Add +1.7% |
| ICOW Pacer Developed Markets Inte | 0.49% | 318,101 | $12.3M | Reduce -11.0% |
| DFAW Dimensional World Eqty ETF | 0.49% | 165,573 | $12.2M | Add +6.2% |
| DFIC Dimensional International Co. | 0.47% | 341,074 | $11.8M | Add +3.2% |
| MA Mastercard Inc. Class A | 0.45% | 19,728 | $11.3M | Add +2.3% |
| UBER Uber Technologies Inc. | 0.45% | 135,971 | $11.1M | Add +0.7% |
| FLQM Franklin U.S. Mid Cap Multif | 0.44% | 196,413 | $11.1M | Reduce -0.5% |
| BKNG Booking Holdings Inc. | 0.44% | 2,038 | $10.9M | Reduce -2.3% |
| CRH CRH PLC | 0.43% | 86,750 | $10.8M | Add +7.7% |
| PWV Invesco Large Cap Value ETF | 0.41% | 152,581 | $10.1M | Reduce -1.9% |
| IJH iShares Core S&P Midcap ETF | 0.40% | 152,224 | $10.0M | Reduce -1.2% |
| RTX RTX Corp. | 0.40% | 54,690 | $10.0M | Add +31.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.40% | 181,281 | $10.0M | Add +0.8% |
| VOO Vanguard S&P 500 ETF | 0.37% | 14,883 | $9.3M | Add +5.8% |
| CEG Constellation Energy | 0.37% | 26,320 | $9.3M | Add +1.4% |
| MS Morgan Stanley | 0.37% | 52,126 | $9.3M | Add +156.7% |
| DFGX Dimsnl Intr CF in ETF-Usd Inc. | 0.34% | 161,308 | $8.5M | Add +3.7% |
| CRM Salesforce Inc. | 0.34% | 31,959 | $8.5M | Add +3.2% |
| PVAL Putnam Focused LRG Cap Value | 0.32% | 176,821 | $8.1M | New |
| GOOG Alphabet Inc. Class C | 0.32% | 25,289 | $7.9M | Reduce -4.0% |
| IWY iShares Russell Top 200 Grow | 0.31% | 28,223 | $7.8M | Add +230.9% |
| AMGN Amgen Inc. | 0.31% | 23,515 | $7.7M | Add +2.2% |
| GD General Dynamics Corp. | 0.31% | 22,834 | $7.7M | Add +0.2% |
| HD Home Depot Inc. | 0.29% | 21,292 | $7.3M | Add +2.3% |
| VEA Vanguard Ftse Developed ETF | 0.29% | 116,652 | $7.3M | Reduce -10.1% |
| EQT Eqt Corp. | 0.29% | 133,068 | $7.1M | Add +2.1% |
| FFEB FT Vest US Equity Buffer ETF | 0.28% | 125,004 | $7.1M | Add +4.4% |
| PG The Procter & Gamble Co. | 0.27% | 47,212 | $6.8M | Add +5.7% |
| QLC NT US Qual LC ETF | 0.27% | 83,134 | $6.7M | Reduce -0.9% |
| DELL Dell Technologies -C | 0.27% | 52,640 | $6.6M | Add +0.8% |
| IEFA iShares Core MSCI Eafe ETF | 0.27% | 73,936 | $6.6M | Reduce -7.1% |
| ABBV Abbvie Inc. | 0.26% | 27,852 | $6.4M | Add +2.6% |
| BALT Inn Defined Wealth Shield | 0.25% | 184,314 | $6.2M | Reduce -4.6% |
| GEV GE Vernova Inc. | 0.24% | 9,329 | $6.1M | Add +230.2% |
| FLIA Franklin International Aggre | 0.24% | 299,789 | $6.0M | Add +0.3% |
| FBND Fidelity Total Bond ETF | 0.23% | 127,027 | $5.8M | Add +4.0% |
| BND Vanguard Total Bond Market | 0.23% | 77,470 | $5.7M | Add +5.4% |
| TMO Thermo Fisher Scientific Inc. | 0.23% | 9,732 | $5.6M | Add +0.9% |
| SCHB Schwab US Broad Market ETF | 0.22% | 208,250 | $5.5M | Reduce -1.8% |
| LNG Cheniere Energy Inc. | 0.19% | 24,745 | $4.8M | Add +2.5% |
| WFC Wells Fargo & Co. | 0.19% | 51,277 | $4.8M | Add +1.3% |
| ADBE Adobe Inc. | 0.19% | 13,297 | $4.7M | Reduce -27.0% |
| COST Costco Wholesale Corp. | 0.19% | 5,370 | $4.6M | Reduce -3.1% |
| XOM Exxon Mobil Corp. | 0.18% | 37,876 | $4.6M | Add +12.4% |
| PSX Phillips 66 | 0.17% | 32,728 | $4.2M | Add +1.4% |
| JNJ Johnson & Johnson | 0.17% | 20,253 | $4.2M | Add +0.3% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.17% | 76,412 | $4.1M | Add +0.7% |
| DLR Digital Realty Trust Inc. | 0.15% | 24,677 | $3.8M | Add +1.2% |
| LHX L3HARRIS Technologies Inc. | 0.15% | 12,400 | $3.6M | Reduce -1.9% |
| LULU Lululemon Athletica Inc. | 0.14% | 17,103 | $3.6M | Add +1.6% |
Portfolio Sells Q3 2025 → Q4 2025
| JEPI JPMorgan Equity Premium Inco | Reduce -43.0% | 0.83% | −0.66 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.22 |
| IWR iShares Russell Mid-Cap ETF | Reduce -88.1% | 0.03% | −0.21 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -21.7% | 0.66% | −0.21 |
| AVGO Broadcom Inc. | Reduce -11.8% | 1.34% | −0.15 |
| USAI Pacer Ame Energy Infr ETF-US | Sold out | 0.00% | −0.11 |
| EPI Wisdomtree India Earnings | Sold out | 0.00% | −0.09 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -36.2% | 0.13% | −0.08 |
| ADBE Adobe Inc. | Reduce -27.0% | 0.19% | −0.08 |
| CNP Centerpoint Energy Inc. | Reduce -71.3% | 0.03% | −0.07 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -6.1% | 0.84% | −0.06 |
| ELV Elevance Health Inc. | Sold out | 0.00% | −0.06 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.04 |
| ICOW Pacer Developed Markets Inte | Reduce -11.0% | 0.49% | −0.04 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -1.2% | 1.61% | −0.04 |
| VEA Vanguard Ftse Developed ETF | Reduce -10.1% | 0.29% | −0.03 |
| RSP Invesco S&P 500 Equal Weight | Reduce -0.4% | 1.15% | −0.03 |
| BKNG Booking Holdings Inc. | Reduce -2.3% | 0.44% | −0.03 |
| COST Costco Wholesale Corp. | Reduce -3.1% | 0.19% | −0.03 |
| WMS Advanced Drainage Systems Inc. | Sold out | 0.00% | −0.02 |
| FDVV Fidelity High Dividend ETF | Reduce -2.2% | 0.67% | −0.02 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -7.1% | 0.27% | −0.02 |
| QGRO American Century US Quality | Reduce -1.1% | 0.51% | −0.02 |
| FLQM Franklin U.S. Mid Cap Multif | Reduce -0.5% | 0.44% | −0.02 |
| SCHX Schwab US Large-Cap ETF | Sold out | 0.00% | −0.02 |
| BLK BlackRock Inc. | Reduce -2.9% | 0.09% | −0.01 |
| BALT Inn Defined Wealth Shield | Reduce -4.6% | 0.25% | −0.01 |
| IWM iShares Russell 2000 ETF | Reduce -40.8% | 0.02% | −0.01 |
| LHX L3HARRIS Technologies Inc. | Reduce -1.9% | 0.15% | −0.01 |
| IJH iShares Core S&P Midcap ETF | Reduce -1.2% | 0.40% | −0.01 |
| ABT Abbott Laboratories | Reduce -4.4% | 0.08% | −0.01 |
| DFAT Dimensional US Target Value | Reduce -27.5% | 0.03% | −0.01 |
| INTU Intuit Inc. | Reduce -32.9% | 0.02% | −0.01 |
| PWV Invesco Large Cap Value ETF | Reduce -1.9% | 0.41% | −0.01 |
| XCCC Bondbloxx-CCC-Usd HY Corp. BD | Reduce -29.7% | 0.02% | −0.01 |
| K Kellanova | Sold out | 0.00% | −0.01 |
| DE Deere & Co. | Sold out | 0.00% | −0.01 |
| EUSA iShares MSCI USA Equal Weigh | Reduce -5.7% | 0.11% | −0.01 |
| NOC Northrop Grumman Corp. | Reduce -3.1% | 0.07% | −0.01 |
| LIN Linde PLC | Reduce -39.6% | 0.01% | −0.01 |
| ORLY O'reilly Automotive Inc. | Sold out | 0.00% | −0.01 |
| CTAS Cintas Corp. | Sold out | 0.00% | −0.01 |
| AFL Aflac Inc. | Sold out | 0.00% | −0.01 |
| NOW ServiceNow Inc. | Sold out | 0.00% | −0.01 |
| UPS United Parcel Service Class B | Sold out | 0.00% | −0.01 |
| GIS General Mills Inc. | Sold out | 0.00% | −0.01 |
| MRSH Marsh & McLennan Cos | Sold out | 0.00% | −0.01 |
| APD Air Products & Chemicals Inc. | Sold out | 0.00% | −0.01 |
| CVS CVS Health Corp. | Sold out | 0.00% | −0.01 |
| OXY Occidental Petroleum Corp. | Sold out | 0.00% | −0.01 |
Portfolio Buys Q3 2025 → Q4 2025
| PVAL Putnam Focused LRG Cap Value | New | 0.32% | +0.32 |
| MS Morgan Stanley | Add +156.7% | 0.37% | +0.24 |
| IWY iShares Russell Top 200 Grow | Add +230.9% | 0.31% | +0.22 |
| GEV GE Vernova Inc. | Add +230.2% | 0.24% | +0.17 |
| LLY Eli Lilly & Co. | Add +2.4% | 0.60% | +0.17 |
| DFAC Dimensional US Core Equity 2 | Add +2.6% | 6.45% | +0.14 |
| AMZN Amazon.com Inc. | Add +11.2% | 1.07% | +0.13 |
| MRK Merck & Co. Inc. | Add +5.4% | 0.57% | +0.13 |
| ITOT iShares Core S&P Total U.S. | Add +2.9% | 6.11% | +0.12 |
| RTX RTX Corp. | Add +31.9% | 0.40% | +0.12 |
| DCOR Dimensional US Core Eq 1 ETF | Add +5.2% | 1.82% | +0.08 |
| GS Goldman Sachs Group Inc. | Add +331.7% | 0.09% | +0.07 |
| AAPL Apple Inc. | Add +1.5% | 1.35% | +0.07 |
| IVV iShares Core S&P 500 ETF | Add +3.8% | 2.10% | +0.06 |
| MFDX PIMCO Rafi Dynamic Multi-Fac | Add +2.9% | 1.99% | +0.06 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +2.4% | 2.57% | +0.05 |
| AXP American Express Co. | Add +1.3% | 0.60% | +0.05 |
| ASML ASML Holding NV-NY Reg SHS | Add +452.1% | 0.06% | +0.05 |
| RECS Columbia Resear Enh Cor ETF | Add +3.1% | 3.40% | +0.05 |
| AVDV Avantis Intl S/C Value ETF | Add +1.6% | 1.04% | +0.04 |
| DDWM Wisdomtree DY Inter Eq FD-US | Add +2.9% | 1.04% | +0.04 |
| AMGN Amgen Inc. | Add +2.2% | 0.31% | +0.04 |
| VEU Vanguard Ftse All-World Ex-U | Add +3.7% | 1.12% | +0.04 |
| SPAB SS SPDR P Agg Bond ETF | Add +5.2% | 2.22% | +0.04 |
| CRM Salesforce Inc. | Add +3.2% | 0.34% | +0.04 |
| CRH CRH PLC | Add +7.7% | 0.43% | +0.04 |
| TMO Thermo Fisher Scientific Inc. | Add +0.9% | 0.23% | +0.03 |
| WMT Walmart Inc. | Add +1.7% | 0.50% | +0.03 |
| DIVO Amplify CWP Enhan Divid ETF | Add +5.7% | 1.24% | +0.03 |
| DFAW Dimensional World Eqty ETF | Add +6.2% | 0.49% | +0.03 |
| XOM Exxon Mobil Corp. | Add +12.4% | 0.18% | +0.03 |
| DFCF Dimensional Core Fixed Inc. | Add +4.3% | 3.27% | +0.03 |
| IGEB iShares Investment Grade SYS | Add +5.1% | 2.09% | +0.03 |
| IAGG iShares Intl Aggregate Bond | Add +6.9% | 1.90% | +0.02 |
| DFIC Dimensional International Co. | Add +3.2% | 0.47% | +0.02 |
| AMD Advanced Micro Devices | Add +51.4% | 0.05% | +0.02 |
| DFEM Dimensional Emrg MRKT Core | Add +2.3% | 0.96% | +0.02 |
| IBM Intl Business Machines Corp. | Add +83.8% | 0.05% | +0.02 |
| CEG Constellation Energy | Add +1.4% | 0.37% | +0.02 |
| FLRN SS SPDR BB Ig Float RT ETF | Add +5.2% | 1.13% | +0.02 |
| LULU Lululemon Athletica Inc. | Add +1.6% | 0.14% | +0.02 |
| VOO Vanguard S&P 500 ETF | Add +5.8% | 0.37% | +0.02 |
| CAT Caterpillar Inc. | Add +2.6% | 0.11% | +0.02 |
| VTI VG Morningstar TS MKT ETF-US | Add +3.8% | 0.58% | +0.02 |
| BAC Bank of America Corp. | Add +0.8% | 0.40% | +0.02 |
| WFC Wells Fargo & Co. | Add +1.3% | 0.19% | +0.02 |
| BMY Bristol-Myers Squibb Co. | Add +7.4% | 0.08% | +0.02 |
| MCK McKesson Corp. | Add +20.9% | 0.08% | +0.02 |
| LITE Lumentum Holdings Inc. | New | 0.02% | +0.02 |
| ISRG Intuitive Surgical Inc. | New | 0.01% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 382 | $2.8B | DFAC, ITOT, DGRW, RECS, DFCF |
| Q1 2026 | 371 | $2.5B | DFAC, ITOT, SMTH, DFCF, DGRW |
| Q4 2025 | 350 | $2.5B | DFAC, ITOT, SMTH, RECS, DGRW |
| Q3 2025 | 356 | $2.4B | DFAC, ITOT, SMTH, RECS, DGRW |
| Q2 2025 | 355 | $2.2B | ITOT, DFAC, SMTH, DGRW, RECS |
| Q1 2025 | 316 | $1.9B | ITOT, DFAC, DGRW, SMTH, RECS |
| Q4 2024 | 272 | $1.7B | DFAC, ITOT, DGRW, DFCF, SMTH |
| Q3 2024 | 252 | $1.4B | DFAC, ITOT, DGRW, SMTH, MFDX |
| Q2 2024 | 223 | $1.2B | DFAC, ITOT, DGRW, SMTH, MFDX |
| Q1 2024 | 205 | $1.0B | ITOT, DFAC, SMTH, DGRW, MFDX |