Stratos Investment Management, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 6, 2025), Stratos Investment Management, LLC reported 356 stock positions worth $2.4 billion. Its top holding was Dimensional US Core Equity 2 (DFAC) at 6.3% of the portfolio, followed by iShares Core S&P Total U.S. (ITOT, 6.0%) and Alps SMTH Cor BD Plus ETF (SMTH, 3.5%). Compared with Q2 2025, it opened 31 new positions, sold out of 30, added to 192 and reduced 119. The biggest buy was Dimensional US Core Eq 1 ETF (DCOR, shares +67%) and the biggest sale Alps SMTH Cor BD Plus ETF (SMTH, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- BEACHWOOD, OH
- CIK
- 0001707206
- Portfolio Value
- $2.4B (Q3 2025)
- SEC Filing
- 0001707206-25-000004 ↗ filed Nov 6, 2025
Holdings Value
Holdings 356 stocks · $2.4B
| DFAC Dimensional US Core Equity 2 | 6.30% | 3,960,421 | $152.8M | Add +11.9% |
| ITOT iShares Core S&P Total U.S. | 5.99% | 996,277 | $145.1M | Add +3.4% |
| SMTH Alps SMTH Cor BD Plus ETF | 3.46% | 3,206,014 | $83.9M | Reduce -2.5% |
| RECS Columbia Resear Enh Cor ETF | 3.35% | 2,012,071 | $81.2M | Add +1.7% |
| DGRW Wisdomtree U.S. Quality Divi | 3.31% | 902,464 | $80.3M | Add +3.2% |
| DFCF Dimensional Core Fixed Inc. | 3.24% | 1,838,451 | $78.6M | Add +24.6% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 2.52% | 1,029,665 | $61.0M | Add +2.4% |
| SPAB SS SPDR P Agg Bond ETF | 2.19% | 2,048,160 | $52.9M | Add +4.3% |
| IGEB iShares Investment Grade SYS | 2.06% | 1,085,864 | $50.0M | Add +18.6% |
| IVV iShares Core S&P 500 ETF | 2.04% | 73,841 | $49.4M | Add +23.9% |
| MSFT Microsoft Corp. | 1.98% | 92,710 | $48.0M | Add +1.9% |
| MFDX PIMCO Rafi Dynamic Multi-Fac filed as PIMCO EQUITY SER | 1.93% | 1,255,326 | $46.7M | Add +2.0% |
| IAGG iShares Intl Aggregate Bond | 1.87% | 885,065 | $45.3M | Add +22.7% |
| PYLD PIMCO Multisector Bond Actv | 1.83% | 1,654,469 | $44.4M | Reduce -3.1% |
| DCOR Dimensional US Core Eq 1 ETF | 1.74% | 586,441 | $42.2M | Add +66.9% |
| NVDA Nvidia Corp. | 1.73% | 224,432 | $41.9M | Add +7.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.65% | 83,475 | $40.0M | Reduce -2.5% |
| AVGO Broadcom Inc. | 1.50% | 109,871 | $36.2M | Reduce -1.3% |
| JEPI JPMorgan Equity Premium Inco | 1.49% | 633,320 | $36.2M | Add +20.9% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.45% | 314,537 | $35.1M | Add +3.2% |
| GOOGL Alphabet Inc. Class A | 1.32% | 131,083 | $31.9M | Add +1.4% |
| AAPL Apple Inc. | 1.29% | 122,566 | $31.2M | Add +2.6% |
| DIVO Amplify CWP Enhan Divid ETF | 1.21% | 657,352 | $29.3M | Add +4.2% |
| RSP Invesco S&P 500 Equal Weight | 1.18% | 150,397 | $28.5M | Add +22.9% |
| VTIP Vanguard Short-Term Tips | 1.14% | 546,577 | $27.7M | Add +3.1% |
| FLRN SS SPDR BB Ig Float RT ETF | 1.11% | 874,794 | $27.0M | Add +0.9% |
| VEU Vanguard Ftse All-World Ex-U | 1.08% | 365,086 | $26.1M | Add +1.5% |
| AVDV Avantis Intl S/C Value ETF | 1.00% | 271,921 | $24.2M | Add +0.5% |
| DDWM Wisdomtree DY Inter Eq FD-US | 0.99% | 576,504 | $24.1M | Add +1.6% |
| IWD iShares Russell 1000 Value E | 0.98% | 116,293 | $23.7M | Reduce 0.0% |
| AMZN Amazon.com Inc. | 0.95% | 104,510 | $22.9M | Add +2.1% |
| DFEM Dimensional Emrg MRKT Core | 0.94% | 706,484 | $22.7M | Add +11.5% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.90% | 54,050 | $21.8M | Add +17.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.87% | 41,893 | $21.1M | Add +3.5% |
| META Meta Platforms Inc. Class A | 0.79% | 26,144 | $19.2M | Add +1.8% |
| DFIP Dimensional Inflation-Protec | 0.74% | 423,631 | $17.9M | Add +21.3% |
| NFLX Netflix Inc. | 0.72% | 14,577 | $17.5M | Reduce -0.1% |
| JPM JPMorgan Chase & Co. | 0.69% | 53,231 | $16.8M | Reduce -0.5% |
| FDVV Fidelity High Dividend ETF | 0.69% | 300,073 | $16.7M | Add +25.0% |
| LGOV First TR Long Duration O-ETF | 0.66% | 735,206 | $16.0M | New |
| C Citigroup Inc. | 0.61% | 144,591 | $14.7M | Add +0.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.57% | 41,812 | $13.7M | Reduce -6.0% |
| AXP American Express Co. | 0.55% | 39,958 | $13.3M | Add +1.2% |
| UBER Uber Technologies Inc. | 0.55% | 135,056 | $13.2M | Add +1.3% |
| ICOW Pacer Developed Markets Inte | 0.54% | 357,352 | $13.0M | Add +9.1% |
| QGRO American Century US Quality | 0.53% | 111,920 | $12.8M | Add +27.5% |
| XT Ishar Fture Exp Tech ETF-Usd | 0.52% | 176,470 | $12.7M | Reduce -2.4% |
| DFSD Dimensional Short Duration | 0.51% | 257,297 | $12.4M | Add +232.5% |
| COM Direxion Auspice BRD Cmdty | 0.51% | 431,456 | $12.4M | Add +92.6% |
| DGRO iShares Core Dividend Growth | 0.51% | 181,905 | $12.4M | Reduce -1.5% |
| BKNG Booking Holdings Inc. | 0.46% | 2,085 | $11.3M | Add +1.3% |
| WMT Walmart Inc. | 0.46% | 109,039 | $11.2M | Add +1.3% |
| DFAW Dimensional World Eqty ETF | 0.46% | 155,848 | $11.2M | Reduce -17.4% |
| FLQM Franklin U.S. Mid Cap Multif | 0.46% | 197,293 | $11.1M | Add +1.1% |
| MA Mastercard Inc. Class A | 0.45% | 19,277 | $11.0M | Add +2.2% |
| DFIC Dimensional International Co. | 0.45% | 330,384 | $10.8M | Add +166.5% |
| MRK Merck & Co. Inc. | 0.44% | 128,329 | $10.8M | Add +6.7% |
| LLY Eli Lilly & Co. | 0.43% | 13,613 | $10.4M | Add +1.8% |
| PWV Invesco Large Cap Value ETF | 0.42% | 155,562 | $10.1M | Add +27.5% |
| IJH iShares Core S&P Midcap ETF | 0.42% | 154,121 | $10.1M | Add +3.6% |
| CRH CRH PLC | 0.40% | 80,563 | $9.7M | Add +2.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.38% | 179,750 | $9.3M | Reduce -0.2% |
| VOO Vanguard S&P 500 ETF | 0.36% | 14,065 | $8.6M | Add +7.3% |
| CEG Constellation Energy | 0.35% | 25,958 | $8.5M | Add +3.2% |
| HD Home Depot Inc. | 0.35% | 20,820 | $8.4M | Add +1.7% |
| DFGX Dimsnl Intr CF in ETF-Usd Inc. | 0.35% | 155,574 | $8.4M | Add +246.2% |
| VEA Vanguard Ftse Developed ETF | 0.32% | 129,744 | $7.8M | Add +23.7% |
| GD General Dynamics Corp. | 0.32% | 22,785 | $7.8M | Add +2.0% |
| DELL Dell Technologies -C | 0.31% | 52,248 | $7.4M | Add +7.4% |
| CRM Salesforce Inc. | 0.30% | 30,974 | $7.3M | Add +4.5% |
| EQT Eqt Corp. | 0.29% | 130,312 | $7.1M | Add +2.0% |
| IEFA iShares Core MSCI Eafe ETF | 0.29% | 79,590 | $6.9M | Add +19.1% |
| RTX RTX Corp. | 0.29% | 41,464 | $6.9M | Add +0.8% |
| PG The Procter & Gamble Co. | 0.28% | 44,652 | $6.9M | Add +3.6% |
| FFEB FT Vest US Equity Buffer ETF | 0.27% | 119,741 | $6.6M | Reduce -14.8% |
| QLC NT US Qual LC ETF | 0.27% | 83,867 | $6.5M | Reduce -3.1% |
| AMGN Amgen Inc. | 0.27% | 23,018 | $6.5M | Add +4.3% |
| ADBE Adobe Inc. | 0.27% | 18,205 | $6.4M | Add +2.9% |
| GOOG Alphabet Inc. Class C | 0.26% | 26,355 | $6.4M | Add +4.3% |
| BALT Inn Defined Wealth Shield | 0.26% | 193,165 | $6.3M | Reduce -17.7% |
| ABBV Abbvie Inc. | 0.26% | 27,153 | $6.3M | Add +0.9% |
| FLIA Franklin International Aggre | 0.25% | 298,857 | $6.1M | Reduce -1.7% |
| IWR iShares Russell Mid-Cap ETF | 0.24% | 59,663 | $5.8M | Add +745.3% |
| LNG Cheniere Energy Inc. | 0.23% | 24,142 | $5.7M | Add +1.8% |
| FBND Fidelity Total Bond ETF | 0.23% | 122,100 | $5.6M | Add +0.1% |
| BND Vanguard Total Bond Market | 0.23% | 73,513 | $5.5M | Add +10.5% |
| SCHB Schwab US Broad Market ETF | 0.22% | 211,993 | $5.5M | Reduce -4.8% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.22% | 96,725 | $5.4M | Add +8.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.21% | 17,559 | $5.2M | Add +0.1% |
| COST Costco Wholesale Corp. | 0.21% | 5,544 | $5.1M | Reduce -1.1% |
| TMO Thermo Fisher Scientific Inc. | 0.19% | 9,648 | $4.7M | Add +4.7% |
| PSX Phillips 66 | 0.18% | 32,286 | $4.4M | Add +2.0% |
| WFC Wells Fargo & Co. | 0.18% | 50,611 | $4.2M | Add +3.0% |
| DLR Digital Realty Trust Inc. | 0.17% | 24,380 | $4.2M | Add +2.8% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.17% | 75,917 | $4.1M | Reduce -0.3% |
| LHX L3HARRIS Technologies Inc. | 0.16% | 12,636 | $3.9M | Add +1.1% |
| XOM Exxon Mobil Corp. | 0.16% | 33,693 | $3.8M | Add +3.6% |
| JNJ Johnson & Johnson | 0.15% | 20,193 | $3.7M | Add +1.2% |
| CTA Simplify Managed Futures St | 0.14% | 123,943 | $3.5M | Add +0.9% |
| DFAU Dimensional US Core Equity M | 0.14% | 72,509 | $3.3M | Reduce -37.0% |
Portfolio Sells Q2 2025 → Q3 2025
| SMTH Alps SMTH Cor BD Plus ETF | Reduce -2.5% | 3.46% | −0.43 |
| HEQT Simplify Hedged Equity ETF | Reduce -96.0% | 0.01% | −0.39 |
| UCON First Trust Smith Unconstrai | Sold out | 0.00% | −0.25 |
| PYLD PIMCO Multisector Bond Actv | Reduce -3.1% | 1.83% | −0.24 |
| TDVG T Rowe Price Dividend Growth | Reduce -90.8% | 0.02% | −0.20 |
| IWY iShares Russell Top 200 Grow | Reduce -67.2% | 0.10% | −0.20 |
| NFLX Netflix Inc. | Reduce -0.1% | 0.72% | −0.17 |
| ARGT Global X MSCI Argentina ETF | Sold out | 0.00% | −0.15 |
| UNH Unitedhealth Group Inc. | Reduce -80.4% | 0.04% | −0.15 |
| SLV iShares Silver Trust | Reduce -88.2% | 0.02% | −0.15 |
| AAAU Goldman Sachs Physical Gold | Reduce -88.1% | 0.02% | −0.12 |
| DFAW Dimensional World Eqty ETF | Reduce -17.4% | 0.46% | −0.12 |
| NLR Vaneck Urani & Nuclr ETF-Usd | Reduce -94.0% | 0.01% | −0.12 |
| PINK Simplify Health Care ETF | Sold out | 0.00% | −0.11 |
| FIW First Trust Water ETF | Sold out | 0.00% | −0.10 |
| PPA Invesco Aerospace & Defense | Reduce -87.4% | 0.01% | −0.10 |
| FCG First Trust Natural Gas ETF | Sold out | 0.00% | −0.10 |
| NANR Sta STR SP S&P Nor An Res-Ui | Reduce -69.5% | 0.04% | −0.10 |
| BUCK Simplify Treasury Option Inc. | Sold out | 0.00% | −0.09 |
| PAVE Global X US Infrastructure | Reduce -88.2% | 0.01% | −0.09 |
| DFAU Dimensional US Core Equity M | Reduce -37.0% | 0.14% | −0.09 |
| BALT Inn Defined Wealth Shield | Reduce -17.7% | 0.26% | −0.08 |
| SDVY First Trust Smid Cap Rising | Sold out | 0.00% | −0.08 |
| TAXE T Rowe Price Intermed Munp B | Sold out | 0.00% | −0.08 |
| PSFF Pacer Swan Sos Fund of Funds | Reduce -31.8% | 0.13% | −0.07 |
| SCHD Schwab US DVD Equity ETF | Reduce -62.2% | 0.04% | −0.07 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -2.5% | 1.65% | −0.07 |
| FFEB FT Vest US Equity Buffer ETF | Reduce -14.8% | 0.27% | −0.06 |
| DUSB Dimension Ultrashort Fi ETF | Sold out | 0.00% | −0.06 |
| DUHP Dimensional US High Profi Et | Reduce -74.0% | 0.02% | −0.06 |
| IWD iShares Russell 1000 Value E | Reduce 0.0% | 0.98% | −0.06 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -6.0% | 0.57% | −0.05 |
| COST Costco Wholesale Corp. | Reduce -1.1% | 0.21% | −0.04 |
| DFAT Dimensional US Target Value | Reduce -48.1% | 0.04% | −0.04 |
| DFIV Dimensional International Va | Reduce -61.1% | 0.02% | −0.04 |
| JPST JPMorgan Ultra-Short Income | Sold out | 0.00% | −0.04 |
| FLIA Franklin International Aggre | Reduce -1.7% | 0.25% | −0.03 |
| DFUS Dimensional US Eq MKT ETF | Reduce -51.8% | 0.03% | −0.03 |
| UPS United Parcel Service Class B | Reduce -70.7% | 0.01% | −0.03 |
| DFAX Dimensional World Ex US Core | Reduce -35.5% | 0.05% | −0.03 |
| DFSV Dimensional US Small Cap Val | Reduce -47.6% | 0.03% | −0.03 |
| VCSH Vanguard S/T Corp. Bond ETF | Sold out | 0.00% | −0.03 |
| DGRO iShares Core Dividend Growth | Reduce -1.5% | 0.51% | −0.03 |
| DFLV Dim US Large Cap Value ETF | Sold out | 0.00% | −0.03 |
| EPI Wisdomtree India Earnings | Reduce -8.1% | 0.09% | −0.03 |
| VNLA Janus Henderson Short Durati | Sold out | 0.00% | −0.03 |
| VYM Vanguard High DVD Yield ETF | Reduce -24.4% | 0.07% | −0.03 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Sold out | 0.00% | −0.03 |
| IBM Intl Business Machines Corp. | Reduce -39.8% | 0.03% | −0.02 |
| DFAR Dimensional US Real Est ETF | Sold out | 0.00% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| DCOR Dimensional US Core Eq 1 ETF | Add +66.9% | 1.74% | +0.67 |
| LGOV First TR Long Duration O-ETF | New | 0.66% | +0.66 |
| DFAC Dimensional US Core Equity 2 | Add +11.9% | 6.30% | +0.50 |
| DFCF Dimensional Core Fixed Inc. | Add +24.6% | 3.24% | +0.39 |
| IVV iShares Core S&P 500 ETF | Add +23.9% | 2.04% | +0.35 |
| DFSD Dimensional Short Duration | Add +232.5% | 0.51% | +0.34 |
| GOOGL Alphabet Inc. Class A | Add +1.4% | 1.32% | +0.27 |
| DFIC Dimensional International Co. | Add +166.5% | 0.45% | +0.27 |
| DFGX Dimsnl Intr CF in ETF-Usd Inc. | Add +246.2% | 0.35% | +0.24 |
| COM Direxion Auspice BRD Cmdty | Add +92.6% | 0.51% | +0.23 |
| NVDA Nvidia Corp. | Add +7.5% | 1.73% | +0.22 |
| IWR iShares Russell Mid-Cap ETF | Add +745.3% | 0.24% | +0.21 |
| IAGG iShares Intl Aggregate Bond | Add +22.7% | 1.87% | +0.18 |
| AAPL Apple Inc. | Add +2.6% | 1.29% | +0.17 |
| RSP Invesco S&P 500 Equal Weight | Add +22.9% | 1.18% | +0.16 |
| IGEB iShares Investment Grade SYS | Add +18.6% | 2.06% | +0.16 |
| JEPI JPMorgan Equity Premium Inco | Add +20.9% | 1.49% | +0.13 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +17.5% | 0.90% | +0.13 |
| FDVV Fidelity High Dividend ETF | Add +25.0% | 0.69% | +0.12 |
| QGRO American Century US Quality | Add +27.5% | 0.53% | +0.09 |
| DFEM Dimensional Emrg MRKT Core | Add +11.5% | 0.94% | +0.07 |
| PWV Invesco Large Cap Value ETF | Add +27.5% | 0.42% | +0.07 |
| DFIP Dimensional Inflation-Protec | Add +21.3% | 0.74% | +0.07 |
| CRH CRH PLC | Add +2.0% | 0.40% | +0.07 |
| DFGR Dim Global Real Estate ETF | Add +171.9% | 0.11% | +0.07 |
| DGCB Dimensional Global Credit | Add +156.0% | 0.11% | +0.06 |
| GOOG Alphabet Inc. Class C | Add +4.3% | 0.26% | +0.06 |
| NEAR iShares SH Dba ETF Usd Inc. | New | 0.05% | +0.05 |
| VRIG Invesco Variable Rate Invest | New | 0.05% | +0.05 |
| VEA Vanguard Ftse Developed ETF | Add +23.7% | 0.32% | +0.05 |
| C Citigroup Inc. | Add +0.4% | 0.61% | +0.04 |
| XCCC Bondbloxx-CCC-Usd HY Corp. BD | New | 0.03% | +0.03 |
| LQDH iShares Int Hedg Corp. BD ETF | New | 0.03% | +0.03 |
| DELL Dell Technologies -C | Add +7.4% | 0.31% | +0.03 |
| FLXR TCW Flexible Income ETF | New | 0.03% | +0.03 |
| IEFA iShares Core MSCI Eafe ETF | Add +19.1% | 0.29% | +0.03 |
| ABBV Abbvie Inc. | Add +0.9% | 0.26% | +0.03 |
| TSLA Tesla Inc. | Add +6.7% | 0.12% | +0.03 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.03% | +0.03 |
| ITOT iShares Core S&P Total U.S. | Add +3.4% | 5.99% | +0.03 |
| USTB Victoryshares Short-Term Bon | Add +177.6% | 0.05% | +0.03 |
| ICOW Pacer Developed Markets Inte | Add +9.1% | 0.54% | +0.03 |
| ORCL Oracle Corp. | Add +16.5% | 0.10% | +0.03 |
| VGSH Vanguard Short-Term Treasury | Add +299.6% | 0.04% | +0.03 |
| URA Global X Uranium ETF | Add +78.5% | 0.05% | +0.02 |
| GD General Dynamics Corp. | Add +2.0% | 0.32% | +0.02 |
| TMO Thermo Fisher Scientific Inc. | Add +4.7% | 0.19% | +0.02 |
| MCK McKesson Corp. | Add +53.7% | 0.06% | +0.02 |
| PLTR Palantir Technologies Inc. Class A | Add +63.3% | 0.04% | +0.02 |
| IDEV iShares Core MSCI Dev MKTS | New | 0.02% | +0.02 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 382 | $2.8B | DFAC, ITOT, DGRW, RECS, DFCF |
| Q1 2026 | 371 | $2.5B | DFAC, ITOT, SMTH, DFCF, DGRW |
| Q4 2025 | 350 | $2.5B | DFAC, ITOT, SMTH, RECS, DGRW |
| Q3 2025 | 356 | $2.4B | DFAC, ITOT, SMTH, RECS, DGRW |
| Q2 2025 | 355 | $2.2B | ITOT, DFAC, SMTH, DGRW, RECS |
| Q1 2025 | 316 | $1.9B | ITOT, DFAC, DGRW, SMTH, RECS |
| Q4 2024 | 272 | $1.7B | DFAC, ITOT, DGRW, DFCF, SMTH |
| Q3 2024 | 252 | $1.4B | DFAC, ITOT, DGRW, SMTH, MFDX |
| Q2 2024 | 223 | $1.2B | DFAC, ITOT, DGRW, SMTH, MFDX |
| Q1 2024 | 205 | $1.0B | ITOT, DFAC, SMTH, DGRW, MFDX |