Triumph Capital Management
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 25, 2024), Triumph Capital Management reported 225 stock positions worth $245.3 million. Its top holding was First Trust Enh Short Mat FD (FTSM) at 6.5% of the portfolio, followed by JPMorgan Ultra-Short Income (JPST, 4.1%) and First Trust Smith Opportunis (FIXD, 3.6%). Compared with Q4 2023, it opened 55 new positions, sold out of 45, added to 70 and reduced 90. The biggest buy was Vanguard Total Intl Bond ETF (BNDX, shares +1980%) and the biggest sale JPMorgan Ultra-Short Income (JPST, shares −27%).
- Most Recent 13F
- Q2 2026
- Location
- DENVER, CO
- CIK
- 0001730765
- Portfolio Value
- $245.3M (Q1 2024)
- SEC Filing
- 0001730765-24-000002 ↗ filed Apr 25, 2024
Holdings Value
Holdings 225 stocks · $245.3M
| FTSM First Trust Enh Short Mat FD | 6.46% | 265,678 | $15.8M | Reduce -10.1% |
| JPST JPMorgan Ultra-Short Income | 4.06% | 197,271 | $10.0M | Reduce -27.0% |
| FIXD First Trust Smith Opportunis | 3.62% | 205,117 | $8.9M | Add +26.8% |
| FPE FT-Preferred Secur & Inc. ETF | 3.48% | 490,004 | $8.5M | Reduce -4.0% |
| FEX First Trust Large Cap Core A | 3.18% | 78,940 | $7.8M | Add +11.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.92% | 13,722 | $7.2M | Reduce -26.2% |
| BND Vanguard Total Bond Market | 2.72% | 92,514 | $6.7M | Add +19.9% |
| IWM iShares Russell 2000 ETF | 2.27% | 26,736 | $5.6M | Reduce -0.1% |
| RDVY First Trust Rising Dividend | 2.19% | 96,409 | $5.4M | Add +4.0% |
| IWR iShares Russell Mid-Cap ETF | 1.95% | 57,279 | $4.8M | Reduce -13.6% |
| BNDX Vanguard Total Intl Bond ETF | 1.89% | 94,719 | $4.6M | Add +1980.4% |
| FTCS First Trust Capital Strength | 1.69% | 48,776 | $4.1M | Reduce -2.0% |
| QUAL iShares MSCI USA Quality Fac | 1.43% | 21,383 | $3.5M | Add +12.8% |
| IVV iShares Core S&P 500 ETF | 1.41% | 6,577 | $3.5M | Add +184.8% |
| BKLN Invesco Senior Loan ETF | 1.40% | 162,436 | $3.4M | Add +8.4% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.23% | 32,947 | $3.0M | Reduce -44.5% |
| GBIL Goldman Sachs Access Treasur | 1.16% | 28,492 | $2.9M | Reduce -28.1% |
| JEPI JPMorgan Equity Premium Inco | 1.15% | 48,896 | $2.8M | Add +18.6% |
| MSFT Microsoft Corp. | 1.12% | 6,488 | $2.8M | Reduce -10.3% |
| SOFI Sofi Technologies Inc. | 1.07% | 362,385 | $2.6M | Add +24.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.05% | 6,129 | $2.6M | Reduce -6.2% |
| QQQ Invesco QQQ Trust Series 1 | 1.03% | 5,702 | $2.5M | Add +1.1% |
| KNG FT Vest S&P 500 DVD Arst TRG | 0.99% | 45,304 | $2.4M | Add +116.7% |
| AAPL Apple Inc. | 0.95% | 13,750 | $2.3M | Add +82.0% |
| FXU First Trust Utilities Alphad | 0.95% | 72,153 | $2.3M | Add +111.4% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.90% | 33,739 | $2.2M | Add +421.9% |
| AON Aon PLC Class A | 0.87% | 6,450 | $2.1M | Reduce -3.0% |
| QYLD Global X Nasd 100 Cov Call | 0.86% | 117,034 | $2.1M | Add +0.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.83% | 34,883 | $2.0M | Add +79.5% |
| UAUG Innovator U.S. Equity Ultra | 0.81% | 60,907 | $2.0M | Reduce -61.1% |
| MOAT Vaneck Morningstar Wide Moat | 0.80% | 21,941 | $2.0M | Add +12.4% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.79% | 4,897 | $1.9M | Reduce -14.9% |
| NVDA Nvidia Corp. | 0.72% | 1,943 | $1.8M | Add +53.2% |
| XLE SS Energy Select Sector | 0.70% | 18,048 | $1.7M | Reduce -20.6% |
| SFLR Innovator Eqty MGD Floor ETF | 0.70% | 57,326 | $1.7M | Add +26.1% |
| TSLA Tesla Inc. | 0.70% | 9,739 | $1.7M | Add +9.2% |
| XLF SS Financial Select Sector | 0.65% | 38,286 | $1.6M | Add +590.6% |
| FVD First Trust Value Line DVD | 0.64% | 37,695 | $1.6M | Reduce -18.6% |
| MOMO Hello Group Inc. -SPN ADR | 0.60% | 235,254 | $1.5M | New |
| MDY State Street SPDR S&P Midcap | 0.53% | 2,357 | $1.3M | Add +53.1% |
| FGD First Trust DJ GL Sel DVD | 0.53% | 57,254 | $1.3M | Add +70.4% |
| KVUE Kenvue Inc. | 0.52% | 60,366 | $1.3M | Add +15.8% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.51% | 19,382 | $1.2M | Reduce -18.4% |
| SPYI Neos S&P 500 High Income ETF | 0.50% | 24,444 | $1.2M | Add +10.8% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.50% | 28,730 | $1.2M | Reduce -19.6% |
| XMAR FT Vest US Equity Enhance & | 0.49% | 36,000 | $1.2M | New |
| PANW Palo Alto Networks Inc. | 0.49% | 4,314 | $1.2M | Reduce -49.1% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.45% | 3,488 | $1.1M | Add +5.7% |
| DIV Global X Superdividend Use | 0.45% | 63,023 | $1.1M | Reduce -1.9% |
| SDVY First Trust Smid Cap Rising | 0.44% | 31,299 | $1.1M | New |
| LMBS First Trust Low Duration Opp | 0.43% | 21,851 | $1.1M | Reduce -37.9% |
| MISL First Trust Indxx Aero & Def | 0.42% | 38,345 | $1.0M | Reduce -7.7% |
| FDIS Fidelity MSCI Cons Discr Ind | 0.40% | 12,088 | $990K | New |
| JPXN iShares JPX-Nikkei 400 ETF | 0.40% | 13,241 | $979K | New |
| PLTR Palantir Technologies Inc. Class A | 0.39% | 41,413 | $947K | New |
| DSL Doubleline Income Solutions | 0.37% | 71,256 | $914K | Add +1.3% |
| AMAT Applied Materials Inc. | 0.37% | 4,354 | $909K | Add +87.7% |
| IGV iShares Expanded Tech-Softwa | 0.37% | 10,670 | $907K | New |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.37% | 25,407 | $907K | Reduce -0.2% |
| IOT Samsara Inc. Class A | 0.37% | 25,000 | $900K | Add +25.0% |
| GFEB FT Vest US Equity Moderate B | 0.37% | 26,081 | $896K | New |
| SHV iShares 0-1 Year Treasury Bo | 0.36% | 8,083 | $894K | Reduce -5.2% |
| MMM 3M Co. | 0.36% | 9,423 | $886K | Reduce -17.6% |
| XLRE SS Real Estate Select Sector | 0.36% | 22,671 | $881K | New |
| LRCX Lam Research Corp. | 0.36% | 894 | $880K | Add +91.8% |
| PFFD Global X US Preferred ETF | 0.36% | 43,492 | $879K | Add +202.9% |
| IWO iShares Russell 2000 Growth | 0.35% | 3,212 | $863K | Add +66.3% |
| BXSL Blackstone Secured Lending F | 0.35% | 27,970 | $861K | Reduce -14.9% |
| PYPL PayPal Holdings Inc. | 0.34% | 12,897 | $839K | Reduce -32.8% |
| RSP Invesco S&P 500 Equal Weight | 0.34% | 4,966 | $836K | Reduce -42.6% |
| IEP Icahn Enterprises LP | 0.34% | 48,952 | $831K | Add +9.5% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.34% | 16,887 | $825K | Add +138.5% |
| FTCB FT Core Investment Grade ETF | 0.33% | 38,964 | $809K | New |
| CFLT Confluent Inc. Class A | 0.33% | 27,000 | $806K | Reduce -46.5% |
| SNOW Snowflake Inc. | 0.32% | 4,930 | $791K | Reduce -27.8% |
| IQLT iShares MSCI International Q | 0.32% | 19,990 | $791K | Add +0.3% |
| YYY Amplify Cef High Income ETF | 0.32% | 65,769 | $789K | Add +4.1% |
| PG The Procter & Gamble Co. | 0.32% | 4,864 | $781K | Reduce -30.5% |
| PFE Pfizer Inc. | 0.31% | 27,807 | $771K | Add +12.0% |
| NOV Nov Inc. | 0.31% | 39,061 | $770K | Add +264.6% |
| SPEM State Street SP PTF Em ETF | 0.31% | 21,168 | $768K | Add +6.3% |
| NOBL Proshares S&P 500 Dividend A | 0.31% | 7,592 | $764K | Reduce -41.4% |
| TSN Tyson Foods Inc. Class A | 0.31% | 13,106 | $758K | Reduce -56.6% |
| BMY Bristol-Myers Squibb Co. | 0.31% | 14,161 | $750K | Add +2.7% |
| FXH First Trust Health Care Alph | 0.30% | 6,839 | $744K | Reduce -32.1% |
| ITA iShares U.S. Aerospace & Def | 0.30% | 5,679 | $743K | Reduce -10.9% |
| BALT Inn Defined Wealth Shield | 0.30% | 24,894 | $728K | New |
| FLOT iShares Floating Rate Bond E | 0.30% | 14,175 | $724K | Reduce -63.3% |
| INRE Inland Real Estate Income TR | 0.28% | 36,117 | $692K | No change |
| MO Altria Group Inc. | 0.28% | 15,696 | $678K | Add +1.6% |
| META Meta Platforms Inc. Class A | 0.27% | 1,369 | $673K | Reduce -31.3% |
| IYE iShares U.S. Energy ETF | 0.27% | 13,523 | $672K | Add +1.9% |
| AMD Advanced Micro Devices | 0.27% | 3,648 | $669K | New |
| BA The Boeing Co. | 0.26% | 3,367 | $638K | New |
| HAL Halliburton Co. | 0.26% | 15,833 | $632K | Reduce -6.5% |
| QCOM Qualcomm Inc. | 0.25% | 3,620 | $622K | Add +32.7% |
| SMTH Alps SMTH Cor BD Plus ETF | 0.25% | 23,652 | $604K | New |
| XLC SS Comm Select Sector SPDR | 0.24% | 7,299 | $601K | New |
| COMT iShares Gsci Commodity Dynam | 0.24% | 21,679 | $589K | Add +1.9% |
| BCE Bce Inc. | 0.24% | 17,392 | $588K | New |
Portfolio Sells Q4 2023 → Q1 2024
| JPST JPMorgan Ultra-Short Income | Reduce -27.0% | 4.06% | −1.73 |
| UAUG Innovator U.S. Equity Ultra | Reduce -61.1% | 0.81% | −1.23 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -44.5% | 1.23% | −1.07 |
| FTSM First Trust Enh Short Mat FD | Reduce -10.1% | 6.46% | −1.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -26.2% | 2.92% | −0.83 |
| PKST Peakstone Realty Trust | Reduce -84.3% | 0.09% | −0.67 |
| SGOV iShares 0-3 Month Treasury B | Reduce -72.9% | 0.21% | −0.60 |
| PANW Palo Alto Networks Inc. | Reduce -49.1% | 0.49% | −0.57 |
| FLOT iShares Floating Rate Bond E | Reduce -63.3% | 0.30% | −0.53 |
| GBIL Goldman Sachs Access Treasur | Reduce -28.1% | 1.16% | −0.52 |
| INTC Intel Corp. | Reduce -78.5% | 0.11% | −0.48 |
| DXCM Dexcom Inc. | Sold out | 0.00% | −0.47 |
| FRANKLIN BSP LENDING COR | Sold out | 0.00% | −0.41 |
| TSN Tyson Foods Inc. Class A | Reduce -56.6% | 0.31% | −0.38 |
| LLY Eli Lilly & Co. | Reduce -65.8% | 0.24% | −0.32 |
| SQM Quimica Y Minera Chil-SP ADR | Sold out | 0.00% | −0.29 |
| LMBS First Trust Low Duration Opp | Reduce -37.9% | 0.43% | −0.29 |
| CVX Chevron Corp. | Sold out | 0.00% | −0.26 |
| SNOW Snowflake Inc. | Reduce -27.8% | 0.32% | −0.25 |
| JNJ Johnson & Johnson | Reduce -54.7% | 0.19% | −0.24 |
| RSP Invesco S&P 500 Equal Weight | Reduce -42.6% | 0.34% | −0.24 |
| IWR iShares Russell Mid-Cap ETF | Reduce -13.6% | 1.95% | −0.24 |
| VOD Vodafone Group PLC-SP ADR | Sold out | 0.00% | −0.23 |
| HEALTHCARE TRUST INC | Sold out | 0.00% | −0.22 |
| NOBL Proshares S&P 500 Dividend A | Reduce -41.4% | 0.31% | −0.21 |
| VUG Vanguard Mrngstar GR ETF-Sui | Sold out | 0.00% | −0.21 |
| GSK GSK PLC-Spon ADR | Sold out | 0.00% | −0.21 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Sold out | 0.00% | −0.20 |
| XOM Exxon Mobil Corp. | Reduce -58.8% | 0.16% | −0.19 |
| KJUL Innovator U.S. Small Cap Pow | Sold out | 0.00% | −0.18 |
| FPE FT-Preferred Secur & Inc. ETF | Reduce -4.0% | 3.48% | −0.18 |
| TDOC Teladoc Health Inc. | Sold out | 0.00% | −0.18 |
| CFLT Confluent Inc. Class A | Reduce -46.5% | 0.33% | −0.17 |
| MMM 3M Co. | Reduce -17.6% | 0.36% | −0.17 |
| FDRR Fidelity Div ETF Rise Rates | Sold out | 0.00% | −0.17 |
| LUMN Lumen Technologies Inc. | Reduce -93.6% | 0.01% | −0.16 |
| FLNC Fluence Energy Inc. | Sold out | 0.00% | −0.16 |
| PYPL PayPal Holdings Inc. | Reduce -32.8% | 0.34% | −0.16 |
| FVD First Trust Value Line DVD | Reduce -18.6% | 0.64% | −0.15 |
| PSEC Prospect Capital Corp. | Reduce -67.9% | 0.06% | −0.15 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Sold out | 0.00% | −0.15 |
| WMT Walmart Inc. | Sold out | 0.00% | −0.15 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -19.6% | 0.50% | −0.14 |
| FXH First Trust Health Care Alph | Reduce -32.1% | 0.30% | −0.14 |
| EC Ecopetrol SA-Sponsored ADR | Sold out | 0.00% | −0.14 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −0.14 |
| TAN Invesco Solar ETF | Sold out | 0.00% | −0.14 |
| RIG Transocean Ltd. | Sold out | 0.00% | −0.13 |
| LMT Lockheed Martin Corp. | Sold out | 0.00% | −0.13 |
| VZ Verizon Communications Inc. | Reduce -51.4% | 0.15% | −0.13 |
Portfolio Buys Q4 2023 → Q1 2024
| BNDX Vanguard Total Intl Bond ETF | Add +1980.4% | 1.89% | +1.80 |
| IVV iShares Core S&P 500 ETF | Add +184.8% | 1.41% | +0.94 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +421.9% | 0.90% | +0.72 |
| MOMO Hello Group Inc. -SPN ADR | New | 0.60% | +0.60 |
| XLF SS Financial Select Sector | Add +590.6% | 0.65% | +0.57 |
| FIXD First Trust Smith Opportunis | Add +26.8% | 3.62% | +0.55 |
| KNG FT Vest S&P 500 DVD Arst TRG | Add +116.7% | 0.99% | +0.53 |
| XMAR FT Vest US Equity Enhance & | New | 0.49% | +0.49 |
| FXU First Trust Utilities Alphad | Add +111.4% | 0.95% | +0.49 |
| FEX First Trust Large Cap Core A | Add +11.8% | 3.18% | +0.48 |
| NVDA Nvidia Corp. | Add +53.2% | 0.72% | +0.45 |
| SDVY First Trust Smid Cap Rising | New | 0.44% | +0.44 |
| FDIS Fidelity MSCI Cons Discr Ind | New | 0.40% | +0.40 |
| JPXN iShares JPX-Nikkei 400 ETF | New | 0.40% | +0.40 |
| COWZ Pacer US Cash Cows 100 ETF | Add +79.5% | 0.83% | +0.39 |
| PLTR Palantir Technologies Inc. Class A | New | 0.39% | +0.39 |
| IGV iShares Expanded Tech-Softwa | New | 0.37% | +0.37 |
| GFEB FT Vest US Equity Moderate B | New | 0.37% | +0.37 |
| XLRE SS Real Estate Select Sector | New | 0.36% | +0.36 |
| AAPL Apple Inc. | Add +82.0% | 0.95% | +0.34 |
| FTCB FT Core Investment Grade ETF | New | 0.33% | +0.33 |
| BND Vanguard Total Bond Market | Add +19.9% | 2.72% | +0.31 |
| BALT Inn Defined Wealth Shield | New | 0.30% | +0.30 |
| AMD Advanced Micro Devices | New | 0.27% | +0.27 |
| BA The Boeing Co. | New | 0.26% | +0.26 |
| SMTH Alps SMTH Cor BD Plus ETF | New | 0.25% | +0.25 |
| XLC SS Comm Select Sector SPDR | New | 0.24% | +0.24 |
| QUAL iShares MSCI USA Quality Fac | Add +12.8% | 1.43% | +0.24 |
| BCE Bce Inc. | New | 0.24% | +0.24 |
| PFFD Global X US Preferred ETF | Add +202.9% | 0.36% | +0.24 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.24% | +0.24 |
| GILD Gilead Sciences Inc. | New | 0.24% | +0.24 |
| ALB Albemarle Corp. | New | 0.23% | +0.23 |
| KMI Kinder Morgan Inc. | New | 0.23% | +0.23 |
| NOV Nov Inc. | Add +264.6% | 0.31% | +0.22 |
| PM Philip Morris International | New | 0.22% | +0.22 |
| AMAT Applied Materials Inc. | Add +87.7% | 0.37% | +0.21 |
| FGD First Trust DJ GL Sel DVD | Add +70.4% | 0.53% | +0.21 |
| LRCX Lam Research Corp. | Add +91.8% | 0.36% | +0.20 |
| MDY State Street SPDR S&P Midcap | Add +53.1% | 0.53% | +0.20 |
| FDX FedEx Corp. | New | 0.19% | +0.19 |
| BSM Black Stone Minerals LP | New | 0.19% | +0.19 |
| TRIN Trinity Capital Inc. | New | 0.19% | +0.19 |
| BTAL Agf US Market Neutral Anti-B | New | 0.19% | +0.19 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +138.5% | 0.34% | +0.19 |
| TUR iShares MSCI Turkey ETF | New | 0.19% | +0.19 |
| GOOGL Alphabet Inc. Class A | New | 0.19% | +0.19 |
| JEPI JPMorgan Equity Premium Inco | Add +18.6% | 1.15% | +0.18 |
| CMCSA Comcast Corp. Class A | New | 0.18% | +0.18 |
| SFLR Innovator Eqty MGD Floor ETF | Add +26.1% | 0.70% | +0.17 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,852 | $552.0M | AAPL, SPY, RDVY, FIXD, VFLO |
| Q1 2026 | 1,827 | $485.7M | AAPL, SPY, FIXD, FTSM, RDVY |
| Q4 2025 | 1,762 | $462.8M | AAPL, FTSM, SPY, FIXD, RDVY |
| Q3 2025Amended | 314 | $370.7M | FTSM, FIXD, RDVY, FTCS, BND |
| Q2 2025Amended | 286 | $333.2M | FTSM, FIXD, FEX, SPY, RDVY |
| Q1 2025 | 276 | $300.2M | FTSM, FIXD, SPY, FEX, RDVY |
| Q4 2024 | 273 | $292.2M | FTSM, FIXD, SPY, FEX, SDVY |
| Q3 2024 | 265 | $280.6M | FTSM, FIXD, SPY, FEX, BND |
| Q2 2024 | 240 | $256.1M | FTSM, FIXD, FPE, FEX, SPY |
| Q1 2024 | 225 | $245.3M | FTSM, JPST, FIXD, FPE, FEX |