Triumph Capital Management
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 14, 2025), Triumph Capital Management reported 273 stock positions worth $292.2 million. Its top holding was First Trust Enh Short Mat FD (FTSM) at 5.5% of the portfolio, followed by First Trust Smith Opportunis (FIXD, 3.5%) and SS SPDR S&P 500 ETF Trust-US (SPY, 3.2%). Compared with Q3 2024, it opened 41 new positions, sold out of 33, added to 114 and reduced 107. The biggest buy was First Trust Low Duration Opp (LMBS, shares +157%) and the biggest sale Sofi Technologies (SOFI, shares −82%).
- Most Recent 13F
- Q2 2026
- Location
- DENVER, CO
- CIK
- 0001730765
- Portfolio Value
- $292.2M (Q4 2024)
- SEC Filing
- 0001730765-25-000003 ↗ filed Feb 14, 2025
Holdings Value
Holdings 273 stocks · $292.2M
| FTSM First Trust Enh Short Mat FD | 5.50% | 268,848 | $16.1M | Add +12.0% |
| FIXD First Trust Smith Opportunis | 3.48% | 236,645 | $10.2M | Add +3.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.22% | 16,057 | $9.4M | Reduce -1.1% |
| FEX First Trust Large Cap Core A | 2.93% | 82,140 | $8.6M | Add +0.2% |
| SDVY First Trust Smid Cap Rising | 2.62% | 213,329 | $7.6M | Add +13.9% |
| BND Vanguard Total Bond Market | 2.56% | 103,926 | $7.5M | Add +4.3% |
| RDVY First Trust Rising Dividend | 2.37% | 116,915 | $6.9M | Add +7.6% |
| FPE FT-Preferred Secur & Inc. ETF | 1.98% | 326,774 | $5.8M | Add +1.6% |
| IWM iShares Russell 2000 ETF | 1.88% | 24,893 | $5.5M | Reduce -3.1% |
| IWR iShares Russell Mid-Cap ETF | 1.79% | 59,120 | $5.2M | Reduce -0.7% |
| LMBS First Trust Low Duration Opp | 1.77% | 106,550 | $5.2M | Add +156.6% |
| BNDX Vanguard Total Intl Bond ETF | 1.73% | 103,028 | $5.1M | Add +6.5% |
| JPST JPMorgan Ultra-Short Income | 1.59% | 91,990 | $4.6M | Reduce -6.4% |
| QQQ Invesco QQQ Trust Series 1 | 1.53% | 8,753 | $4.5M | Add +1.8% |
| IVV iShares Core S&P 500 ETF | 1.49% | 7,403 | $4.4M | Reduce -3.1% |
| FTCS First Trust Capital Strength | 1.39% | 46,356 | $4.1M | Reduce 0.0% |
| AAPL Apple Inc. | 1.30% | 15,114 | $3.8M | Reduce -4.4% |
| MSFT Microsoft Corp. | 1.20% | 8,347 | $3.5M | Reduce -14.7% |
| NVDA Nvidia Corp. | 1.08% | 23,443 | $3.1M | Reduce -27.5% |
| SFLR Innovator Eqty MGD Floor ETF | 1.07% | 95,400 | $3.1M | Add +13.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.99% | 6,394 | $2.9M | Add +0.6% |
| AMD Advanced Micro Devices | 0.96% | 23,327 | $2.8M | Add +27.2% |
| AMZN Amazon.com Inc. | 0.94% | 12,516 | $2.7M | Add +12.0% |
| QUAL iShares MSCI USA Quality Fac | 0.93% | 15,307 | $2.7M | Add +2.1% |
| JEPI JPMorgan Equity Premium Inco | 0.93% | 47,235 | $2.7M | Add +17.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.82% | 5,614 | $2.4M | Reduce -0.4% |
| MOAT Vaneck Morningstar Wide Moat | 0.77% | 24,192 | $2.2M | Add +10.3% |
| PLTR Palantir Technologies Inc. Class A | 0.69% | 26,819 | $2.0M | Reduce -60.9% |
| FVD First Trust Value Line DVD | 0.69% | 46,112 | $2.0M | Add +22.3% |
| SMTH Alps SMTH Cor BD Plus ETF | 0.66% | 75,578 | $1.9M | Add +8.2% |
| BKLN Invesco Senior Loan ETF | 0.65% | 90,677 | $1.9M | Reduce -2.3% |
| AON Aon PLC Class A | 0.62% | 5,049 | $1.8M | Reduce -16.5% |
| ZALT Innovator US Eq 10 Buffer | 0.61% | 60,182 | $1.8M | New |
| UAPR Innovator U.S. Equity Ultra | 0.61% | 57,886 | $1.8M | Reduce -26.8% |
| BALT Inn Defined Wealth Shield | 0.60% | 56,163 | $1.8M | Add +104.4% |
| BA The Boeing Co. | 0.58% | 9,557 | $1.7M | Add +12.8% |
| PG The Procter & Gamble Co. | 0.54% | 9,400 | $1.6M | Add +102.7% |
| COWZ Pacer US Cash Cows 100 ETF | 0.53% | 27,357 | $1.5M | Reduce -15.0% |
| OXFORD LANE CAP CORP | 0.52% | 299,870 | $1.5M | Add +13.2% |
| VFLO Victoryshares Free Cash Flow | 0.48% | 41,469 | $1.4M | Add +85.1% |
| TSLA Tesla Inc. | 0.46% | 3,350 | $1.4M | Reduce -14.5% |
| JAAA Janus Henderson Aaa Clo ETF | 0.46% | 26,508 | $1.3M | Add +63.6% |
| MBLY Mobileye Global Inc. Class A | 0.45% | 66,184 | $1.3M | Add +16.8% |
| IWO iShares Russell 2000 Growth | 0.44% | 4,455 | $1.3M | Reduce -1.4% |
| QFLR Innovator Nasdaq-100 MF ETF | 0.44% | 43,635 | $1.3M | Add +12.9% |
| CLOA iShares Aaa Clo Act ETF-Usdi | 0.43% | 24,334 | $1.3M | Add +102.7% |
| IGV iShares Expanded Tech-Softwa | 0.43% | 12,531 | $1.3M | Reduce -5.8% |
| KNG FT Vest S&P 500 DVD Arst TRG | 0.41% | 23,968 | $1.2M | Add +3.4% |
| SNOW Snowflake Inc. | 0.41% | 7,706 | $1.2M | Add +30.3% |
| BXSL Blackstone Secured Lending F | 0.37% | 33,854 | $1.1M | Add +4.3% |
| JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F | 0.37% | 17,897 | $1.1M | Add +14.2% |
| META Meta Platforms Inc. Class A | 0.37% | 1,846 | $1.1M | Add +6.0% |
| MINT PIMCO Enhanced Short Maturit | 0.37% | 10,772 | $1.1M | Reduce -25.3% |
| IVE iShares S&P 500 Value ETF | 0.37% | 5,653 | $1.1M | Reduce -3.8% |
| SOFI Sofi Technologies Inc. | 0.37% | 69,446 | $1.1M | Reduce -82.0% |
| CELH Celsius Holdings Inc. | 0.36% | 40,420 | $1.1M | Add +41.5% |
| LLY Eli Lilly & Co. | 0.36% | 1,376 | $1.1M | Add +15.1% |
| NLY Annaly Capital Management Inc. | 0.36% | 57,835 | $1.1M | Add +18.9% |
| BX Blackstone Inc. | 0.36% | 6,076 | $1.0M | Reduce -26.0% |
| SMH Vaneck Semiconductor ETF | 0.35% | 4,282 | $1.0M | Add +23.8% |
| GOOGL Alphabet Inc. Class A | 0.35% | 5,470 | $1.0M | Add +1.6% |
| JPIE JPMorgan Income ETF | 0.35% | 22,638 | $1.0M | Add +16.9% |
| FDL First Trust Morn DVD Lead Inc. | 0.34% | 25,000 | $1.0M | New |
| XLE SS Energy Select Sector | 0.34% | 11,711 | $1.0M | Reduce -31.8% |
| HQH Abrdn Healthcare Investors | 0.34% | 61,217 | $983K | Add +32.6% |
| FYX First Trust Small Cap Core A | 0.34% | 9,696 | $980K | Reduce -27.8% |
| ECC Eagle Point Credit Co. | 0.33% | 109,495 | $972K | Reduce -25.8% |
| GSY Invesco Ultra Short Duration | 0.33% | 19,347 | $969K | New |
| TSM Taiwan Semiconductor-SP ADR | 0.33% | 4,890 | $966K | Add +25.7% |
| OBDC Blue Owl Capital Corp. | 0.33% | 63,408 | $959K | Reduce -2.2% |
| ARCC Ares Capital Corp. | 0.32% | 42,747 | $936K | Reduce -40.9% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.31% | 2,685 | $919K | Reduce -34.8% |
| RVT Royce Small-Cap Trust Inc. | 0.31% | 58,126 | $918K | Reduce -1.1% |
| CAG Conagra Brands Inc. | 0.31% | 32,882 | $912K | Add +169.8% |
| PYPL PayPal Holdings Inc. | 0.31% | 10,595 | $904K | Add +12.7% |
| TLT iShares 20+ Year Treasury BD | 0.31% | 10,315 | $901K | New |
| BCSF Bain Capital Specialty Finan | 0.30% | 50,686 | $888K | Reduce -48.8% |
| MISL First Trust Indxx Aero & Def | 0.30% | 29,114 | $886K | Reduce -5.5% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.30% | 19,851 | $874K | Add +3.0% |
| JTEK JPMorgan US Tech Leaders | 0.30% | 11,529 | $872K | New |
| DSL Doubleline Income Solutions | 0.29% | 67,119 | $844K | Reduce -4.5% |
| IWY iShares Russell Top 200 Grow | 0.29% | 3,556 | $837K | Add +38.7% |
| SPYI Neos S&P 500 High Income ETF | 0.29% | 16,450 | $836K | Reduce -2.7% |
| NLR Vaneck Urani & Nuclr ETF-Usd | 0.28% | 10,223 | $832K | New |
| BTO John Hancock Financial Opp | 0.28% | 23,065 | $823K | Add +13.5% |
| GBIL Goldman Sachs Access Treasur | 0.28% | 8,221 | $821K | Reduce -36.2% |
| AGNC AGNC Investment Corp. | 0.28% | 88,602 | $816K | Add +4.1% |
| PDI PIMCO Dynamic Income Fund | 0.28% | 44,351 | $813K | Add +89.5% |
| AGG iShares Core U.S. Aggregate | 0.28% | 8,344 | $809K | Reduce -29.0% |
| SDIV Global X Superdividend ETF | 0.28% | 39,095 | $806K | Reduce -4.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.27% | 13,949 | $786K | Reduce -1.9% |
| CEFS Saba Opport Hedg Cef ETF-Usd | 0.27% | 36,501 | $782K | Reduce -1.2% |
| PFFD Global X US Preferred ETF | 0.27% | 39,807 | $777K | Reduce -5.2% |
| RIVN Rivian Automotive Inc. Class A | 0.26% | 57,684 | $767K | Add +55.8% |
| SPEM State Street SP PTF Em ETF | 0.26% | 19,774 | $759K | Reduce -7.3% |
| ZS Zscaler Inc. | 0.26% | 4,156 | $750K | Reduce -29.0% |
| GBDC Golub Capital BDC Inc. | 0.25% | 48,522 | $736K | Reduce -41.9% |
| SGOV iShares 0-3 Month Treasury B | 0.25% | 7,332 | $736K | Add +14.5% |
| FDX FedEx Corp. | 0.25% | 2,612 | $735K | New |
| MDY State Street SPDR S&P Midcap | 0.25% | 1,270 | $723K | Reduce -30.0% |
Portfolio Sells Q3 2024 → Q4 2024
| SOFI Sofi Technologies Inc. | Reduce -82.0% | 0.37% | −0.71 |
| NVDA Nvidia Corp. | Reduce -27.5% | 1.08% | −0.32 |
| BCSF Bain Capital Specialty Finan | Reduce -48.8% | 0.30% | −0.30 |
| MSFT Microsoft Corp. | Reduce -14.7% | 1.20% | −0.30 |
| AVGO Broadcom Inc. | Sold out | 0.00% | −0.28 |
| ARM Arm Holdings PLC-ADR | Sold out | 0.00% | −0.27 |
| UAPR Innovator U.S. Equity Ultra | Reduce -26.8% | 0.61% | −0.24 |
| ARCC Ares Capital Corp. | Reduce -40.9% | 0.32% | −0.22 |
| PLTR Palantir Technologies Inc. Class A | Reduce -60.9% | 0.69% | −0.21 |
| APO Apollo Global Management Inc. | Reduce -67.5% | 0.15% | −0.21 |
| GBDC Golub Capital BDC Inc. | Reduce -41.9% | 0.25% | −0.20 |
| XLE SS Energy Select Sector | Reduce -31.8% | 0.34% | −0.19 |
| JPST JPMorgan Ultra-Short Income | Reduce -6.4% | 1.59% | −0.19 |
| ECC Eagle Point Credit Co. | Reduce -25.8% | 0.33% | −0.19 |
| GBIL Goldman Sachs Access Treasur | Reduce -36.2% | 0.28% | −0.18 |
| JPXN iShares JPX-Nikkei 400 ETF | Sold out | 0.00% | −0.17 |
| SCHW Schwab (charles) Corp. | Reduce -64.2% | 0.10% | −0.16 |
| AGG iShares Core U.S. Aggregate | Reduce -29.0% | 0.28% | −0.15 |
| MINT PIMCO Enhanced Short Maturit | Reduce -25.3% | 0.37% | −0.15 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -34.4% | 0.25% | −0.15 |
| ABNB Airbnb Inc. Class A | Sold out | 0.00% | −0.14 |
| NEOS ENHANCED INCOME CREDIT SELECT ETF | Sold out | 0.00% | −0.14 |
| KKR KKR & Co. Inc. | Reduce -48.6% | 0.18% | −0.14 |
| FYX First Trust Small Cap Core A | Reduce -27.8% | 0.34% | −0.14 |
| IWM iShares Russell 2000 ETF | Reduce -3.1% | 1.88% | −0.14 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -15.0% | 0.53% | −0.14 |
| POWL Powell Industries Inc. | Sold out | 0.00% | −0.13 |
| AIG American International Group | Reduce -55.5% | 0.10% | −0.13 |
| AON Aon PLC Class A | Reduce -16.5% | 0.62% | −0.13 |
| AMAT Applied Materials Inc. | Sold out | 0.00% | −0.12 |
| RCL Royal Caribbean Cruises Ltd. | Sold out | 0.00% | −0.12 |
| MDY State Street SPDR S&P Midcap | Reduce -30.0% | 0.25% | −0.12 |
| STNE Stoneco Ltd. Class A | Sold out | 0.00% | −0.11 |
| GRBK Green Brick Partners Inc. | Sold out | 0.00% | −0.11 |
| RGA Reinsurance Group of America | Sold out | 0.00% | −0.11 |
| AHR American Healthcare REIT Inc. | Sold out | 0.00% | −0.11 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.1% | 3.22% | −0.11 |
| ZETA Zeta Global Holdings Corp. Class A | Sold out | 0.00% | −0.11 |
| FTCS First Trust Capital Strength | Reduce 0.0% | 1.39% | −0.11 |
| SPOK Spok Holdings Inc. | Sold out | 0.00% | −0.11 |
| SG Sweetgreen Inc. Class A | Sold out | 0.00% | −0.10 |
| BLBD Blue Bird Corp. | Sold out | 0.00% | −0.10 |
| ZS Zscaler Inc. | Reduce -29.0% | 0.26% | −0.10 |
| DBX Dropbox Inc. Class A | Sold out | 0.00% | −0.10 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -34.8% | 0.31% | −0.10 |
| XLC SS Comm Select Sector SPDR | Sold out | 0.00% | −0.10 |
| BAC Bank of America Corp. | Sold out | 0.00% | −0.09 |
| IMAX Imax Corp. | Sold out | 0.00% | −0.09 |
| RDVI FT Vest Rising Dividend Achi | Reduce -50.2% | 0.08% | −0.09 |
| DOW Dow Inc. | Sold out | 0.00% | −0.09 |
Portfolio Buys Q3 2024 → Q4 2024
| LMBS First Trust Low Duration Opp | Add +156.6% | 1.77% | +1.04 |
| ZALT Innovator US Eq 10 Buffer | New | 0.61% | +0.61 |
| FTSM First Trust Enh Short Mat FD | Add +12.0% | 5.50% | +0.36 |
| FDL First Trust Morn DVD Lead Inc. | New | 0.34% | +0.34 |
| GSY Invesco Ultra Short Duration | New | 0.33% | +0.33 |
| TLT iShares 20+ Year Treasury BD | New | 0.31% | +0.31 |
| BALT Inn Defined Wealth Shield | Add +104.4% | 0.60% | +0.30 |
| JTEK JPMorgan US Tech Leaders | New | 0.30% | +0.30 |
| NLR Vaneck Urani & Nuclr ETF-Usd | New | 0.28% | +0.28 |
| PG The Procter & Gamble Co. | Add +102.7% | 0.54% | +0.25 |
| FDX FedEx Corp. | New | 0.25% | +0.25 |
| FNK First Trust Mid Cap Value | New | 0.24% | +0.24 |
| CRM Salesforce Inc. | New | 0.22% | +0.22 |
| VFLO Victoryshares Free Cash Flow | Add +85.1% | 0.48% | +0.22 |
| CLOA iShares Aaa Clo Act ETF-Usdi | Add +102.7% | 0.43% | +0.21 |
| XLP SS Consumer Staples Sel Sect | New | 0.20% | +0.20 |
| AMZN Amazon.com Inc. | Add +12.0% | 0.94% | +0.20 |
| UTF Cohen & Steers Infrastructur | New | 0.19% | +0.19 |
| TTD Trade Desk Inc./the Class A | New | 0.19% | +0.19 |
| SDVY First Trust Smid Cap Rising | Add +13.9% | 2.62% | +0.19 |
| KBWD Invesco KBW High Dividend Yi | New | 0.18% | +0.18 |
| MBLY Mobileye Global Inc. Class A | Add +16.8% | 0.45% | +0.17 |
| CAG Conagra Brands Inc. | Add +169.8% | 0.31% | +0.17 |
| UBER Uber Technologies Inc. | New | 0.17% | +0.17 |
| JAAA Janus Henderson Aaa Clo ETF | Add +63.6% | 0.46% | +0.17 |
| SNOW Snowflake Inc. | Add +30.3% | 0.41% | +0.17 |
| OWL Blue Owl Capital Inc. | New | 0.16% | +0.16 |
| GE General Electric | New | 0.15% | +0.15 |
| CCL Carnival Corp. | New | 0.14% | +0.14 |
| PPC Pilgrim's Pride Corp. | New | 0.13% | +0.13 |
| BA The Boeing Co. | Add +12.8% | 0.58% | +0.12 |
| EAT Brinker International Inc. | New | 0.12% | +0.12 |
| MRK Merck & Co. Inc. | New | 0.12% | +0.12 |
| MU Micron Technology Inc. | Add +214.8% | 0.20% | +0.12 |
| STRL Sterling Infrastructure Inc. | New | 0.12% | +0.12 |
| VCIT Vanguard Int-Term Corporate | New | 0.12% | +0.12 |
| RIVN Rivian Automotive Inc. Class A | Add +55.8% | 0.26% | +0.11 |
| CVSA Covista Inc. | New | 0.11% | +0.11 |
| MCD McDonald's Corp. | New | 0.11% | +0.11 |
| SFLR Innovator Eqty MGD Floor ETF | Add +13.2% | 1.07% | +0.11 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | New | 0.11% | +0.11 |
| PDI PIMCO Dynamic Income Fund | Add +89.5% | 0.28% | +0.11 |
| SMCI Super Micro Computer Inc. | New | 0.10% | +0.10 |
| IYK iShares US Consumer Staples | New | 0.09% | +0.09 |
| THW Abrdn World Healthcare Fund | New | 0.09% | +0.09 |
| USIG iShares Broad Usd Investment | Add +74.8% | 0.24% | +0.09 |
| TSM Taiwan Semiconductor-SP ADR | Add +25.7% | 0.33% | +0.09 |
| GME Gamestop Corp. Class A | New | 0.09% | +0.09 |
| IWY iShares Russell Top 200 Grow | Add +38.7% | 0.29% | +0.09 |
| DE Deere & Co. | New | 0.08% | +0.08 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,852 | $552.0M | AAPL, SPY, RDVY, FIXD, VFLO |
| Q1 2026 | 1,827 | $485.7M | AAPL, SPY, FIXD, FTSM, RDVY |
| Q4 2025 | 1,762 | $462.8M | AAPL, FTSM, SPY, FIXD, RDVY |
| Q3 2025Amended | 314 | $370.7M | FTSM, FIXD, RDVY, FTCS, BND |
| Q2 2025Amended | 286 | $333.2M | FTSM, FIXD, FEX, SPY, RDVY |
| Q1 2025 | 276 | $300.2M | FTSM, FIXD, SPY, FEX, RDVY |
| Q4 2024 | 273 | $292.2M | FTSM, FIXD, SPY, FEX, SDVY |
| Q3 2024 | 265 | $280.6M | FTSM, FIXD, SPY, FEX, BND |
| Q2 2024 | 240 | $256.1M | FTSM, FIXD, FPE, FEX, SPY |
| Q1 2024 | 225 | $245.3M | FTSM, JPST, FIXD, FPE, FEX |